The DOI matches its Crossref record; 117 of the 117 references it cites were found in a registry or an index; none of the 5 sources its claims cite is checked for support yet.
Identity and a Model of Investment in Applied Linguistics
Open accessAbstract
ABSTRACT This article locates Norton's foundational work on identity and investment within the social turn of applied linguistics. It discusses its historical impetus and theoretical anchors, and it illustrates how these ideas have been taken up in recent scholarship. In response to the demands of the new world order, spurred by technology and characterized by mobility, it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital. The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible. This calls for new questions, analyses, and theories of identity. The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex. As such, it proposes a more comprehensive and critical examination of the relationship between identity, investment, and language learning. Drawing on two case studies of a female language learner in rural Uganda and a male language learner in urban Canada, the model illustrates how structure and agency, operating across time and space, can accord or refuse learners the power to speak.
Overview
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Written from the paper’s full text.
TL;DR
The article revisits Norton’s foundational identity-and-investment framework and proposes an expanded model in which investment is shaped where identity, ideology, and capital meet. It illustrates the model through two contrasting learners: Henrietta in rural Uganda and Ayrton in urban Canada.
Key findings
- The authors argue that investment should be examined at the meeting point of identity, ideology, and capital, extending earlier work that distinguished investment from motivation and treated learners as socially positioned rather than unitary.
- They review how investment research has spread across North America, Asia, Africa, Europe, and Brazil, including studies of Chinese learners, Ugandan digital literacy, and language-teacher identity.
- Henrietta, an 18-year-old female learner in rural Uganda with per-capita income under $1 a day, limited electricity, and no running water, participated in a digital-resources study on HIV/AIDS; her investment was tied to an imagined identity as knowledgeable and connected to Canadians, but constrained by economic, infrastructural, and ideological positioning.
- Ayrton, a 16-year-old Filipino male in a wealthy Vancouver neighborhood whose family emigrated through the Investor Class requiring at least CAN$1.6 million net worth, had multiple digital devices, seamless connectivity, and an online currency-trading course; his capital and habitus supported legitimate participation and an entrepreneurial identity.
Methods
- Conceptual and theoretical article combining a literature review with model-building; the proposed model integrates identity, ideology, and capital.
- Uses two illustrative case studies drawn from prior research: Henrietta from a Uganda HIV/AIDS digital-resources study and Ayrton from a study of digital literacies in home settings.
- Comparative qualitative analysis of structure and agency across time and space; no new large-scale empirical data or statistical analysis is reported.
Limitations
- No formal limitations section is present; the text notes that for Henrietta, whether perceived benefits become durable symbolic capital is yet to be seen.
- Evident from the text: the two cases are illustrative and come from separate prior studies, not a representative sample, so the model is not empirically tested here.
- Evident from the text: the article is largely a review and theoretical proposal relying on secondary literature and selected cases, with no systematic coding or generalizable outcome measures described.
Model-written summary. Check it against the paper before relying on it.
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Claims the paper makes
14 Own result · 3 No full text of the sources · 2 Sources not found · 2 Own method · 2 No basis given
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Not only is her own economic capital limited, but also the technological infrastructure of her local context is poorly resourced.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Indeed, his possession of economic, cultural, and social capital and his identity as a member of a highly industrialized country allow him to position himself as a legitimate participant and contributor in the different affinity spaces he occupies online.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The social position of Ayrton as part of a privileged class in a highly industrialized country has made technology natural, providing him with all the affordances of learning.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“As presented above, the model we propose responds to the demands and realities of the new world order, locating investment at the intersection of identity, capital, and ideology.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Recognizing how power flows in different directions through these contiguous spaces, learners operating in different fields perform multiple identities.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Governed by different ideologies and possessing varying levels of capital, learners position themselves and are positioned by others in different contexts.”
§ Identity and a Model of Investment in Applied Linguistics > Identity
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Recognizing that they have the agency to assert their own identities, learners are able to negotiate symbolic capital, reframe relations of power, and challenge normative ways of thinking, in order to claim the right to speak.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
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“§ Economic capital: wealth, property, and income (Darvin & Norton, 2015).”
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“…(Chaparro 2020; Duff and Talmy 2011; Ochs and Schieffelin 1984), raciolinguistics (García-Mateus 2020; Rosa and Flores 2017), investment (Darvin and Norton 2015; Hamman-Ortiz 2020), belonging (de Jong, Coulter, and Tsai 2020; Wastell and Degotardi 2017), positionality (Bucholtz and Hall…”
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Shvidko, E. (2017) · TESL Canada Journal · doi:10.18806/tesl.v34i2.1265 · Cited by 18
Han, Y. (2021) · Issues and Trends in Learning Technologies · doi:10.2458/azu_itlt_v9i1_han · Cited by 26
“…reflect on the social roles and relations that they are constructing through their literacy practices in digital spaces; for example, teachers can guide how they select, shift, and remix codes, registers, and styles (Darvin & Norton, 2015) for different social purposes and in different contexts.”
Plurilingual Pedagogies: An Introduction
Lau, S. M. C., & Viegen, S. V. (2020) · Educational linguistics · doi:10.1007/978-3-030-36983-5_1 · Cited by 24
Translingual practice in L2 Japanese: workplace narratives
Menard‐Warwick, J., & Leung, G. Y. (2017) · Language and Intercultural Communication · doi:10.1080/14708477.2016.1277532 · Cited by 18
“We conclude by highlighting the value of linguistic and cultural accommodation for ‘claiming the right to speak’ (Darvin & Norton, 2015, p. 41) and thus refusing to maintain language ideologies that delegitimize L2 speakers.”
BackgroundInfluentialXu, W. J., Ma, J., & Zhou, P. (2023) · Journal of Language Identity & Education · doi:10.1080/15348458.2023.2259984 · Cited by 19
“We will then tease out Darvin and Norton’s (2015) conceptualisation of social identity and the model of investment, before explaining the research design and methodology and presenting an analysis of the data.”
InfluentialLanguage Education and ‘Conflicted Heritage’: Implications for Teaching and Learning
Charalambous, C. (2019) · Modern Language Journal · doi:10.1111/modl.12593 · Cited by 17
Fang, F., McConachy, T., & Yuan, R. E. (2024) · Language Culture and Curriculum · doi:10.1080/07908318.2024.2323453 · Cited by 17
“Therefore, rather than being marginalised, language learners may seek to gain a more powerful position to increase their authority, but this depends on how they invest in gaining new symbolic capital in the new context (Darvin & Norton, 2015; Norton & De Costa, 2018).”
BackgroundResultInfluentialPositioning Theory in Applied Linguistics
Kayı-Aydar, H. (2018) · Springer eBooks · doi:10.1007/978-3-319-97337-1_3 · Cited by 18
Wang, L. (2021) · International Journal of Multilingualism · doi:10.1080/14790718.2021.1960357 · Cited by 17
“Liao et al. (2020) and Lu et al. (2020), from the perspective of investment theory (c.f., Darvin & Norton, 2015), analysed why Chinese learners would like to start, keep, and stop learning or investing on certain LOTEs.”
BackgroundPaquet, R. G., & Levasseur, C. (2019) · Journal of Multilingual and Multicultural Development · doi:10.1080/01434632.2018.1543693 · Cited by 17
“Darvin and Norton (2015) define the concept of investment as the efforts made by individuals in learning a new language, with the intention to gain symbolic and material resources from it that will, ultimately, give them access to new communities.”
BackgroundLiao, J., An, N., & Zheng, Y. (2020) · Círculo de lingüística aplicada a la comunicación · doi:10.5209/clac.71993 · Cited by 18
Dauzón-Ledesma, L., & Izquierdo, J. (2023) · Education Sciences · doi:10.3390/educsci13040370 · Cited by 19
“[20] A second group of learners includes those that are not immersed in the target language context but require the language for professional purposes.”
BackgroundCAMBODIAN EFL STUDENTS’ INVESTMENT IN LEARNING ENGLISH: PERSPECTIVES AND PRACTICES
Chan, H. (2018) · TEFLIN Journal - A publication on the teaching and learning of English · doi:10.15639/teflinjournal.v29i1/45-71 · Cited by 17
“Borrowing from an extended definition of Darvin and Norton (2015, 2016), ideology has been used in the study to describe the power of a regional integration as well as the syndication of the ASEAN Economic Community that may bring forth changes in the political, economic, educational and employment…”
BackgroundMethodInfluentialLanguage and identity in the digital age
Darvin, R. (2016) · doi:10.4324/9781315669816.ch33 · Cited by 52
Self-citationIshihara, N., & Menard‐Warwick, J. (2017) · Multilingua · doi:10.1515/multi-2016-0086 · Cited by 17
Xu, J., & Ou, A. W. (2022) · Journal of Language Identity & Education · doi:10.1080/15348458.2022.2060228 · Cited by 17
“…then, Norton (2000) argues that a wider range of acquired symbolic and material resources will enhance an individuals’ identity construction, and Darvin and Norton (2015) claim that the evaluation of a person’s gained capital is an affirmation of that individual’s identity, and a legitimation…”
InfluentialBangla and the identity of the heritage language teacher
Afreen, A., & Norton, B. (2022) · Educational Linguistics · doi:10.1515/eduling-2021-0008 · Cited by 17
Self-citationNazari, M., Nejadghanbar, H., & Hu, G. (2024) · Journal of Multilingual and Multicultural Development · doi:10.1080/01434632.2024.2354350 · Cited by 17
Yan, S., & Zhang, L. (2023) · Frontiers in Psychology · doi:10.3389/fpsyg.2022.1052586 · Cited by 23
“Norton B’s HCPs are exploring some core issues in applied linguistics such as identity and investment, language learning, and social change that are considered the foundational work in its field (Norton and Toohey, 2011; Darvin and Norton, 2015).”
BackgroundMigrant women, work, and investment in language learning: Two success stories
Iikkanen, P. (2019) · Applied Linguistics Review · doi:10.1515/applirev-2019-0052 · Cited by 17
Investing in indigenous multilingualism in the Arctic
Pietikäinen, S. (2018) · Language & Communication · doi:10.1016/j.langcom.2018.05.001 · Cited by 16
Coda, J. (2022) · Teaching and Teacher Education · doi:10.1016/j.tate.2022.103980 · Cited by 16
Borderland negotiations of identity in language education: Introducing the special issue
Yazan, B., Rudolph, N., & Selvi, A. F. (2019) · International Multilingual Research Journal · doi:10.1080/19313152.2019.1633095 · Cited by 16
“Earlier studies theorized and explored identity as “multiple, a site of struggle, and continually changing over time and space” and identity negotiation as inseparable from language learning (Darvin & Norton, 2015, p. 45).”
BackgroundYang, J., & Jang, I. C. (2020) · International Journal of Bilingual Education and Bilingualism · doi:10.1080/13670050.2020.1740165 · Cited by 16
“Considering the importance of language ideology in understanding pedagogical practices (Darvin and Norton 2015; The Douglas Fir Group 2016), we take the approach that the proactive adaptations of the English-only policy into contemporary EFL classrooms are ideologically driven.”
BackgroundInfluentialParents’ Investment in a French-English Dual Language Immersion Program in the United States
Ryan, È. (2020) · Journal of Language Identity & Education · doi:10.1080/15348458.2020.1832497 · Cited by 16
“Using Darvin and Norton (2015) framework of investment, the current study thus proposes to examine the motivations and experiences of parents in a French-English DLI school in the United States.”
BackgroundInfluentialSpiegelman, J. D. (2022) · L2 Journal · doi:10.5070/l214351439 · Cited by 16
“Overtly or covertly discriminatory classroom practices may thwart the learning efforts of even highly motivated students (Darvin & Norton, 2015).”
BackgroundA narrative case study of Indonesian EFL learners’ identities
Wirza, Y. (2018) · Indonesian Journal of Applied Linguistics · doi:10.17509/ijal.v8i2.13313 · Cited by 16
“Enacting and negotiating multiple identities in an increasingly globalized world are inevitable (Darvin & Norton, 2015), and as the globalization penetrates deeply into the lives of most Indonesians, English could “provide a bridge to explore the wider world and reflect on our own identit[ies]”…”
BackgroundLan, S.-W. (2022) · Multilingua · doi:10.1515/multi-2021-0029 · Cited by 15
Reflexivity and transnational habitus
Costa, P. I. D., Tigchelaar, M., & Cui, Y. (2016) · AILA Review · doi:10.1075/aila.29.07dec · Cited by 15
Hajar, A. (2016) · Innovation in Language Learning and Teaching · doi:10.1080/17501229.2016.1199555 · Cited by 15
“In this sense, some researchers who endorse socially oriented theoretical perspectives (e.g. Darvin and Norton 2015; Gao 2016; Lantolf 2013) underline that language learning is a social process, in which culturally and historically situated individuals actively pursue both linguistic and…”
BackgroundImagined Communities, Identity, and English Language Learning in a Multilingual World
Norton, B., & Pavlenko, A. (2018) · Springer international handbooks of education · doi:10.1007/978-3-319-58542-0_34-1 · Cited by 16
Self-citationLearner Identity in Chinese as a Foreign/Second Language Education: A Critical Review
Li, C., & Li, W. (2020) · Frontiers of Education in China · doi:10.1007/s11516-020-0004-x · Cited by 16
Metadata
- Authors
- Darvin, R., & Norton, B.
- Affiliations
- University of British Columbia (CA)
- Venue
- Annual Review of Applied Linguistics
- Publisher
- Cambridge University Press (CUP)
- Published
- 2015-03
- Volume
- 35
- Pages
- 36-56
- ISSN
- 0267-1905 (ISSN-L)
- 1471-6356
- OpenAlex
- W1995814878
- Cited by
- 1,186
- References
- 112
- Citations by year
- 2026: 182 · 2025: 152 · 2024: 146 · 2023: 93 · 2022: 141 · 2021: 136 · 2020: 102 · 2019: 72 · 2018: 56 · 2017: 58 · 2016: 35 · 2015: 8
- FWCI
- 349.42
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Annual Review of Applied Linguistics (publishedVersion)
- Topics
- Social Sciences › Arts and Humanities › Language and Linguistics › EFL/ESL Teaching and Learning
- Social Sciences › Linguistics and Language › Multilingual Education and Policy
- Social Sciences › Arts and Humanities › Language and Linguistics › Linguistics and Language Analysis
- Keywords
- identity, investment, Norton, ideology, capital, language learning, deterritorialization, structure and agency, online and offline learning
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