Potential confounding of particulate matter on the short-term association between ozone and mortality in multisite time-series studies
Open accessAbstract
Background: A critical question regarding the association between short-term exposure to ozone and mortality is the extent to which this relationship is confounded by ambient exposure to particles. Objectives: We investigated whether particulate matter < 10 and < 2.5 μm in aerodynamic diameter (PM10 and PM2.5) is a confounder of the ozone and mortality association using data for 98 U.S. urban communities from 1987 to 2000. Methods: We a) estimated correlations between daily ozone and daily PM concentrations stratified by ozone or PM levels; b) included PM as a covariate in time-series models; and c) included PM as a covariate as in d), but within a subset approach considering only days with ozone below a specified value. Results: Analysis was hindered by data availability. In the 93 communities with PM10 data, only 25.0% of study days had data on both ozone and PM10. In the 91 communities with PM2.5 data, only 9.2% of days in the study period had data on ozone and PM2.5. Neither PM measure was highly correlated with ozone at any level of ozone or PM. National and community-specific effect estimates of the short-term effects of ozone on mortality were robust to inclusion of PM10 or PM2.5 in time-series models. The robustness remains even at low ozone levels (< 10 ppb) using a subset approach. Conclusions: Results provide evidence that neither PM10 nor PM2.5 is a likely confounder of observed ozone and mortality relationships. Further investigation is needed to investigate potential confounding of the short-term effects of ozone on mortality by PM chemical composition.
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Written from the paper’s full text.
TL;DR
This study tests whether PM10 or PM2.5 confounds the short-term association between ozone and mortality in 98 U.S. urban communities from 1987 to 2000. It finds neither PM measure is a likely confounder, though data availability severely limits joint ozone–PM analysis.
Key findings
- Ozone was not highly correlated with PM10 or PM2.5 within strata of ozone or PM concentrations; Pearson correlations ranged from < 0.00 to 0.22 for PM10 and −0.17 to 0.25 for PM2.5, with similarly low seasonally detrended correlations.
- National and community-specific ozone–mortality effect estimates were robust to inclusion of PM10 or PM2.5 in time-series models, and robustness remained at low ozone levels (< 10 ppb) using a subset approach.
- Data availability was limited: among 93 communities with PM10 data, only 25.0% of study days had both ozone and PM10 data; among 91 communities with PM2.5 data, only 9.2% of study days had both ozone and PM2.5 data.
- PM adjustment widened the 95% posterior intervals dramatically and statistical significance was lost, likely because of greatly decreased sample size.
Methods
- Time-series analysis of daily weather, pollution, and nonaccidental mortality data for 98 U.S. urban communities over 14 years (1987–2000), using NMMAPS-processed data; models estimated the log expected daily mortality rate against same- and previous-day 24-hr ozone with day-of-week and natural cubic spline covariates for temperature, dew point, and time, then combined community estimates via Bayesian hierarchical modeling.
- Confounding was assessed by: (a) correlations between daily ozone and PM10/PM2.5 stratified by ozone or PM levels, season, region, detrended data, alternative ozone metrics, and lag structures; (b) inclusion of PM10 or PM2.5 at lag 1 day as a covariate in community-specific time-series models; and (c) a subset approach fitting models only for days with ozone below cutoffs from 10 to 60 ppb, with PM10 adjustment.
Limitations
- The paper states that data availability severely limits joint analysis of ozone and PM, especially for PM2.5; PM2.5 adjustment was not applied in the subset approach because of sample size constraints, and only 62 communities had sufficient ozone and PM2.5 data for community-specific time-series analysis.
- The paper states that the work uses total PM mass by size distribution and does not account for different particle chemical compositions; further investigation of confounding by PM chemical composition is needed.
- Evident from the text: PM adjustment increased 95% posterior intervals dramatically and lost statistical significance, and the number of communities decreased as the ozone cutoff was lowered because some communities lacked sufficient data for model convergence or had no data at low ozone concentrations.
Model-written summary. Check it against the paper before relying on it.
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
0 of 16 cited sources checked · 0 supported · 0 flagged
- Findingown data
National and community-specific effect estimates of the short-term effects of ozone on mortality were robust to inclusion of PM10 or PM2.5 in time-series models.
“National and community-specific effect estimates of the short-term effects of ozone on mortality were robust to inclusion of PM10 or PM2.5 in time-series models.”
- Also stated in: § Inclusion of PM as a covariate in time-series models · plain
“The national relative rate and individual community relative rate estimates are robust to inclusion of either PM metric as a covariate.”
- Also stated in: § Discussion · boosted
“This work also provides evidence that the relationship between short-term exposure to ozone and mortality is not confounded by adjustment for PM10 or PM2.5, at any strata of ozone or PM concentrations.”
Quote in the paperSubstantial claim- Rests on an assumption: The subset of days with both ozone and PM data is sufficient and not systematically biased for estimating the ozone-mortality association.
- Rests on an assumption: The 62 communities with sufficient PM2.5 data are representative of the 91 communities with PM2.5 data and of U.S. urban communities.
- Also stated in: § Inclusion of PM as a covariate in time-series models · plain
- Findingown data
The robustness of ozone-mortality effect estimates to PM adjustment remains even at low ozone levels (<10 ppb) using a subset approach.
“The robustness remains even at low ozone levels (< 10 ppb) using a subset approach.”
- Also stated in: § Subset approach with time-series models · hedged
“Results indicate that community-specific and national effect estimates are robust to adjustment by PM10, for various values of s, including when only days with ozone levels < 10 ppb are considered.”
Quote in the paperSubstantial claim- Rests on an assumption: The subset of days with both ozone and PM data is sufficient and not systematically biased for estimating the ozone-mortality association.
- The authors state this as an assumption: If a threshold exists, effect estimates for ozone and mortality would be null for s values below the threshold.
- Also stated in: § Subset approach with time-series models · hedged
- Findingown data
In the 91 communities with PM2.5 data, only 9.2% of study days had data on both ozone and PM2.5.
“In the 91 communities with PM2.5 data, only 9.2% of days in the study period had data on ozone and PM2.5.”
- Also stated in: § Frequency of data · plain
“Only 9.2% of study days had both PM2.5 and ozone data on average across the 91 communities that measured PM2.5.”
Quote in the paperSubstantial claim - Also stated in: § Frequency of data · plain
- Findingown data
Ozone and PM10 were not highly correlated within strata of ozone concentrations; Pearson correlation coefficients ranged from <0.00 to 0.22.
“Figure 1 indicates a lack of correlation between ozone and PM10 or PM2.5 levels at different strata of ozone concentrations.”
- Also stated in: § Correlation between PM and ozone, stratified by pollution levels, season, and region · plain
“The Pearson correlation coefficients ranged from < 0.00 to 0.22 for correlation within various strata of PM10”
- Also stated in: § Discussion · plain
“The Pearson correlation coefficients ranged from < 0.00 to 0.22 for correlation with PM10”
Quote in the paperSubstantial claim - Also stated in: § Correlation between PM and ozone, stratified by pollution levels, season, and region · plain
- Findingown data
PM2.5 data were available for 11.1% of study days on average across the 91 communities that measured PM2.5.
“For PM2.5, data were available for 11.1% of the study days on average across the 91 communities that measured PM2.5.”
Quote in the paperSubstantial claim
- Findingown data
Only 62 of the 91 communities with PM2.5 data had sufficient data for both ozone and PM2.5 for the community-specific time-series analysis.
“Although 91 communities had data for PM2.5, only 62 had sufficient data for both ozone and PM2.5 for the community-specific time-series analysis.”
Quote in the paperSubstantial claim - Findingown data
PM10 data were available for 30.4% of study days on average across the 93 communities that measured PM10.
“PM10 data was measured in 93 communities, and PM10 data were available for 30.4% of the study days on average across those 93 communities.”
Quote in the paperSubstantial claim - Findingown data
In the 93 communities with PM10 data, only 25.0% of study days had data on both ozone and PM10.
“In the 93 communities with PM10 data, only 25.0% of study days had data on both ozone and PM10.”
- Also stated in: § Frequency of data · plain
“Only 25.0% of study days had data on both ozone and PM10, on average across the 93 communities with PM10 data.”
Quote in the paperSubstantial claim - Also stated in: § Frequency of data · plain
- Findingown data
Ozone data were available for 81.3% of days over the study period on average across the 98 communities.
“Ozone data were available for 81.3% of days over the study period (1987–2000) on average across the 98 communities.”
Quote in the paperNot a substantial claim - Findingown data
Ozone and PM10 were not highly correlated within strata of PM10 concentrations; correlation coefficients ranged from −0.08 to 0.10.
“for strata defined as days with PM10 values < 10, 10–20, 20–30, 30–40, 40–50, and > 50 μg/m3, the correlation coefficient between ozone and PM10 in each strata ranged from −0.08 to 0.10.”
Quote in the paperSubstantial claim - Interpretationreasoning
The increase in posterior interval size and loss of statistical significance with PM adjustment is likely attributed to the greatly decreased sample size.
“This is likely attributed to the greatly decreased sample size.”
Quote in the paperSubstantial claim- Rests on an assumption: The subset of days with both ozone and PM data is sufficient and not systematically biased for estimating the ozone-mortality association.
- Premisecitation
None of the statistical models that assumed a nonlinear relationship between ozone and mortality provided significant improvement over the traditional log-linear model.
“None of the statistical models that assumed a nonlinear relationship between ozone and mortality provided significant improvement over the traditional log-linear model.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Bell et al. 2006 source
Not checked in the free run.
- Premisecitation
Results from multiple methods provided strong evidence that if a threshold exists, it is below current regulatory standards and nearing natural background concentrations.
“Results from multiple methods provided strong evidence that if a threshold exists, it is below current regulatory standards and nearing natural background concentrations.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Bell et al. 2006 source
Not checked in the free run.
- Premisecitation
An earlier analysis of 95 U.S. urban communities found that the overall national relative rate estimate for the relationship between ozone exposure over the previous week and nonaccidental mortality was robust to adjustment of PM10.
“An earlier analysis of 95 U.S. urban communities found that the overall national relative rate estimate for the relationship between ozone exposure over the previous week and nonaccidental mortality was robust to adjustment of PM with an aerodynamic diameter < 10 μm (PM10) (Bell et al. 2004).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Bell et al. 2004 source
Not checked in the free run.
- Premisecitation
In the earlier 95-community analysis, community-specific relative rates were robust to PM10 adjustment.
“Further, the community-specific relative rates were robust to PM10 adjustment.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Bell et al. 2004 source
Not checked in the free run.
- The quote only partly states this claim. 2
- May combine two claims. 11
- Classified as probably not a substantial claim. 9
The quote only partly states this claim.
Findingown dataSensitivity analyses using different ozone metrics (daily 8-hr maximum and daily 1-hr maximum) and lag structures produced findings similar to the original same-day 24-hr ozone analysis.
“These findings are similar to those in the original analysis based on same-day data using 24-hr ozone levels.”
Quote in the paperNot a substantial claimThe quote only partly states this claim.
Findingown dataIn strata of PM2.5 concentrations, the reported correlation coefficient between ozone and PM ranged from 0.03 to 0.10.
“With PM2.5 strata of < 5, 5–10, 10–15, 15–20, 20–25, and > 25 μg/m3, the correlation coefficient between ozone and PM10 in each strata ranged from 0.03 to 0.10.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataOn a national basis, no season demonstrated strong correlations between either PM metric and ozone levels; highest correlations were observed in spring and fall, and lowest in winter.
“On a national basis, no season demonstrated strong correlations between either PM metric and ozone levels. Highest correlations were observed in spring and fall, and lowest in winter for both PM metrics, for the national data.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataUsing seasonally detrended data, correlation coefficients between PM2.5 and ozone within strata ranged from 0.02 to 0.21, and between PM10 and ozone ranged from 0.05 to 0.19.
“The correlation coefficients between detrended PM2.5 and ozone within each strata ranged from 0.02 to 0.21, whereas the correlation coefficients between detrended PM10 and ozone ranged from 0.05 to 0.19.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataCorrelations between ozone and particles varied by region, with the highest correlations in the Industrial Midwest and Northeast for PM10 and in the Industrial Midwest and Southeast for PM2.5.
“The correlations between ozone and particles varied by region, with the highest correlations in the Industrial Midwest and Northeast regions for PM10 and in the Industrial Midwest and Southeast for PM2.5.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataFor days with low ozone concentrations (daily ozone <20 ppb), correlations were virtually zero for PM10 and negative for PM2.5.
“For days with low ozone concentrations (daily ozone < 20 ppb), the correlations were virtually zero for PM10 and negative for PM2.5.”
Quote in the paperNot a substantial claimMay combine two claims.
FindingreasoningThe size of the 95% posterior intervals increases dramatically with PM adjustment, and statistical significance is lost.
“These results demonstrate that although the overall national effect estimates are robust to PM adjustment, the size of the 95% posterior intervals increases dramatically with such analysis, and statistical significance is lost.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataOzone and PM2.5 were not highly correlated within strata of ozone concentrations; Pearson correlation coefficients ranged from −0.17 to 0.25.
“The Pearson correlation coefficients ranged from < 0.00 to 0.22 for correlation within various strata of PM10 and −0.17 to 0.25 for correlation within various strata of PM2.5”
- Also stated in: § Discussion · plain
“The Pearson correlation coefficients ranged from < 0.00 to 0.22 for correlation with PM10 and −0.17 to 0.25 for correlation with PM2.5”
Quote in the paperSubstantial claim- Also stated in: § Discussion · plain
Classified as probably not a substantial claim.
PremisecitationPM is associated with increased risk of mortality for short-term exposure.
“PM is also associated with increased risk of mortality for short-term exposure (Katsouyanni et al. 1997; Samet et al. 2000a) and could co-vary with ozone levels due to parallel sources of particles and ozone precursors (e.g., transportation).”
Quote in the paperSubstantial claim0 of 2 sources checked- cites Katsouyanni et al. 1997 source
Not checked in the free run.
- cites Samet et al. 2000a
Not checked in the free run.
Classified as probably not a substantial claim.
PremisecitationA lag of 1 day for PM variables provided the most significant and largest effect in previous studies.
“A lag of 1 day was used for PM variables because this lag structure provided the most significant and largest effect in previous studies (Peng et al. 2005).”
Quote in the paperSubstantial claim0 of 1 sources checked- cites Peng et al. 2005 source
Not checked in the free run.
May combine two claims.
Interpretationown dataResults provide evidence that neither PM10 nor PM2.5 is a likely confounder of observed ozone and mortality relationships.
“Results provide evidence that neither PM10 nor PM2.5 is a likely confounder of observed ozone and mortality relationships.”
- Also stated in: § Discussion · hedged
“In summary, we find that PM is unlikely to confound the ozone and mortality relationship.”
- Also stated in: § Discussion · hedged
“collectively our results support the hypothesis that PM does not confound the observed ozone and mortality associations.”
Quote in the paperSubstantial claim- Rests on an assumption: The subset of days with both ozone and PM data is sufficient and not systematically biased for estimating the ozone-mortality association.
- Rests on an assumption: The 62 communities with sufficient PM2.5 data are representative of the 91 communities with PM2.5 data and of U.S. urban communities.
- The authors state this as an assumption: If a threshold exists, effect estimates for ozone and mortality would be null for s values below the threshold.
- Also stated in: § Discussion · hedged
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationA study of seven Pennsylvania and New Jersey counties from May 1992 to September 1995 found that peak ozone and mortality effect estimates were robust to adjustment by PM2.5 and PM10.
“A study of seven Pennsylvania and New Jersey counties from May 1992 to September 1995 found that peak ozone and mortality effect estimates were robust to adjustment by PM2.5 and PM10 (Lipfert et al. 2000).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Lipfert et al. 2000 source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationEffect estimates for PM2.5 and hospital admissions show temporal and spatial patterns, with the largest effects in the Northeast in summer.
“Effect estimates for PM2.5 and hospital admissions show temporal and spatial patterns (Domenici et al. 2006), with the largest effects in the Northeast in summer (Peng et al. 2005), which could be the result of differential toxicity of particles.”
Quote in the paperNot a substantial claim0 of 2 sources checked- cites Domenici et al. 2006
Not checked in the free run.
- cites Peng et al. 2005 source
Not checked in the free run.
May combine two claims.
PremisecitationPrevious work on this issue has focused primarily on PM10, although strong mortality associations have been demonstrated for the fine fraction.
“Previous work on this issue has focused primarily on PM10, although strong mortality associations have been demonstrated for the fine fraction (Kan et al. 2007; Ostro et al. 2006; Schwartz et al. 1996).”
Quote in the paperSubstantial claim0 of 3 sources checkedProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationSeveral previous time-series analyses suggest lack of evidence for confounding by PM10 or total suspended particles (TSP) including the United States and Europe, as well as single-city studies in Latin America and Korea.
“Several previous time-series analyses suggest lack of evidence for confounding by PM10 or total suspended particles (TSP) including the United States and Europe, as well as single-city studies in Latin America and Korea (see discussion in U.S. EPA 2006).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites U.S. EPA 2006
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
PremisecitationIn a meta-analysis, Levy et al. (2005) found that effect estimates for ozone and mortality were slightly higher in communities with higher annual or summer correlations between PM2.5 and ozone levels; however, the relationship was not statistically significant.
“In a meta-analysis of previously conducted time-series studies of ozone and mortality, Levy et al. (2005) found that effect estimates for ozone and mortality were slightly higher in communities with higher annual or summer correlations between PM2.5 and ozone levels; however, the relationship was not statistically significant.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Levy et al. 2005 source
Not checked in the free run.
Probably not a substantial claim: may not pass S3 (load-bearing).
PremisecitationPrevious analysis showed that the average of the same and previous day's ozone levels has higher effect estimates for ozone's relationship with mortality than other days.
“Previous analysis showed that these days of exposure have higher effect estimates for ozone’s relationship with mortality than other days (Bell et al. 2004).”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites Bell et al. 2004 source
Not checked in the free run.
Classified as probably not a substantial claim.
Study design and conductreasoningAdjustment by PM2.5 was not applied for the subset approach due to sample size constraints.
“Adjustment by PM2.5 was not applied for the subset approach due to sample size constraints.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Study design and conductnone givenFor comparability, the same data set was used for models with and without adjustment for PM.
“For comparability, the same data set was used for models with and without adjustment for PM.”
Quote in the paperSubstantial claim
The paper relies on this without support.
The subset of days with both ozone and PM data is sufficient and not systematically biased for estimating the ozone-mortality association.
“Only 25.0% of study days had data on both ozone and PM10, on average across the 93 communities with PM10 data. Only 9.2% of study days had both PM2.5 and ozone data on average across the 91 communities that measured PM2.5.”
“Although data limitations restrict analysis of PM and ozone simultaneously, collectively our results support the hypothesis that PM does not confound the observed ozone and mortality associations.”
The paper relies on this without support.
The 62 communities with sufficient PM2.5 data are representative of the 91 communities with PM2.5 data and of U.S. urban communities.
“Although 91 communities had data for PM2.5, only 62 had sufficient data for both ozone and PM2.5 for the community-specific time-series analysis.”
“Our results further show that the national effect estimate and community-specific relative rates of the short-term effects of ozone on mortality are robust to adjustment for PM2.5, based on the 62 U.S. communities with PM2.5 data available.”
The authors state this as an assumption.
If a threshold exists, effect estimates for ozone and mortality would be null for s values below the threshold.
“If a threshold value exists, effect estimates for ozone and mortality would be expected to be null for s values below the threshold.”
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
Ozone mortality risk estimates in China are robust to the inclusion of PM2.5 in copollutant models.
“Our finding confirms that ozone mortality risk estimates in China are robust to the inclusion of PM2.5 in copollutant models, which is consistent with previous studies in the U.S. (Bell et al., 2007; Franklin and Schwartz, 2008).”
From Acute effect of ozone exposure on daily mortality in seven cities of Jiangsu Province, China: no clear evidence for threshold (2017) · cites this paper as Bell et al., 2007
The citation lists haven’t been fetched yet
References 19 · Cited by 83
Research works printed but not linked: 6
- Anderson, 2004, Meta-Analysis of Time-Series Studies and Panel Studies of Particulate Matter (PM) and Ozone (O3)
- Dominici, 2005, The National Morbidity, Mortality, and Air Pollution Study. Part IV: Hierarchical Bivariate Time-Series Models—A Combined Analysis of PM10 Effects on Hospitalization and Mortality
- National Climatic Data Center (NCDC), Surface Airways. (n.d.) CD database
- Samet, 2000, The National Morbidity, Mortality, and Air Pollution Study
- U.S. EPA, 2006, Air Quality Criteria for Ozone and Related Photochemical Oxidants
- U.S. EPA, 2007, Air Quality System (AQS) Database
- Authors
- Bell, M. L., Kim, J. Y., & Dominici, F.
- Affiliations
- Yale University (US)
- Environmental Protection Agency (US)
- Johns Hopkins University (US)
- Corresponding author
- Bell, Michelle L.
- Venue
- Environmental Health Perspectives
- Publisher
- American Chemical Society (ACS)
- Published
- 2007-08-02
- Volume
- 115
- Issue
- 11
- Pages
- 1591-1595
- ISSN
- 0091-6765 (ISSN-L)
- 1552-9924
- PMC
- PMC2072830
- OpenAlex
- W2120948128
- Semantic Scholar
- d167403c0af2fe91dc77c3aee97c1e35a593a167
- Cited by
- 83
- References
- 19
- Citations by year
- 2026: 1 · 2025: 2 · 2024: 2 · 2023: 4 · 2022: 5 · 2021: 4 · 2020: 4 · 2019: 2 · 2018: 6 · 2017: 3 · 2016: 1 · 2015: 5 · 2014: 6 · 2013: 11 · 2012: 6
- FWCI
- 4.55
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- public-domain
- creativecommons.org/licenses/by/4.0/ (vor, 3802 d)
- Locations
- Environmental Health Perspectives (publishedVersion, public-domain)
- PubMed Central (publishedVersion, public-domain)
- PubMed (publishedVersion)
- Funders
- U.S. Environmental Protection Agency (RD-83241701)
- Johns Hopkins University
- National Center For Environmental Assessment
- National Institute of Environmental Health Sciences (R01ES015028)
- Topics
- Physical Sciences › Environmental Science › Health, Toxicology and Mutagenesis › Air Quality and Health Impacts
- Physical Sciences › Earth and Planetary Sciences › Atmospheric Science › Atmospheric chemistry and aerosols
- Physical Sciences › Environmental Science › Health, Toxicology and Mutagenesis › Indoor Air Quality and Microbial Exposure
- Keywords
- ozone, particulate matter, PM10, PM2.5, confounding, short-term exposure, mortality, air pollution, urban communities, time series analysis, subgroup analysis
- MeSH terms
- Air Pollution, Humans, Mortality, Ozone, Time Factors, United States, Urban Population, Confounding Factors, Epidemiologic, Particulate Matter
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