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Comparing effect sizes in follow-up studies: ROC Area, Cohen's d, and r.
Abstract
In order to facilitate comparisons across follow-up studies that have used different measures of effect size, we provide a table of effect size equivalencies for the three most common measures: ROC area (AUC), Cohen's d, and r. We outline why AUC is the preferred measure of predictive or diagnostic accuracy in forensic psychology or psychiatry, and we urge researchers and practitioners to use numbers rather than verbal labels to characterize effect sizes.
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“The magnitude of the effects of these risk domains ranged from small (i.e., r= 0.099 for “low IQ/learning difficulties”) to large (i.e., r= 0.553 for “having a negative school attitude”) based on the criteria of Rice and Harris (2005) for interpreting effect sizes.”
From Risk Factors for School Absenteeism and Dropout: A Meta-Analytic Review (2019) · cites this paper as Rice and Harris (2005)
In the citing paper
“The AUC of 0.62 is also a moderate effect size [14], but is less than that for deadly violence (but this difference was not statistically significant).”
From The Domestic Abuse, Stalking and Harassment and Honour-Based Violence (DASH) Risk Assessment Instrument in Predicting Deadly or Persistent Domestic Abuse (2025) · cites this paper as [14]
In the citing paper
“The AUC of 0.67 for deadly violence is regarded as a “moderate” effect size [14].”
From The Domestic Abuse, Stalking and Harassment and Honour-Based Violence (DASH) Risk Assessment Instrument in Predicting Deadly or Persistent Domestic Abuse (2025) · cites this paper as [14]
In the citing paper
“AUC values of 0.56, 0.64, and 0.71 indicate small, medium, and large effects (Rice & Harris, 2005).”
From Strategies for monitoring mentoring relationship quality to predict early program dropout (2022) · cites this paper as Rice & Harris, 2005
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“AUC also has a plain language interpretation because it is conceptually and mathematically similar to the common language effect size or CL ( McGraw & Wong, 1992; see also Delaney & Vargha, 2002).”
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“AUC values between .5 and 1 indicate prediction exceeding chance, and Rice and Harris (2005) have noted that AUCs of .56 correspond to a small effect, while .64 reflects a moderate effect, and .71 reflects a large effect.”
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“…Equations 1 and 2, r d = _________ (1) √pq(1-r2) d z(AUC) = ___ (2) √2 − where z(AUC) is the normal deviate of the AUC, r is the point-biserial correlation, d is Cohen’s d, p is the base rate, and q = 1 – p. z(AUC) was then transformed into the AUC using a table provided by Rice and Harris (2005).”
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“70 are indicative of a strong effect [36].”
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“1 (36), that is, our models have achieved the larger effects.”
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“Cohen’s d for the area under the curve (AUC) was determined using Rice and Harris (2005) and Salgado (2018).”
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“An AUC of .56 can be considered small predictive validity, .64 medium predictive validity and .71 large predictive validity (Rice & Harris, 2005).”
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“A previous study published the following cutoffs, which will be used in the current study, describing the relationships between AUC values and traditional conventions for Cohen’s d effect sizes (39): 0.”
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“Guidelines by Rice and Harris [21] suggest that AUCs in the mid 0.50 s are considered small, mid 0.60 s are medium (and may provide incremental clinical value), low-to-mid 0.70 s are large (clinically useful), low 0.80 s are excellent, and high 0.80 s are exceptional under clinically rigorous studies, as well as highl…”
BackgroundMethodInfluentialFactors Predicting Desistance From Reoffending: A Validation Study of the SAPROF in Sexual Offenders
Yoon, D., Turner, D., Klein, V., Rettenberger, M., Eher, R., & Briken, P. (2018) · International journal of offender therapy and comparative criminology · doi:10.1177/0306624x16664379 · Cited by 29
“According to the critical values proposed by several researchers (Cohen, 1992; Dahle, Schneider, & Ziethen, 2007; Rice & Harris, 2005; AUC ≥ .72 = large effect size; .64 ≤ AUC ≤ .71 = moderate; .56 < AUC < .64 = small), the results showed overall a rather small to moderate predictive accuracy of…”
Backgroundvan der Put, C. E., Bouwmeester-Landweer, M. B. R., Landsmeer-Beker, E. A., Wit, J., Dekker, F., Kousemaker, N. P. J., & Baartman, H. E. M. (2017) · International Journal of Child Abuse & Neglect · doi:10.1016/j.chiabu.2017.05.016 · Cited by 29
Risk and Protective Factors for Inpatient Aggression
Robbé, M. D. V., de Vogel, V., Wever, E. C., Douglas, K., & Nijman, H. (2016) · doi:10.1177/0093854816637889 · Cited by 29
Neurobiological Factors as Predictors of Prisoners’ Response to a Cognitive Skills Training
Cornet, L. J. M., van der Laan, P. H., Nijman, H., Tollenaar, N., & de Kogel, C. D. (2015) · Journal of Criminal Justice · doi:10.1016/j.jcrimjus.2015.02.003 · Cited by 29
Assessing Protective Factors of Youth Who Sexually Offended in Singapore
Zeng, G., Chu, C., & Lee, Y. (2015) · Sexual abuse. A Journal of Research and Treatment · doi:10.1177/1079063214561684 · Cited by 29
“In general, AUCs of .56, .64, and .71 may be considered to be of small, medium, and large effect sizes, respectively (Rice & Harris, 2005).”
BackgroundSpecialization In and Within Sexual Offending in England and Wales
Howard, P., Barnett, G., & Mann, R. (2014) · Sexual abuse. A Journal of Research and Treatment · doi:10.1177/1079063213486934 · Cited by 29
“While no guidelines exist for what might be considered an acceptable C Index in criminal risk prediction, the similarity of this metric to AUC suggests that the advice of Rice and Harris (2005) can be copied over.”
MethodCrime Scene Behaviors Indicate Risk-Relevant Propensities of Child Molesters
Lehmann, R. J. B., Goodwill, A., Hanson, R. K., & Dahle, K. (2014) · Criminal Justice and Behavior · doi:10.1177/0093854814521807 · Cited by 29
Applying crime scene analysis to the prediction of sexual recidivism in stranger rapes.
Lehmann, R. J. B., Goodwill, A., Gallasch-Nemitz, F., Biedermann, J., & Dahle, K. (2013) · Law and Human Behavior · doi:10.1037/lhb0000015 · Cited by 29
“For the prediction of previous sexual offenses and sexual recidivism, AUC was used as an effect size statistic for dichotomous outcome variables (Swets, Dawes, & Monahan, 2000) where AUCs of .56, .64, and .71 were considered as small, medium, and large (Rice & Harris, 2005).”
Labrecque, R., & Smith, P. (2019) · Crime & Delinquency · doi:10.1177/0011128717748946 · Cited by 29
“Even the lower limits of the CIs fall above the threshold for a large effect size according to Rice and Harris’ (2005) criteria, which suggests that there is a 95% probability that the population effect size of the RASP on these negative outcomes is large.”
InfluentialDeveloping a clinical typology of dysfunctional anger.
Ahmed, A., Kingston, D. A., Digiuseppe, R., Bradford, J. M. W., & Seto, M. (2012) · Journal of Affective Disorders · doi:10.1016/j.jad.2011.09.008 · Cited by 29
“Several effect size indicators were chosen based on the underlying properties of the statistic and the utility over other commonly used indicators when used with a particular statistical test (Rice and Harris, 2005).”
MethodZhang, Y., Li, J., Zhang, M., Bote, A. I., & Jia, F. (2023) · Addictive Behaviors · doi:10.1016/j.addbeh.2023.107916 · Cited by 35
Coupland, R., & Olver, M. (2020) · Psychological Assessment · doi:10.1037/pas0000807 · Cited by 28
Baetge, S., Filser, M., Renner, A., Ullrich, S., Lassek, C., & Penner, I. (2019) · Multiple Sclerosis · doi:10.1177/1352458519887897 · Cited by 28
Abbiati, M., Azzola, A., Palix, J., Gasser, J., & Moulin, V. (2017) · Criminal Justice and Behavior · doi:10.1177/0093854816677565 · Cited by 28
The Use of the State–Trait Anger Expression Inventory–II With Forensic Populations
Schamborg, S., Tully, R., & Browne, K. (2016) · International journal of offender therapy and comparative criminology · doi:10.1177/0306624x15577932 · Cited by 28
“Second, predictive validity was measured using the Receiver Operating Characteristic (ROC) Area Under the Curve (AUC) coefficient, which is the preferred measure of predictive accuracy in forensic samples (Rice & Harris, 2005).”
MethodDoes the LSI-R Have Utility for Sex Offenders?
Ragusa-Salerno, L. M., Ostermann, M., & Thomas, S. S. (2013) · doi:10.1177/0093854813481667 · Cited by 28
“A reviewer suggested using the AUC cutoffs established by Rice and Harris (2005), in which .556 indicates a small effect size, .639 indicates a moderate effect size, and .714 indicates a large effect size.”
BackgroundMethodAllegiance or fidelity? A clarifying reply.
Harris, G. T., Rice, M. E., & Quinsey, V. L. (2010) · Clinical Psychology Science and Practice · doi:10.1111/j.1468-2850.2009.01197.x · Cited by 31
“…derived from Relative Operating Characteristics (ROCs) are preferred over correlation coefficients (Leistico, Salekin, deCoster, & Rogers, 2008; Rice & Harris, 1995, 2005), we analyzed areas under the ROC using standard conversions where required (Rice & Harris, 2005) instead of Pearson…”
InfluentialSelf-citationTheoretical and practical issues for the measurement of protective factors
Cording, J. R., & Christofferson, S. B. B. (2017) · Aggression and Violent Behavior · doi:10.1016/j.avb.2016.12.007 · Cited by 28
Hermann, C. A., McPhail, I. V., Helmus, L. M., & Hanson, R. K. (2017) · International Journal of Offender Therapy and Comparative Criminology · doi:10.1177/0306624x15620830 · Cited by 28
“As a rough heuristic, an AUC of .56 corresponds to a small effect size, while .64 reflects a moderate effect, and .71 reflects a large effect size, as these values correspond to Cohen’s ds of .20, .50, and .80, when certain assumptions are satisfied (see Rice & Harris, 2005).”
BackgroundLyu, J., Shi, Y.-X., Du, H., & Lian, Z.-W. (2023) · Building and Environment · doi:10.1016/j.buildenv.2023.111002 · Cited by 27
Hawes, M. T., Schwartz, H. A., Son, Y., & Klein, D. N. (2022) · Psychological Medicine · doi:10.1017/s0033291722003452 · Cited by 36
Cheng, P., Jasinski, N. E., Zheng, W., Yadava, A., Wang, L., Li, L., Xu, L., Zhou, Y., Zhang, L., & Li, W. (2021) · Frontiers in Psychiatry · doi:10.3389/fpsyt.2021.695678 · Cited by 31
“71 is considered to have large effect sizes (33).”
BackgroundMallick, J., Talukdar, S., Alsubih, M., Almesfer, M. K., Shahfahad, Hoang, H. T., & Rahman, A. (2021) · Geocarto International · doi:10.1080/10106049.2021.1939439 · Cited by 27
“The area under curve (AUC) value more than 0.70 represents the good agreement between the ground truth and the predictive models (Rice and Harris 2005).”
BackgroundInfluentialHasegawa, N., Shah, V., Harker, G., Carlson-Kuhta, P., Nutt, J., Lapidus, J., Jung, S.-H., Barlow, N., King, L. A., Horak, F., et al. (2020) · Frontiers in Neurology · doi:10.3389/fneur.2020.00940 · Cited by 27
“71 a high accuracy of the prediction for perceived change (36).”
BackgroundUse of a Patient Portal for Engaging Patients with Type 2 Diabetes: Patterns and Prediction
Sun, R., Burke, L. E., Saul, M. I., Korytkowski, M. T., Li, D., & Sereika, S. M. (2019) · Diabetes Technology & Therapeutics · doi:10.1089/dia.2019.0074 · Cited by 29
The validity of risk assessment instruments for transition-age youth.
Vincent, G. M., Drawbridge, D. C., & Davis, M. (2018) · Journal of Consulting and Clinical Psychology · doi:10.1037/ccp0000366 · Cited by 30
Rettenberger, M., Rice, M., Harris, G., & Eher, R. (2017) · Psychological Assessment · doi:10.1037/pas0000390 · Cited by 27
“…(e.g., Barbaree et al., 2001; Bartosh et al., 2003; Harris & Rice, 2003) and predominantly yielded indices that could be classified as a good predictive validity (i.e., area under curve [AUC] .71 derived from receiver operating characteristics [ROC]; for details see, e.g., Rice & Harris, 2005).”
BackgroundMethodResultInfluentialSelf-citation
Metadata
- Authors
- Rice, M. E., & Harris, G. T.
- Affiliations
- Waypoint Centre for Mental Health Care (CA)
- Venue
- Law and Human Behavior
- Published
- 2005-10
- Volume
- 29
- Issue
- 5
- Pages
- 615-620
- ISSN
- 0147-7307 (ISSN-L)
- 1573-661X
- OpenAlex
- W2060774914
- Cited by
- 1,608
- References
- 0
- Citations by year
- 2026: 60 · 2025: 84 · 2024: 90 · 2023: 121 · 2022: 151 · 2021: 150 · 2020: 174 · 2019: 137 · 2018: 112 · 2017: 80 · 2016: 88 · 2015: 65 · 2014: 64 · 2013: 58 · 2012: 51
- FWCI
- 11.55
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Law and Human Behavior (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › Meta-analysis and systematic reviews
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
- Social Sciences › Psychology › Experimental and Cognitive Psychology › Psychology Research and Bibliometrics
- Keywords
- effect size, Cohen's d, diagnostic accuracy, prediction accuracy, forensic psychology, follow-up study
- MeSH terms
- Forecasting, Humans, ROC Curve, Risk Assessment
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