Cited by 36Criminal Justice and Corrections AnalysisRacial and Ethnic Identity ResearchPolicing Practices and Perceptions

Disentangling the Effects of Racial Self-identification and Classification by Others: The Case of Arrest

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Penner, Andrew M., Saperstein, Aliya·2015·Demography

Abstract

Scholars of race have stressed the importance of thinking about race as a multidimensional construct, yet research on racial inequality does not routinely take this multidimensionality into account. We draw on data from the U.S. National Longitudinal Study of Adolescent Health to disentangle the effects of self-identifying as black and being classified by others as black on subsequently being arrested. Results reveal that the odds of arrest are nearly three times higher for people who were classified by others as black, even if they did not identify themselves as black. By contrast, we find no effect of self-identifying as black among people who were not seen by others as black. These results suggest that racial perceptions play an important role in racial disparities in arrest rates and provide a useful analytical approach for disentangling the effects of race on other outcomes.

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  • Racial categorization operates both as an input and an output to racial inequality.

    “Saperstein and Penner find that racial categorization operates both as an input and an output to racial inequality.”

    From Towards a critical race methodology in algorithmic fairness (2020) · cites this paper as [89]

    The Introduction and Data and Methods sections examine racial classification as a predictor of inequality in arrest: being seen as black was associated with higher odds of a subsequent arrest. The paper does not establish the other half of the claim—that racial categorization is an output of inequality. (LLM, conf=0.85)

    Experimental — accuracy not yet measured
  • In survey responses, individuals who experience an increase in social position may be more likely to lighten themselves, while those who become more disadvantaged may darken themselves.

    “Individuals who experience an increase in social position (e.g. increased income) may be more likely to “lighten” themselves in survey responses, while those who become more disadvantaged (e.g. experiencing unemployment or incarceration) may “darken” themselves [89, 105].”

    From Towards a critical race methodology in algorithmic fairness (2020) · cites this paper as [89]

    The Data and Methods section (page unavailable) says prior research suggests that contact with the criminal justice system shapes later racial self-identification. It does not say that incarceration leads people to identify as darker, or that increased income and unemployment produce the claimed changes in survey responses. (LLM, conf=0.76)

    Experimental — accuracy not yet measured
  • Self-identification has been shown to be responsive to one's arrest records and to one's class position.

    “Self-identification has been shown to be responsive to one's arrest records [89] and to one's class position [115].”

    From Towards a critical race methodology in algorithmic fairness (2020) · cites this paper as [89]

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Authors
Penner, A. M., & Saperstein, A.
Affiliations
  • University of California, Irvine (US)
  • Stanford University (US)
Venue
Demography
Published
2015-05-27
Volume
52
Issue
3
Pages
1017-1024
ISSN
  • 0070-3370 (ISSN-L)
  • 1533-7790
OpenAlex
W417212831
Cited by
36
References
21
Citations by year
2026: 1 · 2025: 1 · 2024: 2 · 2023: 1 · 2022: 6 · 2021: 6 · 2020: 4 · 2019: 2 · 2018: 4 · 2017: 4 · 2016: 4 · 2015: 1
FWCI
14.34
Type
journal article
Language
en
Open access
Locations
  • Demography (publishedVersion)
  • PubMed (publishedVersion)
  • RePEc: Research Papers in Economics (submittedVersion)
Funders
Russell Sage Foundation
Topics
  • Social Sciences › Sociology and Political Science › Criminal Justice and Corrections Analysis
  • Social Sciences › Sociology and Political Science › Racial and Ethnic Identity Research
  • Social Sciences › Political Science and International Relations › Policing Practices and Perceptions
Keywords
racial self-identification, race perception, racial disparities in arrests, racial inequality, racial misclassification
MeSH terms
Adolescent, Adult, Age Factors, Black or African American, Criminology, Female, Humans, Longitudinal Studies, Male, Socioeconomic Factors, United States, Law Enforcement, Young Adult, Racism

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