Putting the Altruism Back into Altruism: The Evolution of Empathy
Abstract
Evolutionary theory postulates that altruistic behavior evolved for the return-benefits it bears the performer. For return-benefits to play a motivational role, however, they need to be experienced by the organism. Motivational analyses should restrict themselves, therefore, to the altruistic impulse and its knowable consequences. Empathy is an ideal candidate mechanism to underlie so-called directed altruism, i.e., altruism in response to anothers's pain, need, or distress. Evidence is accumulating that this mechanism is phylogenetically ancient, probably as old as mammals and birds. Perception of the emotional state of another automatically activates shared representations causing a matching emotional state in the observer. With increasing cognition, state-matching evolved into more complex forms, including concern for the other and perspective-taking. Empathy-induced altruism derives its strength from the emotional stake it offers the self in the other's welfare. The dynamics of the empathy mechanism agree with predictions from kin selection and reciprocal altruism theory.
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The phenomenon reported here is direct evidence of what de Waal argued to be the most elementary component of empathy: "that one party is affected by another's emotional or arousal state (p. 282)."
“the phenomenon reported here is direct evidence of what de Waal argued to be the most elementary component of empathy: “that one party is affected by another’s emotional or arousal state (p. 282).”43”
From Insular cortex mediates approach and avoidance responses to social affective stimuli (2018) · cites this paper as [43]
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Liberals and conservatives rely on different sets of moral foundations.
Graham, J., Haidt, J., & Nosek, B. A. (2009) · Journal of Personality and Social Psychology · doi:10.1037/a0015141 · Cited by 4,560 · see citing works
Imitation, empathy, and mirror neurons
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“…tells us that our ANRV364-PS60-25 ARI 24 November 2008 18:59 ability to empathize, a building block of our sociality (Adolphs 2009) and morality (de Waal 2008, Tangney et al. 2007), has been built " bottom up " from relatively simple mechanisms of action production and perception (Iacoboni 2008).”
BackgroundShamay-Tsoory, S. G., Aharon-Peretz, J., & Perry, D. (2009) · Brain · doi:10.1093/brain/awn279 · Cited by 1,544 · see citing works
Toward a second-person neuroscience
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Awe, the small self, and prosocial behavior
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“De Waal (2008) suggests that the phylogenetically earliest system is the emotional contagion system, in which one is affected by another’s emotional or arousal state.”
BackgroundInterpersonal emotion regulation.
Zaki, J., & Williams, W. C. (2013) · Emotion · doi:10.1037/a0033839 · Cited by 988 · see citing works
“Further, both relate to a third empathic subcomponent: the motive to alter the trajectory of Person A’s emotional experience (Batson, 2011; de Waal, 2008; Harbaugh, Mayr, & Burghart, 2007; Waytz, Zaki, & Mitchell, 2012; Zaki & Mitchell, in press).”
BackgroundMammalian empathy: behavioural manifestations and neural basis
de Waal, F. B. M., & Preston, S. D. (2017) · Nature Reviews Neuroscience · doi:10.1038/nrn.2017.72 · Cited by 957 · see citing works
Empathy and pro-social behavior in rats
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Empathy: Gender effects in brain and behavior
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“…with prolonged parental care, such as mammals and some birds, in which there are reports of behaviors that are indicative not only of sensitivity to others’ emotional states, but also of the presence of some basic forms of empathy (Gonzalez-Liencres et al., 2013; de Waal, 2008; Edgar et al., 2011).”
BackgroundZaki, J. (2014) · Psychological Bulletin · doi:10.1037/a0037679 · Cited by 852 · see citing works
“PAM and related models dovetail with evidence that many animals, including rats (Bartal, Decety, & Mason, 2011; Church, 1959), mice (Langford et al., 2006), monkeys (R. L. Miller, Banks, & Ogawa, 1963), and nonhuman primates (de Waal, 2008), share the states of conspecifics.”
BackgroundThe evolution of self-control.
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“de Waal, F. B. (2008). Putting the altruism back into altruism: The evolution of empathy.”
BackgroundOxytocin-dependent consolation behavior in rodents
Burkett, J. P., Andari, E., Johnson, Z. V., Curry, D. C., de Waal, F. B. M., & Young, L. J. (2016) · Science · doi:10.1126/science.aac4785 · Cited by 692 · see citing works
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Shared Reality: Experiencing Commonality with others' Inner States about the World
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Synchrony and the social tuning of compassion.
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“Accordingly, synchrony may constitute a more basic signal by which the mind interprets similarity or unity and, consequently, tunes subsequent emotional responses and moral behaviors in line with adaptive pressures (cf. de Waal, 2008).”
BackgroundThe Theory of Dyadic Morality: Reinventing Moral Judgment by Redefining Harm
Schein, C., & Gray, K. J. (2017) · Personality and Social Psychology Review · doi:10.1177/1088868317698288 · Cited by 667 · see citing works
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“The mechanism, however, is not in opposition to the ultimate causes of behavior , but empathy-based altruistic acts are allocated in accordance with kin and reciprocal altruism theory (de Waal 2008, p. 279).”
BackgroundThe developmental origins of a disposition toward empathy: Genetic and environmental contributions.
Knafo‐Noam, A., Zahn‐Waxler, C., Hulle, C. V., Robinson, J. L., & Rhee, S. H. (2008) · Emotion · doi:10.1037/a0014179 · Cited by 568 · see citing works
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“Similar mixing up of proximate and ultimate factors occur in the literature on the evolution of language (Scott-Phillips, 2007), the group selection literature (Smuts, 1999) and at the interface of the primate and human literature (de Waal, 2008).”
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Putting together phylogenetic and ontogenetic perspectives on empathy
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Using Empathy to Improve Intergroup Attitudes and Relations
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Being Together in Time: Musical Experience and the Mirror Neuron System
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Social Functionality of Human Emotion
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“How we might do so requires consideration of the cognitive components of empathy, which may be said to be unique to humans and other primates (Decety & Lamm 2006, de Waal 2008).”
BackgroundEmpathy toward strangers triggers oxytocin release and subsequent generosity
Barraza, J. A., & Zak, P. J. (2009) · Annals of the New York Academy of Sciences · doi:10.1111/j.1749-6632.2009.04504.x · Cited by 489 · see citing works
Placebo and the New Physiology of the Doctor-Patient Relationship
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A biopsychosocial formulation of pain communication.
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Beyond sacrificial harm: a two-dimensional model of utilitarian psychology
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The Evolutionary Origins of Friendship
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“…affected by several factors, including the memory of past events, the emotions associated with them, and the emotions currently experienced: what de Waal (2008) calls " empathy, " Silk (2005) calls " friendship, " and Schino & Aureli (2009, p. 59) describe as " a system of emotionally based…”
BackgroundThe cultural evolution of prosocial religions
Norenzayan, A., Shariff, A. F., Gervais, W. M., Willard, A. K., McNamara, R. A., Slingerland, E., & Henrich, J. (2016) · Behavioral and Brain Sciences · doi:10.1017/s0140525x14001356 · Cited by 934 · see citing works
Cooperative Breeding and its Significance to the Demographic Success of Humans
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“Second, kin-biased behaviors may be motivated by factors other than kin selection (Coall & Hertwig 2010, de Waal 2008, Silk 2006).”
BackgroundLiu-Thompkins, Y., Okazaki, S., & Li, H. (2022) · Journal of the Academy of Marketing Science · doi:10.1007/s11747-022-00892-5 · Cited by 441 · see citing works
“This mechanism echoes the consoling behaviors that primates use to express empathic concern (de Waal 2008).”
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The evolutionary origin of human hyper-cooperation
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“empathy , emotional contagion , or affective resonance ( de Waal, 2008; Hatfield, Caccioppo &”
BackgroundOn the Role of Empathy in Customer-Employee Interactions
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Neural basis of extraordinary empathy and altruistic motivation
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Anterior cingulate inputs to nucleus accumbens control the social transfer of pain and analgesia
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Preston, S. D. (2013) · Psychological Bulletin · doi:10.1037/a0031755 · Cited by 368 · see citing works
The Cortical Organization of Syntax
Matchin, W., & Hickok, G. (2020) · Cerebral Cortex · doi:10.1093/cercor/bhz180 · Cited by 370 · see citing works
Empathy in Virtual Agents and Robots
Paiva, A., Leite, I., Boukricha, H., & Wachsmuth, I. (2017) · ACM Transactions on Interactive Intelligent Systems · doi:10.1145/2912150 · Cited by 373 · see citing works
Empathic concern drives costly altruism
FeldmanHall, O., Dalgleish, T., Evans, D., & Mobbs, D. (2014) · NeuroImage · doi:10.1016/j.neuroimage.2014.10.043 · Cited by 351 · see citing works
“This is supported by a theory suggesting that altruistic behavior – helping others at a cost to the self (de Waal, 2008) – is a function of the desire to minimize one's own discomfort when observing others in pain (Cialdini et al., 1987).”
Emotional Mimicry: Why and When We Mimic Emotions
Heß, U., & Fischer, A. H. (2014) · Social and Personality Psychology Compass · doi:10.1111/spc3.12083 · Cited by 337 · see citing works
“Affective empathy in turn has been defined as a process during which the perception of another’s emotional state generates a matching state in the perceiver (see e.g., de Waal, 2008).”
BackgroundThe (non)relation between empathy and aggression: Surprising results from a meta-analysis.
Vachon, D. D., Lynam, D. R., & Johnson, J. A. (2013) · Psychological Bulletin · doi:10.1037/a0035236 · Cited by 336 · see citing works
Are liars ethical? On the tension between benevolence and honesty
Levine, E. E., & Schweitzer, M. E. (2014) · Journal of Experimental Social Psychology · doi:10.1016/j.jesp.2014.03.005 · Cited by 329 · see citing works
Zaki, J., & Mitchell, J. P. (2013) · Current Directions in Psychological Science · doi:10.1177/0963721413492764 · Cited by 329 · see citing works
Haidt, J., & Kesebir, S. (2010) · Wiley eBooks · doi:10.1002/9780470561119.socpsy002022 · Cited by 325 · see citing works
Concern for Others in the First Year of Life: Theory, Evidence, and Avenues for Research
Davidov, M., Zahn‐Waxler, C., Roth‐Hanania, R., & Knafo‐Noam, A. (2013) · Child Development Perspectives · doi:10.1111/cdep.12028 · Cited by 320 · see citing works
Giving is self-rewarding for monkeys
de Waal, F. Β. Μ., Leimgruber, K. L., & Greenberg, A. R. (2008) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0807060105 · Cited by 305 · see citing works
Baumeister, R. F., & Masicampo, E. J. (2010) · Psychological Review · doi:10.1037/a0019393 · Cited by 303 · see citing works
“Members can interact without understanding each other’s mental states, but appreciating the mental states of others (including the shared beliefs and assumptions) would enable vast improvements in the possibilities for collective action and interaction (e.g., de Waal, 2008).”
BackgroundIndicators of positive and negative emotions and emotional contagion in pigs
Reimert, I., Bolhuis, J. E., Kemp, B., & Rodenburg, T. B. (2012) · Physiology & Behavior · doi:10.1016/j.physbeh.2012.11.002 · Cited by 300 · see citing works
Why do homeowners renovate energy efficiently? Contrasting perspectives and implications for policy
Wilson, C., Crane, L., & Chryssochoidis, G. (2015) · Energy Research & Social Science · doi:10.1016/j.erss.2015.03.002 · Cited by 299 · see citing works
Game theory and neural basis of social decision making
Lee, D. (2008) · Nature Neuroscience · doi:10.1038/nn2065 · Cited by 296 · see citing works
The Effect of Embodied Experiences on Self-Other Merging, Attitude, and Helping Behavior
Ahn, S. J., Le, A. M. T., & Bailenson, J. N. (2013) · Media Psychology · doi:10.1080/15213269.2012.755877 · Cited by 293 · see citing works
“It has been demonstrated that sharing the same basis of feelings and thoughts of another person through perspective-taking can even lead to costly self-sacrifice during helping (Batson, 1991; de Waal, 2008).”
BackgroundBertrand, P., Guegan, J., Robieux, L., McCall, C., & Zenasni, F. (2018) · Frontiers in Robotics and AI · doi:10.3389/frobt.2018.00026 · Cited by 293 · see citing works
“Finally, (g) altruism is characterized by the prosocial behavior of helping others at a cost to the self (de Waal, 2008).”
BackgroundClever animals and killjoy explanations in comparative psychology
Shettleworth, S. J. (2010) · Trends in Cognitive Sciences · doi:10.1016/j.tics.2010.07.002 · Cited by 292 · see citing works
Schwenck, C., Mergenthaler, J., Keller, K., Zech, J., Salehi, S., Taurines, R., Romanos, M., Schecklmann, M., Schneider, W., Warnke, A., et al. (2011) · Journal of Child Psychology and Psychiatry · doi:10.1111/j.1469-7610.2011.02499.x · Cited by 293 · see citing works
A neurobehavioral evolutionary perspective on the mechanisms underlying empathy
Jean Decety, A., Norman, G. J., Berntson, G. G., & Cacioppo, J. T. (2012) · Progress in Neurobiology · doi:10.1016/j.pneurobio.2012.05.001 · Cited by 289 · see citing works
Brain-to-brain coupling during handholding is associated with pain reduction
Goldstein, P., Weissman-Fogel, I., Dumas, G., & Shamay-Tsoory, S. G. (2018) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1703643115 · Cited by 311 · see citing works
Institutionalizing passion in world politics: fear and empathy
Crawford, N. C. (2014) · International Theory · doi:10.1017/s1752971914000256 · Cited by 287 · see citing works
“…related to social context and pre-existing beliefs.9 Empathy also involves multiple brain regions and neurochemicals, as well as judgments about others.10 A mirror neuron system helps humans feel what others feel at a basic level of neural resonance (de Waal 2008, 2009; Pfeifer and Dapreto, 2009).”
BackgroundPreferences and beliefs in ingroup favoritism
Everett, J. A. C., Faber, N. S., & Crockett, M. J. (2015) · Frontiers in Behavioral Neuroscience · doi:10.3389/fnbeh.2015.00015 · Cited by 286 · see citing works
“Further support is found in research on empathy, the complex and multifaceted ability to share the emotional states of others (Preston and de Waal, 2002; de Waal, 2008).”
Insular cortex mediates approach and avoidance responses to social affective stimuli
Rogers-Carter, M. M., Varela, J. A., Gribbons, K. B., Pierce, A. F., McGoey, M. T., Ritchey, M., & Christianson, J. P. (2018) · Nature Neuroscience · doi:10.1038/s41593-018-0071-y · Cited by 277 · see citing works
Reducing racial disparities in pain treatment: The role of empathy and perspective-taking
Drwecki, B. B., Moore, C. F., Ward, S. E., & Prkachin, K. M. (2011) · Pain · doi:10.1016/j.pain.2010.12.005 · Cited by 281 · see citing works
Thinking chickens: a review of cognition, emotion, and behavior in the domestic chicken
Marino, L. (2017) · Animal Cognition · doi:10.1007/s10071-016-1064-4 · Cited by 281 · see citing works
Meyer, M. L., Masten, C. L., Ma, Y., Wang, C., Shi, Z., Eisenberger, N. I., & Han, S. (2012) · Social Cognitive and Affective Neuroscience · doi:10.1093/scan/nss019 · Cited by 277 · see citing works
Chimpanzees’ flexible targeted helping based on an understanding of conspecifics’ goals
Yamamoto, S., Humle, T., & Tanaka, M. (2012) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1108517109 · Cited by 275 · see citing works
Stress reduction through consolation in chimpanzees
Fraser, O. N., Stahl, D. R., & Aureli, F. (2008) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0804141105 · Cited by 272 · see citing works
CHI '14 Extended Abstracts on Human Factors in Computing Systems
Ferguson, R. D. (2014) · doi:10.1145/2559206 · Cited by 266 · see citing works
Prosocial primates: selfish and unselfish motivations
de Waal, F. Β. Μ., & Suchak, M. (2010) · Philosophical Transactions of the Royal Society B Biological Sciences · doi:10.1098/rstb.2010.0119 · Cited by 266 · see citing works
Spontaneous prosocial choice by chimpanzees
Horner, V., Carter, J. D., Suchak, M., & de Waal, F. Β. Μ. (2011) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1111088108 · Cited by 264 · see citing works
Integrating Empathy and Interpersonal Emotion Regulation
Zaki, J. (2019) · Annual Review of Psychology · doi:10.1146/annurev-psych-010419-050830 · Cited by 273 · see citing works
“Princeton, NJ: Princeton Univ. Press www.annualreviews.org • Empathy and Interpersonal Emotion Regulation 18.19 deWaal F. 2008.”
BackgroundInfluentialConsolation as possible expression of sympathetic concern among chimpanzees
Romero, T., Castellanos, M. A., & de Waal, F. B. M. (2010) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.1006991107 · Cited by 262 · see citing works
“Although consolation may be expected to be reciprocated or exchanged for other valuable services (31), no study has investigated correlations between given and received consolation.”
BackgroundInfluentialGonzalez-Liencres, C., Shamay‐Tsoory, S., & Brüne, M. (2013) · Neuroscience & Biobehavioral Reviews · doi:10.1016/j.neubiorev.2013.05.001 · Cited by 264 · see citing works
Janoff‐Bulman, R., & Carnes, N. C. (2013) · Personality and Social Psychology Review · doi:10.1177/1088868313480274 · Cited by 258 · see citing works
“…reciprocity).4 Recently, however, we have begun to witness a sea-change, with altruism acknowledged as a true and fundamental side of human nature (see, for example, Batson, 1998; Bowles, 2006; Boyd, 2006; de Waal, 2008; Keltner, 2009; Nowak & Highfield, 2011; Sober & Wilson, 1998; Wilson, 2012).”
BackgroundThe role of shared neural activations, mirror neurons, and morality in empathy – A critical comment
Lamm, C., & Majdandžić, J. (2015) · Neuroscience Research · doi:10.1016/j.neures.2014.10.008 · Cited by 252 · see citing works
Jonason, P. K., Lyons, M. T., Bethell, E., & Ross, R. (2012) · Personality and Individual Differences · doi:10.1016/j.paid.2012.11.009 · Cited by 242 · see citing works
Chapter 2 Reciprocal Altruism in Primates
(2009) · Advances in the Study of Behavior · doi:10.1016/s0065-3454(09)39002-6 · Cited by 240 · see citing works
“I feel your pain”: A critical review of organizational research on empathy
Clark, M. A., Robertson, M. M., & Young, S. F. (2018) · Journal of Organizational Behavior · doi:10.1002/job.2348 · Cited by 251 · see citing works
I'm Moral, but I Won't Help You: The Distinct Roles of Empathy and Justice in Donations
Lee, S., Winterich, K. P., & Ross, W. T. (2014) · Journal of Consumer Research · doi:10.1086/677226 · Cited by 236 · see citing works
Meeks, T. W., & Jeste, D. V. (2009) · Archives of General Psychiatry · doi:10.1001/archgenpsychiatry.2009.8 · Cited by 233 · see citing works
Singh, N. M. (2013) · Geoforum · doi:10.1016/j.geoforum.2013.01.010 · Cited by 233 · see citing works
Mitigating Psychological Reactance: The Role of Message-Induced Empathy in Persuasion
Shen, L. (2010) · Human Communication Research · doi:10.1111/j.1468-2958.2010.01381.x · Cited by 235 · see citing works
Empathic Care and Distress: Predictive Brain Markers and Dissociable Brain Systems
Ashar, Y. K., Andrews‐Hanna, J. R., Dimidjian, S., & Wager, T. D. (2017) · Neuron · doi:10.1016/j.neuron.2017.05.014 · Cited by 231 · see citing works
“Distinctions among multiple systems are central to recent conceptualizations of empathy and compassion (Ashar et al., 2016a; de Waal, 2008; Kanske et al., 2016; Shamay-Tsoory et al., 2009; Singer and Klimecki, 2014; Zaki and Ochsner, 2012).”
BackgroundContagious yawning in gelada baboons as a possible expression of empathy
Palagi, E., Leone, A., Mancini, G., & Ferrari, P. F. (2009) · Proceedings of the National Academy of Sciences · doi:10.1073/pnas.0910891106 · Cited by 228 · see citing works
Rodent empathy and affective neuroscience
Panksepp, J. B., & Lahvis, G. P. (2011) · Neuroscience & Biobehavioral Reviews · doi:10.1016/j.neubiorev.2011.05.013 · Cited by 224 · see citing works
“Prompted in part by the research and writings of primatologist Franz de Waal, more principled and evolutionary based perspectives on empathy have emerged (de Waal, 2008).”
BackgroundRats demonstrate helping behavior toward a soaked conspecific
Sato, N., Tan, L., Tate, K., & Okada, M. (2015) · Animal Cognition · doi:10.1007/s10071-015-0872-2 · Cited by 224 · see citing works
Storied-places in a multispecies city
Van Dooren, T., & Rose, D. B. (2012) · Humanimalia · doi:10.52537/humanimalia.10046 · Cited by 224 · see citing works
- Authors
- de Waal, F. B. M.
- Affiliations
- Living Links, Yerkes National Primate Research Center, and Psychology Department, Emory University, Atlanta, Georgia 30322;
- Venue
- Annual Review of Psychology
- Publisher
- Annual Reviews
- Published
- 2008-01-01
- Volume
- 59
- Issue
- 1
- Pages
- 279-300
- ISSN
- 0066-4308 (ISSN-L)
- 1545-2085
- OpenAlex
- W2134084792
- Cited by
- 2,483
- References
- 183
- Citations by year
- 2026: 131 · 2025: 138 · 2024: 165 · 2023: 144 · 2022: 176 · 2021: 191 · 2020: 139 · 2019: 216 · 2018: 177 · 2017: 165 · 2016: 130 · 2015: 154 · 2014: 127 · 2013: 103 · 2012: 87
- FWCI
- 8.18
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Annual Review of Psychology (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Social Sciences › Psychology › Experimental and Cognitive Psychology › Evolutionary Psychology and Human Behavior
- Social Sciences › Sociology and Political Science › Evolutionary Game Theory and Cooperation
- Social Sciences › Psychology › Developmental and Educational Psychology › Child and Animal Learning Development
- Keywords
- empathy, altruism, evolution of empathy, perspective taking, kin selection, reciprocal altruism, emotional contagion, evolutionary psychology of emotion
- MeSH terms
- Affect, Altruism, Cooperative Behavior, Empathy, Biological Evolution, Humans, Social Behavior, Intention
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