What Makes Clinical Research in Developing Countries Ethical? The Benchmarks of Ethical Research
Abstract
In recent years, there has been substantial debate about the ethics of research in developing countries [1–5]. In general, the controversies have centered on 3 issues: first, the standard of care that should be used in research in developing countries[6–13]; second, the “reasonable availability” of interventions that are proven to be useful during the course of research trials [14–19]; and third, the quality of informed consent. The persistence of controversies on such issues reflects, in part, the fact that existing ethical guidelines can be interpreted in multiple ways, are sometimes contradictory, or rely on unstated, yet controversial, ethical principles [6, 7, 9–11, 13, 20–24]. To provide unified and consistent ethical guidance, we apply a previously proposed ethical framework for clinical research within developed countries to developing countries, explicating a previously implicit requirement for collaboration [25]. More importantly, we propose specific and practical benchmarks to guide researchers and research-ethics committees in assessing how well the enumerated ethical principles have been fulfilled in particular cases.
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
The literature on conducting clinical trials in low resource countries mostly relates to ethical issues.
“Even within the paucity of literature on conducting clinical trials in low resource countries, the literature mostly relates to ethical issues [19, 26–28].”
From Barriers for conducting clinical trials in developing countries—A systematic review (2018) · cites this paper as [28]
Cites
(1984) · DigitalGeorgetown (Georgetown University Library) · Cited by 2,813 · see citing works
What Makes Clinical Research Ethical?
Emanuel, E. J. (2000) · JAMA · doi:10.1001/jama.283.20.2701 · Cited by 2,710 · see citing works
Self-citationSpheres of Justice: A Defense of Pluralism and Equality.
Daniels, N., & Walzer, M. (1985) · The Philosophical Review · doi:10.2307/2184729 · Cited by 2,667 · see citing works
False Hopes and Best Data: Consent to Research and the Therapeutic Misconception
Appelbaum, P. S., Roth, L. H., Lidz, C. W., Benson, P. R., & Winslade, W. J. (1987) · The Hastings Center Report · doi:10.2307/3562038 · Cited by 956 · see citing works
Lurie, P. G., & Wolfe, S. M. (1997) · New England Journal of Medicine · doi:10.1056/nejm199709183371212 · Cited by 884 · see citing works
The Ethics of Clinical Research in the Third World
Angell, M. (1997) · New England Journal of Medicine · doi:10.1056/nejm199709183371209 · Cited by 863 · see citing works
Evidence based policy: proceed with careCommentary: research must be taken seriously
Black, N. A., & Donald, A. (2001) · BMJ · doi:10.1136/bmj.323.7307.275 · Cited by 588 · see citing works
Council for International Organizations of Medical Sciences (CIOMS)
(2025) · WORLD SCIENTIFIC eBooks · doi:10.1142/9789811297724_0006 · Cited by 543 · see citing works
National Bioethics Advisory Commission
Plattner, S. M. (2001) · Anthropology News · doi:10.1111/an.2001.42.3.24 · Cited by 475 · see citing works
Daniels, N., & Sabin, J. E. (2002) · Oxford University Press eBooks · doi:10.1093/acprof:oso/9780195149364.001.0001 · Cited by 464 · see citing works
Teaching mothers to provide home treatment of malaria in Tigray, Ethiopia: a randomised trial.
Kidane, G.-M., & Morrow, R. (2000) · The Lancet · doi:10.1016/s0140-6736(00)02580-0 · Cited by 460 · see citing works
Ethical Complexities of Conducting Research in Developing Countries
VARMUS, H. E., & Satcher, D. S. (1997) · New England Journal of Medicine · doi:10.1056/nejm199710023371411 · Cited by 424 · see citing works
Specifying Norms as a Way to Resolve Concrete Ethical Problems
Richardson, H. S. (2017) · doi:10.4324/9781315209692-12 · Cited by 360 · see citing works
The Ethics of Placebo-Controlled Trials — A Middle Ground
Emanuel, E. J., & Miller, F. G. (2001) · New England Journal of Medicine · doi:10.1056/nejm200109203451211 · Cited by 354 · see citing works
Self-citationThe Nazi Doctors and the Nuremberg Code Human Rights in Human Experimentation
Annas, G. J., & Grodin, M. A. (1992) · Oxford University Press eBooks · Cited by 337 · see citing works
Protecting Communities in Biomedical Research
Weijer, C., & Emanuel, E. J. (2000) · Science · doi:10.1126/science.289.5482.1142 · Cited by 288 · see citing works
Self-citationThe Nazi Doctors and the Nuremberg Code: Human Rights in Human Experimentation
Nelkin, D. (1993) · JAMA · doi:10.1001/jama.1993.03500090104044 · Cited by 251 · see citing works
(1996) · PubMed · Cited by 251 · see citing works
Subjected to Science: Human Experimentation in America before the Second World War
Lederer, S. E., & Davis, A. B. (1995) · History Reviews of New Books · doi:10.1080/03612759.1995.9949143 · Cited by 243 · see citing works
Spheres of Justice: A Defense of Pluralism and Equality.
Cohen, J., & Walzer, M. (1986) · The Journal of Philosophy · doi:10.2307/2026330 · Cited by 199 · see citing works
Weijer, C. (2000) · The Journal of Law Medicine & Ethics · doi:10.1111/j.1748-720x.2000.tb00686.x · Cited by 190 · see citing works
After Helsinki: Unresolved Issues in International Research
Macklin, R. (2001) · Kennedy Institute of Ethics journal · doi:10.1353/ken.2001.0005 · Cited by 166 · see citing works
Research in Developing Countries: Taking "Benefit" Seriously
Glantz, L. H., Annas, G. J., Grodin, M. A., & Mariner, W. K. (1998) · The Hastings Center Report · doi:10.2307/3528268 · Cited by 165 · see citing works
Karim, Q. A., Karim, S. S. A., Coovadia, H. M., et al. (1998) · American Journal of Public Health · doi:10.2105/ajph.88.4.637 · Cited by 162 · see citing works
Crouch, R. A., & Arras, J. D. (1998) · The Hastings Center Report · doi:10.2307/3528266 · Cited by 161 · see citing works
Wilkinson, M., & Moore, A. (1997) · Bioethics · doi:10.1111/1467-8519.00078 · Cited by 149 · see citing works
Human rights and maternal-fetal HIV transmission prevention trials in Africa.
Annas, G. J., & Grodin, M. A. (1998) · American Journal of Public Health · doi:10.2105/ajph.88.4.560 · Cited by 144 · see citing works
Angell, M. (1988) · New England Journal of Medicine · doi:10.1056/nejm198810203191608 · Cited by 143 · see citing works
Scientific Value and Validity as Ethical Requirements for Research: A Proposed Explication
Freedman, B. (1987) · IRB Ethics and Human Research · doi:10.2307/3563623 · Cited by 142 · see citing works
Research and Informed Consent in Africa — Another Look
IJsselmuiden, C., & Faden, R. (1992) · New England Journal of Medicine · doi:10.1056/nejm199203193261212 · Cited by 141 · see citing works
Placebo-Controlled Trials and the Logic of Clinical Purpose
Freedman, B. (1990) · IRB Ethics and Human Research · doi:10.2307/3564541 · Cited by 135 · see citing works
Benchmarks of fairness for health care reform: a policy tool for developing countries.
Daniels, N., Bryant, J. H., Castaño, R. A., Dantés, O. G., Khan, K. S., & Pannarunothai, S. (2000) · Europe PMC (PubMed Central) · Cited by 129 · see citing works
Avoiding Exploitation in Clinical Research
Benatar, S. R. (2000) · Cambridge Quarterly of Healthcare Ethics · doi:10.1017/s096318010000414x · Cited by 119 · see citing works
Wonderwoman and superman : the ethics of human biotechnology
Harris, J. (1993) · DigitalGeorgetown (Georgetown University Library) · Cited by 113 · see citing works
The Fielding H. Garrison Lecture: Ceteris paribus: the evolution of the clinical trial.
Lilienfeld, A. M. (1982) · PubMed · Cited by 107 · see citing works
The 2000 revision of the Declaration of Helsinki: a step forward or more confusion?
Forster, H. P., Emanuel, E. J., & Grady, C. (2001) · The Lancet · doi:10.1016/s0140-6736(01)06534-5 · Cited by 99 · see citing works
Self-citationWhat Makes Clinical Research Ethical?
Emanuel, E., Wendler, D. S., & Grady, C. (2017) · Research Ethics · doi:10.4324/9781315244426-23 · Cited by 84 · see citing works
Self-citationLevine, R. J. (1998) · PubMed · Cited by 67 · see citing works
Freedman, B., Fuks, A., & Weijer, C. (1992) · PubMed · Cited by 66 · see citing works
The Highest Attainable Standard: Ethical Issues in AIDS Vaccines
Bloom, B. R. (1998) · Science · doi:10.1126/science.279.5348.186 · Cited by 62 · see citing works
The future of research into rotavirus vaccine
Weijer, C. (2000) · BMJ · doi:10.1136/bmj.321.7260.525 · Cited by 57 · see citing works
Research in Developing Countries
Shann, F. (2002) · New England Journal of Medicine · doi:10.1056/nejm200202213460817 · Cited by 44 · see citing works
Science in the Service of Healing
Grady, C. (1998) · The Hastings Center Report · doi:10.2307/3528267 · Cited by 43 · see citing works
Self-citationLevine, R. J. (1998) · The Journal of Clinical Ethics · doi:10.1086/jce199809208 · Cited by 31 · see citing works
Cleaton-Jones, P. E. (1997) · BMJ · doi:10.1136/bmj.314.7084.887 · Cited by 28 · see citing works
HIV research, ethics, and the developing world.
Faden, R., & KASS, N. E. (1998) · American Journal of Public Health · doi:10.2105/ajph.88.4.548 · Cited by 27 · see citing works
Is Ethical Research Feasible in Developed and Developing Countries?
del Rı́o, C. (1998) · Bioethics · doi:10.1111/1467-8519.00122 · Cited by 25 · see citing works
The Ethics Wars Disputes over International Research
Weijer, C., & Anderson, J. A. (2001) · The Hastings Center Report · doi:10.2307/3527550 · Cited by 23 · see citing works
Ethical dilemmas in malaria drug and vaccine trials: a bioethical perspective.
Barry, M., & Molyneux, M. E. (1992) · Journal of Medical Ethics · doi:10.1136/jme.18.4.189 · Cited by 23 · see citing works
AIDS research in Africa: juggling risks and hopes.
French, H. W. (1997) · PubMed · Cited by 23 · see citing works
Wilmshurst, P. T. (1997) · BMJ · doi:10.1136/bmj.314.7084.840 · Cited by 22 · see citing works
Guidelines for IRB Review of International Collaborative Medical Research: A Proposal
White, M. T. (1999) · The Journal of Law Medicine & Ethics · doi:10.1111/j.1748-720x.1999.tb01440.x · Cited by 22 · see citing works
False Hopes and Best Data: Consent to Research and the Therapeutic Misconception
Appelbaum, P. S., Roth, L. H., Lidz, C. W., et al. (2017) · Research Ethics · doi:10.4324/9781315244426-16 · Cited by 21 · see citing works
Informed Consent and Respecting Autonomy: What's a Signature Got to Do with It?
Wendler, D. S., & Rackoff, J. E. (2001) · IRB Ethics and Human Research · doi:10.2307/3564508 · Cited by 15 · see citing works
Self-citationMulholland, K., Smith, P. G., Cv, B., et al. (1999) · PubMed · Cited by 8 · see citing works
the ethics of international research
Rid, A., & Shah, S. K. (2011) · Oxford University Press eBooks · doi:10.1093/acprof:osobl/9780199735365.003.0051 · Cited by 5 · see citing works
Temkin, L. S. (1993) · doi:10.1093/oso/9780195078602.003.0002 · Cited by 2 · see citing works
MISSING-VALUE, M.-V. (2018) · Routledge eBooks · doi:10.4324/9781315086170-5 · Cited by 1 · see citing works
Mulholland, K., Smith, P. C., Broome, C. V., et al. (1999) · DigitalGeorgetown (Georgetown University Library) · Cited by 1 · see citing works
Flagged first, then by citations
Cited by
Sorted by citations
Barriers for conducting clinical trials in developing countries—A systematic review
Alemayehu, C., Mitchell, G., & Nikles, J. (2018) · International Journal for Equity in Health · doi:10.1186/s12939-018-0748-6 · Cited by 406 · see citing works
A Proposal to Speed Translation of Healthcare Research Into Practice
Kessler, R., & Glasgow, R. E. (2011) · American Journal of Preventive Medicine · doi:10.1016/j.amepre.2011.02.023 · Cited by 376 · see citing works
Ethics of conducting research in conflict settings
Ford, N., Mills, E. J., Zachariah, R., & Upshur, R. (2009) · Conflict and Health · doi:10.1186/1752-1505-3-7 · Cited by 165 · see citing works
Conradie, A., Duys, R., Forget, P., & Biccard, B. M. (2018) · British Journal of Anaesthesia · doi:10.1016/j.bja.2018.06.013 · Cited by 129 · see citing works
Community engagement on the Thai-Burmese border: rationale, experience and lessons learnt.
Cheah, P. Y., Lwin, K. M., Phaiphun, L., Maelankiri, L., Parker, M., Day, N. P., White, N. J., & Nosten, F. (2010) · International Health · doi:10.1016/j.inhe.2010.02.001 · Cited by 80 · see citing works
ZEANAH, C. H., KOGA, S. F., SIMION, B., STANESCU, A., TABACARU, C. L., FOX, N. A., NELSON, C. A., & BEIP CORE GROUP (2006) · Infant Mental Health Journal · doi:10.1002/imhj.20107 · Cited by 61 · see citing works
Gobat, N., Slack, C., Hannah, S., Salzwedel, J., Bladon, G., Burgos, J. G., Purvis, B., Molony-Oates, B., Siegfried, N., Cheah, P. Y., et al. (2025) · The Lancet Global Health · doi:10.1016/s2214-109x(24)00521-7 · Cited by 61 · see citing works
Chapman, C. R., Quinn, G. P., Natri, H. M., Berrios, C., Dwyer, P., Owens, K., Heraty, S., & Caplan, A. L. (2025) · The American Journal of Bioethics · doi:10.1080/15265161.2023.2276161 · Cited by 31 · see citing works
Ethical challenges in designing and conducting medicine quality surveys
Tabernero, P., Parker, M., Ravinetto, R., Phanouvong, S., Yeung, S., Kitutu, F. E., Cheah, P. Y., Mayxay, M., Guerin, P. J., & Newton, P. N. (2016) · Tropical Medicine & International Health · doi:10.1111/tmi.12707 · Cited by 20 · see citing works
Joag, K., Ambrosio, G., Kestler, E., Weijer, C., Hemming, K., & Van der Graaf, R. (2019) · Trials · doi:10.1186/s13063-019-3842-1 · Cited by 19 · see citing works
Participants of an International Workshop in Kenya on the Role of Frontline Staff in Biomedical Research, J. 2., & Kombe, F. (2015) · BMC Medical Ethics · doi:10.1186/s12910-015-0071-3 · Cited by 16 · see citing works
Lwin, K. M., Peto, T. J., White, N. J., Day, N. P. J., Nosten, F., Parker, M., & Cheah, P. Y. (2013) · Health · doi:10.4236/health.2013.52031 · Cited by 10 · see citing works
Ramani-Chander, A., Thrift, A. G., van Olmen, J., Wouters, E., Delobelle, P., Vedanthan, R., Miranda, J. J., Sherwood, S., Teede, H., & Joshi, R. (2024) · BMJ Public Health · doi:10.1136/bmjph-2023-000710 · Cited by 9 · see citing works
Tasker, L., Getty, S., Briggs, J., & Benka, V. (2018) · Animals · doi:10.3390/ani8020019 · Cited by 6 · see citing works
- Authors
- Emanuel, E. J., Wendler, D., Killen, J., & Grady, C.
- Affiliations
- National Institutes of Health (US)
- Corresponding author
- Emanuel, Ezekiel J.
- Venue
- The Journal of Infectious Diseases
- Publisher
- Oxford University Press (OUP)
- Published
- 2004-03
- Volume
- 189
- Issue
- 5
- Pages
- 930-937
- ISSN
- 0022-1899 (ISSN-L)
- 1537-6613
- OpenAlex
- W2165845288
- Cited by
- 966
- References
- 59
- Citations by year
- 2026: 31 · 2025: 39 · 2024: 62 · 2023: 47 · 2022: 45 · 2021: 50 · 2020: 52 · 2019: 53 · 2018: 50 · 2017: 54 · 2016: 59 · 2015: 59 · 2014: 73 · 2013: 66 · 2012: 30
- FWCI
- 19.01
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- The Journal of Infectious Diseases (publishedVersion)
- PubMed (publishedVersion)
- Funders
- International AIDS Society
- Topics
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics in Clinical Research
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics and bioethics in healthcare
- Health Sciences › Medicine › Physiology › Biomedical Ethics and Regulation
- Keywords
- clinical research ethics, research ethics in developing countries, informed consent, standard of care, research ethics committees, research collaboration, ethical principles
- MeSH terms
- Developing Countries, Humans, Poverty, Social Values, Reproducibility of Results, Patient Selection, Ethics, Research, Biomedical Research
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review