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Ohno's dilemma: Evolution of new genes under continuous selection
Open accessAbstract
New genes with novel functions arise by duplication and divergence, but the process poses a problem. After duplication, an extra gene copy must rise to sufficiently high frequency in the population and remain free of common inactivating lesions long enough to acquire the rare mutations that provide a new selectable function. Maintaining a duplicated gene by selection for the original function would restrict the freedom to diverge. (We refer to this problem as Ohno's dilemma). A model is described by which selection continuously favors both maintenance of the duplicate copy and divergence of that copy from the parent gene. Before duplication, the original gene has a trace side activity (the innovation) in addition to its original function. When an altered ecological niche makes the minor innovation valuable, selection favors increases in its level (the amplification), which is most frequently conferred by increased dosage of the parent gene. Selection for the amplified minor function maintains the extra copies and raises the frequency of the amplification in the population. The same selection favors mutational improvement of any of the extra copies, which are not constrained to maintain their original function (the divergence). The rate of mutations (per genome) that improve the new function is increased by the multiplicity of target copies within a genome. Improvement of some copies relaxes selection on others and allows their loss by mutation (becoming pseudogenes). Ultimately one of the extra copies is able to provide all of the new activity.
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“As such, ALE studies highlight that duplications and large scale genomic variations, although they can lead to significant issues such as genomic instability [152], play a major role in e.g. yeast evolution; this is also indicated by data on wine yeasts, galactose utilization, comparative genomics and drug resistance [115,153-156].”
From Adaptive laboratory evolution—Principles and applications for biotechnology (2013) · cites this paper as [115]
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Citations
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Regulation and function of yeast PAS kinase: A role in the maintenance of cellular integrity
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BackgroundHow enzyme functions evolve: genetic, structural, and kinetic perspectives
Fuentes-Ugarte, N., Pereira-Silva, M., Rubilar, I. M. C., Vallejos, G., Guixé, V., & Castro‐Fernández, V. (2025) · Biophysical Reviews · doi:10.1007/s12551-025-01314-w · Cited by 14
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Chia, N., & Goldenfeld, N. D. (2011) · Physical Review E · doi:10.1103/physreve.83.021906 · Cited by 13
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Maintenance of a Protein Structure in the Dynamic Evolution of TIMPs over 600 Million Years
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BackgroundMassey, S. E. (2017) · Gene · doi:10.1016/j.gene.2017.03.036 · Cited by 13
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BackgroundMethodInfluentialA Strategy for Combinatorial Cavity Design in De Novo Proteins
Karas, C., & Hecht, M. H. (2020) · Life · doi:10.3390/life10020009 · Cited by 13
“Ohno’s dilemma states that a gene product must have a useful function at all stages of its evolution to be acted upon by positive selection [30].”
BackgroundIdentification and Characterization of Domesticated Bacterial Transposases
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“This difference in size between the two housekeeping gene families may have been caused by an ancient duplication event that led to the addition of a family of def paralogs (genes derived from ancient duplication events) (Bergthorsson et al. 2007; Näsvall et al. 2012).”
BackgroundBrandis, G. (2021) · Genome Biology and Evolution · doi:10.1093/gbe/evab041 · Cited by 12
“…1977; Haack and Roth 1995; Reams et al. 2010), are often found during laboratory selection conditions (Riehle et al. 2001; Kno¨ppel et al. 2016), and play a role in shaping genome diversification and the evolution of new genes (Bergthorsson et al. 2007; N € asvall et al. 2012; Zhou et al. 2012).”
BackgroundMa, M., Zhong, M., Zhang, Q., Zhao, W., Wang, M., & Luo, C. (2021) · Frontiers in Marine Science · doi:10.3389/fmars.2021.760902 · Cited by 11
“This model suggests that selection pressures promote the mutational improvement of CHS copies and develop side functions to adapt to environmental conditions (Bergthorsson et al., 2007; Copley, 2020).”
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“Gene/genome duplication is a driving force for evolution (Bergthorsson et al., 2007; Maere and Van De Peer, 2010) and this could be nicely exemplified by the well-studied PAX gene family, where many duplicates were preserved in the genome and obtained new functions and new domains of expression…”
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MethodElectrostatic Mis-Interactions Cause Overexpression Toxicity of Proteins in E. coli
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Poxvirus Use a “Gene Accordion” to Tune Out Host Defenses
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“A leading model for the development of new function in enzymes involves the amplification of genes that express low-level promiscuous activities, which can then develop mutations that alter and refine the new activity (32).”
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“In [12], the duplication rate is assumed to be 10 per gene per generation, null functional mutation rate is on the order of 10 per gene per generation, and new functions arise at a rate of 10 per gene per generation.”
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Self-citationNovel type II toxin-antitoxin systems with VapD-like proteins
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“Significance & Implications Where it has been previously assumed that activity is the driving factor for the evolution of conotoxins [4,15,18,19], we propose that the evolutionary pressures acting on the venom components of cone snails involve an interplay of production/ folding efficiency, activity at the target rece…”
Natural selection as a paradigm of opportunism in biology
Bozorgmehr, J. H. (2010) · Journal of Bioeconomics · doi:10.1007/s10818-010-9094-5 · Cited by 4
“In molecular evolution, for example, gene duplicationisregardedastheprimarymechanisminvolvedinthecreationofbiological information ( Roth et al. 2007 ).”
BackgroundNew Genes Arise via Innovation, Amplification, Divergence
Andersson, D. I., & Näsvall, J. (2013) · Microbe Magazine · doi:10.1128/microbe.8.166.1 · Cited by 4
Self-citationAmplicon Remodeling and Genomic Mutations Drive Population Dynamics after Segmental Amplification
Morgenthaler, A. B., Fritts, R. K., & Copley, S. D. (2021) · Molecular Biology and Evolution · doi:10.1093/molbev/msab289 · Cited by 3
“The Innovation-AmplificationDivergence (IAD) model (Bergthorsson et al. 2007) (fig.”
Mattenberger, F., Fares, M. A., Toft, C., & Sabater‐Muñoz, B. (2021) · International Journal of Molecular Sciences · doi:10.3390/ijms222212293 · Cited by 3
“The implication of altered duplicates on such responses (to different stresses) still deserves further research, but some light has been shed on how duplicates were selected, preserved, and still able to innovate following Ohno’s dilemma [71,72].”
BackgroundA direct experimental test of Ohno’s hypothesis
Mihajlovic, L., Iyengar, B. R., Baier, F., Barbier, I., Iwaszkiewicz, J., Zoete, V., Wagner, A., & Schaerli, Y. (2024) · eLife · doi:10.7554/elife.97216.3 · Cited by 17
“They include the “mutations during non-functionality” model (MDN) 15 ; the “Duplication-Degeneration-Complementation” model (DDC) 3 , the “Escape from Adaptive Conflict” model (EAC) 4, 14 , and the “Innovation-Amplification-Divergence” model (IAD) 8, 13 .”
InfluentialMutation, Duplication, and More in the Evolution of Venomous Animals and Their Toxins
Malhotra, A. (2015) · Springer eBooks · doi:10.1007/978-94-007-6727-0_5-1 · Cited by 4
White, K. A., McEntire, K. D., Buan, N. R., Robinson, L., & Barbar, E. J. (2021) · Integrative and Comparative Biology · doi:10.1093/icb/icab165 · Cited by 5
Editorial: Evolution of Gene Regulatory Networks in Plant Development
Valverde, F., Groover, A. T., & Romero, J. (2017) · Frontiers in Plant Science · doi:10.3389/fpls.2017.02126 · Cited by 4
“The function and components ofmanyGRNs are conserved in evolution based in the innovation, amplification and divergence theory (Bergthorsson et al., 2007; Romero-Campero et al., 2013).”
BackgroundProteostasis modulates gene dosage evolution in antibiotic-resistant bacteriaPreprint
Jena, C., Chinnaraj, S., Deolankar, S., & Matange, N. (2024) · eLife · doi:10.7554/elife.99785 · Cited by 4
Hänske, J., Hammacher, T., Grenkowitz, F., Mansfeld, M., Dau, T. H., Maksimov, P., Friedrich, C., Zimmermann, W., & Kammerer, R. (2020) · Scientific Reports · doi:10.1038/s41598-020-60425-4 · Cited by 3
Liu, Q., & Haag, E. S. (2013) · Journal of Experimental Zoology Part B Molecular and Developmental Evolution · doi:10.1002/jez.b.22550 · Cited by 3
“Less often, duplicated genes could also gain novel functions, which would promote their retention (Bergthorsson et al., 2007).”
BackgroundIslam, M., & Behura, S. K. (2023) · Placenta · doi:10.1016/j.placenta.2023.12.019 · Cited by 3
Molecular variation of the testes-specific βNACtes genes in the Drosophila melanogaster genome
Usakin, L. A., Gvozdev, V. A., & Kogan, G. L. (2009) · Molecular Biology · doi:10.1134/s0026893309030030 · Cited by 3
“The fate of duplicated genes varies, and new gene copies can either disappear or diverge to acquire new functions and to form a new family of homologs [1, 2].”
BackgroundInter-paralog amino acid inversion events in large phylogenies of duplicated proteins
(2022) · doi:10.1371/journal.pcbi.1010016 · Cited by 3
“divergence [42], where paralogs partially retain their secondary functions.”
BackgroundLong, M. (2014) · Oxford University Press eBooks · doi:10.1093/obo/9780199941728-0012 · Cited by 5
Proteostasis modulates gene dosage evolution in antibiotic-resistant bacteria
Jena, C., Chinnaraj, S., Deolankar, S., & Matange, N. (2025) · eLife · doi:10.7554/elife.99785.3 · Cited by 2
Paralog interference contributes to the preservation of genetic redundancy
Cisneros, A. F., Mattenberger, F., Gagnon‐Arsenault, I., Seffal, Y., Nielly‐Thibault, L., Dubé, A. K., Vasquez, M. D. M. V., Vega, M. C. M., & Landry, C. R. (2026) · Current Biology · doi:10.1016/j.cub.2026.01.073 · Cited by 4
Genome Rearrangements inSalmonella
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Kassen, R. (2024) · Oxford University Press eBooks · doi:10.1093/oso/9780192898661.003.0003 · Cited by 1
Further diversity in the origins of fish antifreeze proteins
Ewart, K. V. (2024) · FEBS Journal · doi:10.1111/febs.17260 · Cited by 2
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“complex organism [32], thereby increasing the probability that a duplicated variant will offer further survival benefits [33, 34].”
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Differential Expression of Two Copies of the irmA Gene in the Enteroaggregative E. coli Strain 042
Bernabeu, M., Aznar, S., Prieto, A., Hüttener, M., & Juárez, A. (2022) · Microbiology Spectrum · doi:10.1128/spectrum.00454-22 · Cited by 2
“Second, the presence of the second copy of a gene may allow the accumulation of beneficial mutations (29, 30).”
BackgroundEnzymes and Metabolic Pathways
Lynch, M. (2024) · Oxford University Press eBooks · doi:10.1093/oso/9780192847287.003.0019 · Cited by 2
Probability and time to fixation of an evolving sequence
Santiago, E. (2015) · Theoretical Population Biology · doi:10.1016/j.tpb.2015.06.001 · Cited by 2
Mechanisms and Dynamics of Carbapenem Resistance in Escherichia coli
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Metadata
- Authors
- Bergthorsson, U., Andersson, D. I., & Roth, J. R.
- Affiliations
- University of New Mexico (US)
- Uppsala University (SE)
- University of California, Davis (US)
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2007-10-23
- Volume
- 104
- Issue
- 43
- Pages
- 17004-17009
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC2040452
- OpenAlex
- W2051768616
- Cited by
- 405
- References
- 96
- Citations by year
- 2026: 17 · 2025: 17 · 2024: 53 · 2023: 16 · 2022: 14 · 2021: 14 · 2020: 21 · 2019: 13 · 2018: 14 · 2017: 22 · 2016: 28 · 2015: 20 · 2014: 28 · 2013: 23 · 2012: 32
- FWCI
- 9.64
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Institute of General Medical Sciences (GM27068, R01GM027068)
- National Center for Research Resources (P20-RR18754, P20RR018754)
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Evolution and Genetic Dynamics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Chromosomal and Genetic Variations
- Social Sciences › Arts and Humanities › History and Philosophy of Science › Philosophy of Biology and Scientific Explanation
- Keywords
- gene duplication, gene divergence, continuous selections, pseudogenes, gene copy number
- MeSH terms
- Biological Evolution, Gene Amplification, Gene Frequency, Models, Genetic, Recombination, Genetic, Selection, Genetic, Genetic Variation, Point Mutation, Gene Duplication, Gene Transfer, Horizontal
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