Development and validation of machine learning models to identify high-risk surgical patients using automatically curated electronic health record data (Pythia): a retrospective, single-site study
Open accessAbstract
BACKGROUND: Pythia is an automated, clinically curated surgical data pipeline and repository housing all surgical patient electronic health record (EHR) data from a large, quaternary, multisite health institute for data science initiatives. In an effort to better identify high-risk surgical patients from complex data, a machine learning project trained on Pythia was built to predict postoperative complication risk. METHODS AND FINDINGS: A curated data repository of surgical outcomes was created using automated SQL and R code that extracted and processed patient clinical and surgical data across 37 million clinical encounters from the EHRs. A total of 194 clinical features including patient demographics (e.g., age, sex, race), smoking status, medications, comorbidities, procedure information, and proxies for surgical complexity were constructed and aggregated. A cohort of 66,370 patients that had undergone 99,755 invasive procedural encounters between January 1, 2014, and January 31, 2017, was studied further for the purpose of predicting postoperative complications. The average complication and 30-day postoperative mortality rates of this cohort were 16.0% and 0.51%, respectively. Least absolute shrinkage and selection operator (lasso) penalized logistic regression, random forest models, and extreme gradient boosted decision trees were trained on this surgical cohort with cross-validation on 14 specific postoperative outcome groupings. Resulting models had area under the receiver operator characteristic curve (AUC) values ranging between 0.747 and 0.924, calculated on an out-of-sample test set from the last 5 months of data. Lasso penalized regression was identified as a high-performing model, providing clinically interpretable actionable insights. Highest and lowest performing lasso models predicted postoperative shock and genitourinary outcomes with AUCs of 0.924 (95% CI: 0.901, 0.946) and 0.780 (95% CI: 0.752, 0.810), respectively. A calculator requiring input of 9 data fields was created to produce a risk assessment for the 14 groupings of postoperative outcomes. A high-risk threshold (15% risk of any complication) was determined to identify high-risk surgical patients. The model sensitivity was 76%, with a specificity of 76%. Compared to heuristics that identify high-risk patients developed by clinical experts and the ACS NSQIP calculator, this tool performed superiorly, providing an improved approach for clinicians to estimate postoperative risk for patients. Limitations of this study include the missingness of data that were removed for analysis. CONCLUSIONS: Extracting and curating a large, local institution's EHR data for machine learning purposes resulted in models with strong predictive performance. These models can be used in clinical settings as decision support tools for identification of high-risk patients as well as patient evaluation and care management. Further work is necessary to evaluate the impact of the Pythia risk calculator within the clinical workflow on postoperative outcomes and to optimize this data flow for future machine learning efforts.
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A growing nationwide effort is seeking to enhance preoperative and perioperative support for high-risk patients and high-cost populations.
“A growing nationwide effort is seeking to enhance preoperative and perioperative support for high-risk patients and high-cost populations (16, 17).”
From Accessing Artificial Intelligence for Clinical Decision-Making (2021) · cites this paper as [16]
ML models have been shown to better predict mortality than conventional logistic regression after liver cancer surgery, aortic aneurysm surgery, and cardiac surgery.
“These ML models have been shown to better predict mortality than conventional logistic regression after liver cancer surgery, aortic aneurysm surgery, and cardiac surgery.”
From Accessing Artificial Intelligence for Clinical Decision-Making (2021) · cites this paper as [16]
Healthcare systems have increasingly sought to use ML to assist in risk stratification, and these ML models may outperform statistical models in calibration and discrimination.
“Healthcare systems have increasingly sought to use ML to assist in risk stratification, and these ML models may outperform statistical models in calibration and discrimination.”
From Accessing Artificial Intelligence for Clinical Decision-Making (2021) · cites this paper as [16]
Multiple ML models that risk-stratify patients with a disease or prepare patients for surgery have been recently developed and validated.
“Multiple ML models that risk-stratify patients with a disease or prepare patients for surgery have been recently developed and validated (16, 20–25).”
From Accessing Artificial Intelligence for Clinical Decision-Making (2021) · cites this paper as [16]
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- Authors
- Corey, K. M., Kashyap, S., Lorenzi, E., Lagoo-Deenadayalan, S. A., Heller, K., Whalen, K., Balu, S., Heflin, M. T., McDonald, S. R., Swaminathan, M., & Sendak, M.
- Affiliations
- Duke University (US)
- Corresponding author
- Corey, Kristin M.
- ORCID
- Venue
- PLOS Medicine
- Publisher
- Public Library of Science (PLoS)
- Published
- 2018-11-27
- Volume
- 15
- Issue
- 11
- Pages
- e1002701
- ISSN
- 1549-1277 (ISSN-L)
- 1549-1676
- PMC
- PMC6258507
- OpenAlex
- W2901997892
- Cited by
- 204
- References
- 39
- Citations by year
- 2026: 14 · 2025: 17 · 2024: 25 · 2023: 34 · 2022: 30 · 2021: 40 · 2020: 28 · 2019: 14 · 2018: 2
- FWCI
- 11.82
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- Locations
- PLoS Medicine (publishedVersion, cc-by)
- Europe PMC (PubMed Central) (publishedVersion, cc-by)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- RePEc: Research Papers in Economics (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- Figshare (submittedVersion, cc-by)
- Funders
- Duke Institue for Health Innovation (Clinical Research and Innovation Scholarship)
- Duke Forge (Graduate Fellowship Award)
- Health Resources and Services Administration (U1QHP28708)
- Duke Institute for Health Innovation (Internal Pilot Grant)
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Machine Learning in Healthcare
- Health Sciences › Medicine › Cardiology and Cardiovascular Medicine › Cardiac, Anesthesia and Surgical Outcomes
- Health Sciences › Health Professions › Health Information Management › Artificial Intelligence in Healthcare
- Keywords
- postoperative complication prediction, automated data processing pipeline, random forest, extreme gradient boosting, 30-day postoperative mortality, postoperative shock, genitourinary complications, surgical risk calculator, clinical decision support, Pythia, model validation, surgical complexity
- MeSH terms
- Machine Learning, Adolescent, Adult, Aged, Automation, Female, Health Status, Humans, Male, Middle Aged, Postoperative Complications, Retrospective Studies, Risk Factors, Surgical Procedures, Operative, Reproducibility of Results, Comorbidity, Risk Assessment, Young Adult, Data Mining, Electronic Health Records
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