Improving Variational Quantum Optimization using CVaR
Open accessAbstract
Hybrid quantum/classical variational algorithms can be implemented on noisy intermediate-scale quantum computers and can be used to find solutions for combinatorial optimization problems. Approaches discussed in the literature minimize the expectation of the problem Hamiltonian for a parameterized trial quantum state. The expectation is estimated as the sample mean of a set of measurement outcomes, while the parameters of the trial state are optimized classically. This procedure is fully justified for quantum mechanical observables such as molecular energies. In the case of classical optimization problems, which yield diagonal Hamiltonians, we argue that aggregating the samples in a different way than the expected value is more natural. In this paper we propose the Conditional Value-at-Risk as an aggregation function. We empirically show -- using classical simulation as well as quantum hardware -- that this leads to faster convergence to better solutions for all combinatorial optimization problems tested in our study. We also provide analytical results to explain the observed difference in performance between different variational algorithms.
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All of the objective function approaches (CVar, ascending CVar, Gibbs) serve to foster low-energy solutions and simultaneously avoid getting trapped in local minima.
“All of these approaches serve to foster low-energy solutions and simultaneously avoid to get trapped in local minima.”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
Section 4 says CVaR emphasizes the best observed, low-energy outcomes, and Section 5 gives an example where CVaR removes a local minimum of the expected-value objective. But Section 5 also says local minima do not map reliably between the objectives. Our copy does not establish that CVaR generally avoids local minima, or address that claim for ascending CVaR and Gibbs objectives. (LLM, conf=0.88)
Experimental — accuracy not yet measuredExperiments utilizing CVar and ascending CVar as the underlying objective function suggest that VQE is more promising than QAOA for shallow circuits due to the reachability issues of QAOA.
“Experiments utilizing CVar and ascending CVar as the underlying objective function suggest that VQE is more promising than QAOA for shallow circuits due to the reachability issues of QAOA [10, 78].”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
Section 6.1 (Results I: Simulation) reports that QAOA performed substantially worse than VQE at equivalent shallow depths and attributes this tentatively to QAOA’s limited parameters and low overlap with the ground state. Section 4 describes CVaR as an objective for both algorithms, but our copy does not report experiments using an “ascending CVaR” objective; the paper’s explanation for QAOA’s performance is also framed as a conjecture. (LLM, conf=0.85)
Experimental — accuracy not yet measuredEmpirically, by tuning hyperparameters, both CVaR and Gibbs measures have been shown to outperform <H> for certain combinatorial optimization problems.
“Empirically, by tuning the hyperparameters, both measures have been shown to outperform ⟨ H ⟩ for certain combinatorial optimization problems (Barkoutsos et al. , 2020; Li et al. , 2020).”
From Noisy intermediate-scale quantum algorithms (2022) · cites this paper as Barkoutsos et al., 2020
The VQE approach can be used to solve CO problems.
“However, with the mappings of CO problems to Hamiltonians stated in the previous section, besides quantum chemical problems, the same approach can be used to solve CO problems [10].”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
CVar, ascending CVar, and the Gibbs objective function can be regarded as adaptations of standard QAOA or VQE that affect their underlying objective function.
“In this sense, CVar [10], ascending CVar [78], and the Gibbs objective function [86] can be regarded as adaptations of standard QAOA or VQE that affect their underlying objective function.”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
Comparative evaluation studies have demonstrated the reachability issues of QAOA compared to VQE.
“Last, comparative evaluation studies between VQAs and QA have demonstrated (i) the reachability issues of QAOA compared to VQE [10], (ii) the ability of QAOA to harness diabatic processes in contrast to QA [154], (iii) the superiority of QA in terms of performance [142], and (iv) the character of QAOA as a digitized version of QA [141].”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
For shallow depth circuits, VQE is preferable to QAOA because of QAOA's reachability issues.
“For this reason, VQE is preferable for shallow depth circuits [10].”
From Quantum Combinatorial Optimization in the NISQ Era: A Systematic Mapping Study (2024) · cites this paper as [10]
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“[32], parameter updates are driven by the Conditional Value at Risk (CVaR) as the objective function, based on the samples collected from the quantum processor.”
- Authors
- Barkoutsos, P. K., Nannicini, G., Robert, A., Tavernelli, I., & Woerner, S.
- Affiliations
- IBM Research - Zurich (CH)
- IBM Research - Thomas J. Watson Research Center (US)
- Université Paris Sciences et Lettres (FR)
- Venue
- Quantum
- Published
- 2020-04-20
- Volume
- 4
- Pages
- 256
- ISSN
- 2521-327X (ISSN-L)
- OpenAlex
- W2960556599
- Cited by
- 263
- References
- 13
- Citations by year
- 2026: 28 · 2025: 42 · 2024: 51 · 2023: 56 · 2022: 34 · 2021: 34 · 2020: 16 · 2019: 2
- FWCI
- 13.76
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Locations
- Quantum (publishedVersion, cc-by)
- arXiv (Cornell University) (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- arXiv (Cornell University) (cc-by)
- Greater South Information System
- Funders
- International Business Machines Corporation
- Air Force Research Laboratory (FA8750-C-18-0098)
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Quantum Computing Algorithms and Architecture
- Physical Sciences › Computer Science › Artificial Intelligence › Metaheuristic Optimization Algorithms Research
- Physical Sciences › Computer Science › Artificial Intelligence › Quantum Information and Cryptography
- Keywords
- variational quantum optimization, conditional value at risk, combinatorial optimization, hybrid quantum-classical algorithms, sample aggregation, NISQ devices, convergence rate
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