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Giant Planet Formation by Gravitational Instability
Abstract
The recent discoveries of extrasolar giant planets, coupled with refined models of the compositions of Jupiter and Saturn, prompt a reexamination of theories of giant planet formation. An alternative to the favored core accretion hypothesis is examined here; gravitational instability in the outer solar nebula leading to giant planet formation. Three-dimensional hydrodynamic calculations of protoplanetary disks show that giant gaseous protoplanets can form with locally isothermal or adiabatic disk thermodynamics. Gravitational instability appears to be capable of forming giant planets with modest cores of ice and rock faster than the core accretion mechanism can.
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“An alternative planet formation model that has been hypothesized is that of gravitational instability (Zel'Dovich, 1970; Boss, 1997).”
From The Astrobiology Primer v2.0 (2016) · cites this paper as Boss, 1997
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“2007) or, in the case of proto-planetary discs, low-mass companions (Stamatellos et al. 2007) or even giant planets (Boss 1997, E-mail: peter.cossins@astro.le.ac.uk 1998).”
BackgroundMayer, L., Quinn, T., Wadsley, J., & Stadel, J. (2003) · The Astrophysical Journal · doi:10.1086/421288 · Cited by 160
“The rapid formation of gas giant planets by gravitational instabilities in a protoplanetary disk (Kuiper 1951; Cameron 1978; Boss 1997) is an appealing alternative to the conventional scenario of accretion of gas onto preexisting large rocky cores formed by accumulation of planetesimals (Wetherill…”
BackgroundPLANETS AROUND LOW-MASS STARS (PALMS). IV. THE OUTER ARCHITECTURE OF M DWARF PLANETARY SYSTEMS
Bowler, B., Liu, M. C., Shkolnik, E., & Tamura, M. (2014) · The Astrophysical Journal Supplement Series · doi:10.1088/0067-0049/216/1/7 · Cited by 158
““Hot-start” models (e.g., Burrows et al. 1997; Saumon & Marley 2008) slowly radiate their initial gravitational potential energy over time and therefore best represent formation via disk instability (e.g., Boss 1997; Mayer 2002).”
BackgroundDust flow in gas disks in the presence of embedded planets
Paardekooper, S., & Mellema, G. (2006) · doi:10.1051/0004-6361:20054449 · Cited by 158
“Secondly, giant planets can be formed either by gas accretion onto a solid core (Pollack et al. 1996) or by direct gravitational fragmentation of the disk (Boss 1997).”
BackgroundStatistical properties of brown dwarf companions: implications for different formation mechanisms
Ma, B., & Ge, J. (2014) · Monthly Notices of the Royal Astronomical Society · doi:10.1093/mnras/stu134 · Cited by 153
“Our study of metallicity distribution of BDs host stars seems to support the disc-instability mechanism (Boss 1997, 2002, 2006) for those BDs formed in the planetary discs, while it is inconsistent with the prediction of core-accretion formation mechanism (Pollack et al. 1996; Ida & Lin 2004;…”
Zhu, Z., Hartmann, L., Nelson, R. P., & Gammie, C. F. (2012) · The Astrophysical Journal · doi:10.1088/0004-637x/746/1/110 · Cited by 255
“However, early calculations (Vorobyov & Basu 2005, 2006) used a polytropic equation of state which can artificially enhance fragmentation (Boss 1997; Pickett et al. 2000; Gammie 2001).”
BackgroundNEAR-INFRARED SPECTROSCOPY OF THE EXTRASOLAR PLANET HR 8799 b
Bowler, B. P., Liu, M. C., Dupuy, T. J., & Cushing, M. C. (2010) · The Astrophysical Journal · doi:10.1088/0004-637x/723/1/850 · Cited by 205
“…atmospheric metallicities of gas giants formed through disk instability, the proposed alternative mechanism of giant planet formation (Cameron 1978; Boss 1997), but recent simulations by Helled & Bodenheimer (2010) suggest that the metallicity of the HR 8799 planets should be similar to HR 8799…”
BackgroundBowler, B. P., Blunt, S. C., & Nielsen, E. L. (2020) · The Astronomical Journal · doi:10.3847/1538-3881/ab5b11 · Cited by 206
“…(e.g., Pollack et al. 1996; Alibert et al. 2005; Lambrechts & Johansen 2012, 2014), gravitational instabilities in protoplanetary disks (e.g., Boss 1997; Durisen et al. 2007; Vorobyov 2013), fragmentation of collapsing molecular cloud cores (e.g., Boss 2001; Bate et al. 2002; Bate 2009) and…”
BackgroundEXCLUSION OF COSMIC RAYS IN PROTOPLANETARY DISKS: STELLAR AND MAGNETIC EFFECTS
Cleeves, L. I., Adams, F. C., & Bergin, E. A. (2013) · The Astrophysical Journal · doi:10.1088/0004-637x/772/1/5 · Cited by 204
“The primary mechanisms posited for transport are gravitational instability (Cameron 1978; Boss 1997) and the magnetorotational instability (MRI; Velikhov 1959; Chandrasekhar 1960; Balbus & Hawley 1991).”
BackgroundNonlinear Outcome of Gravitational Instability in Disks with Realistic Cooling
Johnson, B. M., & Gammie, C. (2003) · The Astrophysical Journal · doi:10.1086/378392 · Cited by 151
“This may cause the truncation of circumnuclear disks (Goodman 2003) or the formation of planets (e.g., Boss 1997 and references therein).”
BackgroundOn the Mass-Period Correlation of the Extrasolar Planets
Zucker, S., & Mazeh, T. (2002) · The Astrophysical Journal · doi:10.1086/340373 · Cited by 207
“A completely different approach assumes planet formation by disk instability (e.g., Boss 1997a).”
BackgroundTEMPERATURES IN PROTOPLANETARY DISKS
Boss, A. P. (1998) · Annual Review of Earth and Planetary Sciences · doi:10.1146/annurev.earth.26.1.53 · Cited by 137
Self-citationDomagal-Goldman, S. D., Wright, K. E., Domagal-Goldman, S. D., Wright, K. E., Adamala, K., Arina de la Rubia, L., Bond, J., Dartnell, L. R., Goldman, A. D., Lynch, K., et al. (2016) · Astrobiology · doi:10.1089/ast.2015.1460 · Cited by 136
“An alternative planet formation model that has been hypothesized is that of gravitational instability (Zel’Dovich, 1970; Boss, 1997).”
Observational Evidence for Tidal Interaction in Close Binary Systems
Mazeh, T. (2008) · EAS Publications Series · doi:10.1051/eas:0829001 · Cited by 153
“…that Jupiter-sized planets can not be formed close to their parent stars, at a distance of ∼ 0.05 AU, but instead must be formed behind the ’ice line’ of the protoplanetary disk, at a distance of ∼ 5 AU (e.g., Bodenheimer & Pollack 1986; but see, however, Boss 1997 for a heretical approach).”
BackgroundInfluentialRapid inward migration of planets formed by gravitational instability
Baruteau, C., Meru, F., & Paardekooper, S.-J. (2011) · Monthly Notices of the Royal Astronomical Society · doi:10.1111/j.1365-2966.2011.19172.x · Cited by 164
“Another in-situ formation scenario is based on the gravitational instability (e.g., Cameron 1978; Boss 1997).”
BackgroundBasri, G. (2000) · Annual Review of Astronomy and Astrophysics · doi:10.1146/annurev.astro.38.1.485 · Cited by 131
Lafreniére, D., Jayawardhana, R., & van Kerkwijk, M. H. (2010) · The Astrophysical Journal · doi:10.1088/0004-637x/719/1/497 · Cited by 164
“…most formation models of planets or low-mass brown dwarf companions – core accretion (e.g. Pollack et al. 1996), gravitational istability (e.g. Boss 1997) and fragmentation of a pre-stellar core (e.g. Padoan & Nordlund 2002; Bate et al. 2003) – cannot easily explain the existence of such…”
BackgroundObservable consequences of planet formation models in systems with close-in terrestrial planets
Raymond, S. N., Barnes, R., & Mandell, A. M. (2008) · Monthly Notices of the Royal Astronomical Society · doi:10.1111/j.1365-2966.2007.12712.x · Cited by 167
“Both the core-accretion and gravitational collapse models predict that giant planets are likely to form at large orbital distances, beyond the snow line, which itself moves inward in time (Pollack et al. 1996; Boss 1997; Bodenheimer et al. 2000; Sasselov & Lecar 2000; Mayer et al. 2002).”
BackgroundInfluentialA giant planet around the massive giant star HD 13189
Hatzes, A., Guenther, E., Endl, M., Cochran, W., Döllinger, M., & Bedalov, A. (2005) · Astronomy and Astrophysics · doi:10.1051/0004-6361:20052850 · Cited by 129
“In the disk instability picture (e.g. Boss 1997; Mayer et al. 2002), gravitational instabilities of a sufficiently massive disk causes it to fragment into clumps out of which planets form.”
BackgroundEvolution of the Solar Nebula. V. Disk Instabilities with Varied Thermodynamics
Boss, A. (2002) · The Astrophysical Journal · doi:10.1086/341736 · Cited by 129
“Contrary to the locally adiabatic model of Boss (1997), which produced clumps, the present locally adiabatic models do not form clumps, only spiral arms.”
BackgroundMethodResultInfluentialSelf-citationASPITZERCENSUS OF TRANSITIONAL PROTOPLANETARY DISKS WITH AU-SCALE INNER HOLES
Muzerolle, J. C., Allen, L. E., Megeath, S. T., Hernández, J., & Gutermuth, R. (2009) · The Astrophysical Journal · doi:10.1088/0004-637x/708/2/1107 · Cited by 174
“Observational estimates are essential for constraining theories such as the core accretion (Pollack et al. 1996) and gravitational instability (Boss 1997) models.”
BackgroundStellar Metallicity and the Formation of Extrasolar Gas Giant Planets
Boss, A. (2002) · The Astrophysical Journal · doi:10.1086/340108 · Cited by 126
“The alternative mechanism for gas giant planet formation is a disk instability, where a gravitationally unstable region in a protoplanetary disk forms self-gravitating clumps of gas and dust, within which the dust grains coagulate and sediment to form a central core (Boss 1997).”
BackgroundMethodSelf-citationChemical clues on the formation of planetary systems
Mena, E. D., Israelian, G., Hernández, J. I. G., Bond, J., Santos, N., Udry, S., & Mayor, M. (2010) · Proceedings of the International Astronomical Union · doi:10.1017/s1743921311019880 · Cited by 125
“There are two major planet formation models: the core accretion model (Pollack et al. 1996), more likely to form planets in the inner disk, and the disk instability model (Boss 1997), which is in better agreement with the conditions in the extended disk.”
BackgroundMethodXO-3b: A Massive Planet in an Eccentric Orbit Transiting an F5 V Star
Johns-Krull, C., McCullough, P., Burke, C., Valenti, J., Janes, K. A., Heasley, J., Prato, L., Bissinger, R., Fleenor, M., Foote, C., et al. (2007) · The Astrophysical Journal · doi:10.1086/528950 · Cited by 122
“The competing model, gravitational instability in a massive circumstellar disk (e.g., Boss 1997, 2000; Mayer et al. 2002) does not predict such a relationship.”
BackgroundRapid Formation of Gas Giant Planets around M Dwarf Stars
Boss, A. (2006) · The Astrophysical Journal · doi:10.1086/501522 · Cited by 122
“In this paper we examine the possibility of forming gas giant planets around M dwarfs by the competing mechanism of disk instability (Cameron 1978; Boss 1997, 1998, 2003, 2004, 2005; Mayer et al. 2002, 2004).”
BackgroundSelf-citationHigh-Contrast Observations in Optical and Infrared Astronomy
Oppenheimer, R., & Hinkley, S. (2009) · Annual Review of Astronomy and Astrophysics · doi:10.1146/annurev-astro-082708-101717 · Cited by 110
“…mass, dust size distribution, and gas content all have profound impacts on the two leading theories of giant planet formation: the gravitational instability model (Boss 1997, Mayer et al. 2002), and the core accretion model (Mizuno 1980, Pollack 1996, Laughlin et al. 2005, Alibert et al. 2005).”
BackgroundProtostellar Disks: Formation, Fragmentation, and the Brown Dwarf Desert
Matzner, C. D., & Levin, Y. (2005) · The Astrophysical Journal · doi:10.1086/430813 · Cited by 167
“The possibility that gas giant planets form from fragmentation of a gaseous disk was suggested by Cameron (1978) and advocated by Boss (e.g., Boss 1997).”
BackgroundResultA broadband thermal emission spectrum of the ultra-hot Jupiter WASP-18b
Coulombe, L., Benneke, B., Challener, R., Piette, A., Wiser, L. S., Mansfield, M., MacDonald, R., Beltz, H., Feinstein, A., Radica, M., et al. (2023) · Nature · doi:10.1038/s41586-023-06230-1 · Cited by 118
ON THE MINIMUM CORE MASS FOR GIANT PLANET FORMATION AT WIDE SEPARATIONS
Piso, A.-M., & Youdin, A. N. (2014) · The Astrophysical Journal · doi:10.1088/0004-637x/786/1/21 · Cited by 217
“GI theories investigate the fragmentation of the protoplanetary disk into bound clumps (Cameron 1978; Boss 1997).”
BackgroundPontoppidan, K., Blake, G., & Smette, A. (2011) · The Astrophysical Journal · doi:10.1088/0004-637x/733/2/84 · Cited by 116
“While typical gas-rich disks around young stars may extend to 100 AU, or more in a few extreme cases, the outer reaches are too tenuous to form planetary cores within the lifetime of the disk, unless the disk is massive enough to become gravitationally unstable (Boss 1997; Marois et al. 2008).”
BackgroundDarwin —A Mission to Detect and Search for Life on Extrasolar Planets
Cockell, C. S., Léger, A., Fridlund, M., Herbst, T. M., Kaltenegger, L., Absil, O., Beichman, C., Benz, W., Blanc, M., Brack, A., et al. (2009) · Astrobiology · doi:10.1089/ast.2007.0227 · Cited by 115
“Theory predicts that planets form in circumstellar disks over a period of 106 to 108 years (Pollack et al., 1996; Boss, 1997).”
Protoplanetary Disk Rings and Gaps across Ages and Luminosities
van der Marel, N., Dong, R., di Francesco, J., Williams, J. P., & Tobin, J. (2019) · Astrophysical Journal · doi:10.3847/1538-4357/aafd31 · Cited by 113
“Most disks, however, are well below the Toomre criterion for global gravitational instability (Q < 1, Toomre 1964; Boss 1997), with a typical Mdisk/M∗ of only ∼ 5±3%.”
BackgroundFORMATION OF GIANT PLANETS BY DISK INSTABILITY ON WIDE ORBITS AROUND PROTOSTARS WITH VARIED MASSES
Boss, A. P. (2011) · The Astrophysical Journal · doi:10.1088/0004-637x/731/1/74 · Cited by 137
“Disk instability (Boss 1997) is then the remaining candidate mechanism for forming wide gas giant planets (Dodson-Robinson et al. 2009; Boley 2009).”
BackgroundSelf-citationPhotometric and Ca ii H and K Spectroscopic Variations in Nearby Sun‐like Stars with Planets. III.
Henry, G. W., Baliunas, S. L., Donahue, R. A., Fekel, F. C., & Soon, W. (2000) · The Astrophysical Journal · doi:10.1086/308466 · Cited by 127
“Those parameters are important for improving theoretical models of the composition and origin of extrasolar planets (e.g., Saumon et al. 1996 ; Guillot et al. 1997 ; Ward 1997 ; Boss 1997, 1998 ; Trilling et al. 1998 ; Sandquist et al. 1998 ; Marley et al. 1999 ; Seager, Whitney, & Sasselov 1999).”
BackgroundMaaskant, K., Honda, M., Waters, L. B. F. M., Tielens, A., Dominik, C., Min, M., Verhoeff, A., Meeus, G., & van den Ancker, M. E. (2013) · doi:10.1051/0004-6361/201321300 · Cited by 111
“Such as planet formation (Lissauer 1993; Boss 1997), grain growth and settling (Dullemond & Dominik 2004b, 2005), photo-evaporation (e.g. Alexander et al. 2006; Gorti et al. 2009), viscous accretion (Hartmann et al. 1998), the magneto-rotational instability (Chiang & Murray-Clay 2007), and…”
BackgroundEvolved stars suggest an external origin of the enhanced metallicity in planet-hosting stars
Pasquini, L., Döllinger, M. P., Weiss, A., Girardi, L., Chavero, C., Hatzes, A. P., da Silva, L., & Setiawan, J. (2007) · Astronomy and Astrophysics · doi:10.1051/0004-6361:20077814 · Cited by 158
“This scenario is compatible with the gravitational instability mechanism: a gravitationally unstable region in a protoplanetary disk forms self-gravitating clumps of gas and dust within which the dust grains coagulate and sediment to form a central core (Boss 1997).”
BackgroundDo Proto‐jovian Planets Drive Outflows?
Quillen, A. C., & Trilling, D. E. (1998) · The Astrophysical Journal · doi:10.1086/306421 · Cited by 106
“Formation scenarios of Jovian planets fall into two broad categories: a) as a direct condensation from the proto-solar nebula (Boss 1997), and b) in a two phase process where a rocky core is formed, and a gaseous envelope is subsequently accreted to form the planet’s atmosphere (e.g. Bodenheimer &…”
BackgroundMethodNeves, V., Bonfils, X., Santos, N., Delfosse, X., Forveille, T., Allard, F., & Udry, S. (2012) · doi:10.1051/0004-6361/201220574 · Cited by 106
“Disk instability models (e.g. Boss 1997), on the other hand, do not predict, in general, the dependence of the planet formation on metallicity (Boss 2002) and they also don’t seem to depend strongly on stellar mass, at least in the case of M dwarfs (Boss 2006).”
Background
Metadata
- Authors
- Boss, A. P.
- Affiliations
- Carnegie Institution for Science (US)
- Corresponding author
- Boss, Alan P.
- ORCID
- Boss, Alan P.
- Venue
- Science
- Published
- 1997-06-20
- Volume
- 276
- Issue
- 5320
- Pages
- 1836-1839
- ISSN
- 0036-8075 (ISSN-L)
- 1095-9203
- OpenAlex
- W2084110269
- Cited by
- 1,124
- References
- 0
- Citations by year
- 2026: 44 · 2025: 61 · 2024: 79 · 2023: 49 · 2022: 51 · 2021: 59 · 2020: 63 · 2019: 41 · 2018: 36 · 2017: 39 · 2016: 60 · 2015: 37 · 2014: 40 · 2013: 44 · 2012: 40
- FWCI
- 13.33
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Science (publishedVersion)
- Topics
- Physical Sciences › Earth and Planetary Sciences › Space and Planetary Science › Astro and Planetary Science
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Astrophysics and Star Formation Studies
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Stellar, planetary, and galactic studies
- Keywords
- giant planet formation, gravitational instability, core accretion, protoplanetary disks, exoplanets, Jupiter, Saturn, isothermal disk, three-dimensional fluid dynamics, ice cores
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