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Patterns of early change and their relationship to outcome and follow-up among patients with major depressive disorders
Abstract
Background While highlighting the efficacy of different treatments for major depressive disorders (MDD), findings of the National Institute of Mental Health (NIMH) Treatment of Depression Collaborative Research Program (TDCRP) often are interpreted as supporting the idea of treatment non-specificity for MDD. However, heterogeneity in treatment courses and outcomes might be undetected when focusing only on types of treatment in terms of sample means without taking into account early change in treatment.Method In this study, growth mixture models (GMM) were used in the completer sample of N=162 patients from the NIMH TDCRP to identify meaningful patterns of early change of depression severity that are shared by many individual patients.Results Results revealed three typical patterns of early change over the first 8 weeks of treatment irrespective of the type of treatment protocol provided: (a) moderate to severe depression with moderate early improvement, (b) moderate to severe depression with rapid early improvement, and (c) mild to moderate depression with moderate early improvement. In contrast to the type of treatment, these differential patterns of early response (together with overall pre-treatment symptom severity) predicted outcomes (i.e. depression severity) at treatment termination and over the 1.5-year follow-up period.Limitations Due to the small sample size and the controlled setting of this study the degree to which these results can be generalized to clinical practice has to be further investigated.Conclusions The findings provide further support for the assumption that early change is an important factor for the prediction of short- and long-term outcome in psychotherapy.
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“Furthermore, this rapid response is associated with long-term improvements in functioning and a reduction in long-term relapse rates [39,43,45].”
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“N IH -PA Author M anuscript N IH -PA Author M anuscript N IH -PA Author M anuscript In accordance with prior research on change trajectories in psychotherapy, a log-linear (base 10) transformation of the time scale was used for these analyses (Lutz et al., 2009; Stulz et al., 2007).”
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“Previous research (Lambert et al., 2003; Lutz et al., 2009)has shown that early change is indicative of final outcome and the current results support this view.”
ResultProgress monitoring and feedback in psychiatric care reduces depressive symptoms
Newnham, E. A., Hooke, G. R., & Page, A. C. (2010) · Journal of Affective Disorders · doi:10.1016/j.jad.2010.05.003 · Cited by 104
“It appears that there is no typical pattern of change for all patients (Lutz et al., 2009), however monitoring progress during the therapy period provides clinicians with the opportunity to improve outcomes in real time for the benefit of each particular individual (Lambert et al.”
BackgroundTrajectories of Change in Psychotherapy
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“Consistent with Rubel et al. (2015), Lutz et al. (2009) identified fewer patients as showing early response (n = 99) when using GMM, compared to Gilboa‐Shechtman and Shahar (2006) who used linear modeling of growth curves (n = 122).”
MethodResultEvaluating effectiveness in adolescent mental health inpatient units: A systematic review
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“Clearly, both clinicians and patients would benefit from knowing when and how changes are taking place and may even adapt the therapy accordingly (Krause & Lutz, 2009; Lutz et al., 2009; Schiepek et al., 2014; Schiepek & Tschacher, 1992).”
Defining and Predicting Patterns of Early Response in a Web-Based Intervention for Depression
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“The basic idea behind this research is to use early change of the target behavior (eg, depressive symptoms) to predict treatment outcome [16,17].”
BackgroundDifferential effects of treatments for chronic depression: A latent growth model reanalysis.
Stulz, N., Thase, M. E., Klein, D. N., Manber, R., & Crits-Christoph, P. F. (2010) · Journal of Consulting and Clinical Psychology · doi:10.1037/a0019267 · Cited by 58
“In this study, we found that, as in findings from previous outpatient treatment research (Lutz et al., 2009; Stulz & Lutz, 2007; Stulz, Lutz, Leach, Lucock, & Barkham, 2007), several subpopulations can be distinguished among treatment-seeking outpatients with chronic forms of depression in terms of initial depression…”
ResultHusen, K., Rafaeli, E., Rubel, J. A., Bar‐Kalifa, E., & Lutz, W. (2016) · Journal of Affective Disorders · doi:10.1016/j.jad.2016.08.025 · Cited by 55
“08 represents the impairment level of a common outpatient sample (Lutz et al., 2015).”
BackgroundInfluentialDiagnostic Features of Nonverbal Synchrony in Psychotherapy: Comparing Depression and Anxiety
Paulick, J., Rubel, J. A., Deisenhofer, A., Schwartz, B., Thielemann, D., Altmann, U., Boyle, K. S., Strauss, B. M., & Lutz, W. (2018) · Cognitive Therapy and Research · doi:10.1007/s10608-018-9914-9 · Cited by 62
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Klein, J. P., Berger, T., Schröder, J., Späth, C., Meyer, B., Caspar, F., Lutz, W., Greiner, W., Hautzinger, M., Rose, M., et al. (2013) · BMC Psychiatry · doi:10.1186/1471-244x-13-239 · Cited by 52
“Weekly PHQ assessments in the intervention group will allow us to identify meaningful patterns of early change in depression during online treatment that are shared by many individual patients and examine whether these patterns predict outcomes at treatment termination and over the follow-up period as well as drop-out…”
BackgroundBaghai, T. C., Blier, P., Baldwin, D. S., Bauer, M., Goodwin, G. M., Fountoulakis, K. Ν., Kasper, S. F., Leonard, B. E., Malt, U. F., Stein, D. J., et al. (2011) · European Archives of Psychiatry and Clinical Neuroscience · doi:10.1007/s00406-011-0259-6 · Cited by 51
“The up to now most convincing clinical predictor of response to antidepressant treatment is an early clinical change [203, 234, 266].”
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“Finally, patients’ outcomes were classified according to the concept of clinical significant change (e.g. Jacobson and Truax, 1991; Lutz et al., 2009).”
MethodTurner, H., Bryant-Waugh, R., & Marshall, E. (2015) · Behaviour Research and Therapy · doi:10.1016/j.brat.2015.08.006 · Cited by 45
Rubel, J., Lutz, W., Kopta, S., Köck, K., Minami, T., Zimmermann, D., & Saunders, S. (2015) · Psychological Assessment · doi:10.1037/pas0000060 · Cited by 46
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“Combined profiles are preferred (Lutz et al., 2009; Muthen et al., 2011; Stulz et al., 2010; Uher et al., 2010), as they allow for comparison of response rates in different treatment groups as well as testing for treatment-specific predictors (i.”
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Lutz, W., Boehnke, J. R., & Köck, K. (2010) · Community Mental Health Journal · doi:10.1007/s10597-010-9307-3 · Cited by 48
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“Early response has predicted favorable psychotherapy outcomes in persons with major depressive disorder (20,21) and in a university counseling-center population (22).”
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Outcome Orientated Child and Adolescent Mental Health Services (OO-CAMHS): A whole service model
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Validating the Rapid Responder Construct Within a Practice Research Network
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“Patient expectancy, perceived treatment credibility, and improvement in the early phases of treatment seem to be powerful predictors of outcome in cognitive therapy and psychotherapy in general [28-32].”
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Early Change Trajectories in Cognitive-Behavioral Therapy for Binge-Eating Disorder
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Early response in cognitive-behavior therapy for syndromes of medically unexplained symptoms
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“In contrast, in psychotherapy previous research however has already demonstrated that across different forms of therapy early response seems to be associated with a positive therapy outcome at termination and follow-up [6, 7].”
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“…changes may not always follow a steady and linear pattern across time; thus, the exploration of changes during treatment should also allow the identification of nonlinear and discontinuous changes (Aderka et al., 2012b; Castonguay et al., 2013; Clapp et al., 2013; Lambert, 2005; Lutz et al., 2009).”
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“Furthermore, this rapid response is associated with long-term improvements in functioning and a reduction in long-term relapse rates [39,43,45].”
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“For example, patients may show early or delayed recovery and a steady or moderate decline in symptoms (30, 31).”
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Self‐Regulation and Mechanisms of Action in Psychotherapy: A Theory‐Based Translational Perspective
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The predictive value of early response in patients with depressive disorders
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“Several randomized controlled trials (RCTs) focusing exclusively on early change in patients with depressive disorders have also indicated the importance of early response for final outcomes in psychotherapy (Lutz et al., 2009; Tadic ́ et al., 2010; Van et al., 2008).”
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Wenn Therapien vorzeitig scheitern
Cinkaya, F., Schindler, A. C., & Hiller, W. (2011) · Zeitschrift für Klinische Psychologie und Psychotherapie · doi:10.1026/1616-3443/a000121 · Cited by 23
Trajectories of depression in psychotherapy: How client characteristics predict clinical improvement
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Readiness to change as a moderator of therapy outcome in patients with somatoform disorders
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“Even if treatment has already started at the time of variable measurement, understanding the association of process-predictors with outcomes may guide adaptions of ongoing interventions, e.g., according to a specific pattern of change, early in treatment (Lutz et al., 2009).”
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“…number of such sub-groups for a wide range of disorders, including depression (Cuijpers, Van Lier, Van Straten, & Donker, 2005; Gunn et al., 2013; Lutz et al., 2009; Sunderland, Wong, Hilvert-Bruce, & Andrews, 2012), anxiety (Sunderland et al., 2012), panic disorder (Lutz et al., 2014),…”
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Early Dropout from Psychotherapy for Depression with Group- and Network-model Therapists
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“In psychotherapy research samples, a significant number of patients experience sustained improvement in depression after one or two treatment sessions (Beckham 1989; Lutz et al. 2009; Stiles et al. 2003).”
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“In a sample of depressed patients, early change predicted outcome at treatment termination as well as one and a half years after treatment.(35) Among college students treated at a university counseling center, early treatment response was associated with fewer symptoms at termination and follow-up as well as maintenan…”
BackgroundResultStulz, N., Gallop, R., Lutz, W., Wrenn, G., & Crits-Christoph, P. (2009) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2009.08.009 · Cited by 19
Pretreatment and process predictors of nonresponse at different stages of inpatient psychotherapy
Reuter, L., Münder, T., Altmann, U., Hartmann, A., Strauss, B. M., & Scheidt, C. E. (2015) · Psychotherapy Research · doi:10.1080/10503307.2015.1030471 · Cited by 19
Personalized assessment and treatment of depression
Fisher, A. J., & Bosley, H. G. (2015) · Current Opinion in Psychology · doi:10.1016/j.copsyc.2015.03.031 · Cited by 18
“Other recent statistical innovations include latent class analysis (LCA) and growth mixture modeling (GMM), which are able to isolate clusters (classes) of responders in psychotherapy outcome data [35–37], with the assumption that understanding the predictors of class membership can generate insight into optimal inter…”
BackgroundThe role of sampling in clinical trial design
Krause, M. S., Lutz, W., & Boehnke, J. R. (2011) · Psychotherapy Research · doi:10.1080/10503307.2010.549520 · Cited by 17
“…of treatment in the light of how the client has so far responded is the essential clinical purpose in doing multi-phase input-process-outcome studies, which cannot be done justice to here (see, e.g., Davison, 2000; Krause & Lutz, 2009b; Lambert et al., 2002; Lutz et al., 2009; Ruberg et al., 2010).”
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“Previous research has highlighted that distinct symptom trajectories are associated with different treatment outcomes [16].”
Kashyap, S., Hooke, G. R., & Page, A. C. (2015) · BMC Psychiatry · doi:10.1186/s12888-015-0464-3 · Cited by 17
“Recognition of this difficulty led to “patientfocussed” research which suggested that individuals respond to treatment at different rates [24].”
BackgroundMethodInfluentialWorking along sudden gains: Responsiveness on small and subtle early changes and exceptions.
Flückiger, C., Holtforth, M. G., Re, A. C. D., & Lutz, W. (2013) · Psychotherapy · doi:10.1037/a0031940 · Cited by 21
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Does early improvement in major depression protect against treatment emergent suicidal ideation?
Seemüller, F., Schennach-Wolff, R., Obermeier, M., Henkel, V., Möller, H. J., & Riedel, M. J. (2009) · Journal of Affective Disorders · doi:10.1016/j.jad.2009.10.010 · Cited by 15
Overcoming a Poor Early Response with Cognitive Behavioral Therapy Skills
Murphy, S. T., Cheavens, J. S., & Strunk, D. R. (2020) · Cognitive Therapy and Research · doi:10.1007/s10608-020-10140-1 · Cited by 14
“Early symptom reduction has been associated with treatment outcome across a variety of treatment modalities and patient populations (Haas et al. 2002; Lutz et al. 2014; Lutz et al. 2009).”
BackgroundCulina, I., Fiscalini, E., Martin-Söelch, C., & Kramer, U. (2022) · Clinical Psychology & Psychotherapy · doi:10.1002/cpp.2783 · Cited by 14
“Generally speaking, a lot happens in early sessions: numerous variables can be studied early in therapy that can be informative on later trajectories of change (e.g., Constantino et al., 2018; Lutz et al., 2020; Lutz et al., 2009).”
BackgroundAltmann, U., Gawlytta, R., Hoyer, J., Leichsenring, F., Leibing, E., Beutel, M. E., Willutzki, U., Herpertz, S., & Strauss, B. M. (2020) · Journal of Anxiety Disorders · doi:10.1016/j.janxdis.2020.102200 · Cited by 14
Zaunmüller, L., Lutz, W., & Strauman, T. J. (2013) · Psychotherapy Research · doi:10.1080/10503307.2013.847986 · Cited by 14
Herzog, P., Osen, B., Stierle, C. M. G., Middendorf, T., Voderholzer, U., Koch, S., Feldmann, M., Rief, W., & Brakemeier, E. (2021) · European Archives of Psychiatry and Clinical Neuroscience · doi:10.1007/s00406-021-01284-6 · Cited by 13
Doorn, K. A., Macdonald, J. B., Stein, M., Cooper, A. M., & Tucker, S. (2014) · Journal of Clinical Psychology · doi:10.1002/jclp.22094 · Cited by 13
Self‐harm in nurses: prevalence and correlates
Cheung, T. C. C., & Yip, P. S. F. (2016) · Journal of Advanced Nursing · doi:10.1111/jan.12987 · Cited by 12
Castillo, J. M., Beton, E., Coman, C., Howell, B., Burness, C., Martlew, J., Russell, L. A., Town, J. M., Abbass, A. A., Algorta, G. P., et al. (2022) · Psychoanalytic Psychotherapy · doi:10.1080/02668734.2021.2018623 · Cited by 12
The Illness Density Index (IDI): A longitudinal measure of treatment efficacy
Kelley, M. E., Franco, A. R., Mayberg, H. S., & Holtzheimer, P. E. (2012) · Clinical Trials · doi:10.1177/1740774512450099 · Cited by 12
“Although the comparison of slopes across groups is inherent in repeated-measures analysis of clinical trial data, the subject-level estimates have only recently been considered as possible indicators of treatment response [10,11].”
BackgroundAltmann, U., Steyer, R., Kramer, D., Steffanowski, A., Wittmann, W. W., von Heymann, F., Auch, E., Bruckmayer, E., Pfaffinger, I., Fembacher, A., et al. (2015) · Zeitschrift für psychosomatische Medizin und Psychotherapie · doi:10.13109/zptm.2015.61.2.156 · Cited by 12
Krämer, R., & Köhler, S. (2021) · Trials · doi:10.1186/s13063-021-05218-4 · Cited by 12
“These regular measurements may yield patterns that indicate the outcome of discontinuation of the treatment and allow for the follow-up period [38, 39].”
BackgroundDang, K., Ritvo, P., Katz, J. D., Gratzer, D., Knyahnytska, Y., Ortiz, A., Walters, C., Attia, M., Gonzalez‐Torres, C., Lustig, A., et al. (2023) · Interactive Journal of Medical Research · doi:10.2196/46419 · Cited by 12
“Moreover, it is unclear whether early changes in PA predict future outcomes, despite the clinical importance of identifying early predictors of depression treatment response [45,46], and several studies showing that early increases in behavioral activation predict later symptom improvement [47,48].”
BackgroundBoer, S., Dekkers, O. M., le Cessie, S., Carlier, I. V. E., & van Hemert, A. M. (2018) · Journal of Affective Disorders · doi:10.1016/j.jad.2018.12.035 · Cited by 12
The non-cognitive returns to vocational school tracking: South Korean evidence
Yu, B., & Kelly, S. (2019) · International Journal of Educational Research · doi:10.1016/j.ijer.2019.09.008 · Cited by 11
Response und Non-Response in der stationären Psychotherapie depressiver Patienten
Voderholzer, U., Koch, S., Hillert, A., & Schlegl, S. (2012) · Psychotherapeut (Berlin) · doi:10.1007/s00278-012-0931-y · Cited by 10
Koffmann, A. (2017) · Psychotherapy Research · doi:10.1080/10503307.2017.1294771 · Cited by 11
“Lutz, Stulz, and Köck (2009) analyzed data from 162 depressed American adults, who were randomized to outpatient CBT, interpersonal psychotherapy (IPT), imipramine plus clinical support, or placebo drug plus clinical support.”
BackgroundHobbs, M. J. (2015) · Elsevier eBooks · doi:10.1016/b978-0-08-097086-8.27025-6 · Cited by 11
Terrill, D. R., Dellavella, C., King, B. T., Hubert, T., Wild, H., & Zimmerman, M. (2023) · Journal of Affective Disorders · doi:10.1016/j.jad.2023.03.036 · Cited by 11
Stuke, H., Schoofs, N., Johanßen, H., Bermpohl, F., Ülsmann, D., Schulte‐Herbrüggen, O., & Priebe, K. (2021) · European Journal of Psychotraumatology · doi:10.1080/20008198.2021.1958471 · Cited by 12
“…in various psychiatric disorders (Henkel et al., 2009; Katz et al., 2009; Koran et al., 1995; Lewis et al., 2012; Lin et al., 2019; Lutz et al., 2009; Mulder et al., 2006; Nierenberg et al., 1995; Schindler et al., 2013; Stamm et al., 2014; Szegedi et al., 2003; Van et al., 2008).”
Latent trajectories of change for clients at a psychodynamic training clinic
Jankowski, P. J., Sandage, S. J., Bell, C. A., Rupert, D., Bronstein, M., & Stavros, G. S. (2019) · Journal of Clinical Psychology · doi:10.1002/jclp.22769 · Cited by 10
Enhancing feedback for clinical use: Creating and evaluating profiles of clients seeking counseling.
Nordberg, S. S., Castonguay, L. G., McAleavey, A. A., Locke, B. D., & Hayes, J. A. (2016) · Journal of Counseling Psychology · doi:10.1037/cou0000147 · Cited by 10
Different lens or different picture? Comparing methods of defining dramatic change in psychotherapy
Erekson, D., Horner, J., & Lambert, M. (2018) · Psychotherapy Research · doi:10.1080/10503307.2016.1247217 · Cited by 7
“These patterns may also have implications for practice, given that longitudinal outcomes of early dramatic responders have been significantly better than those who have not experienced early dramatic change (Haas, Hill, Lambert, & Morrell, 2002; Lutz et al., 2009).”
BackgroundMethodBitan, D. T., Ganor, O., Biran, L., & Bloch, Y. (2017) · Journal of Evaluation in Clinical Practice · doi:10.1111/jep.12839 · Cited by 10
“changes in symptom severity during the course of treatment in major depression disorder patients.(29)”
Metadata
- Authors
- Lutz, W., Stulz, N., & Köck, K.
- Affiliations
- Universität Trier (DE)
- University of Pennsylvania (US)
- Corresponding author
- Lutz, Wolfgang
- Venue
- Journal of Affective Disorders
- Publisher
- Elsevier BV
- Published
- 2009-11
- Volume
- 118
- Issue
- 1-3
- Pages
- 60-68
- ISSN
- 0165-0327 (ISSN-L)
- OpenAlex
- W2026334685
- Cited by
- 186
- References
- 70
- Citations by year
- 2026: 9 · 2025: 5 · 2024: 7 · 2023: 9 · 2022: 12 · 2021: 35 · 2020: 8 · 2019: 11 · 2018: 12 · 2017: 11 · 2016: 7 · 2015: 18 · 2014: 6 · 2013: 10 · 2012: 10
- FWCI
- 8.82
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Journal of Affective Disorders (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Institutes of Health
- National Institute of Mental Health
- Topics
- Social Sciences › Psychology › Clinical Psychology › Psychotherapy Techniques and Applications
- Health Sciences › Medicine › Pharmacology (medical) › Treatment of Major Depression
- Social Sciences › Psychology › Experimental and Cognitive Psychology › Anxiety, Depression, Psychometrics, Treatment, Cognitive Processes
- Keywords
- major depressive disorder, early treatment response, treatment outcome prediction, follow-up outcomes, depression severity, growth mixture modeling, psychotherapy
- MeSH terms
- Adult, Ambulatory Care, Antidepressive Agents, Antidepressive Agents, Tricyclic, Combined Modality Therapy, Major Depressive Disorder, Female, Follow-Up Studies, Humans, Imipramine, Male, Middle Aged, Patient Admission, Personality Inventory, Psychometrics, Psychotherapy, Cognitive Behavioral Therapy, Treatment Outcome
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