Cited by 156Machine Learning in HealthcareTopic ModelingArtificial Intelligence in Healthcare and Education

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Applying generative AI with retrieval augmented generation to summarize and extract key clinical information from electronic health records

Open access
Alkhalaf, Mohammad, Yu, Ping, Yin, Mengyang, Deng, Chao·2024·Journal of Biomedical Informatics

Abstract

BACKGROUND: Malnutrition is a prevalent issue in aged care facilities (RACFs), leading to adverse health outcomes. The ability to efficiently extract key clinical information from a large volume of data in electronic health records (EHR) can improve understanding about the extent of the problem and developing effective interventions. This research aimed to test the efficacy of zero-shot prompt engineering applied to generative artificial intelligence (AI) models on their own and in combination with retrieval augmented generation (RAG), for the automating tasks of summarizing both structured and unstructured data in EHR and extracting important malnutrition information. METHODOLOGY: We utilized Llama 2 13B model with zero-shot prompting. The dataset comprises unstructured and structured EHRs related to malnutrition management in 40 Australian RACFs. We employed zero-shot learning to the model alone first, then combined it with RAG to accomplish two tasks: generate structured summaries about the nutritional status of a client and extract key information about malnutrition risk factors. We utilized 25 notes in the first task and 1,399 in the second task. We evaluated the model's output of each task manually against a gold standard dataset. RESULT: The evaluation outcomes indicated that zero-shot learning applied to generative AI model is highly effective in summarizing and extracting information about nutritional status of RACFs' clients. The generated summaries provided concise and accurate representation of the original data with an overall accuracy of 93.25%. The addition of RAG improved the summarization process, leading to a 6% increase and achieving an accuracy of 99.25%. The model also proved its capability in extracting risk factors with an accuracy of 90%. However, adding RAG did not further improve accuracy in this task. Overall, the model has shown a robust performance when information was explicitly stated in the notes; however, it could encounter hallucination limitations, particularly when details were not explicitly provided. CONCLUSION: This study demonstrates the high performance and limitations of applying zero-shot learning to generative AI models to automatic generation of structured summarization of EHRs data and extracting key clinical information. The inclusion of the RAG approach improved the model performance and mitigated the hallucination problem.

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Metadata

Authors
Alkhalaf, M., Yu, P., Yin, M., & Deng, C.
Affiliations
  • Qassim University (SA)
  • University of Wollongong (AU)
Corresponding author
Yu, Ping
Venue
Journal of Biomedical Informatics
Publisher
Elsevier BV
Published
2024-08
Volume
156
Pages
104662
ISSN
1532-0464 (ISSN-L)
OpenAlex
W4399660853
Cited by
156
References
16
Citations by year
2026: 66 · 2025: 81 · 2024: 9
FWCI
23.02
Type
journal article
Language
en
Open access
Locations
  • Journal of Biomedical Informatics (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • Research Online (University of Wollongong) (submittedVersion)
  • Figshare (submittedVersion)
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Machine Learning in Healthcare
  • Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
  • Health Sciences › Medicine › Health Informatics › Artificial Intelligence in Healthcare and Education
Keywords
retrieval-augmented generation, generative AI, electronic health records, clinical summarization, clinical information extraction, malnutrition, aged care facilities, nutritional assessment, risk factors for malnutrition, Llama 2, hallucinations
MeSH terms
Algorithms, Artificial Intelligence, Australia, Humans, Information Storage and Retrieval, Malnutrition, Electronic Health Records

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