Cited by 557Advanced Causal Inference TechniquesStatistical Methods in Clinical TrialsStatistical Methods and Bayesian Inference

The DOI matches its Crossref record; 78 of the 78 references it cites were found in a registry or an index; none of the 26 sources its claims cite is checked for support yet.

A "SMART" Design for Building Individualized Treatment Sequences

Open access
Lei, H., Nahum-Shani, I., Lynch, K., Oslin, D., Murphy, S.A.·2012·Annual Review of Clinical Psychology

Abstract

Interventions often involve a sequence of decisions. For example, clinicians frequently adapt the intervention to an individual's outcomes. Altering the intensity and type of intervention over time is crucial for many reasons, such as to obtain improvement if the individual is not responding or to reduce costs and burden when intensive treatment is no longer necessary. Adaptive interventions utilize individual variables (severity, preferences) to adapt the intervention and then dynamically utilize individual outcomes (response to treatment, adherence) to readapt the intervention. The Sequential Multiple Assignment Randomized Trial (SMART) provides high-quality data that can be used to construct adaptive interventions. We review the SMART and highlight its advantages in constructing and revising adaptive interventions as compared to alternative experimental designs. Selected examples of SMART studies are described and compared. A data analysis method is provided and illustrated using data from the Extending Treatment Effectiveness of Naltrexone SMART study.

Overview

Integrity signals

Registry

Crossref · 10.1146/annurev-clinpsy-032511-143152

Cites

78 of 78 references verified0 citation errors · 0 not checkable

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41 Own interpretation · 17 Not checked yet · 10 No basis given · 5 Own method · 4 Own result

Verify all 26 references — free account
  • It may state two separate claims as one. 17
  • Probably not a substantial claim. 12
27 of 27
  • The paper relies on this without support.

    The best intervention option for a patient varies with the values of the tailoring variables.

    “The logic is that the best intervention option for patients varies according to different values of the tailoring variables.”
  • The paper relies on this without support.

    Comorbid conditions require decisions about which disorder to treat first or whether to treat multiple disorders at once.

    “A third reason for considering an adaptive intervention is the presence of, or evolving, comorbidities (e.g., comorbid HIV infection and substance use, depression and alcoholism). Comorbid conditions require decisions regarding which disorder should be treated first or whether multiple disorders should be treated simultaneously.”
  • The paper relies on this without support.

    The high cost of intensive interventions, along with possible burden and side effects, justifies developing interventions that reduce intensity when possible.

    “Fifth, the high cost of intensive interventions combined with possible burden and/or side effects motivate the development of interventions in which the intensity of the treatment is reduced when possible.”
  • The paper relies on this without support.

    Interest among intervention scientists in experimental designs that directly inform intervention adaptation has grown in recent years.

    “In recent years, intervention scientists have become increasingly interested in experimental designs that explicitly inform the adaptive aspects of the intervention.”
  • The paper relies on this without support.

    The missing data are missing at random or otherwise appropriately handled by multiple imputation, so that the imputation yields valid estimates.

    “To accommodate the resulting missing data, multiple imputation was used in the analyses below.”
    “The missing data in this data set are handled with multiple imputation using the R mice procedure (van Buuren & Groothuis-Oudshoorn 2010).”
  • The paper relies on this without support.

    The logistic regression model is correctly specified for estimating the effects of the adaptive interventions.

    “The logistic regression model below can be used to compare the eight adaptive interventions embedded in the ExTENd trial:”
    “(1)logitP(Y=1|A1,A2R,A2NR,O1)=β0+β1*A1+β2*A2R+β3*A2NR+β4*A1*A2R+β5*A1*A2NR+γTO1.”
6 of 6

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Citations

Cites

Show all 78 references

Research works printed but not linked: 11

  1. Cafiero J, 2005, Meaningful Exchanges for People with Autism: An Introduction to Augmentative and Alternative Communication
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  11. Tannir NM, 2010, Sequential Two-Agent Assessment in Renal Cell Carcinoma Therapy

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Metadata

Authors
Lei, H., Nahum-Shani, I., Lynch, K., Oslin, D., & Murphy, S. A.
Affiliations
  • University of Michigan (US)
  • University of Pennsylvania (US)
  • Philadelphia VA Medical Center (US)
Venue
Annual Review of Clinical Psychology
Published
2012-04-27
Volume
8
Issue
1
Pages
21-48
ISSN
  • 1548-5943 (ISSN-L)
  • 1548-5951
OpenAlex
W2163084572
Cited by
557
References
78
Citations by year
2026: 24 · 2025: 32 · 2024: 63 · 2023: 37 · 2022: 46 · 2021: 56 · 2020: 50 · 2019: 55 · 2018: 47 · 2017: 33 · 2016: 34 · 2015: 25 · 2014: 35 · 2013: 14 · 2012: 4
FWCI
3.73
Type
journal article
Language
en
Open access
Locations
  • Annual Review of Clinical Psychology (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • National Institutes of Health (5r01aa014851-04)
  • National Institute on Alcohol Abuse and Alcoholism (R01 AA-014851, RC1AA019092)
  • National Institute of Mental Health (R01MH080015)
  • National Institute on Drug Abuse (P50DA010075)
Topics
  • Physical Sciences › Mathematics › Statistics and Probability › Advanced Causal Inference Techniques
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods and Bayesian Inference
Keywords
adaptive interventions, sequential multiple assignment randomized trial, treatment response, medication adherence, naltrexone, experimental design comparison
MeSH terms
Mental Disorders, Humans, Research Design, United States, Program Evaluation, Randomized Controlled Trials as Topic, Program Development, Patient-Centered Care

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