Cited by 113Ethics and Social Impacts of AITopic ModelingExplainable Artificial Intelligence (XAI)

The DOI matches its Crossref record; 57 of the 57 references it cites were found in a registry or an index.

Opening up ChatGPT: Tracking openness, transparency, and accountability in instruction-tuned text generators

Open access
Liesenfeld, Andreas, Lopez, Alianda, Dingemanse, Mark·2023·Proceedings of the 5th International Conference on Conversational User Interfaces

Abstract

Large language models that exhibit instruction-following behaviour represent one of the biggest recent upheavals in conversational interfaces, a trend in large part fuelled by the release of OpenAI’s ChatGPT, a proprietary large language model for text generation fine-tuned through reinforcement learning from human feedback (LLM+RLHF). We review the risks of relying on proprietary software and survey the first crop of open-source projects of comparable architecture and functionality. The main contribution of this paper is to show that openness is differentiated, and to offer scientific documentation of degrees of openness in this fast-moving field. We evaluate projects in terms of openness of code, training data, model weights, RLHF data, licensing, scientific documentation, and access methods. We find that while there is a fast-growing list of projects billing themselves as ‘open source’, many inherit undocumented data of dubious legality, few share the all-important instruction-tuning (a key site where human annotation labour is involved), and careful scientific documentation is exceedingly rare. Degrees of openness are relevant to fairness and accountability at all points, from data collection and curation to model architecture, and from training and fine-tuning to release and deployment.

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Research works printed but not linked: 3

  1. Ivan Illich. 1973. Tools for conviviality. Harper & Row, New York.
  2. Nathan Lambert, Louis Castricato, Leandro von Werra, and Alex Havrilla. 2022. Illustrating Reinforcement Learning from Human Feedback (RLHF). Hugging Face Blog (2022).
  3. Dan McQuillan. 2022. Resisting AI: an anti-fascist approach to artificial intelligence. Bristol University Press, Bristol, UK. OCLC: on1328026349.

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Metadata

Authors
Liesenfeld, A., Lopez, A., & Dingemanse, M.
Affiliations
Radboud University Nijmegen (NL)
Venue
Proceedings of the 5th International Conference on Conversational User Interfaces
Publisher
ACM
Published
2023-07-19
Pages
1-6
OpenAlex
W4384261711
Cited by
111
References
53
Citations by year
2026: 17 · 2025: 28 · 2024: 52 · 2023: 12
FWCI
27.28
Type
conference paper
Language
en
Open access
Locations
  • ACM Conference on Conversational User Interfaces (CUI) (publishedVersion)
  • arXiv (Cornell University) (submittedVersion, cc-by)
  • Radboud Repository (Radboud University) (submittedVersion, cc-by)
  • arXiv (Cornell University)
Funders
Nederlandse Organisatie voor Wetenschappelijk Onderzoek (016.Vidi.185.205)
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Ethics and Social Impacts of AI
  • Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
  • Physical Sciences › Computer Science › Artificial Intelligence › Explainable Artificial Intelligence (XAI)
Keywords
ChatGPT, instruction-tuned language models, open-source large language models, openness, transparency, accountability, reinforcement learning from human feedback, model weights, licensing, scientific documentation, proprietary software

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