Subgroup analyses in randomised controlled trials: quantifying the risks of false-positives and false-negatives
Open accessAbstract
Background Subgroup analyses are common in randomised controlled trials (RCTs). There are many easily accessible guidelines on the selection and analysis of subgroups but the key messages do not seem to be universally accepted and inappropriate analyses continue to appear in the literature. This has potentially serious implications because erroneous identification of differential subgroup effects may lead to inappropriate provision or withholding of treatment. Objectives (1) To quantify the extent to which subgroup analyses may be misleading. (2) To compare the relative merits and weaknesses of the two most common approaches to subgroup analysis: separate (subgroup-specific) analyses of treatment effect and formal statistical tests of interaction. (3) To establish what factors affect the performance of the two approaches. (4) To provide estimates of the increase in sample size required to detect differential subgroup effects. (5) To provide recommendations on the analysis and interpretation of subgroup analyses. Methods The performances of subgroup-specific and formal interaction tests were assessed by simulating data with no differential subgroup effects and determining the extent to which the two approaches (incorrectly) identified such an effect, and simulating data with a differential subgroup effect and determining the extent to which the two approaches were able to (correctly) identify it. Initially, data were simulated to represent the 'simplest case' of two equal-size…
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Interaction effects require larger sample sizes for adequate power, and power depends on allele frequencies and exposure to early life stress.
“Achieving sufficient statistical power presents a special challenge because interaction effects require larger numbers of subjects for adequate power (Brookes et al. 2001; Luan et al. 2001; Uher 2008), and power depends on allele frequencies in addition to exposure to ELS (Munafo et al. 2009).”
From Gene–environment interactions: early life stress and risk for depressive and anxiety disorders (2011) · cites this paper as Brookes et al. 2001
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- Authors
- Brookes, S. T., Whitley, E., Peters, T. J., Mulheran, P. A., Egger, M., & Davey Smith, G.
- Affiliations
- University of Bristol (GB)
- University of Reading (GB)
- Department of Social Medicine, University of Bristol, UK
- Venue
- Health Technology Assessment
- Published
- 2001
- Volume
- 5
- Issue
- 33
- Pages
- 1-56
- ISSN
- 1366-5278 (ISSN-L)
- 2046-4924
- OpenAlex
- W2165414412
- Cited by
- 580
- References
- 3
- Citations by year
- 2026: 19 · 2025: 16 · 2024: 16 · 2023: 28 · 2022: 17 · 2021: 30 · 2020: 24 · 2019: 18 · 2018: 21 · 2017: 32 · 2016: 29 · 2015: 26 · 2014: 27 · 2013: 27 · 2012: 24
- FWCI
- 11.08
- Type
- journal article
- Language
- en
- Open access
- diamond
- doi.org
- Locations
- Health Technology Assessment (publishedVersion, cc-by)
- PubMed (publishedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- ENLIGHTEN (Jurnal Bimbingan dan Konseling Islam) (submittedVersion)
- Funders
- Health Technology Assessment programme (97/40/03)
- Topics
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › Meta-analysis and systematic reviews
- Physical Sciences › Mathematics › Statistics and Probability › Advanced Causal Inference Techniques
- Keywords
- subgroup analysis, interaction testing, false positives, false-negative results, statistical power, sample size, simulation study, treatment effect heterogeneity, binary outcomes, continuous outcomes, survival outcomes, randomized controlled trials
- MeSH terms
- Data Interpretation, Statistical, Humans, Research Design, Sensitivity and Specificity, Reproducibility of Results, Models, Statistical, Randomized Controlled Trials as Topic, Sample Size
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