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Life can be worth living in locked-in syndrome
Open accessAbstract
The locked-in syndrome (LIS) describes patients who are awake and conscious but severely deefferented leaving the patient in a state of almost complete immobility and loss of verbal communication. The etiology ranges from acute (e.g., brainstem stroke, which is the most frequent cause of LIS) to chronic causes (e.g., amyotrophic lateral sclerosis; ALS). In this article we review and present new data on the psychosocial adjustment to LIS. We refer to quality of life (QoL) and the degree of depressive symptoms as a measure of psychosocial adjustment. Various studies suggest that despite their extreme motor impairment, a significant number of LIS patients maintain a good QoL that seems unrelated to their state of physical functioning. Likewise, depression is not predicted by the physical state of the patients. A successful psychological adjustment to the disease was shown to be related to problem-oriented coping strategies, like seeking for information, and emotional coping strategies like denial--the latter may, nevertheless, vary with disease stage. Perceived social support seems to be the strongest predictor of psychosocial adjustment. QoL in LIS patients is often in the same range as in age-matched healthy individuals. Interestingly, there is evidence that significant others, like primary caregivers or spouses, rate LIS patients' QoL significantly lower than the patients themselves. With regard to depressed mood, ALS patients without symptoms focus significantly more often on internal factors that can be retained in the course of the disease contrary to patients with depressive symptoms who preferably name external factors as very important, such as health, which will degrade in the course of the disease. Typically, ALS patients with a higher degree of depressive symptoms experience significantly less "very pleasant" situations. The herein presented data strongly question the assumption among doctors, health-care workers, lay persons, and politicians that severe motor disability necessarily is intolerable and leads to end-of-life decisions or euthanasia. Existing evidence supports that biased clinicians provide less-aggressive medical treatment in LIS patients. Thus, psychological treatment for depression, effective strategies for coping with the disease, and support concerning the maintenance of the social network are needed to cope with the disease. Novel communication devices and assistive technology now offers an increasing number of LIS patients to resume a meaningful life and an active role in society.
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BackgroundLocked-in Syndrome and BCI - Towards an Enactive Approach to the Self
Kyselo, M. (2011) · Neuroethics · doi:10.1007/s12152-011-9104-x · Cited by 25
“This seems to imply that the “ physical state does not predict psychological adjustment ” (p.344) [37].”
BackgroundBrain–computer interfaces and dualism: a problem of brain, mind, and body
Lee, J. (2014) · AI & Society · doi:10.1007/s00146-014-0545-8 · Cited by 23
“The mind–body problem is accentuated for dualism, in short, ‘‘how can you move your bodily part by willing that you move it, given that moving a bodily part is a physical event while thinking that you move a bodily part is a mental event?’’”
BackgroundCan they suffer? The ethical priority of quality of life research in disorders of consciousness
Johnson, L. S. M. (2013) · Bioethica Forum · doi:10.24894/bf.2013.06035 · Cited by 23
Wilkinson, D. J. C., & Savulescu, J. (2014) · Bioethics News · doi:10.1007/s40592-014-0002-y · Cited by 23
“For example, a hospital policy might state that antibiotic B should not be provided, or that patients with B-type problems should not be admitted to intensive care.”
BackgroundConsciousness in the Locked-In Syndrome
Bruno, M., Nizzi, M., Laureys, S., & Gosseries, O. (2015) · Elsevier eBooks · doi:10.1016/b978-0-12-800948-2.00012-1 · Cited by 24
Self-citationTowards decoding speech production from single-trial magnetoencephalography (MEG) signals
Wang, J., Kim, M., Hernandez-Mulero, A. W., Heitzman, D., & Ferrari, P. (2017) · IEEE International Conference on Acoustics Speech and Signal Processing · doi:10.1109/icassp.2017.7952714 · Cited by 20
“Providing a level of communication offers these patients a chance to resume a meaningful life [3].”
BackgroundKageyama, Y., He, X., Shimokawa, T., Sawada, J., Yanagisawa, T., Morris, S., Sakura, O., Kishima, H., Mochizuki, H., Yoshimine, T., et al. (2020) · Journal of Neurology · doi:10.1007/s00415-020-09903-3 · Cited by 22
Ethics of neuroimaging after serious brain injury
Weijer, C., Peterson, A. H., Webster, F., Graham, M., Cruse, D., Fernández‐Espejo, D., Gofton, T. E., González-Lara, L. E., Lazosky, A., Naçi, L., et al. (2014) · BMC Medical Ethics · doi:10.1186/1472-6939-15-41 · Cited by 22
“In another study, the selfreported scores of locked-in patients for mental health, general health, and bodily pain were close to those of healthy controls [57].”
ResultSilencing The Brain May Be Better Than Stimulating it. The GABA Effect
Pistoia, F., Sarà, M., Sacco, S., Franceschini, M., & Carolei, A. (2013) · Current Pharmaceutical Design · doi:10.2174/13816128113196660649 · Cited by 22
“Depression and anxiety-related symptoms are apparently lacking if a pure ventral pontine lesion is responsible for the syndrome [57,59].”
BackgroundDisease progression but not physical state per se determines mental wellbeing in ALS
Vázquez, C., Aho-Özhan, H. E. A., Weiland, U., Uttner, I., Ludolph, A. C., & Lulé, D. E. (2020) · Journal of Neurology · doi:10.1007/s00415-020-10027-x · Cited by 22
Self-citationThe Role of Specialty Palliative Care for Amyotrophic Lateral Sclerosis
Sethi, A., Everett, E. A., Mehta, A. K., Besbris, J. M., Burke, C., Pedowitz, E., Kilpatrick, M. M., Foster, L., & Maiser, S. (2021) · American Journal of Hospice and Palliative Medicine® · doi:10.1177/10499091211049386 · Cited by 21
Severely affected ALS patients have broad and high expectations for brain-machine interfaces
Kageyama, Y., Hirata, M., Yanagisawa, T., Shimokawa, T., Sawada, J., Morris, S., 水島, 希., Kishima, H., Sakura, O., & Yoshimine, T. (2014) · Amyotrophic Lateral Sclerosis and Frontotemporal Degeneration · doi:10.3109/21678421.2014.951943 · Cited by 21
Brandman, D. M., & Hochberg, L. R. (2016) · Wiley eBooks · doi:10.1002/9781118816028.ch9 · Cited by 23
Barć, K., & Kuźma‐Kozakiewicz, M. (2020) · Neurologia i Neurochirurgia Polska · doi:10.5603/pjnns.a2020.0081 · Cited by 20
Vansteensel, M. J., Branco, M. P., Leinders, S., Freudenburg, Z. V., Schippers, A., Geukes, S. H., Gaytant, M. A., Gosselaar, P. H., Aarnoutse, E. J., & Ramsey, N. F. (2022) · Neurorehabilitation and neural repair · doi:10.1177/15459683221125788 · Cited by 21
A Symbols Based BCI Paradigm for Intelligent Home Control Using P300 Event-Related Potentials
Akram, F., Alwakeel, A. M., Alwakeel, M. M., Hijji, M., & Masud, U. (2022) · Sensors · doi:10.3390/s222410000 · Cited by 22
Lulé, D., Kübler, A., & Ludolph, A. (2019) · Frontiers in Neurology · doi:10.3389/fneur.2019.00259 · Cited by 14
“This may even be true in the final state of complete immobility, the locked-in state [LIS; (30, 31)].”
BackgroundSelf-citationBasilar Artery Occlusion: Diagnosis and Acute Treatment
Buchman, S. L., & Merkler, A. E. (2019) · Current Treatment Options in Neurology · doi:10.1007/s11940-019-0591-0 · Cited by 19
An accurate and rapidly calibrating speech neuroprosthesis
Card, N. S., Wairagkar, M., Iacobacci, C., Hou, X., Singer-Clark, T., Willett, F. R., Kunz, E. M., Fan, C., Vahdati Nia, M., Deo, D. R., et al. (2023) · doi:10.1101/2023.12.26.23300110 · Cited by 244
“As communication fails, people report increased rates of isolation, depression, and decreased quality of life 2,3 ; losing communication often determines if a person will pursue or withdraw life-sustaining care in advanced ALS.”
BackgroundNizzi, M., Blandin, V., & Athena Demertzi, A. (2018) · Neuroethics · doi:10.1007/s12152-018-9375-6 · Cited by 18
“ening scenario which leads to questions of whether a Blife is worth living^ after severe brain injury [6].”
BackgroundEliminating ‘life worth living’
Fumagalli, R. (2017) · Philosophical Studies · doi:10.1007/s11098-017-0892-7 · Cited by 18
Real-time decoding of full-spectrum Chinese using brain-computer interface
Qian, Y., Liu, C., Yu, P., Ran, X., Li, S., Yang, Q., Liu, Y., Xia, L., Wang, Y., Qi, J., et al. (2025) · Science Advances · doi:10.1126/sciadv.adz9968 · Cited by 23
Brain Computer Interfaces for Assisted Communication in Paralysis and Quality of Life
Chaudhary, U., Chander, B. S., Ohry, A., Jaramillo-Gonzalez, A., Lulé, D. E., & Birbaumer, N. (2021) · International Journal of Neural Systems · doi:10.1142/s0129065721300035 · Cited by 19
Self-citationEvaluation of quality of life in individuals with severe chronic motor disability: A major challenge
Rousseau, M., Baumstarck, K., de Villemeur, T. B., & Auquier, P. (2016) · Intractable & Rare Diseases Research · doi:10.5582/irdr.2016.01017 · Cited by 17
“It has been previously observed that patients' subjective QoL is not related to physical impairments; this observation agrees with previous studies of different motor neuron disorders (1,2,25,34,38,48-53), SCI patients (54), and LIS patients (5,9,49,53,55).”
ResultCommunication and Well-Being Considerations in Disorders of Consciousness
Lazaridis, C., Desai, M. J., & Johnson, L. S. M. (2021) · Neurocritical Care · doi:10.1007/s12028-020-01175-z · Cited by 17
“Research has repeatedly shown, however, that disabled persons report that their own quality of life is not diminished by disability [10].”
BackgroundPrecedent Autonomy and Surrogate Decisionmaking After Severe Brain Injury
GRAHAM, M. (2020) · Cambridge Quarterly of Healthcare Ethics · doi:10.1017/s0963180120000286 · Cited by 16
Wilson, E., Lee, J., Wenzel, D., & Faull, C. (2022) · Brain Sciences · doi:10.3390/brainsci12091162 · Cited by 16
“As other aspects of the neurological condition worsen, such patients may become unable to communicate other than via eye movements (locked-in syndrome) [9,10] or may even lose all ability to communicate (a total locked-in state) [11].”
BackgroundRezvani, S., Hosseini-Zahraei, S., Tootchi, A., Guger, C., Chaibakhsh, Y., Saberi, A., & Chaibakhsh, A. (2023) · Cognitive Neurodynamics · doi:10.1007/s11571-023-09995-3 · Cited by 18
“It is now well established from various studies (Khanna et al. 2011; Lule´ et al. 2009; Kuzma-Kozakiewicz et al. 2019) that the QoL in LIS patients is often significantly underestimated by the patient’s primary caregivers and spouses compared to what the patients claim about their condition.”
Soekadar, S. R., & Birbaumer, N. (2014) · Springer eBooks · doi:10.1007/978-94-007-4707-4_41 · Cited by 16
Stasolla, F., Caffò, A. O., Bottiroli, S., & Ciarmoli, D. (2021) · Developmental Neurorehabilitation · doi:10.1080/17518423.2021.2011457 · Cited by 16
Goodrich, E., Wahbeh, H., Mooney, A. R., Miller, M., & Oken, B. (2014) · Neuropsychological Rehabilitation · doi:10.1080/09602011.2014.970201 · Cited by 19
“Quality of life in this population is often reported to be in the same range as in age-matched healthy individuals (Lule et al., 2009), yet people with SSPI still face unique emotional struggles.”
ResultPsychophysiological correlates of coping and quality of life in patients with ALS.
Real, R. G. L., Herbert, C., Kotchoubey, B., Wessig, C., Volkmann, J., & Kübler, A. (2014) · Clinical Neurophysiology · doi:10.1016/j.clinph.2013.09.040 · Cited by 9
“, 2001), but strongly influenced by psychosocial factors (Lulé et al., 2009; Matuz et al., 2010; McDonald et al., 1994; Plahuta et al., 2002).”
BackgroundSelf-citationThe Minimally Conscious State, the Disability Bias, and the Moral Authority of Advance Directives
Napier, S. R. (2018) · International Journal of Law and Psychiatry · doi:10.1016/j.ijlp.2018.03.001 · Cited by 14
Smart, C. M., & Giacino, J. T. (2015) · Neurorehabilitation · doi:10.3233/nre-151244 · Cited by 13
“Contrary to expectations, several survey studies have found that, once past the acute stage of illness/injury and medically stable, persons with LIS report a quality of life and even happiness that is comparable to individuals with no major medical illness or injury (Lulé et al., 2009; Bruno et al., 2011).”
Schorl, M., Valerius-Kukula, S. J., & Kemmer, T. P. (2014) · Clinical Neurology and Neurosurgery · doi:10.1016/j.clineuro.2014.05.004 · Cited by 13
“self-assessment of QoL may differ substantially as depicted in the literature [70, 71, 72] e.”
Metadata
- Authors
- Lulé, D., Zickler, C., Häcker, S., Bruno, M. A., Demertzi, A., Pellas, F., Laureys, S., & Kübler, A.
- Affiliations
- University of Liège (BE)
- University of Tübingen (DE)
- Centre Hospitalier Universitaire de Nîmes (FR)
- University of Würzburg (DE)
- Corresponding author
- Lulé, D.
- Venue
- Progress in Brain Research
- Publisher
- Elsevier
- Published
- 2009
- Volume
- 177
- Pages
- 339-351
- ISSN
- 0079-6123 (ISSN-L)
- OpenAlex
- W1531824716
- Cited by
- 217
- References
- 82
- Citations by year
- 2026: 8 · 2025: 10 · 2024: 12 · 2023: 12 · 2022: 8 · 2021: 23 · 2020: 12 · 2019: 10 · 2018: 10 · 2017: 11 · 2016: 13 · 2015: 18 · 2014: 18 · 2013: 21 · 2012: 9
- FWCI
- 29.40
- Type
- book chapter
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Progress in brain research (publishedVersion)
- PubMed (publishedVersion)
- Open Repository and Bibliography (University of Liège) (submittedVersion, other-oa)
- Funders
- James S. McDonnell Foundation
- Mind Science Foundation
- European Commission
- Topics
- Health Sciences › Medicine › Rehabilitation › Stroke Rehabilitation and Recovery
- Health Sciences › Medicine › Oncology › Cancer survivorship and care
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Aging, Health, and Disability
- Keywords
- locked-in syndrome, quality of life, depression, psychosocial adjustment, coping strategies, social support, amyotrophic lateral sclerosis, brainstem infarction, motor impairment, end-of-life decisions, assistive communication technology
- MeSH terms
- Adaptation, Psychological, Consciousness Disorders, Depression, Persons with Disabilities, Humans, Quadriplegia, Quality of Life, Surveys and Questionnaires
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