Cited by 7Quantum Electrodynamics and Casimir EffectCosmology and Gravitation TheoriesBlack Holes and Theoretical Physics

Double-well instantons in finite volume

Open access
Ai, Wen-Yuan, Alexandre, Jean, Carosi, Matthias, Garbrecht, Björn, Pla, Silvia·2024·Journal of High Energy Physics

Abstract

A bstract: Assuming a toroidal space with finite volume, we derive analytically the full one-loop vacuum energy for a scalar field tunnelling between two degenerate vacua, taking into account discrete momentum. The Casimir energy is computed for an arbitrary number of dimensions using the Abel-Plana formula, while the one-loop instanton functional determinant is evaluated using the Green’s functions for the fluctuation operators. The resulting energetic properties are non-trivial: both the Casimir effect and tunnelling contribute to the Null Energy Condition violation, arising from a non-extensive true vacuum energy. We discuss the relevance of this mechanism to induce a cosmic bounce, requiring no modified gravity or exotic matter.

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Written from the paper’s full text.

TL;DR

The paper derives the full one-loop vacuum energy for a scalar field tunnelling between degenerate vacua in a finite toroidal volume, keeping discrete momenta. It shows that both the Casimir effect and tunnelling contribute to Null Energy Condition violation via a non-extensive true vacuum energy, with possible relevance to a cosmic bounce without modified gravity or exotic matter.

Key findings

  • The Casimir energy is computed analytically for an arbitrary number of dimensions using the Abel-Plana formula and a recursive formula; the one-loop instanton functional determinant is evaluated using Green’s functions for the fluctuation operators.
  • Both the Casimir effect and tunnelling contribute to NEC violation, arising from a non-extensive true vacuum energy; tunnelling can become of the same order of magnitude as the Casimir effect for \(mL \lesssim 1\).
  • The full QFT instanton result includes inhomogeneous fluctuations; for \(\lambda \ll 1\) the quantum-mechanical homogeneous approximation works well, while for larger \(\lambda\) the QFT energy peak shrinks and moves to smaller \(mL\). At \(\lambda = 1\) and \(mL \sim 1\), the instanton rate is \([I] \sim 0.3\,\omega\), making the dilute instanton gas approximation “decently good.”
  • For a cosmic bounce estimate, the simplified model gives \(L_{\rm bounce} \simeq 10^{-5}\) metres for \(U_0 = \kappa^{-1}\Lambda = 10^{-122}\ell_p^{-4}\), \(m = 10^{-3}\) eV and \(\lambda \sim 1\); repeating with the one-loop ground state energy gives \(L_{\rm bounce} \simeq 10^{-2}\) metres.

Methods

  • Euclidean QFT on a three-torus of size \(L\), with a real scalar field in a symmetric double-well potential, zero temperature \(\beta \to \infty\), and a dilute instanton gas of homogeneous Euclidean-time-dependent kink/anti-kink configurations.
  • Casimir energy calculated via the Abel-Plana formula and a recursive formula for a \(D\)-dimensional torus; instanton contribution calculated via the resolvent method for the ratio of functional determinants, with renormalisation through the one-loop effective potential and counter-terms.
  • Comparisons are made between the quantum-mechanical approximation (only \(n=0\) homogeneous fluctuations) and the full QFT result, between Casimir and instanton contributions to \(\rho + p\), and for the cosmological bounce.

Limitations

  • The paper states that it assumes a flat three-torus (\(K=0\)) for simplicity; generalisation to a three-sphere (\(K=1\)) is left for future work.
  • The dilute instanton gas approximation is checked and found “decently good” for \(\lambda = 1\), \(mL \sim 1\), but not exact.
  • The paper states that the numerical renormalisation comparison matches poorly in the asymptotic regions \(mL \ll 1\) and \(mL \gg 1\) due to cut-off choices, though better agreement can be achieved by splitting the numerical function into regions. The text also makes evident that the analysis is zero-temperature and uses homogeneous saddle points only, since O(4)-symmetric bubbles require non-degenerate vacua.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1007/jhep05(2024)099

Cites

54 of 54 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

38 of 59 cited sources checked · 18 supported · 0 flagged · accuracy not yet measured

  • Interpretationreasoning
    § 4.2 Computing the renormalised ratio of functional determinants · p. 15

    The result of Refs. [13, 21] can be obtained from Eq. (4.29) by neglecting the contributions from n = 0 fluctuations.

    “This can be obtained from the result in Eq. (4.29) by neglecting the contributions from n = 0 fl uctuations, namely”
    Quote in the paperNot a substantial claim2 of 2 sources checked
    • cites [13] J. Alexandre and D. Backhouse, Null energy condition violation: Tunneling versus the Casimir effect, Phys. Rev. D 107 (2023) 085022 [arXiv:2301.02455] [INSPIRE]. source

      Appendix A separates an n=0 temperature-independent term from a sum over n≥1, but it does not say that the cited result is obtained by neglecting n=0 fluctuations. I searched for Eq. (4.29) and for a derivation that drops those fluctuations; neither appears in our copy of this paper. (LLM, conf=0.72)

      Experimental — accuracy not yet measured
    • cites [21] J. Alexandre and S. Pla, Cosmic bounce and phantom-like equation of state from tunnelling, JHEP 05 (2023) 145 [arXiv:2301.08652] [INSPIRE]. source

      Section 2.2, Eqs. (2.5)–(2.6), discusses fluctuation factors for saddle points, but does not say that neglecting n = 0 fluctuations recovers an earlier result. Searches for that condition and Eq. (4.29) found no matching statement in our copy. (LLM, conf=0.72)

      Experimental — accuracy not yet measured
  • Premisecitation
    § 5 Relevance to Cosmology · p. 19

    Ignoring the Casimir energy and the space-dependence of quantum fluctuations about the instanton, tunnelling can dynamically generate an effective equation of state that supports a cosmological bounce when coupled to gravity.

    “Ignoring the Casimir energy and the space-dependence of quantum fluctuations about the instanton, it is found that tunnelling can indeed dynamically generate an effective equation of state that supports a cosmological bounce when coupled to gravity.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [21] J. Alexandre and S. Pla, Cosmic bounce and phantom-like equation of state from tunnelling, JHEP 05 (2023) 145 [arXiv:2301.08652] [INSPIRE]. source
    • The authors state this as an assumption: The tunnelling rate is large compared to the expansion rate of the universe, allowing calculation of quantum fluctuations for a constant scale factor.
  • Findingcitation
    § 4.1 Finding the modified Green's function · p. 12

    The modified Green's function for the fluctuation operator around the static saddle points can be solved in terms of associated Legendre functions of the first and second kind P_{μ_n/0}(u) and Q_{μ_n/0}(u).

    “which can be solved in terms of associated Legendre functions of the first and second kind P µ n 0 ( u ) and Q µ n 0 ( u ). See for example [31]. We have [17]”
    Quote in the paperSubstantial claim2 of 2 sources checked
    • cites [31] B. Garbrecht and P. Millington, Fluctuations about the Fubini-Lipatov instanton for false vacuum decay in classically scale invariant models, Phys. Rev. D 98 (2018) 016001 [arXiv:1804.04944] [INSPIRE]. source
    • cites [17] W.-Y. Ai, B. Garbrecht and C. Tamarit, Functional methods for false vacuum decay in real time, JHEP 12 (2019) 095 [arXiv:1905.04236] [INSPIRE]. source

      Section 5 states that the fluctuation equation has associated Legendre-function solutions and displays solutions denoted P. Appendix B.3 treats a Green’s-function resolvent in a kink background, but the passages do not give the claimed solution of a modified Green’s function around static saddle points in terms of both P and Q with the stated indices. (LLM, conf=0.83)

      Experimental — accuracy not yet measured
  • Findingcitation
    § 4.1 Finding the modified Green's function · p. 11

    The solution for the τ-dependent part of the modified Green's function around the instanton can be obtained in terms of associated Legendre functions P_{μ_n/2}(u) and Q_{μ_n/2}(u).

    “The solution to the equation above can be obtained in terms of associated Legendre functions P µ n 2 ( u ) and Q µ n 2 ( u ) [17, 31]. It reads [28]”
    Quote in the paperSubstantial claim3 of 3 sources checked
    • cites [17] W.-Y. Ai, B. Garbrecht and C. Tamarit, Functional methods for false vacuum decay in real time, JHEP 12 (2019) 095 [arXiv:1905.04236] [INSPIRE]. source

      Section 5.2 (eqs. 5.10–5.12; page unavailable) gives τ-dependent fluctuation solutions around a kink in terms of associated Legendre P functions. Appendix B.3 (eq. B.34; page unavailable) discusses the corresponding Green’s-function equation, but the cited passages do not give its solution as P_{μ_n/2}(u) and Q_{μ_n/2}(u) or identify it as a modified Green’s function around an instanton. (LLM, conf=0.83)

      Experimental — accuracy not yet measured
    • cites [31] B. Garbrecht and P. Millington, Fluctuations about the Fubini-Lipatov instanton for false vacuum decay in classically scale invariant models, Phys. Rev. D 98 (2018) 016001 [arXiv:1804.04944] [INSPIRE]. source

      Appendix B (Eqs. B1–B2) identifies the Green-function equation in the Fubini–Lipatov background as an associated Legendre equation and writes its general solution using P and Q functions. The paper formulates this as a hyperradial Green function with indices 2 and j+1; it does not identify the solution as a τ-dependent part of a modified Green function or use the claimed μ_n/2 index. (LLM, conf=0.84)

      Experimental — accuracy not yet measured
    • cites [28] B. Garbrecht and P. Millington, Green’s function method for handling radiative effects on false vacuum decay, Phys. Rev. D 91 (2015) 105021 [arXiv:1501.07466] [INSPIRE]. source

      Section III (p. 5) says the Green’s-function equation has solutions expressible in associated Legendre functions. Appendix B, §3 (p. 13) identifies first- and second-kind functions P and Q, but the available text does not establish the specific index μ_n/2 attributed to this source. (LLM, conf=0.82)

      Experimental — accuracy not yet measured
  • Premisecitation
    § 4 The tunneling contribution · p. 10

    The resolvent method states that the ratio of the determinants of two operators can be written as an integral of some modified Green's function.

    “The method states that the ratio of the determinants of two operators can be written as an integral of some modified Green's function.”
    Quote in the paperSubstantial claim4 of 4 sources checked
    • cites [24] J. Baacke and S. Junker, Quantum corrections to the electroweak sphaleron transition, Mod. Phys. Lett. A 8 (1993) 2869 [hep-ph/9306307] [INSPIRE]. source

      On p. 2, the paper says that the logarithm of a fluctuation-determinant ratio can be written as an integral whose integrand is related to Euclidean Green functions. The claim captures the Green-function method but omits the logarithm: the paper does not say the ratio itself equals the integral. (LLM, conf=0.87)

      Experimental — accuracy not yet measured
    • cites [25] J. Baacke and S. Junker, Quantum fluctuations around the electroweak sphaleron, Phys. Rev. D 49 (1994) 2055 [hep-ph/9308310] [INSPIRE]. source

      Section 6 (pp. 11–12) defines Green functions for the fluctuation and vacuum operators and says that integrating the resulting expression gives a regulated version of the logarithm of the fluctuation determinant. This supports the resolvent-method connection, but the integral gives the logarithm of the determinant ratio, not the ratio directly as the claim states. (LLM, conf=0.82)

      Experimental — accuracy not yet measured
    • cites [26] J. Baacke and S. Junker, Quantum fluctuations of the electroweak sphaleron: Erratum and addendum, Phys. Rev. D 50 (1994) 4227 [hep-th/9402078] [INSPIRE]. source

      The erratum discusses a corrected electroweak-sphaleron fluctuation determinant and tadpole contributions (pp. 1–3), but does not describe a resolvent method. Searches for a determinant ratio expressed as an integral of a modified Green’s function found no supporting passage in our copy; several formulas are undecoded. (LLM, conf=0.72)

      Experimental — accuracy not yet measured
    • cites [27] J. Baacke, One-loop corrections to the instanton transition in the Abelian Higgs model: Gel’fand-Yaglom and Green’s function methods, Phys. Rev. D 78 (2008) 065039 [arXiv:0803.4333] [INSPIRE]. source
  • Classified as probably not a substantial claim. 28
  • May combine two claims. 24
  • Classified as probably not a substantial claim. May combine two claims.

    Premisecitation
    § 1 Introduction · p. 3

    The effective theory taking into account tunnelling of a real scalar field between two degenerate vacua has a convex effective potential, with a symmetric true vacuum at expectation value zero and a corresponding ground state energy lower than the original degenerate vacua.

    “It was found that the effective potential is indeed convex, with a symmetric true vacuum at ⟨ ϕ ⟩ = 0 and a corresponding ground state energy lower than the original degenerate vacua, similarly to what happens in Quantum Mechanics.”
    Quote in the paperSubstantial claim1 of 2 sources checked
    • cites [12] J. Alexandre and J. Polonyi, Symmetry restoration, tunneling, and the null energy condition, Phys. Rev. D 106 (2022) 065008 [arXiv:2205.00768] [INSPIRE]. source
    • cites [13] J. Alexandre and D. Backhouse, Null energy condition violation: Tunneling versus the Casimir effect, Phys. Rev. D 107 (2023) 085022 [arXiv:2301.02455] [INSPIRE]. source
  • May combine two claims.

    Premisecitation
    § 1 Introduction · p. 2

    Tunnelling between degenerate vacua is at the origin of convexity of the effective potential and restoration of a symmetric true vacuum.

    “while the second is at the origin of convexity of the effective potential [2-11] and therefore restoration of a symmetric true vacuum.”
    Quote in the paperSubstantial claim3 of 10 sources checked
    • cites [2] K. Symanzik, Renormalizable models with simple symmetry breaking. 1. Symmetry breaking by a source term, Commun. Math. Phys. 16 (1970) 48 [INSPIRE]. source
    • cites [3] S.R. Coleman, R. Jackiw and H.D. Politzer, Spontaneous Symmetry Breaking in the O(N) Model for Large N, Phys. Rev. D 10 (1974) 2491 [INSPIRE]. source
    • cites [4] J. Iliopoulos, C. Itzykson and A. Martin, Functional Methods and Perturbation Theory, Rev. Mod. Phys. 47 (1975) 165 [INSPIRE]. source
    • cites [5] R.W. Haymaker and J. Perez-Mercader, Convexity of the Effective Potential, Phys. Rev. D 27 (1983) 1948 [INSPIRE]. source
    • cites [6] Y. Fujimoto, L. O’Raifeartaigh and G. Parravicini, Effective Potential for Nonconvex Potentials, Nucl. Phys. B 212 (1983) 268 [INSPIRE]. source
    • cites [7] C.M. Bender and F. Cooper, Failure of the Naive Loop Expansion for the Effective Potential in ϕ4 Field Theory When There Is ‘Broken Symmetry’, Nucl. Phys. B 224 (1983) 403 [INSPIRE]. source
    • cites [8] M. Hindmarsh and D. Johnston, Convexity of the Effective Potential, J. Phys. A 19 (1986) 141 [INSPIRE]. source
    • cites [9] J. Alexandre and A. Tsapalis, Maxwell Construction for Scalar Field Theories with Spontaneous Symmetry Breaking, Phys. Rev. D 87 (2013) 025028 [arXiv:1211.0921] [INSPIRE]. source

      The Introduction (p. 2) and Conclusions (p. 19) link summation over degenerate vacua to a convex, flattened effective potential. They describe a superposition of vacua, not tunnelling; Section 3.2 (p. 16) treats a symmetry-restoring vacuum as a possibility under a particular large-N limit, not as a general consequence. The printed citation is attached to convexity, which this source supports, but it does not establish the claim's fuller mechanism and conclusion. (LLM, conf=0.84)

      Experimental — accuracy not yet measured
    • cites [10] A.D. Plascencia and C. Tamarit, Convexity, gauge-dependence and tunneling rates, JHEP 10 (2016) 099 [arXiv:1510.07613] [INSPIRE]. source

      In the discussion of the true-vacuum effective potential (page not identified in our copy), the paper links its convexity to summing contributions associated with multiple local vacua and includes tunnelling sectors. It says those tunnelling contributions can be nonperturbatively suppressed; it does not say tunnelling is the origin of convexity or that convexity restores a symmetric true vacuum. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
    • cites [11] P. Millington and P.M. Saffin, Visualising quantum effective action calculations in zero dimensions, J. Phys. A 52 (2019) 405401 [arXiv:1905.09674] [INSPIRE]. source

      Section 6, “Multiple saddle points and the Maxwell construction” (page unavailable), shows that contributions from two minima produce a flat effective potential between symmetric minima in the zero-dimensional model. The paper supports the connection between competing vacua and convexity, but does not identify tunnelling as its cause or explicitly establish restoration of a symmetric true vacuum. (LLM, conf=0.82)

      Experimental — accuracy not yet measured
  • Classified as probably not a substantial claim. May combine two claims.

    Premisecitation
    § 1 Introduction · p. 3

    NEC violation is known in the case of the Casimir effect and has been shown for tunnelling between degenerate vacua.

    “An important feature related to the above finite-volume effects is the violation of the Null Energy Condition (NEC - see [18, 19] for reviews), which is known in the case of the Casimir effect, and which has been shown in [12, 13] for tunnelling between degenerate vacua.”
    Quote in the paperSubstantial claim3 of 4 sources checked
    • cites [18] V.A. Rubakov, The Null Energy Condition and its violation, Phys. Usp. 57 (2014) 128 [arXiv:1401.4024] [INSPIRE]. source
    • cites [19] E.-A. Kontou and K. Sanders, Energy conditions in general relativity and quantum field theory, Class. Quant. Grav. 37 (2020) 193001 [arXiv:2003.01815] [INSPIRE]. source
    • cites [12] J. Alexandre and J. Polonyi, Symmetry restoration, tunneling, and the null energy condition, Phys. Rev. D 106 (2022) 065008 [arXiv:2205.00768] [INSPIRE]. source
    • cites [13] J. Alexandre and D. Backhouse, Null energy condition violation: Tunneling versus the Casimir effect, Phys. Rev. D 107 (2023) 085022 [arXiv:2301.02455] [INSPIRE]. source
  • Classified as probably not a substantial claim.

    Premisecitation
    § 4 The tunneling contribution · p. 10

    The ratio of functional determinants is computed using the resolvent method, developed in prior work and used in other works.

    “To do so, we employ the resolvent method , developed in [24-27] and used in, e.g., [17, 28-30].”
    Quote in the paperSubstantial claim8 of 8 sources checked
    • cites [24] J. Baacke and S. Junker, Quantum corrections to the electroweak sphaleron transition, Mod. Phys. Lett. A 8 (1993) 2869 [hep-ph/9306307] [INSPIRE]. source
    • cites [25] J. Baacke and S. Junker, Quantum fluctuations around the electroweak sphaleron, Phys. Rev. D 49 (1994) 2055 [hep-ph/9308310] [INSPIRE]. source
    • cites [26] J. Baacke and S. Junker, Quantum fluctuations of the electroweak sphaleron: Erratum and addendum, Phys. Rev. D 50 (1994) 4227 [hep-th/9402078] [INSPIRE]. source

      The opening section (p. 1) says the authors computed the electroweak sphaleron's fluctuation determinant, and Table 1 (p. 3) presents corrected results. Our copy does not identify the resolvent method as the method used, so it supports the computation but not the method attribution. (LLM, conf=0.77)

      Experimental — accuracy not yet measured
    • cites [27] J. Baacke, One-loop corrections to the instanton transition in the Abelian Higgs model: Gel’fand-Yaglom and Green’s function methods, Phys. Rev. D 78 (2008) 065039 [arXiv:0803.4333] [INSPIRE]. source
    • cites [17] W.-Y. Ai, B. Garbrecht and C. Tamarit, Functional methods for false vacuum decay in real time, JHEP 12 (2019) 095 [arXiv:1905.04236] [INSPIRE]. source
    • cites [28] B. Garbrecht and P. Millington, Green’s function method for handling radiative effects on false vacuum decay, Phys. Rev. D 91 (2015) 105021 [arXiv:1501.07466] [INSPIRE]. source
    • cites [29] W.-Y. Ai, B. Garbrecht and P. Millington, Radiative effects on false vacuum decay in Higgs-Yukawa theory, Phys. Rev. D 98 (2018) 076014 [arXiv:1807.03338] [INSPIRE]. source
    • cites [30] W.-Y. Ai, J.S. Cruz, B. Garbrecht and C. Tamarit, Gradient effects on false vacuum decay in gauge theory, Phys. Rev. D 102 (2020) 085001 [arXiv:2006.04886] [INSPIRE]. source
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § 2 True ground state energy · p. 4

    The explicit effective potential has been calculated at quadratic order in prior work, where one finds a positive mass term, therefore showing convexity.

    “The explicit effective potential has been calculated at quadratic order in [12, 13], where one finds a positive mass term, therefore showing convexity.”
    Quote in the paperNot a substantial claim1 of 2 sources checked
    • cites [12] J. Alexandre and J. Polonyi, Symmetry restoration, tunneling, and the null energy condition, Phys. Rev. D 106 (2022) 065008 [arXiv:2205.00768] [INSPIRE]. source
    • cites [13] J. Alexandre and D. Backhouse, Null energy condition violation: Tunneling versus the Casimir effect, Phys. Rev. D 107 (2023) 085022 [arXiv:2301.02455] [INSPIRE]. source
  • May combine two claims.

    Premisecitation
    § 2 True ground state energy · p. 4

    The scalar field can tunnel between the two degenerate bare minima ±v, resulting in an effective theory with a symmetric vacuum state located at expectation value zero.

    “As discussed in the Introduction, in this context the scalar field can tunnel between the two degenerate bare minima ± v , resulting in an effective theory with a symmetric vacuum state located at ⟨ ϕ ⟩ = 0 (see Figure 1).”
    Quote in the paperSubstantial claim1 of 2 sources checked
    • cites [12] J. Alexandre and J. Polonyi, Symmetry restoration, tunneling, and the null energy condition, Phys. Rev. D 106 (2022) 065008 [arXiv:2205.00768] [INSPIRE]. source
    • cites [13] J. Alexandre and D. Backhouse, Null energy condition violation: Tunneling versus the Casimir effect, Phys. Rev. D 107 (2023) 085022 [arXiv:2301.02455] [INSPIRE]. source
  • May combine two claims.

    Interpretationreasoning
    § 5 Relevance to Cosmology · p. 19

    Including the Casimir energy and one-loop corrections to the instanton jump should not modify the qualitative results in Ref. [21] since the NEC is still violated for any value of the comoving volume.

    “Including the Casimir energy and one-loop corrections to the instanton jump should not modify the qualitative results in Ref. [21] since the NEC is still violated for any value of the comoving volume, which means that we expect to find a bouncing solution to the Friedmann equations if we start from a contracting phase.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [21] J. Alexandre and S. Pla, Cosmic bounce and phantom-like equation of state from tunnelling, JHEP 05 (2023) 145 [arXiv:2301.08652] [INSPIRE]. source

      Section 3.2 states that the ground-state fluid violates the NEC, and the Conclusions say that NEC violation produces a bounce after initial contraction. Appendix B includes fluctuations around instanton jumps. But the paper does not assess whether adding Casimir energy would leave those qualitative results unchanged; it mentions the Casimir effect only as a separate example of energy-condition violation. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
  • May combine two claims.

    Premisecitation
    § 5 Relevance to Cosmology · p. 19

    The NEC is violated for any value of the comoving volume a3L03, and therefore a bouncing solution is obtained in FLRW independently of the initial conditions as long as H(t0) < 0.

    “It can be shown (see Ref. [21]) that the NEC is violated for any value of the comoving volume a 3 L 3 0 , and therefore a bouncing solution is obtained in FLRW independently of the initial conditions as long as H ( t 0 ) &lt; 0.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [21] J. Alexandre and S. Pla, Cosmic bounce and phantom-like equation of state from tunnelling, JHEP 05 (2023) 145 [arXiv:2301.08652] [INSPIRE]. source

      Section 3.2, equation (3.11), states that the model’s ground-state fluid violates the NEC, and section 4 reports a bounce for a contracting FLRW solution. But section 4 studies numerical solutions with a fixed initial scale factor and varying parameter values; it does not establish a bounce independently of all initial conditions. Section 2.1 also assumes finite volume and adiabatic evolution, so the claim’s unqualified ‘any value’ is broader than the model’s stated scope. (LLM, conf=0.86)

      Experimental — accuracy not yet measured
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationcitation
    § 6 Conclusion and outlook · p. 20

    The violation of the NEC could induce a cosmic bounce.

    “The violation of the NEC could induce a cosmic bounce [22].”
    Quote in the paperNot a substantial claim1 of 1 sources checked
    • cites [22] J. Alexandre, K. Clough and S. Pla, Tunneling-induced cosmic bounce in the presence of anisotropies, Phys. Rev. D 108 (2023) 103515 [arXiv:2308.00765] [INSPIRE]. source
  • Classified as probably not a substantial claim.

    Findingnone given
    § Double-well instantons in finite volume · p. 1

    The one-loop instanton functional determinant is evaluated using the Green's functions for the fluctuation operators.

    “while the one-loop instanton functional determinant is evaluated using the Green's functions for the fluctuation operators.”
    • Also stated in: § 1 Introduction · p. 4 · plain
      “The tunnelling contribution is then described in Section 4, where the full one-loop functional determinant for fluctuations about the instanton is obtained based on the method of the Green's function described therein.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § 4.2 Computing the renormalised ratio of functional determinants · p. 15

    For larger λ, the peak of the energy in the QFT result shrinks and moves to smaller values of mL when compared to the QM one.

    “Interestingly, for larger λ the peak of the energy in the QFT result shrinks and moves to smaller values of mL when compared to the QM one.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Findingnone given
    § 4.2 Computing the renormalised ratio of functional determinants · p. 13

    Once the counter-terms have been added, all the coupling constants, including the mass and U0, are the renormalised ones.

    “Note that once the counter-terms have been added, all the coupling constants, including the mass and U 0 , are the renormalised ones and are to be intended as such in what follows.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data
    § 4.2 Computing the renormalised ratio of functional determinants · p. 13

    The integral in Eq. (4.23) is divergent, and a smooth regulator is chosen to regulate both the integral in the continuum limit and its corresponding series.

    “The integral above is divergent, and we need to choose a regularisation procedure that we will use to regulate both the integral in the continuum limit and its corresponding series. We use a smooth-regulator”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Findingnone given
    § 1 Introduction · p. 3

    In the present work, the analysis is refined by including all quantum fluctuations and using a full analytic result for the Casimir energy.

    “In the present work, we refine this analysis by including all quantum fluctuations and using a full analytic result for the Casimir energy.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Findingnone given
    § 4.2 Computing the renormalised ratio of functional determinants · p. 14

    Imposing the renormalisation conditions fixes the counter-terms.

    “Imposing the renormalisation conditions fixes the counter-terms”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingreasoning
    § 3 Casimir energy · p. 9

    Using the recursive formula, the Casimir energy for a real massive scalar field on a generic three-torus is found in Eq. (B.18).

    “Using the formula (3.10), we find the Casimir energy for a real massive scalar field on a generic three-torus in Eq. (B.18).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § 3 Casimir energy · p. 9

    F^(1,0)(x) is a smooth function over the whole positive real line.

    “We highlight that F (1 , 0) ( x ) is a smooth function over the whole positive real line”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § B.1 D = 1 · p. 23

    The divergent integral is exactly the continuous limit of the original sum.

    “Second, note how the divergent integral is exactly the continuous limit of the original sum.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § B.2.1 D = 2 · p. 26

    The D = 2 Casimir energy result is symmetric under exchanging a and b.

    “Although not obvious, our result is indeed symmetric under exchanging a and b .”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data
    § A Validity of the dilute instanton gas approximation · p. 22

    For λ = 1 and mL ∼ 1, the instanton rate [I] takes values ∼0.3ω, meaning that the dilute instanton gas approximation is decently good.

    “For these values of the parameters, the instanton rate [ I ] takes values ∼ 0 . 3 ω , meaning that the dilute instanton gas approximation is decently good.”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: The probability density [I] = -E_inst of one instanton to form has to be assumed renormalised.
  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationreasoning
    § 5 Relevance to Cosmology · p. 17

    Identifying new NEC-violating mechanisms within quantum field theory holds particular significance in cosmology since the classical singularity theorems do not apply, and the cosmological singularity can be potentially avoided.

    “Therefore, identifying new NEC-violating mechanisms within quantum field theory holds particular significance in cosmology since the classical singularity theorems do not apply, and the cosmological singularity can be potentially avoided.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § 3 Casimir energy · p. 9

    The Casimir energy on a one-dimensional space with periodic boundary conditions, namely a circle, is known.

    “It is easier to start by computing the Casimir energy on a one-dimensional space with periodic boundary conditions, namely a circle. The result for it is known (see [1])”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [1] M. Bordag, G.L. Klimchitskaya, U. Mohideen and V.M. Mostepanenko, Advances in the Casimir Effect, Oxford University Press (2009) [https://doi.org/10.1093/acprof:oso/9780199238743.001.0001]. source
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given
    § 5 Relevance to Cosmology · p. 16

    For a perfect fluid, the NEC reduces to ρ+p ≥ 0.

    “For a perfect fluid, the NEC reduces to”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 2.2 Instanton gas · p. 6

    Strictly speaking, the instanton and anti-instanton saddle points do not contribute to the canonical partition function because they are not periodic in τ; some combinations of them called multi-instantons do.

    “Strictly speaking, these saddle points do not contribute to the canonical partition function because they are not periodic in τ . However, some combinations of them called multi-instantons do, and their contribution can be written in terms of single kink and anti-kink contributions as we will describe below.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § 3 Casimir energy · p. 9

    For very small lengths L the massless behaviour dominates the Casimir energy, while as L grows an exponential suppression kicks in.

    “namely for very small lengths L the massless behaviour dominates the Casimir energy, while as L grows an exponential suppression kicks in.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § 1 Introduction · p. 2

    The quantisation of energy levels in finite volume leads to the Casimir effect.

    “The first feature leads to the known Casimir effect (see [1] for a review)”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [1] M. Bordag, G.L. Klimchitskaya, U. Mohideen and V.M. Mostepanenko, Advances in the Casimir Effect, Oxford University Press (2009) [https://doi.org/10.1093/acprof:oso/9780199238743.001.0001]. source
  • May combine two claims.

    Premisenone given
    § 1 Introduction · p. 2

    In finite volume, energies are quantised and tunnelling between degenerate vacua is allowed, as in Quantum Mechanics.

    “In finite volume things are different though: energies are quantised, and tunnelling between degenerate vacua is allowed, as in Quantum Mechanics.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § 5 Relevance to Cosmology · p. 16

    Singularity theorems in general relativity show that singularities are inevitable under very general circumstances.

    “Singularity theorems in general relativity show that singularities are inevitable under very general circumstances [33].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [33] S.W. Hawking and R. Penrose, The Singularities of gravitational collapse and cosmology, Proc. Roy. Soc. Lond. A 314 (1970) 529 [INSPIRE]. source
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given
    § 5 Relevance to Cosmology · p. 17

    The finite volume effects described in this work could naturally induce a semi-classical bounce when the effective theory is coupled to gravity in a spatially compact universe.

    “The finite volume effects described in this work could naturally induce a semi-classical bounce when the effective theory is coupled to gravity in a spatially compact universe, such as the one considered here.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Interpretationnone given
    § 1 Introduction · p. 3

    The tunnelling-induced symmetry restoration described here happens at zero temperature and is unrelated to high-temperature symmetry restoration.

    “We also note that the tunnelling-induced symmetry restoration described here happens at zero temperature and is unrelated to high-temperature symmetry restoration.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given
    § 3 Casimir energy · p. 8

    The Abel-Plana formula holds for any function f(z) holomorphic in the region Re z ≥ 0 that vanishes fast enough towards infinity such that both the series and the integral are convergent.

    “which holds for any function f ( z ) holomorphic in the region Re z ≥ 0 that vanishes fast enough towards infinity such that both the series and the integral are convergent.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Premisenone given
    § 2 True ground state energy · p. 4

    Finite volume implies a one-to-one mapping between the source and the vev, and thus a unique Legendre transform to obtain the one-particle-irreducible effective action.

    “Indeed, finite volume implies a one-to-one mapping between the source and the vev, and thus a unique Legendre transform to obtain the one-particle-irreducible effective action.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning
    § 4.1 Finding the modified Green's function · p. 11

    The modified Green's function must be defined on the space orthogonal to the zero mode.

    “We need to define the subtracted Green's function on the space orthogonal to the zero mode.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § 1 Introduction · p. 3

    NEC violation in both the Casimir and tunnelling cases is related to a non-trivial dependence on the typical length L of the system, which implies a non-extensive ground state energy.

    “NEC violation in both cases is related to a non-trivial dependence on the typical length L of the system considered, which implies a non-extensive ground state energy and leads to remarkable energetic properties.”
    • Also stated in: § Double-well instantons in finite volume · p. 1 · plain
      “both the Casimir effect and tunnelling contribute to the Null Energy Condition violation, arising from a non-extensive true vacuum energy.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § 1 Introduction · p. 3

    Degenerate vacua would lead to bubbles of infinite radius, which justifies only looking at homogeneous saddle points in the present work.

    “Degenerate vacua would lead to bubbles of infinite radius, which justifies only looking at homogeneous saddle points in the present work.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § 4.2 Computing the renormalised ratio of functional determinants · p. 13

    The zero-point energy U0 is field independent and is cancelled out in the difference.

    “Since the zero-point energy U 0 is field independent, it is cancelled out in the difference.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given
    § 1 Introduction · p. 2

    For a field of mass m, the Casimir effect is usually suppressed as approximately exp(-mL) for mL much greater than 1, where L is a typical length of the system.

    “For a field with mass m , the Casimir effect is usually suppressed as ≈ exp( -mL ) for mL ≫ 1, where L is a typical length of the system.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 4.1 Finding the modified Green's function · p. 11

    The instanton background breaks the time-translational symmetry of the theory, thus inducing a zero mode that appears as a simple pole in the physical Green's function G(0; x, x′).

    “This is not surprising: the instanton background breaks the time-translational symmetry of the theory, thus inducing a zero mode that appears as a simple pole in the physical Green's function G (0; x, x ′ ).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationnone given
    § 3 Casimir energy · p. 8

    The last divergent term in Eq. (3.3) will be dealt with in renormalisation.

    “The last divergent term will be eventually dealt with in renormalisation, see Eq. (4.23b) and below.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § 2.2 Instanton gas · p. 7

    In Eq. (2.15), only configurations with an even number of jumps are summed over, which are the only configurations satisfying the periodic boundary conditions from Eq. (2.3).

    “Note that in Eq. (2.15), we only summed over configurations with an even number of jumps, which are the only configurations satisfying the periodic boundary conditions from Eq. (2.3).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationnone given
    § 5 Relevance to Cosmology · p. 19

    Finite-volume mechanisms do not rely on modified gravity or exotic matter and are dynamically generated by a shrinking co-volume.

    “Also, they do not rely on modified gravity or exotic matter and are dynamically generated by a shrinking co-volume.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationnone given
    § 5 Relevance to Cosmology · p. 19

    Quantitative results can be substantially different since the Casimir contribution is very large.

    “However, quantitative results can be substantially different since the Casimir contribution is very large.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning
    § B.1 D = 1 · p. 23

    The absence of a boundary term in the circle Casimir energy will hold true in higher-dimensional cases as well.

    “This is a feature that will hold true in higher-dimensional cases as well.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisenone given
    § 6 Conclusion and outlook · p. 20

    The tunnelling induces a negative ground state energy when the potential of the degenerate minima is normalised to zero and restores the symmetry that is classically broken by the degenerate minima.

    “The mentioned tunnelling also induces a negative ground state energy when the potential of the degenerate minima is normalised to zero and meanwhile restores the symmetry that is classically broken by the degenerate minima.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Study design and conductreasoning
    § B.2 Arbitrary number of dimensions: a recursive formula · p. 24

    Formula (3.10) is proven by construction.

    “We prove the formula (3.10) by construction.”
    Quote in the paperSubstantial claim
45 of 45
  • The authors state this as an assumption.

    In the semi-classical approximation, the contribution of each dominant configuration (saddle point) to the Euclidean partition function is independent from the others.

    “We will evaluate Z E in the context of the semi-classical approximation, where the contribution of each dominant configuration (the saddle points) is independent from the others”
  • The authors state this as an assumption.

    In the dilute instanton gas approximation, the average separation between two successive jumps is large compared to the width of a jump.

    “In the dilute instanton gas approximation, we assume that the average separation between two successive jumps is large compared to the width of a jump”
  • The authors state this as an assumption.

    The space is a flat three-torus (K = 0) for simplicity.

    “Although in the present work we assume the space to be a flat three-torus ( K = 0) for simplicity, the analysis can be generalised to a three-sphere ( K = 1) and is left for future work.”
  • The authors state this as an assumption.

    The tunnelling rate is large compared to the expansion rate of the universe, allowing calculation of quantum fluctuations for a constant scale factor.

    “The energy density and the pressure of the effective ground state were obtained upon assuming that the tunnelling rate is large compared to the expansion rate of the universe,”
  • The authors state this as an assumption.

    The probability density [I] = -E_inst of one instanton to form has to be assumed renormalised.

    “where the probability density [ I ] = -E inst of one instanton to form is given by Eq. (4.29) and has to be assumed renormalised.”
5 of 5

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Authors
Ai, W.-Y., Alexandre, J., Carosi, M., Garbrecht, B., & Pla, S.
Affiliations
  • King's College London (GB)
  • Technical University of Munich (DE)
  • Technische Universität München
Corresponding author
Carosi, Matthias
Venue
Journal of High Energy Physics
Published
2024-05-09
Volume
2024
Issue
5
ISSN
1029-8479 (ISSN-L)
OpenAlex
W4391900870
Cited by
6
References
46
Citations by year
2026: 2 · 2025: 2 · 2024: 2
FWCI
0.96
Type
journal article
Language
en
Open access
Locations
  • Journal of High Energy Physics (publishedVersion, cc-by)
  • arXiv (Cornell University) (submittedVersion, cc-by)
  • Research Portal (King's College London) (submittedVersion, cc-by)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
  • arXiv (Cornell University) (cc-by)
Funders
  • Leverhulme Trust (RPG-2021-299)
  • Engineering and Physical Sciences Research Council (EP/V002821/1, ST/X000753/1)
  • Science and Technology Facilities Council (ST/X000753/1, STFC-ST/X000753/1)
Topics
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Quantum Electrodynamics and Casimir Effect
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
  • Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
Keywords
double-well potential, instantons, Casimir effect, Abel-Plana formula, Green's function, null energy condition violation, vacuum energy, bounce cosmology, quantum tunneling

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Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-30.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-30.

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