Unreasonable reasons: Normative judgements in the assessment of mental capacity
Open accessAbstract
The recent Mental Capacity Act (2005) sets out a test for assessing a person's capacity to make treatment choices. In some cases, particularly in psychiatry, it is unclear how the criteria ought to be interpreted and applied by clinicians. In this paper, I argue that this uncertainty arises because the concept of capacity employed in the Act, and the diagnostic tools developed to assist its assessment, overlook the inherent normativity of judgements made about whether a person is using or weighing information in the decision-making process. Patients may fail on this criterion to the extent that they do not appear to be handling the information given in an appropriate way, on account of a mental impairment disrupting the way the decision process ought to proceed. Using case law and clinical examples, I describe some of the normative dimensions along which judgements of incapacity can be made, namely epistemic, evaluative and affective dimensions. Such judgements are complex and the normative standards by which a clinician may determine capacity cannot be reduced to a set of criteria. Rather, in recognizing this normativity, clinicians may better understand how clinical judgements are structured and what kinds of assumption may inform their assessment.
The claims and statistics of this paper haven’t been checked yet.
Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
The claims and statistics of this paper haven’t been checked yet.
Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
The choice of an appropriate cut-off point is left to researchers and is a potential source of reporting bias.
“So it is ultimately left to researchers to decide on an appropriate cut-off point and this is a potential source of reporting bias (Banner, 2012).”
From Decision making capacity for treatment in psychiatric inpatients: a systematic review and meta-analysis (2024) · cites this paper as Banner, 2012
In “Empirical approaches to capacity” (page unavailable), the paper says diagnostic tools are calibrated using expert clinicians’ judgements, but it does not say researchers choose cut-off points. A search for cut-off thresholds and reporting bias found no passage addressing either claim. (LLM, conf=0.76)
Experimental — accuracy not yet measured
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
The self-check needs the paper’s full text.
Cites
Korsgaard, C. M., & O’Neill, O. (1996) · Cambridge University Press eBooks · doi:10.1017/cbo9780511554476 · Cited by 4,130 · see citing works
The MacCAT-T: a clinical tool to assess patients' capacities to make treatment decisions
(1997) · Psychiatric Services · doi:10.1176/ps.48.11.1415 · Cited by 704 · see citing works
Dow, J. P. L. (2008) · Journal of Integrated Care · doi:10.1108/14769018200800004 · Cited by 488 · see citing works
The MacArthur Treatment Competence Study. I: Mental illness and competence to consent to treatment.
Appelbaum, P. S., & Grisso, T. (1995) · Law and Human Behavior · doi:10.1007/bf01499321 · Cited by 424 · see citing works
Raymont, V., Bingley, W., Buchanan, A. W., David, A. S., Hayward, P., Wessely, S. C., & Hotopf, M. H. (2004) · The Lancet · doi:10.1016/s0140-6736(04)17224-3 · Cited by 390 · see citing works
The mental capacity act (2008): code of practice
Menon, S. (2009) · The Singapore Family Physician · Cited by 331 · see citing works
Competency to Consent to Research: A Psychiatric Overview
Appelbaum, P. S. (1982) · Archives of General Psychiatry · doi:10.1001/archpsyc.1982.04290080061009 · Cited by 287 · see citing works
Mental capacity in psychiatric patients: Systematic review
Okai, D., Owen, G., McGuire, H., Singh, S., Churchill, R., & Hotopf, M. (2007) · British Journal of Psychiatry · doi:10.1192/bjp.bp.106.035162 · Cited by 262 · see citing works
Grisso, T., Appelbaum, P. S., Mulvey, E. P., & Fletcher, K. E. (1995) · Law and Human Behavior · doi:10.1007/bf01499322 · Cited by 253 · see citing works
Competence to Make Treatment Decisions in Anorexia Nervosa: Thinking Processes and Values
Tan, J. O. A., Stewart, A., Fitzpatrick, R. M., & Hope, R. A. (2006) · Philosophy, psychiatry & psychology · doi:10.1353/ppp.2007.0032 · Cited by 247 · see citing works
Janofsky, J. S., McCarthy, R. J., & Foistein, M. F. (1992) · Psychiatric Services · doi:10.1176/ps.43.2.132 · Cited by 213 · see citing works
Prevalence and predictors of mental incapacity in psychiatric in-patients
Cairns, R., Maddock, C., Buchanan, A. W., David, A. S., Hayward, P., Richardson, G., SZMUKLER, G. I., & Hotopf, M. H. (2005) · The British Journal of Psychiatry · doi:10.1192/bjp.187.4.379 · Cited by 165 · see citing works
The capacity of people with a ‘mental disability’ to make a health care decision
Wong, J., Clare, I. C. H., Holland, A. J., Watson, P., & GUNN, M. (2000) · Psychological Medicine · doi:10.1017/s0033291700001768 · Cited by 162 · see citing works
Competence of mentally ill patients: a comparative empirical study
VOLLMANN, J., BAUER, A., DANKER-HOPFE, H., & HELMCHEN, H. (2003) · Psychological Medicine · doi:10.1017/s0033291703008389 · Cited by 159 · see citing works
Competence to refuse treatment in anorexia nervosa
Tan, J., Hope, T., & Stewart, A. (2003) · International Journal of Law and Psychiatry · doi:10.1016/j.ijlp.2003.09.010 · Cited by 150 · see citing works
Gillick v West Norfolk and Wisbech Area Health Authority (1985)
(2018) · Hart Publishing eBooks · doi:10.5040/9781782259800.ch-056 · Cited by 149 · see citing works
The Philosophy of psychiatry: a companion
(2005) · Choice Reviews Online · doi:10.5860/choice.42-4065 · Cited by 138 · see citing works
Reliability of mental capacity assessments in psychiatric in-patients
Cairns, R., Maddock, C., Buchanan, A., David, A. S., Hayward, P., Richardson, G., Szmukler, G., & Hotopf, M. (2005) · British Journal of Psychiatry · doi:10.1192/bjp.187.4.372 · Cited by 135 · see citing works
Re T (Adult: Refusal of Medical Treatment)
(1992) · PubMed · Cited by 123 · see citing works
Breden, T. M., & Vollmann, J. (2004) · Health Care Analysis · doi:10.1007/s10728-004-6635-x · Cited by 111 · see citing works
Mental capacity, diagnosis and insight in psychiatric in-patients: A cross-sectional study
Owen, G. S., David, A. S., Richardson, G., Szmukler, G., Hayward, P., & Hotopf, M. (2009) · Psychological Medicine · doi:10.1017/s0033291708004637 · Cited by 99 · see citing works
Instruments to assess decision-making capacity: an overview
Vellinga, A., Smit, J. H., van Leeuwen, E., van Tilburg, W., & Jonker, C. (2004) · International Psychogeriatrics · doi:10.1017/s1041610204000808 · Cited by 81 · see citing works
The Psychometric Properties of the Competency Interview Schedule
Bean, G., Nishisato, S., Rector, N. A., & Glancy, G. (1994) · The Canadian Journal of Psychiatry · doi:10.1177/070674379403900804 · Cited by 79 · see citing works
Depression and competence to refuse psychiatric treatment
Rudnick, A. (2002) · Journal of Medical Ethics · doi:10.1136/jme.28.3.151 · Cited by 78 · see citing works
Mental Capacity and Decisional Autonomy: An Interdisciplinary Challenge
Owen, G. S., Freyenhagen, F., Richardson, G., & Hotopf, M. H. (2009) · Inquiry · doi:10.1080/00201740802661502 · Cited by 78 · see citing works
Moran, L. (1986) · Liverpool Law Review · doi:10.1007/bf01079487 · Cited by 65 · see citing works
The assessment of mental capacity
Hotopf, M. H. (2005) · Clinical Medicine · doi:10.7861/clinmedicine.5-6-580 · Cited by 63 · see citing works
Anorexia and the MacCAT-T Test for Mental Competence: Validity, Value, and Emotion
Charland, L. C. (2006) · Philosophy, psychiatry & psychology · doi:10.1353/ppp.2007.0027 · Cited by 54 · see citing works
Kim, S. Y. H. (2005) · Schizophrenia Bulletin · doi:10.1093/schbul/sbi062 · Cited by 53 · see citing works
Chariand, L. C. (2001) · Psychiatry Psychology and Law · doi:10.1080/13218710109525013 · Cited by 44 · see citing works
Owen, G. S., SZMUKLER, G. I., Richardson, G., David, A. S., Hayward, P., Rucker, J., Harding, D., & Hotopf, M. H. (2009) · The British Journal of Psychiatry · doi:10.1192/bjp.bp.108.059782 · Cited by 40 · see citing works
MENTAL CAPACITY AT THE MARGIN: THE INTERFACE BETWEEN TWO ACTS
Richardson, G. (2010) · Medical Law Review · doi:10.1093/medlaw/fwp027 · Cited by 29 · see citing works
Tales Publicly Allowed: Competence, Capacity, and Religious Belief
Martin, A. (2007) · The Hastings Center Report · doi:10.1353/hcr.2007.0012 · Cited by 25 · see citing works
Holroyd, J. (2012) · Oxford University Press eBooks · doi:10.1093/med/9780199595426.003.0029 · Cited by 24 · see citing works
‘Not in perfect mind’ – the complexity of clinical capacity assessment
Raymont, V. (2002) · Psychiatric Bulletin · doi:10.1192/pb.26.6.201 · Cited by 18 · see citing works
The prevalence and correlates of capacity to consent to a geriatric psychiatry admission
Mukherjee, S., & Shah, A. (2001) · Aging & Mental Health · doi:10.1080/13607860120080288 · Cited by 18 · see citing works
Non-Attendance for Health Care: When Rational Beliefs Collide
Buetow, S. (2007) · The Sociological Review · doi:10.1111/j.1467-954x.2007.00723.x · Cited by 17 · see citing works
Treatment refusal in anorexia nervosa: a challenge to current concepts of capacity
Tan, J. O. A., & Hope, T. (2008) · Oxford University Press eBooks · doi:10.1093/med/9780199297368.003.0013 · Cited by 14 · see citing works
B v. Croydon Health Authority.
(1994) · PubMed · Cited by 12 · see citing works
The Contribution of Narrative Ethics to Issues of Capacity in Psychiatry
Higgs, R. (2004) · Health Care Analysis · doi:10.1007/s10728-004-6638-7 · Cited by 10 · see citing works
UNITED KINGDOM: CONSENT: ADULT, REFUSAL OF CONSENT, CAPACITY
Treatment), R. M. B. (. (1997) · Medical Law Review · doi:10.1093/medlaw/5.3.317 · Cited by 9 · see citing works
Flagged first, then by citations
Research works printed but not linked: 1
- [34]Kennedy I Commentary on Re MB (Medical Treatment) Medical Law Review 1997 1997 5 317 353 11657492
Cited by
Sorted by citations
Physicians’ personal values in determining medical decision-making capacity: a survey study
Hermann, H., Trachsel, M., & Biller-Andorno, N. (2015) · Journal of Medical Ethics · doi:10.1136/medethics-2014-102263 · Cited by 55 · see citing works
Marcó-García, S., Ariyo, K., Owen, G. S., & David, A. S. (2024) · Psychological Medicine · doi:10.1017/s0033291724000242 · Cited by 18 · see citing works
- Authors
- Banner, N. F.
- Affiliations
- King's College London (GB)
- Corresponding author
- Banner, Natalie F.
- ORCID
- Banner, Natalie F.
- Venue
- Journal of Evaluation in Clinical Practice
- Publisher
- Wiley
- Published
- 2012-09-21
- Volume
- 18
- Issue
- 5
- Pages
- 1038-1044
- ISSN
- 1356-1294 (ISSN-L)
- 1365-2753
- PMC
- PMC3472025
- OpenAlex
- W1513011425
- Cited by
- 91
- References
- 41
- Citations by year
- 2026: 2 · 2025: 1 · 2024: 5 · 2023: 2 · 2022: 4 · 2021: 35 · 2020: 5 · 2019: 5 · 2018: 3 · 2017: 2 · 2016: 9 · 2015: 4 · 2014: 4 · 2013: 9 · 2012: 1
- FWCI
- 6.52
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Journal of Evaluation in Clinical Practice (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion, cc-by)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- Research Portal (King's College London) (submittedVersion)
- Funders
- Wellcome Trust (086071)
- Topics
- Social Sciences › Psychology › Clinical Psychology › Healthcare Decision-Making and Restraints
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics and bioethics in healthcare
- Health Sciences › Medicine › Pediatrics, Perinatology and Child Health › Ethics and Legal Issues in Pediatric Healthcare
- Keywords
- Mental Capacity Act 2005, mental capacity assessment, treatment decision-making, epistemic normativity, clinical judgment, mental impairment
- MeSH terms
- Cognition Disorders, Humans, Judgment, Patient Participation, Physician-Patient Relations, Mental Competency, Empirical Research
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review