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Identity and a Model of Investment in Applied Linguistics
Open accessAbstract
ABSTRACT This article locates Norton's foundational work on identity and investment within the social turn of applied linguistics. It discusses its historical impetus and theoretical anchors, and it illustrates how these ideas have been taken up in recent scholarship. In response to the demands of the new world order, spurred by technology and characterized by mobility, it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital. The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible. This calls for new questions, analyses, and theories of identity. The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex. As such, it proposes a more comprehensive and critical examination of the relationship between identity, investment, and language learning. Drawing on two case studies of a female language learner in rural Uganda and a male language learner in urban Canada, the model illustrates how structure and agency, operating across time and space, can accord or refuse learners the power to speak.
Overview
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Written from the paper’s full text.
TL;DR
The article revisits Norton’s foundational identity-and-investment framework and proposes an expanded model in which investment is shaped where identity, ideology, and capital meet. It illustrates the model through two contrasting learners: Henrietta in rural Uganda and Ayrton in urban Canada.
Key findings
- The authors argue that investment should be examined at the meeting point of identity, ideology, and capital, extending earlier work that distinguished investment from motivation and treated learners as socially positioned rather than unitary.
- They review how investment research has spread across North America, Asia, Africa, Europe, and Brazil, including studies of Chinese learners, Ugandan digital literacy, and language-teacher identity.
- Henrietta, an 18-year-old female learner in rural Uganda with per-capita income under $1 a day, limited electricity, and no running water, participated in a digital-resources study on HIV/AIDS; her investment was tied to an imagined identity as knowledgeable and connected to Canadians, but constrained by economic, infrastructural, and ideological positioning.
- Ayrton, a 16-year-old Filipino male in a wealthy Vancouver neighborhood whose family emigrated through the Investor Class requiring at least CAN$1.6 million net worth, had multiple digital devices, seamless connectivity, and an online currency-trading course; his capital and habitus supported legitimate participation and an entrepreneurial identity.
Methods
- Conceptual and theoretical article combining a literature review with model-building; the proposed model integrates identity, ideology, and capital.
- Uses two illustrative case studies drawn from prior research: Henrietta from a Uganda HIV/AIDS digital-resources study and Ayrton from a study of digital literacies in home settings.
- Comparative qualitative analysis of structure and agency across time and space; no new large-scale empirical data or statistical analysis is reported.
Limitations
- No formal limitations section is present; the text notes that for Henrietta, whether perceived benefits become durable symbolic capital is yet to be seen.
- Evident from the text: the two cases are illustrative and come from separate prior studies, not a representative sample, so the model is not empirically tested here.
- Evident from the text: the article is largely a review and theoretical proposal relying on secondary literature and selected cases, with no systematic coding or generalizable outcome measures described.
Model-written summary. Check it against the paper before relying on it.
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Claims the paper makes
14 Own result · 3 No full text of the sources · 2 Sources not found · 2 Own method · 2 No basis given
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The model recognizes that the spaces in which language acquisition and socialization take place have become increasingly deterritorialized and unbounded, and the systemic patterns of control more invisible.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The model addresses the needs of learners who navigate their way through online and offline contexts and perform identities that have become more fluid and complex.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“it proposes a comprehensive model of investment, which occurs at the intersection of identity, ideology, and capital.”
§ Identity and a Model of Investment in Applied Linguistics > Abstract
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Not only is her own economic capital limited, but also the technological infrastructure of her local context is poorly resourced.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Indeed, his possession of economic, cultural, and social capital and his identity as a member of a highly industrialized country allow him to position himself as a legitimate participant and contributor in the different affinity spaces he occupies online.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“The social position of Ayrton as part of a privileged class in a highly industrialized country has made technology natural, providing him with all the affordances of learning.”
§ Identity and a Model of Investment in Applied Linguistics > Two case studies
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“As presented above, the model we propose responds to the demands and realities of the new world order, locating investment at the intersection of identity, capital, and ideology.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Recognizing how power flows in different directions through these contiguous spaces, learners operating in different fields perform multiple identities.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Governed by different ideologies and possessing varying levels of capital, learners position themselves and are positioned by others in different contexts.”
§ Identity and a Model of Investment in Applied Linguistics > Identity
A result the paper reports from its own data — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Recognizing that they have the agency to assert their own identities, learners are able to negotiate symbolic capital, reframe relations of power, and challenge normative ways of thinking, in order to claim the right to speak.”
§ Identity and a Model of Investment in Applied Linguistics > the model in praxis
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“Secondly, I see ideology as multiple and constantly contesting, multilayered construct; it should therefore be examined on more than one level “where ideational, behavioral, and institutional aspects interact and sometimes contract one another” (Darvin & Norton, 2015, pp. 43-44).”
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“’ (Darvin & Norton, 2015, p. 37).”
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“That is, although what learners desire can be shaped by structural constraints of the macro context, “it is through desire that learners are compelled to act and exercise their agency” (Darvin & Norton, 2015, p. 46).”
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Menard‐Warwick, J., Masters, K. A., & Orque, R. (2018) · Journal of Language Identity & Education · doi:10.1080/15348458.2018.1505516 · Cited by 8
“…development as a dialogic process of self-authoring (Bakhtin, 1981; Vitanova, 2010), situating our work within recent conceptualizations of identity as complex, multiple, and dynamic (Darvin & Norton, 2015), and of teacher identity development as a process of becoming (De Costa & Norton, 2017).”
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“In particular, investment research has primarily focused on socially disadvantaged and marginalised individual learners who need to claim their rights as legitimate speakers of a mainstream language, in this case English (Darvin & Norton, 2015).”
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“…their students to develop diverse identities that adopt the variety in ethnicity, gender, thought, personality, culture, working, and lifestyles (Darvin and Norton 2015) to engage in intercultural conversations where they can fluently introduce their home-country culture via other languages…”
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Identity and investment in language education: an interview with Bonny Norton
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“Darvin and Norton (2015, 2016) recreated Norton’s initial investment model.”
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“The construct of investment is one that I developed as early as 1995 (see Norton, 2013; Norton Peirce, 1995), and have developed further with my former student Ron Darvin (Darvin and Norton, 2015, 2023).”
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“More recently, Darvin and Norton (2015) propose a more extensive model of investment, arguing that because systemic powers of control have become increasingly less visible, investment not only involves identity, but also intersects with macro power structures, such as ideology and capital, which,…”
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“…in learning Chinese and English in various ways outside the formal classroom, Maria cast herself as a linguistic entrepreneur (De Costa et al., 2016) and negotiated an elite multilingual identity, which enhanced her self-worth and facilitated her upward social mobility (Darvin & Norton, 2015).”
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“That these ideologies were not necessarily explicitly mentioned suggests that they may have been normalized by the communities that these instructors and students associate with (Darvin & Norton, 2015).”
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“To address this paucity, I draw upon sociological construct of investment (Darvin and Norton 2015) and adopt a context-and time-sensitive approach to investigating a Syrian student – Charlie’s lived experiences of learning and using Chinese as an L2 in the classroom, everyday life and professional…”
Bilingual investments of dual-language immersion program alumni
Djuraeva, M., Nguyen, D. N., & Castro, M. (2022) · International Journal of Bilingual Education and Bilingualism · doi:10.1080/13670050.2022.2039095 · Cited by 7
“These processes are systemic patterns of control (Darvin and Norton 2015), which are weaved into bilinguals’ day-today experiences making power become invisible and experiences regarded as ‘normal’.”
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Preface The Origins and Growth of Task-Based Language Teaching
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Edwards, E., & Burns, A. M. (2024) · Language Teaching Research · doi:10.1177/13621688241250363 · Cited by 9
“We build on existing research on mediation of language teacher development (e.g. Johnson & Golombek, 2020), language teacher identity (e.g. Darvin & Norton, 2015), agency (e.g. Miller et al., 2018) and emotions (e.g. Gkonou et al., 2020), and unite several concepts into one framework specific to…”
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“These studies discuss how the students’ agentive practices foreground the process of “divestment” in such a situational context where learner “investment” has institutionally and socio-culturally been reified (Darvin and Norton 2015).”
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Govender, N. (2019) · English Teaching Practice & Critique · doi:10.1108/etpc-09-2018-0082 · Cited by 10
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“As such, invested students are more likely to find ways to act on their own benefit with new and broader discursive mechanisms and to resort to symbolic and material resources to acquire cultural capital (Escobar-Alméciga & Brutt-Griffler, 2022; Gee, 2011; Norton, 2015).”
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“Their target spaces for mobility involve multiple imagined communities (Norton, 2001) which they aspire the language will allow them tomobilise to (Darvin & Norton, 2015).”
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“Students construct dynamic identities from past experiences, available cultural resources, and possible future selves (Darvin & Norton, 2015; Norton, 2013), impacting their relationships with their peers, teachers, texts, themselves, and their learning.”
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“Participants “invest” more in these learning communities as they expect to yield access to “a wider range of symbolic and material resources” (e.g., language, education, friendships, and/or money; Darvin & Norton, 2015).”
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“…children’s ‘monolingual becoming’ is an articulation of their ‘ideological becoming’ (Bakhtin 1981, 341) as an individual’s linguistic practices and choices are often tied to how they view the languages and the world around them (Darvin and Norton 2015; Li et al. 2025; Rosa and Burdick 2017).”
The Psycholinguistics of Task-Based Performance
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Social Support for International Students in Foreign Language Classroom Communities of Practice
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“In short, classrooms are often considered as “site[s] of struggle” (Darvin & Norton, 2015, p. 36).”
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“Informed by notions of identity and imagined community, investment and language ideology (Darvin & Norton, 2015), the study has explored the interplay between three MBA students’ identity construction and their second language and cultural investment during SA in the U.S. Congruent with previous…”
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Chang, C.-H., & Chiang, K. M. (2021) · Journal of Multilingual and Multicultural Development · doi:10.1080/01434632.2021.1974465 · Cited by 6
“Darvin and Norton (2015) de fi ne ideology from a broad perspective as ‘ dominant ways of thinking that organise and stabilise societies while simultaneously determining modes of inclusion and exclusion and the privileging and marginalisation of ideas, people, and relations ’ (44).”
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“Darvin and Norton (2015) emphasize the importance of considering the opportunities that are available to individuals in certain positions, recognizing that not all individuals receive the same offers.”
Identities and Language Teaching in Classrooms
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“Meanwhile, language negotiation experiences in various linguistic environments can contribute to students’ investment in language learning (Darvin and Norton 2015).”
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“Darvin and Norton (2015) argue that the political relationships and ideologies are determined by the linguistic shifts as Language shapes and modifies social interactions, power dynamics, and the construction of identities.”
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“…discourse, where learners are expected to be passive recipients of knowledge, this propels you into the real world where you are able to ‘ act as if you ’ re actually talking ’ where you are an active participant in the generation of knowledge with the ‘ right to speak ’ (Darvin and Norton 2015).”
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Liang, Y., Qi, C., & Li, Y. (2024) · Language and Intercultural Communication · doi:10.1080/14708477.2024.2307590 · Cited by 6
“More importantly, instead of using Blommaert (2010)’s original notion of scale , we have adopted Canagarajah (2013)’s alternate view on a more ‘open-ended’ interpretation of translocal scale , which we believe is better suited to complement Darvin and Norton (2015)’s expanded model of investment .”
Connecting Teacher Training to Task-Based Language Teaching Implementation
Bryfonski, L. (2021) · Cambridge University Press eBooks · doi:10.1017/9781108868327.027 · Cited by 7
Assessing multilingual identity of Chinese university students: scale development and validation
Shi, J., & Xu, J. (2025) · Journal of Multilingual and Multicultural Development · doi:10.1080/01434632.2025.2555529 · Cited by 5
“Informed by decades of scholarship, language learner identity is understood as a means of self-expression and social a ffi liation, constructed and negotiated through the transformative process of language learning (Darvin and Norton 2015, 2022).”
Foreign Language Anxiety, Sexuality, and Gender: Lived Experiences of Four LGBTQ+ Students
Mitchell, J. (2000) · doi:10.15760/etd.6229 · Cited by 5
Pre-Service Educators Developing a Digital Identity
O’Byrne, W. I., & Hunter‐Doniger, T. (2021) · TechTrends · doi:10.1007/s11528-021-00617-5 · Cited by 7
Building L2 social connections: the case of learners of Auslan (Australian Sign Language)
Willoughby, L., & Sell, C. (2022) · International Journal of Bilingual Education and Bilingualism · doi:10.1080/13670050.2022.2062666 · Cited by 4
“Norton’s investment metaphor (Norton 2000; Norton Peirce 1995), later developed by Darvin and Norton (2015), provides a useful lens for exploring the wider social factors and anticipated outcomes that shape learners engagement with their L2.”
BackgroundEmotions and identities in teaching in higher education: an autoethnographic approach
Yoshida, R. (2024) · Teaching in Higher Education · doi:10.1080/13562517.2024.2430661 · Cited by 5
“The value of these forms of capital is decided by ideological structures – for example, by the ideologies re fl ected in a community ’ s policies – and is not stable but continuously negotiated (Darvin and Norton 2015).”
InfluentialMultimodal Narrative Practices in Adult ESL: Negotiating Linguicism and Developing Language
Sharmin, M. (2022) · Theory and Practice in Language Studies · doi:10.17507/tpls.1206.01 · Cited by 5
“Learners may not fully invest in the language practice (Norton, 2015) since the practice might “position them as inadequate, incapable, or unworthy” (Darvin, 2019, p. 245) and the investment in a target language is “contingent on the negotiation of power” (Darvin & Norton, 2015, p.37).”
BackgroundZhang, Z. (2021) · Journal of Language Identity & Education · doi:10.1080/15348458.2021.1999816 · Cited by 8
“An increasing number of SLA studies have investigated how immigrant learners construct their identities in the process of acquiring an L2 and socializing with host communities (e.g., Darvin & Norton, 2015; Gearing & Roger, 2018; Giroir, 2014; Gu, 2011; Morita, 2004; Peirce, 1995).”
BackgroundLanguage learning beyond Japanese university classrooms: video interviewing for study abroad
Brine, J., Kaneko, E., Heo, Y., et al. (2015) · doi:10.14705/rpnet.2015.000315 · Cited by 5
“Furthermore, our use of widely available mobile devices with video capacity helps students to gain entry into “legitimate participation” (Darvin & Norton, 2015, p. 50) through an empowering mediating artifact, and thereby bolster confidence.”
BackgroundWeber, J. C., Jones, C. T., & Atwal, A. K. (2023) · Languages · doi:10.3390/languages8020096 · Cited by 5
Review of selected research in applied linguistics published in Australia (2015–2022)
Oliver, R., Hong-lin, C., & Dovchin, S. (2024) · Language Teaching · doi:10.1017/s0261444824000077 · Cited by 5
“Based on Darvin and Norton ’ s (2015) reconceptualisation of identity theory, Donehue (2017), for instance, highlights the recursive relationship between identity, capital and ideology in the context of refugees.”
Multilingual Students' Management of Transnational Identities in Online Participatory Sites
Solmaz, O. (2015) · UA Campus Repository (The University of Arizona) · Cited by 5
Boumaza, D., & Baker, W. (2025) · Journal of Multilingual and Multicultural Development · doi:10.1080/01434632.2025.2551127 · Cited by 11
“…a multimodal platform that provides users with a certain level of agency, freedom, and power to negotiate their identities through language choices (Darvin and Norton 2015); although with the caveat that, as with any social space, there are still restrictions and limitations both technological and…”
“English Divide” and ELT in Korea: Towards Critical ELT Policy and Practices
Shin, H., & Lee, B.-M. (2018) · Springer international handbooks of education · doi:10.1007/978-3-319-58542-0_5-1 · Cited by 5
Levasseur, C. (2018) · Cahiers franco-canadiens de l Ouest · doi:10.7202/1045597ar · Cited by 5
Investigating Indonesian Novice EFL Teachers’ Perceptions On Their Identity Construction
Wijaya, K. (2022) · Scholaria: Jurnal Pendidikan dan Kebudayaan · doi:10.24246/j.js.2022.v12.i1.p9-19 · Cited by 10
“Darvin and Norton (2015) as together with Kanno and Stuart (2011) strongly advocated school institutions to be responsive and supportive for the further development of EFL teachers’ identity construction by investing more intimate rapports, intensive identity practices, and critical self-reflection…”
BackgroundTransglossia: From Translanguaging to Transglossia
Dovchin, S., Pennycook, A., & Sultana, S. (2017) · Springer eBooks · doi:10.1007/978-3-319-61955-2_2 · Cited by 5
Chang, Y.-C. (2023) · International Journal of Bilingual Education and Bilingualism · doi:10.1080/13670050.2023.2271121 · Cited by 5
“Informed by the concept of multilingualism, the research employs Norton ’ s theory of identity and investment (Darvin and Norton 2015; Norton 2013) as an analytical frame.”
BackgroundMethodInfluentialThe Development of Exceptional EFL Learner Identity: A Narrative Inquiry of Former Gifted Learners
Tran, H., & Hoàng, H. T. (2024) · Journal of Language Identity & Education · doi:10.1080/15348458.2024.2317719 · Cited by 5
“In social spheres, the value of symbolic capital is continuously being negotiated by individuals in competition with each other (Darvin & Norton, 2015).”
Chiocca, E. S. (2019) · Intercultural Education · doi:10.1080/14675986.2019.1666247 · Cited by 11
“…on language acquisition has been investigated within the personal investment framework both in quantitative (Ushioda and Dörnyei 2012) and qualitative terms (Darvin and Norton 2015; Norton 2013; Norton Peirce 1995), identifying relationships between goal types, learning strategies, and fluency.”
BackgroundLai, C., Pi, R., Xiong, Y., Gu, M. M., & Jiang, L. (2025) · Language Culture and Curriculum · doi:10.1080/07908318.2025.2513894 · Cited by 6
“The model of investment conceptualised by Darvin and Norton (2015, 2016) underscores that investment is situated at the intersection of ideology, identity and capital.”
Pastor, A. M. R. (2024) · Languages · doi:10.3390/languages9080272 · Cited by 5
“…ideology is also related to the construct of investment in second language learning, first put forward by Norton in the 1990s and later expanded by Darvin and Norton (2015) to include “the demands of a more mobile and digital world, in which language learners move in and out of online and offline…”
BackgroundExamining the zone of proximal development in learning and development for climate mitigation
Chineka, R., & Yasukawa, K. (2021) · Mind Culture and Activity · doi:10.1080/10749039.2021.1960566 · Cited by 7
“…particularly cultural capital, to draw attention to the socio-historically constructed relationship of learners to the object (in her case, the language the learner is learning) of their learning and their sometimes-ambivalent desire to engage with it (Darvin & Norton, 2015; Norton Peirce, 1995).”
BackgroundMethodInfluentialBonnet, A., & Siemund, P. (2018) · Hamburg studies on linguistic diversity · doi:10.1075/hsld.7.01bon · Cited by 5
Discursive navigation of employable identities in the narratives of former refugees
Greenbank, E. (2019) · doi:10.26686/wgtn.17142032.v1 · Cited by 4
Metadata
- Authors
- Darvin, R., & Norton, B.
- Affiliations
- University of British Columbia (CA)
- Venue
- Annual Review of Applied Linguistics
- Publisher
- Cambridge University Press (CUP)
- Published
- 2015-03
- Volume
- 35
- Pages
- 36-56
- ISSN
- 0267-1905 (ISSN-L)
- 1471-6356
- OpenAlex
- W1995814878
- Cited by
- 1,186
- References
- 112
- Citations by year
- 2026: 182 · 2025: 152 · 2024: 146 · 2023: 93 · 2022: 141 · 2021: 136 · 2020: 102 · 2019: 72 · 2018: 56 · 2017: 58 · 2016: 35 · 2015: 8
- FWCI
- 349.42
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Annual Review of Applied Linguistics (publishedVersion)
- Topics
- Social Sciences › Arts and Humanities › Language and Linguistics › EFL/ESL Teaching and Learning
- Social Sciences › Linguistics and Language › Multilingual Education and Policy
- Social Sciences › Arts and Humanities › Language and Linguistics › Linguistics and Language Analysis
- Keywords
- identity, investment, Norton, ideology, capital, language learning, deterritorialization, structure and agency, online and offline learning
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