Cited by 614Machine Learning in Materials ScienceCatalytic Processes in Materials ScienceAdvanced Chemical Physics Studies

To address surface reaction network complexity using scaling relations machine learning and DFT calculations

Open access
Ulissi, Zachary W., Medford, Andrew J., Bligaard, Thomas, Nørskov, Jens K.·2017·Nature Communications

Abstract

Surface reaction networks involving hydrocarbons exhibit enormous complexity with thousands of species and reactions for all but the very simplest of chemistries. We present a framework for optimization under uncertainty for heterogeneous catalysis reaction networks using surrogate models that are trained on the fly. The surrogate model is constructed by teaching a Gaussian process adsorption energies based on group additivity fingerprints, combined with transition-state scaling relations and a simple classifier for determining the rate-limiting step. The surrogate model is iteratively used to predict the most important reaction step to be calculated explicitly with computationally demanding electronic structure theory. Applying these methods to the reaction of syngas on rhodium(111), we identify the most likely reaction mechanism. Propagating uncertainty throughout this process yields the likelihood that the final mechanism is complete given measurements on only a subset of the entire network and uncertainty in the underlying density functional theory calculations.

AI snapshot

Written from the paper’s full text.

TL;DR

The paper presents a probabilistic, iterative framework that combines Gaussian-process surrogate models, group-additivity fingerprints, transition-state scaling relations, and targeted DFT calculations to identify likely reaction mechanisms in complex surface reaction networks. Applied to syngas conversion on Rh(111), it identifies the most likely mechanism while reducing intermediate and transition-state calculations by 60% and 95%, respectively.

Key findings

  • The workflow identifies the most likely syngas reaction mechanism on Rh(111), with the most likely pathway consistent with experimentally observed selectivity to acetaldehyde.
  • It reports reductions of 60% for intermediate calculations and 95% for transition-state calculations relative to studying the full network.
  • By the 22nd iteration, only 5% of transition states in the full network had been calculated, all within the final mechanism, and energetics had been calculated for about 40% of intermediate species.
  • Propagating DFT-level uncertainty shows that at the 90% confidence level it is impossible to rule out water and methanol as alternate products; at 80% certainty, water formation may also be possible.

Methods

  • DFT calculations used Quantum ESPRESSO with the BEEF-vdW functional, a plane-wave cutoff of 500 eV, a density-wave cutoff of 5,000 eV, and Monkhorst-Pack k-point sampling; the calculated Rh lattice constant was 3.838 Å versus the experimental 3.803 Å.
  • Surrogate models used Gaussian process regression on group-additivity fingerprints reduced by principal component analysis to about 10–15 dimensions, plus linear transition-state scaling relations from CatApp for hydrogenation and all other reactions.
  • The iterative refinement loop selected important intermediates or transition states for DFT calculation, using CINEB when reactants and products were already measured; the demonstration used 573 K and 1 atm partial pressure of all gas-phase species.

Limitations

  • The paper states that the BEEF-vdW ensemble uncertainty estimate could be larger than actual DFT uncertainty, and that scaling-relation uncertainties were treated as uncorrelated even though systematic over- or underprediction for a class of reactions is possible; testing this would require evaluating transition states across the full network and is computationally inefficient.
  • The paper states that more accurate kinetic modelling, such as full microkinetic approaches, is desirable, especially for networks with multiple competing transition states in series; the chosen criterion of highest transition-state energy may work here partly because the rate-limiting step is near the beginning of the pathway.
  • Evident from the text: the demonstration is limited to Rh(111) and a single set of thermal conditions, so generalization to other surfaces, facets, or conditions is proposed but not shown.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1038/ncomms14621

Cites

24 of 24 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 9 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    Typical uncertainty for the DFT methods used in this work is ∼0.2-0.3 eV for transition-state formation energies relative to gas-phase species.

    “Typical uncertainty for the DFT methods used in this work (estimated with the ensembles in Bayesian error estimation functional with van der Waals correlation (BEEF-vdW)) are ∼0.15 eV for surface species formation energies16, and ∼0.2–0.3 eV for transition-state formation energies (relative to gas-phase species) as indicated in Fig. 2.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Including additional pathways that are progressively less likely to contain the network rate-limiting step increases the probability that the actual transition state is present.

    “Including additional pathways that are progressively less likely to contain the network rate-limiting step increases the probability that the the actual transition state is present, as shown in Fig. 4d.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    At this level of uncertainty, many pathways through the reaction network may be competitive.

    “At this level of uncertainty, many pathways through the reaction network may be competitive, as illustrated in Fig. 4.”
    Quote in the paperSubstantial claim
  • Findingnone given

    The reduced networks constructed at the 50 or 80% confidence level take longer to converge.

    “The reduced networks constructed at the 50 or 80% confidence level (that is, the confidence that the final network contains the rate-limiting step at the set of reaction conditions given DFT-level uncertainty) take longer to converge.”
    Quote in the paperNot a substantial claim
  • Findingown data

    At convergence, energetics have been calculated for only about 40% of the intermediate species in the full reaction network.

    “At this point, only 5% of the transition states of the full reaction network have been calculated (all within the final mechanism), and energetics have been calculated for only about 40% of the intermediate species in the full reaction network.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. 11
  • May combine two claims. 11
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingown data

    The lattice constant of Rh was determined to be 3.838 Å, which compares well with the experimental value of 3.803 Å.

    “The lattice constant was determined to be 3.838 Å, which compares well with the experimental value of 3.803 Å (ref. 21).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [21] Engelhard Industries Inc. Technical Bulletin Vol. 6, Engelhard Industries Inc., Engelhard Minerals and Chemicals Corporation (1965).

      Not checked in the free run.

  • May combine two claims.

    Findingown data

    At the first iteration, the mechanism predicted by the GP is incorrect, indicating direct scission of CO to elemental C and O.

    “At the first iteration, very few DFT intermediate energies have been measured and the mechanism predicted by the GP is incorrect, indicating direct scission of CO to elemental C and O.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    By the ninth iteration, the correct rate-limiting step has been identified as the scission of CHOH to CH and OH, but there is still uncertainty in the final hydrogenations.

    “By the ninth iteration, the correct rate-limiting step has been identified, the scission of CHOH to CH and OH, but there is still uncertainty in the final hydrogenations.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    By the 22nd iteration, the most likely mechanism has converged and all of the intermediate energetics in the reduced mechanism have been studied with DFT.

    “By the 22nd iteration, the most likely mechanism has converged and all of the intermediate energetics in the reduced mechanism studied with DFT.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    At convergence, only 5% of the transition states of the full reaction network have been calculated, all within the final mechanism.

    “At this point, only 5% of the transition states of the full reaction network have been calculated (all within the final mechanism), and energetics have been calculated for only about 40% of the intermediate species in the full reaction network.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    After four iterations, the mechanism is similar except the elemental oxygen is reacted to CO2, and the C and CO both undergo hydrogenations before combination.

    “After four iterations, the mechanism is similar except the elemental oxygen is reacted to CO2, and the C and CO both undergo hydrogenations before combination.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    Detailed group-additivity approaches have been successfully applied to study large reaction networks and to identify the impact of uncertainty on these processes.

    “There has also been success in applying detailed group-additivity approaches to the study of large reaction networks5678910 and identifying the impact of uncertainty on these processes1112.”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites 5678910

      Not checked in the free run.

    • cites [1112]

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationreasoning

    There could be a systematic over- or underprediction for the transition-state energies for a class of reactions that happen to represent the limiting transition states.

    “However, there could a systematic over- or underprediction for the transition-state energies for a class of reactions that happen to represent the limiting transition states.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    Estimating the probability that a given mechanism is correct, given a number of alternative pathways, is only possible when reasonable estimates of model uncertainty are available.

    “Estimating the probability that a given mechanism is correct, given a number of alternative pathways, is only possible when reasonable estimates of model uncertainty are available.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationnone given

    The surrogate methods introduce additional uncertainty into predictions for unmeasured quantities, but they are sufficiently accurate to exclude parts of the network that are clearly unfavourable.

    “Although these methods introduce additional uncertainty into predictions for unmeasured quantities, they are sufficiently accurate to exclude parts of the network that are clearly unfavourable.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    The uncertainty estimate from the BEEF-vdW ensemble function could be larger than the actual DFT uncertainty.

    “First, the uncertainty estimate from the BEEF-vdW ensemble function could be larger than the actual DFT uncertainty.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).

    Interpretationreasoning

    Reaction networks with multiple competing transition states in series would likely be better modelled using a full microkinetic approach.

    “Reaction networks with multiple competing transition states in series would likely be better modelled using a full microkinetic approach.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning

    The framework presented here is generalizable to multisite or multicatalyst models, given the understanding of how surface adsorption energies on different surfaces are inter-related through linear scaling relations.

    “The framework presented here is generalizable to multisite or multicatalyst models as well, given our understanding of how surface adsorption energies on different surfaces are inter-related through linear scaling relations.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    The chosen criterion likely works well due to the proximity of the rate-limiting step to the beginning of the pathway.

    “likely due to the proximity of the rate-limiting step to the beginning of the pathway.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationnone given

    A remarkably simple model can capture the most important underlying physics.

    “The fact that a remarkably simple model can capture the most important underlying physics is precisely what makes them so powerful.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Previous work has used precalculated semiempirical models to aid in model reduction.

    “Previous work has also used precalculated semiempirical models to aid in model reduction13.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [13] Sutton, J. E. & Vlachos, D. G. Building large microkinetic models with first-principles accuracy at reduced computational cost. Chem. Eng. Sci. 121, 190–199 (2015). source

      Not checked in the free run.

  • May combine two claims.

    Study design and conductcitation

    The paper generally requires that all species in the final mechanism be studied with full-accuracy DFT for verification, so the accuracy of the surrogate models does not affect the energetics of the final pathway.

    “However, we generally require that all species in the final mechanism be studied with full-accuracy DFT for verification, so the accuracy of the surrogate models does not affect the energetics of the final pathway, inspired by surrogate-model approaches in the systems engineering literature18.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [18] Forrester, A., Sobester, A. & Keane, A. Engineering Design via Surrogate Modelling: A Practical Guide Wiley (2008). source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given

    Implementing this currently requires a separate linear scaling relation for each surface species.

    “Implementing this currently requires a separate linear scaling relation for each surface species.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The difficulty of identifying the correct reaction mechanism in catalysis is a fundamental limitation to the design of new catalysts and introduces error in the interpretation of experimental data if the wrong mechanism is derived.

    “This process is a fundamental limitation to the design of new catalysts and introduces error in the interpretation of experimental data if the wrong mechanism is derived.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The reaction network varies greatly across different catalyst surfaces and active sites, and thus the precise mechanism must be reidentified for every catalyst.
  • May combine two claims.

    Interpretationown data

    The very coarse group-additivity-based model used here is sufficient to exclude clearly unimportant parts of the reaction network, as long as full-precision DFT is used for the remaining important regions, thus retaining full DFT accuracy.

    “Essentially, the very coarse group-additivity-based model used here is sufficient to exclude clearly unimportant parts of the reaction network, as long as full-precision DFT is used for the remaining important regions, thus retaining full DFT accuracy.”
    Quote in the paperSubstantial claim
20 of 20
  • The paper relies on this without support.

    Surface reaction networks involving hydrocarbons exhibit enormous complexity with thousands of species and reactions for all but the very simplest of chemistries.

    “Surface reaction networks involving hydrocarbons exhibit enormous complexity with thousands of species and reactions for all but the very simplest of chemistries.”
  • The paper relies on this without support.

    Reaction network complexity limits the understanding and modelling of experimental behaviour in combustion, metabolic engineering and catalysis.

    “Reaction network complexity limits the understanding and modelling of experimental behaviour in combustion, metabolic engineering and catalysis, among other fields.”
  • The paper relies on this without support.

    The sheer number of possible intermediates leads to reaction networks with hundreds or thousands of species, thousands of reactions and an exponential number of possible pathways and mechanisms to be considered.

    “The sheer number of possible intermediates leads to reaction networks with hundreds or thousands of species, thousands of reactions and an exponential number of possible pathways and mechanisms to be considered.”
  • The paper relies on this without support.

    In all of these fields, studying individual reactions is a costly and time-consuming process.

    “In all of these fields, studying individual reactions is a costly and time-consuming process.”
  • The paper relies on this without support.

    For direct hydrocarbon reactions in combustion and catalysis, density functional theory (DFT) allows for estimation of kinetic reaction parameters with a reasonable degree of accuracy, but at significant computational cost.

    “For direct hydrocarbon reactions in combustion and catalysis, density functional theory (DFT) allows for estimation of kinetic reaction parameters with a reasonable degree of accuracy, but at significant computational cost.”
  • The paper relies on this without support.

    In metabolic engineering, there is no straightforward method to estimate accurately enzyme kinetics, and most kinetic parameters are derived from experimental studies.

    “In metabolic engineering, there is no straightforward method to estimate accurately enzyme kinetics, and most kinetic parameters are derived from experimental studies.”
  • The paper relies on this without support.

    The reaction network varies greatly across different catalyst surfaces and active sites, and thus the precise mechanism must be reidentified for every catalyst.

    “This problem is especially difficult in catalysis since the reaction network varies greatly across different catalyst surfaces and active sites, and thus the precise mechanism must be reidentified for every catalyst, as illustrated in Fig. 1 for the reaction of syngas over Rh(111).”
  • The authors state this as an assumption.

    The uncertainty for the linear-scaling relations for transition-state energies is uncorrelated.

    “in this work we treat the uncertainty for the linear-scaling relations for transition-state energies to be uncorrelated.”
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Cites

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Research works printed but not linked: 1

  1. Engelhard Industries Inc. Technical Bulletin Vol. 6, Engelhard Industries Inc., Engelhard Minerals and Chemicals Corporation (1965).

Cited by

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Authors
Ulissi, Z. W., Medford, A. J., Bligaard, T., & Nørskov, J. K.
Affiliations
  • Stanford University (US)
  • Georgia Institute of Technology (US)
  • SLAC National Accelerator Laboratory (US)
Corresponding author
  • Bligaard, Thomas
  • Nørskov, Jens K.
Venue
Nature Communications
Published
2017-03-06
Volume
8
Issue
1
Pages
14621-14621
ISSN
2041-1723 (ISSN-L)
OpenAlex
W2593855134
Cited by
614
References
24
Citations by year
2026: 58 · 2025: 76 · 2024: 74 · 2023: 69 · 2022: 74 · 2021: 73 · 2020: 74 · 2019: 57 · 2018: 49 · 2017: 10
FWCI
21.92
Type
journal article
Language
en
Open access
Locations
  • Nature Communications (publishedVersion, cc-by)
  • Europe PMC (PubMed Central) (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • OSTI OAI (U.S. Department of Energy Office of Scientific and Technical Information) (submittedVersion, cc-by)
  • RePEc: Research Papers in Economics (submittedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
  • U.S. Department of Defense
  • U.S. Department of Energy
  • National Defense Science and Engineering Graduate
Topics
  • Physical Sciences › Materials Science › Materials Chemistry › Machine Learning in Materials Science
  • Physical Sciences › Materials Science › Materials Chemistry › Catalytic Processes in Materials Science
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Advanced Chemical Physics Studies
Keywords
heterogeneous catalysis, surrogate models, Gaussian process regression, optimization under uncertainty, error propagation, rhodium(111), reaction mechanism identification

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