Efficiency and Complexity in Grammars
Abstract
This book addresses a question fundamental to any discussion of grammatical theory and grammatical variation: to what extent can principles of grammar be explained through language use? The book argues that there is a profound correspondence between performance data and the fixed conventions of grammars. Preferences and patterns found in the one, the book shows, are reflected in constraints and variation patterns in the other. The theoretical consequences of the proposed ‘performance-grammar correspondence hypothesis’ are far-reaching — for current grammatical formalisms, for the innateness hypothesis, and for psycholinguistic models of performance and learning. Drawing on empirical generalizations and insights from language typology, generative grammar, psycholinguistics, and historical linguistics, this book demonstrates that the assumption that grammars are immune to performance is false. It presents detailed empirical case studies and arguments for an alternative theory in which performance has shaped the conventions of grammars and thus the variation patterns found in the world’s languages. The innateness of language, the book argues, resides primarily in the mechanisms human beings have for processing and learning it.
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Human languages tend to have a minimized average dependency distance, which is constrained by grammar and the human capacity for cognitive working memory.
“Human languages tend to have a minimized average dependency distance, which is constrained by grammar and the human capacity for cognitive working memory.”
From Syntactic Networks of Interlanguage Across L2 Modalities and Proficiency Levels (2021) · cites this paper as Hawkins, 2004
Average dependency distance can serve as a measure of processing as well as syntactic complexity.
“Thus, it can serve as a measure of processing as well as syntactic complexity (Hawkins, 2004).”
From Syntactic Networks of Interlanguage Across L2 Modalities and Proficiency Levels (2021) · cites this paper as Hawkins, 2004
The syntax of human language appears to consist largely of processing pressures that reduce the cost of the operations required for speech and comprehension.
“In the case of the syntax of human language, these appear to consist largely of processing pressures that reduce the cost of the operations required for speech and comprehension-an idea that has been developed in considerable detail in work by [9][10][11][12], among others.”
From Natural syntax, artificial intelligence and language acquisition (2023) · cites this paper as [9]
Speed in communicating the intended message and minimal processing effort are the two driving forces of efficiency.
“Speed in communicating the intended message from speaker to hearer and minimal processing effort in doing so are the two driving forces of efficiency . . .[9] (p.9), [10] (p.48)”
From Natural syntax, artificial intelligence and language acquisition (2023) · cites this paper as [9]
Processing efficiency could shape syntactic principles.
“there is serious consideration of the possibility that the reverse might be true: processing efficiency could shape syntactic principles.”
From Natural syntax, artificial intelligence and language acquisition (2023) · cites this paper as [9]
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Self-citation
- Authors
- Hawkins, J. A.
- Corresponding author
- Hawkins, John A.
- Venue
- Oxford University Press eBooks
- Publisher
- Oxford University Press
- Published
- 2004-11-04
- OpenAlex
- W1526308488
- Cited by
- 1,743
- References
- 18
- Citations by year
- 2026: 37 · 2025: 80 · 2024: 76 · 2023: 51 · 2022: 79 · 2021: 99 · 2020: 74 · 2019: 179 · 2018: 95 · 2017: 148 · 2016: 93 · 2015: 127 · 2014: 123 · 2013: 67 · 2012: 95
- FWCI
- 68.39
- Type
- book
- Language
- en
- Open access
- closed
- Locations
- Oxford University Press eBooks (publishedVersion)
- Topics
- Social Sciences › Arts and Humanities › Language and Linguistics › Syntax, Semantics, Linguistic Variation
- Social Sciences › Psychology › Developmental and Educational Psychology › Language Development and Disorders
- Social Sciences › Arts and Humanities › Language and Linguistics › Historical Linguistics and Language Studies
- Keywords
- grammatical variation, innateness hypothesis, language learning, grammatical formalisms, linguistic typology, generative grammar, historical linguistics
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