Theory of SEI formation in rechargeable batteries: capacity fade, accelerated aging and lifetime prediction
Open accessAbstract
Cycle life is critically important in applications of rechargeable batteries, but lifetime prediction is mostly based on empirical trends, rather than mathematical models. In practical lithium-ion batteries, capacity fade occurs over thousands of cycles, limited by slow electrochemical processes, such as the formation of a solid-electrolyte interphase (SEI) in the negative electrode, which compete with reversible lithium intercalation. Focusing on SEI growth as the canonical degradation mechanism, we show that a simple single-particle model can accurately explain experimentally observed capacity fade in commercial cells with graphite anodes, and predict future fade based on limited accelerated aging data for short times and elevated temperatures. The theory is extended to porous electrodes, predicting that SEI growth is essentially homogeneous throughout the electrode, even at high rates. The lifetime distribution for a sample of batteries is found to be consistent with Gaussian statistics, as predicted by the single-particle model. We also extend the theory to rapidly degrading anodes, such as nanostructured silicon, which exhibit large expansion on ion intercalation. In such cases, large area changes during cycling promote SEI loss and faster SEI growth. Our simple models are able to accurately fit a variety of published experimental data for graphite and silicon anodes.
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Most physics-based models focus only on the most dominant degradation mechanisms, such as SEI formation and growth or electronic contact loss through particle cracking.
“which is why most physics-based models focus only on the most dominant mechanisms, such as the formation and growth of the solid electrolyte interphase (SEI) [11,12] or electronic contact loss through particle cracking [13,14].”
From Degradation diagnostics for lithium ion cells (2017) · cites this paper as [11]
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- Authors
- Pinson, M. B., & Bazant, M. Z.
- Affiliations
- Massachusetts Institute of Technology (US)
- Venue
- Journal of The Electrochemical Society
- Publisher
- The Electrochemical Society
- Published
- 2012-12-01
- Volume
- 160
- Issue
- 2
- Pages
- A243-A250
- ISSN
- 0013-4651 (ISSN-L)
- 1945-7111
- OpenAlex
- W2340971382
- Cited by
- 946
- References
- 53
- Citations by year
- 2026: 83 · 2025: 74 · 2024: 79 · 2023: 79 · 2022: 82 · 2021: 91 · 2020: 75 · 2019: 85 · 2018: 76 · 2017: 77 · 2016: 53 · 2015: 50 · 2014: 32 · 2013: 10
- FWCI
- 52.98
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Journal of The Electrochemical Society (publishedVersion)
- Funders
- Samsung
- Topics
- Physical Sciences › Engineering › Automotive Engineering › Advanced Battery Technologies Research
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Advancements in Battery Materials
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Advanced Battery Materials and Technologies
- Keywords
- solid electrolyte interphase, lithium-ion batteries, capacity fade, accelerated aging, battery lifetime prediction, single particle model, graphite anode, porous electrodes, silicon anodes, electrode expansion, battery degradation mechanisms
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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