Cited by 202scientometrics and bibliometrics researchWeb visibility and informetricsAcademic Publishing and Open Access

The DOI matches its Crossref record; 31 of the 31 references it cites were found in a registry or an index; none of the 20 sources its claims cite is checked for support yet.

Measuring scientific impact beyond academia: An assessment of existing impact metrics and proposed improvements

Open access

Abstract

How does scientific research affect the world around us? Being able to answer this question is of great importance in order to appropriately channel efforts and resources in science. The impact by scientists in academia is currently measured by citation based metrics such as h-index, i-index and citation counts. These academic metrics aim to represent the dissemination of knowledge among scientists rather than the impact of the research on the wider world. In this work we are interested in measuring scientific impact beyond academia, on the economy, society, health and legislation (comprehensive impact). Indeed scientists are asked to demonstrate evidence of such comprehensive impact by authoring case studies in the context of the Research Excellence Framework (REF). We first investigate the extent to which existing citation based metrics can be indicative of comprehensive impact. We have collected all recent REF impact case studies from 2014 and we have linked these to papers in citation networks that we constructed and derived from CiteSeerX, arXiv and PubMed Central using a number of text processing and information retrieval techniques. We have demonstrated that existing citation-based metrics for impact measurement do not correlate well with REF impact results. We also consider metrics of online attention surrounding scientific works, such as those provided by the Altmetric API. We argue that in order to be able to evaluate wider non-academic impact we need to mine information from a much wider set of resources, including social media posts, press releases, news articles and political debates stemming from academic work. We also provide our data as a free and reusable collection for further analysis, including the PubMed citation network and the correspondence between REF case studies, grant applications and the academic literature.

Overview

AI snapshot

Written from the paper’s full text.

TL;DR

The paper tests whether citation-based and altmetric metrics correlate with REF impact case study scores as a proxy for scientific impact beyond academia. It finds negligible correlation for MNCS, author h-index, and Altmetric, with only a weak relationship for per-case-study h-index, and regression models fail to predict REF scores.

Key findings

  • Existing citation-based metrics do not correlate well with REF impact: overall Pearson r = 0.035 for MNCS and r = −0.005 for average author h-index.
  • A newly calculated per-REF-case-study h-index showed a stronger but still weak correlation, r = 0.141 overall.
  • Altmetric scores also showed little relationship with REF impact, r = −0.0803, and approximately 40% of papers had no Altmetric score.
  • A linear OLS regression using per-study h-index, per-author h-index, total citations, and mean Altmetric score as features had very poor predictive capability, R² = −0.113; SVR was also unsuccessful.

Methods

  • Collected all 6,637 REF 2014 impact case studies and built Experimental Citation Networks from CiteSeerX/RefSeer (~5.3M papers), arXiv/Paperscape (~903K papers), and PubMed Central (1.2M papers).
  • Linked REF case studies to papers using regular expressions, Freecite CRF parsing, and SOLR search with conservative exact title and author-surname matching; this produced 1,052 linked papers across 647 unique REF studies and 235 UoA-per-institution result groups.
  • Calculated MNCS, author h-index, per-case-study h-index, and Altmetric scores, then plotted and correlated them against REF impact scores and trained OLS and SVR regression models with leave-one-out cross-validation.

Limitations

  • The paper states that only a minority of REF studies could be linked to ECN papers because REF bibliographies were not machine readable and had varied styles; it also notes possible missing papers from the open-access ECNs and that Web of Science or Scopus might yield different results.
  • The paper states that per-case-study REF scores are not available, so results are grouped by UoA-per-institution; Altmetric coverage was insufficient, with about 40% of papers missing scores, and author disambiguation remains a challenge.
  • Evident from the text: the conservative matching strategy limits recall, some UoA analyses have very few data points, and the regression dataset was too small to divide into folds, using leave-one-out instead.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1371/journal.pone.0173152

Cites

31 of 31 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Figures

Fig 1 Entity relationship diagram describing how relationships between publications (papers), REF studies, institutions, authors and inter-paper citations.
Fig 1 Entity relationship diagram describing how relationships between publications (papers), REF studies, institutions, authors and inter-paper citations.CC BY · PubMed Central
Fig 2 Pipeline process for linking REF studies to publications.
Fig 2 Pipeline process for linking REF studies to publications.CC BY · PubMed Central
Fig 3 Breakdown of Institution Submissions found to have links to paper in the ECNs per Unit of Assessment. We show here the 10 UoAs with the largest number of ECN-linked submissions only.
Fig 3 Breakdown of Institution Submissions found to have links to paper in the ECNs per Unit of Assessment. We show here the 10 UoAs with the largest number of ECN-linked submissions only.CC BY · PubMed Central
Fig 4 Average MNCS per REF case study vs REF case study score.
Fig 4 Average MNCS per REF case study vs REF case study score.CC BY · PubMed Central
Fig 5 Average per-author h-index vs Average REF Impact Score.
Fig 5 Average per-author h-index vs Average REF Impact Score.CC BY · PubMed Central
Fig 6 Average per-study h-index vs Average REF Impact Score.
Fig 6 Average per-study h-index vs Average REF Impact Score.CC BY · PubMed Central
Fig 7 Average Altmetric Score vs Average REF Impact Score. For All UOAs, one outlier is not displayed at (2.75,218).
Fig 7 Average Altmetric Score vs Average REF Impact Score. For All UOAs, one outlier is not displayed at (2.75,218).CC BY · PubMed Central

Verification

Claims the paper makes

27 Own interpretation · 25 Own result · 16 Not checked yet · 10 Own method · 7 No basis given

Verify all 20 references — free account

Show all 47 claims

  • It may state two separate claims as one. 20
  • Probably not a substantial claim. 24
38 of 38
  • The paper relies on this without support.

    Altmetric scores are a valid measure of social-web-based impact.

    “we chose to use Altmetric as our source as they provide an easy to use API which takes a paper’s PubMed or DOI identifier and produces a continuous score which could be plotted against REF and used in regression without any further manipulation.”
  • The authors state this as an assumption.

    All papers referenced by a REF case study are from within the same UoA as that REF case study.

    “This decision assumes that all papers referenced by a REF case study are from within the same UoA as that REF case study.”
  • The paper relies on this without support.

    The REF impact system currently in place is a very manual and resource intensive process.

    “The REF impact system currently in place is a very manual and resource intensive process.”
  • The paper relies on this without support.

    Existing analysis of policy documents is based on counting references in these documents to scholarly articles.

    “Furthermore, existing analysis of policy documents is based on counting references in these documents to scholarly articles.”
  • The paper relies on this without support.

    Altmetric.com and other altmetrics providers already examine some policy documents as part of their offerings.

    “Altmetric.com and other altmetrics providers already examine some policy documents as part of their offerings.”
  • The paper relies on this without support.

    Not all researchers in scientific domains covered by arXiv, CiteSeerX and PubMed Central publish to these repositories.

    “Not all researchers in scientific domains covered by arXiv, CiteSeerX and PubMed Central publish to these repositories.”
  • The paper relies on this without support.

    Papers need time to accumulate citations.

    “Papers need time to accumulate citations.”
  • The paper relies on this without support.

    h-index for REF case studies has not been calculated before.

    “We do not believe h-index for REF case studies has been calculated before.”
  • The paper relies on this without support.

    The REF guidelines stipulate that all supporting works must have been published in the ten year window starting in December 2003 and ending in December 2013.

    “The REF guidelines stipulate that all supporting works must have been published in the ten year window starting in December 2003 and ending in December 2013.”
9 of 9

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Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

3 of 3

Citations

Cites

Research works printed but not linked: 1

  1. Lane J, Bertuzzi S. The STAR METRICS project: current and future uses for S&E workforce data. In: Science of Science Measurement Workshop, held Washington DC; 2010.

Cited by

Sorted by citations

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Metadata

Authors
Ravenscroft, J., Liakata, M., Clare, A., & Duma, D.
Affiliations
  • University of Warwick (GB)
  • Aberystwyth University (GB)
  • University of Edinburgh (GB)
Corresponding author
Ravenscroft, James
Venue
PLOS ONE
Published
2017-03-09
Volume
12
Issue
3
Pages
e0173152
ISSN
1932-6203 (ISSN-L)
OpenAlex
W2593028313
Cited by
202
References
29
Citations by year
2026: 18 · 2025: 25 · 2024: 21 · 2023: 18 · 2022: 21 · 2021: 19 · 2020: 30 · 2019: 28 · 2018: 18 · 2017: 4
FWCI
19.56
Type
journal article
Language
en
Open access
Locations
  • PLoS ONE (publishedVersion, cc-by)
  • Europe PMC (PubMed Central) (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • Warwick Research Archive Portal (University of Warwick) (acceptedVersion)
  • RePEc: Research Papers in Economics (submittedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
Engineering and Physical Sciences Research Council (1535875, 1643924)
Topics
  • Social Sciences › Library and Information Sciences › scientometrics and bibliometrics research
  • Physical Sciences › Computer Science › Information Systems › Web visibility and informetrics
  • Social Sciences › Library and Information Sciences › Academic Publishing and Open Access
Keywords
scientific impact measurement, citation metrics, Research Excellence Framework, h-index, I-index, citation networks, altmetrics, online attention, social media, media coverage, science policy, grant applications
MeSH terms
Achievement, Humans, Publishing, Science, Models, Statistical, Biomedical Research, Journal Impact Factor, Social Media

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