Phylogenetic comparative analysis: a modeling approach for adaptive evolution
Abstract
Biologists employ phylogenetic comparative methods to study adaptive evolution. However, none of the popular methods model selection directly. We explain and develop a method based on the Ornstein-Uhlenbeck (OU) process, first proposed by Hansen. Ornstein-Uhlenbeck models incorporate both selection and drift and are thus qualitatively different from, and more general than, pure drift models based on Brownian motion. Most importantly, OU models possess selective optima that formalize the notion of adaptive zone. In this article, we develop the method for one quantitative character, discuss interpretations of its parameters, and provide code implementing the method. Our approach allows us to translate hypotheses regarding adaptation in different selective regimes into explicit models, to test the models against data using maximum-likelihood-based model selection techniques, and to infer details of the evolutionary process. We illustrate the method using two worked examples. Relative to existing approaches, the direct modeling approach we demonstrate allows one to explore more detailed hypotheses and to utilize more of the information content of comparative data sets than existing methods. Moreover, the use of a model selection framework to simultaneously compare a variety of hypotheses advances our ability to assess alternative evolutionary explanations.
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Multioptima OU models have been widely used to test for shifts in evolutionary regimes.
“Multioptima OU models have been widely used to test for the presence of shifts in evolutionary regimes (i.e., parts of the phylogeny with their own optima, or less commonly, their own strength of selection parameters).”
From Rethinking phylogenetic comparative methods (2018) · cites this paper as Butler and King 2004
Most continuous trait models are Gaussian and do not accommodate abrupt, discontinuous shifts in phenotypes.
“While today we have a much wider range of comparative models to choose from including some that allow for adaptive shifts, most continuous trait models are Gaussian (e.g., Pagel 1999;Blomberg et al. 2003;Butler and King 2004;O'Meara et al. 2006;Eastman et al. 2011;Beaulieu et al. 2012;Uyeda and Harmon 2014) and do not accommodate abrupt, discontinuous shifts in phenotypes.”
From Rethinking phylogenetic comparative methods (2018) · cites this paper as Butler and King 2004
Tests of adaptive evolution come in two flavors: those with an a priori hypothesis about which lineages belong to which regimes, and those where the locations of regime changes are estimated along with the parameters of the OU process.
“Tests of adaptive evolution come in two flavors: those with an a priori hypothesis (or hypotheses) regarding which lineages belong to which distinct regimes based on ancestral state reconstruction of explanatory factors (Butler and King 2004;Beaulieu et al. 2012) and those where the locations of regime changes are themselves estimated along with the parameters of the OU process (Ingram and Mahler”
From Rethinking phylogenetic comparative methods (2018) · cites this paper as Butler and King 2004
Depending on the Bayesian network structure, the appropriate method of analysis can range from a nonphylogenetic regression, to commonly used comparative methods such as PGLS, to methods that require modeling both the evolutionary history of interaction of both trait X and trait Y.
“Depending on the Bayesian network structure, the appropriate method of analysis can range from a nonphylogenetic regression (Fig. 7A), to commonly used comparative methods such as PGLS (Fig. 7B), to methods that require modeling both the evolutionary history of interaction of both trait X and trait Y (Fig. 7C) (Hansen 1997;Butler and King 2004;Hansen et al. 2008;Revell 2010;Hansen and Bartoszek 20”
From Rethinking phylogenetic comparative methods (2018) · cites this paper as Butler and King 2004
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- Authors
- Butler, M. A., & King, A. A.
- Affiliations
- University of Tennessee at Knoxville (US)
- Corresponding author
- Butler, Marguerite A.
- King, Aaron A.
- Venue
- The American Naturalist
- Publisher
- University of Chicago Press
- Published
- 2004-12
- Volume
- 164
- Issue
- 6
- Pages
- 683-695
- ISSN
- 0003-0147 (ISSN-L)
- 1537-5323
- OpenAlex
- W2179984775
- Cited by
- 1,438
- References
- 2
- Citations by year
- 2026: 69 · 2025: 78 · 2024: 82 · 2023: 58 · 2022: 63 · 2021: 96 · 2020: 71 · 2019: 134 · 2018: 101 · 2017: 94 · 2016: 99 · 2015: 94 · 2014: 93 · 2013: 65 · 2012: 54
- FWCI
- 14.71
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- The American Naturalist (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Physical Sciences › Earth and Planetary Sciences › Paleontology › Evolution and Paleontology Studies
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Evolution and Genetic Dynamics
- Physical Sciences › Mathematics › Geometry and Topology › Morphological variations and asymmetry
- Keywords
- phylogenetic comparative analysis, adaptive evolution, Ornstein-Uhlenbeck process, Brownian motion, adaptive zones, model selection, maximum likelihood estimation, quantitative traits, evolutionary hypothesis testing
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