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Mammalian empathy: behavioural manifestations and neural basis
Abstract
Recent research on empathy in humans and other mammals seeks to dissociate emotional and cognitive empathy. These forms, however, remain interconnected in evolution, across species and at the level of neural mechanisms. New data have facilitated the development of empathy models such as the perception-action model (PAM) and mirror-neuron theories. According to the PAM, the emotional states of others are understood through personal, embodied representations that allow empathy and accuracy to increase based on the observer's past experiences. In this Review, we discuss the latest evidence from studies carried out across a wide range of species, including studies on yawn contagion, consolation, aid-giving and contagious physiological affect, and we summarize neuroscientific data on representations related to another's state.
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“Translational rodent models that capture aspects of social affect include emotion contagion and social buffering24.”
From Insular cortex mediates approach and avoidance responses to social affective stimuli (2018) · cites this paper as [24]
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Invasive Research on Non-Human Primates—Time to Turn the Page
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BackgroundMediodorsal thalamus-projecting anterior cingulate cortex neurons modulate helping behavior in mice
Song, D. F., Wang, C., Jin, Y., Deng, Y., Yan, Y., Wang, D., Zhu, Z., Ke, Z., Wang, Z., Wu, Y., et al. (2023) · Current Biology · doi:10.1016/j.cub.2023.08.070 · Cited by 24
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The enfacement illusion boosts facial mimicry
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“…mimicry as a mechanism underlying emotional contagion (Hess & Blairy, 2001; Prochazkova & Kret, 2017), a phylogenetic and ontogenetic early emerging form of empathy by which individuals experience the emotion they observe in others (De Waal & Preston, 2017; Tousignant, Eugene, & Jackson, 2017).”
BackgroundDual circuits originating from the ventral hippocampus independently facilitate affective empathy
Peng, S., Yang, X., Meng, S., Liu, F., Lv, Y., Yang, H., Kong, Y., Xie, W., & Li, M. (2024) · Cell Reports · doi:10.1016/j.celrep.2024.114277 · Cited by 22
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Social Cognition and White Matter: Connectivity and Cooperation
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Exploring the relationship between social power and the ERP components of empathy for pain
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“…to both share and understand the thoughts and feelings of others (e.g., Preston & de Waal, 2002; Rameson & Lieberman, 2009; Tremblay et al., 2018; De Waal & Preston, 2017), and is often distinguished between two types: affective empathy, which refers to the emotional sharing, or “resonating”,…”
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First evidence of contagious yawning in a wild lemur
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A psychological exploration of empathy
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Ventromedial prefrontal neurons represent self-states shaped by vicarious fear in male mice
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“Individuals often exhibit greater empathy and a heightened inclination to provide support to members of their own group (e.g. de Waal & Preston, 2017; Klimecki, 2019).”
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“The motivational component of empathy refers to concern about sufferers, including the motivation to alleviate their pain (de Waal, 2008; de Waal & Preston, 2017)—often called empathic concern or compassion or sympathy by some researchers (Batson et al., 1983; Davis, 1983; Eisenberg, 2000; Goetz…”
BackgroundEmpathy Modulates the Activity of the Sensorimotor Mirror Neuron System during Pain Observation
Bello, J. P., Privato, N., Modroño, C., Pérez-Martín, Y., Borges, Á., & González–Mora, J. L. (2023) · Behavioral Sciences · doi:10.3390/bs13110947 · Cited by 20
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“Additionally, to the extent that mimicry serves more sophisticated forms of empathy, our findings suggest that stress could undermine the quality of our social relationships and experience by attenuating emotion sharing and understanding [1,2].”
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“Given the extensive detail, encompassing conceptualization, theoretical development, and practical evidence, we strongly encourage the utilization of de Waal’s Russian Doll Model of empathy (de Waal 2008, 2012; de Waal and Preston 2017).”
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“The result is an emotional and physiological state matching between a target and an observer (de Waal & Preston, 2017).”
High-Ranking Geladas Protect and Comfort Others After Conflicts
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Contagious itch can be induced in humans but not in rodents
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“There is no convincing evidence demonstrating that rodents have the latter, which is a higher form of empathy, requiring cognitive processes [24].”
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“These observations were somewhat surprising, given the wealth of evidence that the AIC is involved in prosocial-related behaviors in humans (Rogers-Carter & Christianson, 2019; De Waal & Preston, 2017).”
BackgroundPerspective taking reduces group biases in sensorimotor resonance
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Earlier than previously thought: Yawn contagion in preschool children
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Neuropsychological and socio–cognitive deficits in patients with obstructive sleep apnea
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“…aggressive behaviors, induce pro-social, altruistic and cooperative behavior, and modulate adherence to social and moral norms (e.g. Bzdok et al., 2015; DeAngelo & McCannon, 2017; Hein et al., 2011; Mathur et al., 2010; Stanger et al., 2016; van Hazebroek et al., 2017; De Waal & Preston, 2017).”
BackgroundInterpersonal Biofeedback in Psychodynamic Psychotherapy
Kleinbub, J. R., Mannarini, S., & Palmieri, A. (2020) · Frontiers in Psychology · doi:10.3389/fpsyg.2020.01655 · Cited by 19
Pain and social decision-making: New insights from the social framing effect
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I Can But I Shall Not Always Be Empathic
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“Finally, it is trusted that the empathic evaluations that were performed by participants triggered an empathic cascade from affective sharing to cognitive understanding, but also emotion regulation (De Waal & Preston, 2017).”
BackgroundPeople that score high on psychopathic traits are less likely to yawn contagiously
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Familiarity modulates both intra- and interspecific yawn contagion in red-capped mangabeys
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Spontaneous attention and psycho-physiological responses to others’ injury in chimpanzees
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“…of empathy proposed by de Waal and his colleague, empathy is hierarchical and evolved from the very core (motor mimicry and emotional contagion) to more outer layer (empathic concern and consolation) and to the most outer layer (perspective-taking and targeted-help) (de Waal and Preston, 2017).”
BackgroundResultInfluentialProlonged care and cannibalism of infant corpse by relatives in semi-free-ranging capuchin monkeys
Trapanese, C., Bey, M., Tonachella, G., Meunier, H., & Masi, S. (2019) · Primates · doi:10.1007/s10329-019-00747-8 · Cited by 18
Graded Empathy: A Neuro-Phenomenological Hypothesis
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“to the interconnected nature of the two components along evolution and across species (41).”
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Nonverbal behaviors perceived as most empathic in a simulated medical context
Marcoux, A., Tessier, M., & Jackson, P. L. (2024) · Computers in Human Behavior · doi:10.1016/j.chb.2024.108268 · Cited by 17
Neural signatures of parental empathic responses to imagined suffering of their adolescent child
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“At the core of empathetic responses in most mammalian pecies, including humans, there is the affective empathy network , inluding bilateral anterior insula (AI) and anterior mid-cingulate corex (aMCC) ( De Waal and Preston, 2017 ; Shamay-Tsoory, 2011 ).”
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The Cognitome: Seeking the Fundamental Neuroscience of a Theory of Consciousness
Анохин, К. В. (2021) · Neuroscience and Behavioral Physiology · doi:10.1007/s11055-021-01149-4 · Cited by 17
“Not only humans, but also other social animal species use this important cognitive tool [Panksepp and Panksepp, 2013; de Waal and Preston, 2017].”
BackgroundThe Cerebellum as an Embodying Machine
Petrosini, L., Picerni, E., Termine, A., Fabrizio, C., Laricchiuta, D., & Cutuli, D. (2022) · The Neuroscientist · doi:10.1177/10738584221120187 · Cited by 19
“Empathic abilities promote prosocial and cooperative behaviors and enable people to navigate the social world they live in (de Waal and Preston 2017; Preston and de Waal 2002).”
BackgroundMoral transgression modulates empathy for pain: Evidence from ERP and EEG data
Chen, T., Li, Q., Peng, M., & Li, X. (2022) · Biological Psychology · doi:10.1016/j.biopsycho.2022.108467 · Cited by 16
Yu, D., Bao, L., & Yin, B. (2024) · Behavioural Processes · doi:10.1016/j.beproc.2024.105008 · Cited by 17
Conformity-like behaviour in mice observing the freezing of other mice: a model of empathy
Ueno, H., Suemitsu, S., Murakami, S., Kitamura, N., Wani, K., Takahashi, Y., Matsumoto, Y., Okamoto, M., & Ishihara, T. (2020) · BMC Neuroscience · doi:10.1186/s12868-020-00566-4 · Cited by 17
“Abbreviations ASD: Autism spectrum disorder; PAM: Perception–action mechanism; ANOVA: Analyses of variance.”
InfluentialImage-Forming Visual Basis of Empathy for Pain in Mice
Geng, K.-W., Du, R., Wei, N., Li, C.-L., Wang, Y., Sun, W., Chen, T., Wei, D.-Y., Yang, Y., He, T., et al. (2020) · Neuroscience Bulletin · doi:10.1007/s12264-020-00528-0 · Cited by 17
Jealous Behavior in Chimpanzees Elicited by Social Intruders
Webb, C. E., Kolff, K., Du, X., & de Waal, F. Β. Μ. (2020) · Affective Science · doi:10.1007/s42761-020-00019-5 · Cited by 18
Modeling Trust and Empathy for Socially Interactive Robots
Gebhard, P., Aylett, R. S., Higashinaka, R., Jokinen, K., Tanaka, H., & Yoshino, K. (2021) · Springer eBooks · doi:10.1007/978-981-16-3476-5_2 · Cited by 17
Collaborative block design task for assessing pair performance in virtual reality and reality
Wikström, V., Martikainen, S., Falcon, M., Ruistola, J., & Saarikivi, K. (2020) · Heliyon · doi:10.1016/j.heliyon.2020.e04823 · Cited by 17
Ren, Q., Ye, Y., Wo, Y., Lu, X., & Hu, L. (2021) · Annals of the New York Academy of Sciences · doi:10.1111/nyas.14723 · Cited by 16
Measuring Empathy Across the Adult Lifespan: A Comparison of Three Assessment Types
Grainger, S. A., McKay, K. T., Riches, J., Chander, R. J., Cleary, R., Mather, K. A., Kochan, N. A., Sachdev, P. S., & Henry, J. D. (2022) · Assessment · doi:10.1177/10731911221127902 · Cited by 16
“Although the precise definition of empathy varies considerably across the literature (Hall & Schwartz, 2019), most agree that it is a multifaceted construct that includes both cognitive and affective components (Davis, 1983; Decety & Cowell, 2014; de Waal & Preston, 2017).”
BackgroundLiu, C., Xiao, X., Pi, Q., Tan, Q., & Zhan, Y. (2023) · Frontiers in Psychology · doi:10.3389/fpsyg.2023.1036624 · Cited by 19
Cho, H., & Lee, D. (2023) · Personality and Individual Differences · doi:10.1016/j.paid.2023.112264 · Cited by 16
RUTHERFORD, L., & Murray, L. (2020) · Integrative Zoology · doi:10.1111/1749-4877.12476 · Cited by 16
Neural resonance in consumers' right inferior frontal gyrus predicts attitudes toward advertising
He, L., Pelowski, M. J., Yu, W., & Liu, T. (2021) · Psychology and Marketing · doi:10.1002/mar.21523 · Cited by 17
To Blame or Not? Modulating Third-Party Punishment with the Framing Effect
Yang, J., Gu, R., Liu, J., Deng, K., Huang, X., Luo, Y., & Cui, F. (2022) · Neuroscience Bulletin · doi:10.1007/s12264-021-00808-3 · Cited by 17
Human brain organoid code of conduct
Hoppe, M., Habib, A., Desai, R., Edwards, L., Kodavali, C. V., Sherry, N. S., & Zinn, P. O. (2023) · Frontiers in Molecular Medicine · doi:10.3389/fmmed.2023.1143298 · Cited by 16
You Name It: Interpersonal Affect Labeling Diminishes Distress in Romantic Couples
Shamay‐Tsoory, S., & Levy‐Gigi, E. (2020) · Behavior Therapy · doi:10.1016/j.beth.2020.06.004 · Cited by 17
A systematic review and meta-analysis of empathy in autism: The influence of measures
Cusson, N., Meilleur, A., Bernhardt, B. C., Soulières, I., & Mottron, L. (2025) · Clinical Psychology Review · doi:10.1016/j.cpr.2025.102623 · Cited by 20
REDUCED MULTIVOXEL PATTERN SIMILARITY OF VICARIOUS NEURAL PAIN RESPONSES IN PSYCHOPATHY
Berluti, K., O'Connell, K., Rhoads, S. A., Brethel-Haurwitz, K. M., Cardinale, E. M., Vekaria, K., Robertson, E. L., Walitt, B., VanMeter, J., & Marsh, A. A. (2020) · Journal of Personality Disorders · doi:10.1521/pedi.2020.34.5.628 · Cited by 16
Lin, X., Chen, H., Tan, Y., Yang, X., & Chi, P. (2021) · Asian Journal of Psychiatry · doi:10.1016/j.ajp.2021.102775 · Cited by 15
Lü, Y.-F., Zhang, J., Wang, X.-Q., Peng, J.-J., Ling, B.-F., Liu, F.-T., Yang, F., Dong, G., & Yu, Y. (2022) · Behavioural Brain Research · doi:10.1016/j.bbr.2022.113828 · Cited by 15
Forte, D. N., Stoltenberg, M., Ribeiro, S. C. D. C., de Almeida, I. M. O., Jackson, V. A., & Daubman, B. (2024) · Palliative Medicine Reports · doi:10.1089/pmr.2023.0070 · Cited by 16
“17 21 This simple act of responding to patient’s emotions has been shown to decrease anxiety and improve critical thinking and information recall.”
BackgroundBrooker, J. S., Webb, C. E., de Waal, F. Β. Μ., & Clay, Z. (2024) · Biological reviews/Biological reviews of the Cambridge Philosophical Society · doi:10.1111/brv.13080 · Cited by 17
“The Russian Doll model proposes that mimicry acts as a prerequisite for more complex socio-emotional behaviours (de Waal, 2007; de Waal & Preston, 2017), which may explain why facial mimicry is a common re fl ex after observing emotional expressions.”
BackgroundRapid facial mimicry as a regulator of play in a despotic macaque species
Facondini, G., Pedruzzi, L., Aere, S., Böye, M., Lemasson, A., & Palagi, E. (2024) · Behavioral Ecology and Sociobiology · doi:10.1007/s00265-024-03479-y · Cited by 15
“Facial mimicry, implying the activation of the same motor programs in the sender and the receiver (de Waal and Preston 2017), may lead the two agents to reciprocally share their positive arousal through PF-mediated emotional contagion (Prochazkova and Kret 2017) (A sees B’s play face → A mirrors…”
Modeling Empathy in Embodied Conversational Agents
Yalçın, Ö. N. (2018) · INTERNATIONAL CONFERENCE ON MULTIMODAL INTERACTION · doi:10.1145/3242969.3264977 · Cited by 15
Genetic factors associated with empathy in humans and mice
Keum, S., & Shin, H. (2019) · Neuropharmacology · doi:10.1016/j.neuropharm.2019.01.029 · Cited by 14
Palagi, E., & Cordoni, G. (2020) · Animals · doi:10.3390/ani10020241 · Cited by 15
Metadata
- Authors
- de Waal, F. B. M., & Preston, S. D.
- Affiliations
- University of Michigan (US)
- Venue
- Nature Reviews Neuroscience
- Published
- 2017-06-29
- Volume
- 18
- Issue
- 8
- Pages
- 498-509
- ISSN
- 1471-003X (ISSN-L)
- 1471-0048
- OpenAlex
- W2732246028
- Cited by
- 957
- References
- 142
- Citations by year
- 2026: 97 · 2025: 111 · 2024: 149 · 2023: 119 · 2022: 132 · 2021: 120 · 2020: 92 · 2019: 74 · 2018: 50 · 2017: 13
- FWCI
- 9.86
- Type
- journal article
- Language
- en
- Open access
- closed
- Licence
- www.springer.com/tdm (tdm)
- Locations
- Nature reviews. Neuroscience (publishedVersion)
- PubMed (publishedVersion)
- Funders
- University of Michigan
- Topics
- Life Sciences › Agricultural and Biological Sciences › Ecology, Evolution, Behavior and Systematics › Primate Behavior and Ecology
- Social Sciences › Psychology › Social Psychology › Action Observation and Synchronization
- Social Sciences › Psychology › Developmental and Educational Psychology › Child and Animal Learning Development
- Keywords
- empathy, affective empathy, cognitive empathy, perception-action model, mirror neurons, mirror neuron theory, consolation, neural basis of empathy, interspecies empathy, embodied representations, evolution of empathy
- MeSH terms
- Animals, Behavior, Animal, Brain, Emotions, Empathy, Biological Evolution, Humans, Mammals, Models, Neurological, Mirror Neurons
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