Causality and hyperbolicity of Lovelock theories
Open accessAbstract
In Lovelock theories, gravity can travel faster or slower than light. The causal structure is determined by the characteristic hypersurfaces. We generalize a recent result of Izumi to prove that any Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom of a Lovelock theory. Hence gravitational signals cannot escape from the region inside such a horizon. We investigate the hyperbolicity of Lovelock theories by determining the characteristic hypersurfaces for various backgrounds. First we consider Ricci flat type N spacetimes. We show that characteristic hypersurfaces are generically all non-null and that Lovelock theories are hyperbolic in any such spacetime. Next we consider static, maximally symmetric black hole solutions of Lovelock theories. Again, characteristic surfaces are generically non-null. For some small black holes, hyperbolicity is violated near the horizon. This implies that the stability of such black holes is not a well-posed problem.
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TL;DR
The paper proves that any Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom in Lovelock theories, so gravitational signals cannot escape such horizons. It then shows Lovelock theories are hyperbolic in Ricci-flat type N spacetimes, but hyperbolicity fails near the horizon of some small static maximally symmetric black holes, making linearized stability ill-posed.
Key findings
- A Killing horizon is characteristic for all gravitational degrees of freedom in any Lovelock theory; the kernel of the principal symbol on the horizon has dimension \(d(d-3)/2\).
- In Ricci-flat type N spacetimes, there are \(d(d-3)/2\) effective metrics \(G_{I\,ab}=g_{ab}+\omega_I \ell_a \ell_b\); characteristic hypersurfaces are null with respect to one of them, and Lovelock theory is hyperbolic in any such background. For \(d=5\), the relevant eigenvalues include \(\nu_I=\pm 2\sqrt{\Omega'_{ij}\Omega'_{ij}}\).
- For static, maximally symmetric black holes, characteristic surfaces are null with respect to effective metrics for scalar, vector, and tensor perturbations. Large black holes have all \(c_A(r)>0\) outside the horizon and are hyperbolic; for some small black holes, one \(c_A\) vanishes at \(r_c>r_0\) and becomes negative for \(r<r_c\), violating hyperbolicity. Examples include scalar modes in \(d=5\) and tensor modes in \(d=6\) Einstein-Gauss-Bonnet theory with \(\Lambda=0\).
- When hyperbolicity is violated, linearized “bad” modes grow as \(e^{\alpha l t}\), solutions do not depend continuously on initial data, and for generic smooth initial perturbations no corresponding linearized solution exists.
Methods
- The paper uses a second-order, gauge-invariant principal-symbol approach: it defines the characteristic polynomial \(Q(x,\xi)=\det P(x,\xi)\), characterizes hypersurfaces by \(Q=0\), and defines hyperbolicity via Lovelock-spacelike surfaces and real roots.
- For Ricci-flat type N spacetimes, it introduces a null basis, computes the principal symbol, diagonalizes the relevant map on traceless symmetric matrices, and derives the effective metrics.
- For static, maximally symmetric black holes, it uses known scalar/vector/tensor master equations for linearized perturbations and their large-\(l\) behavior to read off the effective metrics \(G_A^{\mu\nu}\) and the functions \(c_A(r)\).
Limitations
- The paper states that its study of hyperbolicity in black hole backgrounds is restricted to the black hole exterior; the interior is not investigated.
- The paper states that the two cases studied are atypical: factorization of the characteristic polynomial into quadratic factors and the appearance of effective metrics are special to these solutions, while generic Lovelock solutions are expected to have a higher-degree normal cone.
- The paper states that extending the Killing-horizon result to stationary black holes would require a Lovelock analogue of Hawking’s rigidity theorem, and whether hyperbolicity violation can arise dynamically remains an open question.
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Claims the paper makes
14 of 21 cited sources checked · 6 supported · 0 flagged · accuracy not yet measured
- Findingcitation
Any Ricci flat type N spacetime is a solution of Lovelock theory with Λ = 0.
“We note that any such spacetime is a solution of Lovelock theory (with Λ = 0) (slightly extending a result of [13]).”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [13] source
Section II.A (p. 3) states that all Weyl type N Einstein spacetimes, which include Ricci-flat type N spacetimes, solve quadratic gravity with an appropriately chosen effective cosmological constant. Its footnote notes the Λ = 0 result for Gauss–Bonnet gravity. The paper does not establish the extension to Lovelock theory; the citing sentence itself calls that a slight extension of the cited result. (LLM, conf=0.86)
Experimental — accuracy not yet measured
- Findingcitation
For certain small Lovelock black holes, one of the effective metrics may change signature near, but outside, the horizon of the black hole.
“It turns out that, for certain small Lovelock black holes, one of these metrics may change signature near, but outside, the horizon of the black hole.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [25] source
Section 3.2 reports that sufficiently small Lovelock black holes can have an instability-producing negative region outside the horizon. Section 3.1 also says that a negative region of T outside the horizon gives perturbations a wrong-sign kinetic term. The paper does not describe this as an effective metric changing signature, so that specific interpretation is not established by our copy. (LLM, conf=0.82)
Experimental — accuracy not yet measured
- Findingreasoning
For static spherically or planar symmetric black hole solutions of Lovelock theories, there exist effective metrics G_S, G_V and G_T such that characteristic hypersurfaces are null hypersurfaces with respect to one of these metrics.
“From this one can infer that there exist 'effective metrics' G ab S , G ab V and G ab T such that characteristic hypersurfaces are null hypersurfaces with respect to one of these metrics.”
Quote in the paperSubstantial claim3 of 3 sources checked- cites [18] Dotti G, 2005, Class. Quantum Grav. source
Section 2 (pp. L2–L3) studies tensor perturbations of spherically symmetric Einstein–Gauss–Bonnet solutions, and Section 4 (p. L6) summarizes a stability analysis. Our copy does not address effective metrics for scalar, vector, and tensor modes or say that characteristic hypersurfaces are null with respect to them (searched: effective metrics, characteristic hypersurfaces, and propagation cones). (LLM, conf=0.76)
Experimental — accuracy not yet measured - cites [19] source
Sections II–III study tensor perturbations of static Einstein–Gauss–Bonnet spacetimes, and Section VI says vector results are preliminary and the scalar case remains under investigation. Searches for effective metrics, characteristic hypersurfaces, and null propagation found no passage establishing the claimed three metrics or their relation to characteristics. (LLM, conf=0.76)
Experimental — accuracy not yet measured - cites [20] source
The Introduction and Conclusions discuss tensor, vector, and scalar perturbations of Einstein–Gauss–Bonnet spacetimes as a stability problem. Searches for “effective metric,” “characteristic,” and “null hypersurface” found no passage stating that characteristic hypersurfaces are null with respect to sector-specific effective metrics. (LLM, conf=0.76)
Experimental — accuracy not yet measured
- Premisecitation
Lovelock theories admit static, maximally symmetric black hole solutions with metric of the form (5.1).
“Lovelock theories admit static, maximally symmetric black hole solutions with metric of the form [14-17] Σ = -+ + ds f r dt f r dr r d ( ) ( ) , (5.1) 2 2 1 2 2 2”
Quote in the paperSubstantial claim3 of 4 sources checked- cites [14] source
In the section headed “S. Deser” (page unavailable), the paper derives static, spherically symmetric solutions in Schwarzschild gauge for its Einstein–Gauss–Bonnet model and describes solutions with event horizons. This supports a black-hole solution of the stated general form, but the copy does not establish the claim for Lovelock theories more broadly or for maximally symmetric horizons beyond spherical ones; the metric equation itself is not decoded in our copy. (LLM, conf=0.84)
Experimental — accuracy not yet measured - cites [15] source
- cites [16] source
- cites [17] source
- Findingown data
A Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom, generalising a result of [9].
“We proved that a Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom, generalising a result of [9].”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [9] source
- Findingreasoning
For a generic Ricci flat type N spacetime, there exist d(d-3)/2 effective metrics G_I = g + ω_I ll such that a hypersurface is characteristic if and only if its normal is null with respect to G_I for some I.
“Proposition.For a generic Ricci flat type N spacetime, there exist - d d ( 3) 2 'effective metrics' ω = + G g ℓ ℓ . (4.2) I ab ab I a b = … - I d d 1, , ( 3) 2 such that a hypersurface is characteristic if and only if its normal ξ a is null with respect to G I ab for some I.”
Quote in the paperSubstantial claim - Findingreasoning
The null cones of the effective metrics form a nested set.
“The null cones of these metrics form a nested set.”
Quote in the paperSubstantial claim - Findingcitation
Any Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom of a Lovelock theory.
“We generalize a recent result of Izumi to prove that any Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom of a Lovelock theory.”
Quote in the paperSubstantial claim - Findingreasoning
A non-null ξ^a is characteristic if and only if, for some I, ξ^a ξ_a = -ω_I^2.
“Hence from (3.16), a non-null ξ a is characteristic if and only if, for some I ξ ξ ω ξ ω = -= -( ) ℓ , (4.13)I a a I 2 0 2 2”
Quote in the paperSubstantial claim - Findingreasoning
For a generic type N spacetime, there are d(d-3)/2 non-null characteristic ξ^a.
“So for a generic type N spacetime we have - d d ( 3) 2 non- null characteristic ξ a .”
Quote in the paperSubstantial claim - Findingreasoning
In the plane wave Ricci flat type N example, the effective metrics are all isometric to the physical metric.
“which shows that the effective metrics are all isometric to the physical metric.”
Quote in the paperSubstantial claim - Findingown data
For static, maximally symmetric black hole solutions of Lovelock theories, characteristic surfaces are generically non-null.
“Again, characteristic surfaces are generically non-null.”
Quote in the paperSubstantial claim - Findingnone given
For a generic smooth initial perturbation there does not exist any corresponding solution of the linearized equations of motion.
“for a generic smooth initial perturbation there does not exist any corresponding solution of the linearized equations of motion”
Quote in the paperNot a substantial claim - Findingnone given
The outermost characteristic surface is generically spacelike.
“This outermost characteristic surface is generically spacelike.”
Quote in the paperSubstantial claim - Findingreasoning
For null ξ^a not parallel to l^a, it is possible for ξ^a to be characteristic only when any of the eigenvalues ω_I vanishes.
“So only when Class.Quantum Grav.31 (2014) 205005 H S Reall et al any of the eigenvalues ω I happens to vanish is it possible for a characteristic direction ξ a to be null and not parallel to ℓ a .”
Quote in the paperSubstantial claim - Findingreasoning
Solutions of the linearized equations of motion do not depend continuously on their initial data.
“solutions of the linearized equations of motion do not depend continuously on their initial data”
Quote in the paperNot a substantial claim - Findingreasoning
For d = 5, the most positive ω_I corresponds to one of the roots in (4.12), which is always non-zero unless the spacetime is flat.
“For d = 5, it is easy to show that the most positive ω I corresponds to one of the roots in (4.12), which is always non- zero (unless the spacetime is flat).”
Quote in the paperSubstantial claim - Findingreasoning
For large l there exist solutions of the master equation of the form Ψ = e^{α l t} χ_l(r*).
“Hence for large l there exist solutions of the master equation of the form Ψ χ = α t r e r ( , ) ( * ) l lt l”
Quote in the paperSubstantial claim - Findingreasoning
Since V_l scales as l^2, the energy ω^2 of the bound state scales as α l^2 for large l.
“Since V l scales as l 2 , the energy ω 2 of the bound state must scale as α l 2 2 for large l where α is a constant.”
Quote in the paperSubstantial claim - Findingreasoning
For a generic smooth initial perturbation, a solution of the linearized equation of motion does not even exist.
“We will also argue that, for a generic smooth initial perturbation, a solution of the linearized equation of motion does not even exist.”
Quote in the paperSubstantial claim - Findingnone given
For some small Lovelock black holes, the functions c_A(r) are all positive far from the black hole but there is a critical radius r_c > r_0 such that one c_A vanishes at r_c and becomes negative for r < r_c, while the other c_A remain positive.
“The situation changes dramatically for some small Lovelock black holes.In this case, the functions c r ( ) A are all positive far from the black hole but for some small black holes there is a critical radius > r r c 0 (where = r r 0 is the event horizon) such that one of the c A vanishes at = r r c and becomes negative for < r r c .The other c r ( ) A remain positive.”
Quote in the paperSubstantial claim - Findingnone given
If a vector V^a is timelike with respect to G_Aab then it is also timelike with respect to G_A'ab if c_A(r) > c_A'(r).
“If a vector V a is timelike with respect to G Aab then it is also timelike with respect to ′ G A ab if > ′ c r c r ( )( ) A A .”
Quote in the paperSubstantial claim - Findingnone given
The Riemann tensor at p is invariant under a subgroup of the Lorentz group consisting of two-dimensional Lorentz boosts acting on IJ indices and rotations acting on ij indices.
“Note that the Riemann tensor at p is invariant under a subgroup of the Lorentz group acting on the tangent space at p, consisting of two-dimensional Lorentz boosts acting on the IJ indices and rotations acting on the ij indices.”
Quote in the paperSubstantial claim - Findingreasoning
Solutions of the linearized equation of motion for the bad modes do not depend continuously on the initial data for such perturbations on a surface t = 0.
“We will show that solutions of the linearized equation of motion for the 'bad' modes do not depend continuously on the initial data for such perturbations on a surface t = 0.”
Quote in the paperSubstantial claim - Findingreasoning
The characteristic determinant Q depends on ξ^μ only in the combinations η_IJ ξ^I ξ^J and δ_ij ξ^i ξ^j.
“Hence Q depends on ξ μ only in the combinations η ξ ξ IJ I J and δ ξ ξ ij i j .”
Quote in the paperSubstantial claim - Findingnone given
For a black hole that is large compared to the length scales set by constants k_p, the functions c_A(r) are positive everywhere outside the event horizon.
“For a black hole that is large (compared to the length scales set by the constants k p ), the functions c r ( ) A are positive everywhere outside the event horizon (we will not discuss the black hole interior).”
Quote in the paperNot a substantial claim - Findingreasoning
Q can be factorized into a product of factors of the form ξ^I ξ_I + c_A(r) ξ^i ξ_i and possibly a factor without any real roots.
“Hence we can factorize Q into a product of factors of the form ξ ξ ξ ξ + c r ( ( ) ) I I A i i p A and (possibly) a factor without any real roots 11 .”
Quote in the paperSubstantial claim - Findingown data
For static black hole solutions, characteristics are null hypersurfaces with respect to certain effective metrics.
“In the case of static black hole solutions, we have again found that characteristics are null hypersurfaces with respect to certain effective metrics.”
Quote in the paperSubstantial claim - Findingnone given
The signatures of the effective metrics are determined by the sign of c_A.
“The signatures of the effective metrics are determined by the sign of c A .”
Quote in the paperSubstantial claim - Findingown data
For Ricci flat type N spacetimes, the characteristic hypersurfaces are the null hypersurfaces of certain Lorentzian effective metrics, with one such metric for each physical degree of freedom of the graviton.
“For the case of Ricci flat type N spacetimes, we found that these are the null hypersurfaces of certain Lorentzian 'effective metrics', with one such metric for each physical degree of freedom of the graviton.”
Quote in the paperSubstantial claim - Premisecitation
Characteristic hypersurfaces of Lovelock theories are generically non-null.
“In particular [3] showed that such surfaces are generically non-null.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [3] source
- Premisecitation
In more than four dimensions, additional terms can appear in the Lovelock equation.
“In > d 4 dimensions, this result is not valid and Lovelock showed that additional terms can appear in the lhs above.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [1] source
- Premisecitation
In Lovelock theories, gravity can travel faster or slower than light.
“In Lovelock theories, gravity can travel faster or slower than light.”
- Also stated in: § 1. Introduction · plain
“Gravity can propagate faster (or slower) than light 3 .”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [3] source
- Also stated in: § 1. Introduction · plain
- Interpretationcitation
If the event horizon of a stationary black hole is a Killing horizon, then gravitational signals cannot escape from the black hole interior.
“If one assumes that the event horizon of a stationary black hole is a Killing horizon then it follows that gravitational signals cannot escape from the black hole interior.”
Quote in the paperSubstantial claim- The authors state this as an assumption: The event horizon of a stationary black hole is a Killing horizon.
- Interpretationreasoning
For a generic Ricci flat type N spacetime, characteristic hypersurfaces are generically non-null with respect to the physical metric.
“We show that characteristic hypersurfaces are generically all non-null”
- Also stated in: § 1. Introduction · plain
“With respect to the physical metric, the characteristic surfaces are generically non-null.”
Quote in the paperSubstantial claim - Also stated in: § 1. Introduction · plain
- Premisecitation
In four dimensions, the most general symmetric, divergence-free, second-rank tensor that is a function only of the metric and its first and second derivatives is a linear combination of the Einstein tensor and a cosmological constant term.
“This states that in four dimensions, the most general symmetric, divergence-free, second rank tensor that is a function of only the metric and its first and second derivatives, is a linear combination of the Einstein tensor and a cosmological constant term.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [1] source
- Interpretationreasoning
For some small black holes, hyperbolicity is violated near the horizon.
“For some small black holes, hyperbolicity is violated near the horizon.”
Quote in the paperSubstantial claim - Interpretationreasoning
Lovelock theory is hyperbolic in any Ricci flat type N background, no matter how large the curvature.
“This result implies that Lovelock theory is hyperbolic in any such background, no matter how large the curvature.”
- Also stated in: § 4.1. Overview · plain
“It follows from this result that Lovelock theory is hyperbolic in any Ricci flat type N background.”
Quote in the paperSubstantial claim - Also stated in: § 4.1. Overview · plain
- Interpretationreasoning
The possibility of spacelike characteristic surfaces entails problems for the initial value problem in Lovelock theories.
“The possibility of spacelike characteristic surfaces entails problems for the initial value problem in Lovelock theories.”
Quote in the paperSubstantial claim - Premisecitation
This behaviour has been observed for cosmological solutions in Lovelock theories.
“However, it can happen in Lovelock theories e.g. this behaviour has been observed for cosmological solutions [10].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [10] source
- Interpretationreasoning
For a Ricci flat type N spacetime, the normal cone of a Lovelock theory factorizes into a product of quadratic cones, one for each physical polarization of the metric.
“This result implies that, for a Ricci flat type N spacetime, the normal cone of a Lovelock theory factorizes into a product of quadratic cones, one for each physical polarization of the metric.”
Quote in the paperSubstantial claim - Interpretationreasoning
In that plane wave spacetime, causality of Lovelock theory is equivalent to causality defined by the light cone in an isometric spacetime.
“Applying this result to the effective metric with the most positive ω I we see that causality of Lovelock theory in this spacetime is equivalent to causality defined by the light cone in an isometric spacetime.”
Quote in the paperSubstantial claim - Interpretationreasoning
Causality is determined by the outermost null cone.
“Causality is determined by the outermost null cone.”
Quote in the paperSubstantial claim - Interpretationreasoning
The problem is ill-posed even at the linearized level.
“But the problem is ill-posed even at the linearized level, as we will now explain.”
Quote in the paperSubstantial claim - Interpretationreasoning
The null cones at a point p form a nested set with the innermost cone corresponding to the smallest c_A(r) and the outermost cone to the largest c_A(r).
“Hence the null cones at a point p form a nested set with the innermost cone corresponding to the smallest c A (r) and the outermost cone to the largest c r ( ) A .”
Quote in the paperSubstantial claim - Interpretationreasoning
Since c_A > 0 for all A, the theory is hyperbolic in this d = 7 spacetime.
“Since > c 0 A for all A, the theory is hyperbolic in this spacetime.”
Quote in the paperSubstantial claim - Interpretationreasoning
This phenomenon implies that Lovelock theory is not hyperbolic for r <= r_c in these spacetimes.
“This phenomenon implies that Lovelock theory is not hyperbolic for ⩽ r r c in these spacetimes.”
Quote in the paperSubstantial claim - Interpretationreasoning
A hypersurface is characteristic if and only if it is null with respect to one of the effective metrics G_Aab.
“Therefore, just as the type N case studied above, a hypersurface is characteristic if, and only if, it is null with respect to one of the 'effective metrics' G A ab .”
Quote in the paperSubstantial claim - Interpretationcitation
The violation of hyperbolicity is not apparent in a spherically symmetric reduction of the equations because it is the angular part of the effective metric that undergoes a sign change, and hence only angular derivatives are affected.
“The violation of hyperbolicity is not apparent in a spherically symmetric reduction of the equations because it is the angular part of the effective metric that undergoes a sign change when hyperbolicity is violated, and hence it is only the angular derivatives that are affected by this sign change 16 .”
Quote in the paperSubstantial claim - Interpretationreasoning
When these effective metrics are Lorentzian, as for large black holes, the theory is hyperbolic.
“When these are Lorentzian, as is the case for large black holes, the theory is hyperbolic.”
Quote in the paperSubstantial claim - Premisecitation
Generically, the normal cone is not a product of quadratic cones, but a higher degree cone.
“Generically, the normal cone is not a product of quadratic cones, but a higher degree cone [3].”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [3] source
- Interpretationreasoning
The sign of c_A(r_0) determines the signature just outside the horizon.
“Therefore, the sign of c r ( ) A 0 determines the signature just outside the horizon.”
Quote in the paperSubstantial claim - Interpretationreasoning
This result implies that Lovelock theories are hyperbolic in Ricci flat type N backgrounds.
“We have explained how this result implies that Lovelock theories are hyperbolic in such backgrounds.”
Quote in the paperSubstantial claim
- Classified as probably not a substantial claim. 1
- May combine two claims. 28
- The quote only partly states this claim. 2
Classified as probably not a substantial claim.
PremisecitationIzumi proved that a Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom in Einstein-Gauss-Bonnet theory.
“He proved that a Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [9] source
May combine two claims.
PremisecitationFor bad modes, V_l is negative for r <= r_bad and admits negative energy bound states.
“But for the bad modes, V r ( ) l is negative for ⩽ r r bad , and admits negative energy bound states [18].”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [18] Dotti G, 2005, Class. Quantum Grav. source
Section 3 gives a negative-potential-integral criterion for negative-energy bound states and shows it holds for sufficiently small mass and large angular eigenvalue in the exceptional n = 4 case. The copy does not define r_bad or establish that the potential is negative throughout r ≤ r_bad. No page number is available for these passages in the indexed copy. (LLM, conf=0.83)
Experimental — accuracy not yet measured
May combine two claims.
Findingown dataFor a d = 5 small spherical black hole with Λ = 0, the scalar modes have V_eff < 0 near the horizon, giving the instability discovered in [20]; c_S < 0 implies the theory is not hyperbolic near the horizon.
“For the d = 5 example, the plot for the scalar modes reveals that < V 0 eff near the horizon.This gives rise to the instability discovered in [20].However, from our perspective this is much worse than an instability: < c 0 S implies that the theory is not hyperbolic near the horizon.”
Quote in the paperSubstantial claim1 of 1 sources checked- cites [20] source
May combine two claims.
Findingown dataFor a d = 6 small spherical black hole with Λ = 0, the tensors have V_eff < 0 near the horizon, giving the instability of [18,19]; this is a failure of hyperbolicity.
“Similarly, for the d = 6 example the tensors have < V 0 eff near the horizon, which gives the instability of [18,19].But again, this is much worse than an instability, it is a failure of hyperbolicity of the theory.”
Quote in the paperSubstantial claim2 of 2 sources checked- cites [18] Dotti G, 2005, Class. Quantum Grav. source
- cites [19] source
The stability analysis (p. 12) says that for a six-dimensional spherical black hole with Λ = 0, low mass brings a tensor-mode instability. Section V (pp. 10–11) establishes instability when its S-deformed potential is negative somewhere, but does not specifically state that the undeformed effective potential is negative near the horizon. The failure-of-hyperbolicity characterization is the citing authors’ own conclusion, not a finding established by this source. (LLM, conf=0.84)
Experimental — accuracy not yet measured
May combine two claims.
Findingnone givenThe ω_I are real homogeneous functions of Ω'ij of weight 1 and are independent of k_p for p > 2.
“The ω I are real homogeneous functions of Ω ′ ij of weight 1 and independent of k p for > p 2.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingnone givenGenerically ω_I is nonzero for all I, so the null cones of the effective metrics do not coincide with the null cone of the physical metric.
“Generically ω ≠ 0 I for all I so the null cones of the effective metrics do not coincide with the null cone of the physical metric.”
Quote in the paperSubstantial claimMay combine two claims.
Findingnone givenFor generic Ω'ij, the quantities ω_I are distinct and hence the effective metrics G_I are distinct.
“For generic Ω ′ ij , the quantities ω I are distinct and hence so are the metrics G Iab .”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningThere is generically at least one positive ω_I, and the outermost cone lies outside the light cone except where they are tangent along l.
“We will show below that there is generically at least one positive ω I and so this outermost cone lies outside the light cone (except where they are tangent along ℓ a ).”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningIf ξ^a is null and parallel to l^a, then ξ^a is characteristic and non-trivial elements of the kernel of P correspond to the subspace V_physical^transverse of V_physical, with dimension d(d-3)/2.
“Finally, if ξ a is null and parallel to ℓ a then ξ x ( , ) vanishes so the analysis is the same as for GR (section 3.2).Such ξ a is characteristic and non-trivial elements of the kernel of P correspond to the subspace V physicaltransverse of V physical , with dimension d d ( 3) 2.”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningThe vector l is null with respect to any of the effective metrics, so the null cones are all tangent along l.
“However, the vector ℓ a is null with respect to any of these metrics so the null cones are all tangent along ℓ a .”
Quote in the paperSubstantial claimThe quote only partly states this claim.
Findingown dataFor d = 5, the remaining eigenvalues of the operator are ν = ± Ω'_{ij} Ω'_{ij}.
“For d = 5 we can do this explicitly with the result ν Ω Ω = ± ′ ′ = d 2 3 , 5. (4.12)I ij ij”
Quote in the paperSubstantial claimMay combine two claims.
Findingnone givenThe tensors G_I are non-degenerate with Lorentzian signature.
“The tensors G I ab are non-degenerate with Lorentzian signature.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown dataFor the same d = 7 black hole at intermediate r, 0 < c_S < c_V < c_T < 1, so the tensor metric still determines causality but all modes propagate slower than light.
“At intermediate r we have < < < < c c c 0 1 S V T so it is still the tensor metric that determines causality but now all modes propagate slower than light 13 .”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningG_Aab is Lorentzian if c_A(r) > 0, degenerate if c_A(r) = 0, and Lorentzian with 'mostly minus' signature if c_A(r) < 0.
“Note that G A ab is Lorentzian if > c r ( ) 0 A , degenerate if = c r ( ) 0 A , and Lorentzian with 'mostly minus' signature if < c r ( ) 0 A .”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataFor the same d = 7 black hole near the horizon, 0 < c_T < c_V < c_S < 1, so the scalar effective metric determines causality, with all modes subluminal.
“Near to the horizon, we have < < < < c c c 0 1 T V S and so it is now the effective metric for the scalars that determines causality, with all modes subluminal.”
Quote in the paperSubstantial claimMay combine two claims.
FindingcitationThese solutions grow exponentially in time and are regular on the future horizon.
“These grow exponentially in time and are regular on the future horizon 12 .”
Quote in the paperSubstantial claimMay combine two claims.
Findingown dataFor a small spherical black hole with d = 7 and Λ = 0, at large r, c_S < c_V < c_T < 1, so the tensor effective metric determines causality and tensor modes propagate faster than light.
“Figure 2 shows the behaviour of the effective potentials for a small spherical (κ = 1) black hole with d = 7 and Λ = 0. From the plot we see that < < < < c c c 0 1 S V T for large r.Hence at large r, the effective metric that determines causality is that of the tensors, and these modes propagate faster than light.”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningAt large r, c_A → 1, so all effective metrics approach the physical metric asymptotically and have Lorentzian signature.
“At large r, → c 1 A , so all the effective metrics approach the physical metric asymptotically and hence have Lorentzian signature.”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningIn the Gauss-Bonnet case α_3 = 0, not all of these can be negative due to the bound (5.16) on αΛ; the scalars are negative in d = 5 for -3 < αΛ < -3/2, and the tensors are negative in d = 6 for -5 < αΛ < -2.
“In the Gauss-Bonnet case α = ˜0 3 for example, not all of these can be negative due to the bound (5.16) on α Λ ˜2 .The scalars are negative in d = 5 for α Λ -< < -3 ˜3 2 2 , and the tensors are negative in d = 6 for α Λ -< < -5 ˜2 6 2 .”
Quote in the paperSubstantial claimMay combine two claims.
Findingnone givenNear the horizon, the effective potential goes as V_A^eff = c_A(r_0) f'(r_0)(r - r_0)/2, with f'(r_0) > 0.
“Near the horizon, the effective potential goes as = ′ - V c r f r r r r ( ) ( ) 2 ( ), (5.19) A eff 0 0 0 2 0 with ′ > f r ( ) 0 0 .”
Quote in the paperSubstantial claimMay combine two claims.
FindingreasoningAll small Lovelock black holes with d < P + 1/3 break hyperbolicity, and the bad modes can show up in any scalar, tensor or vector sector.
“We have thus shown that all small Lovelock black holes with < + d P 1 3 break hyperbolicty, and the 'bad' modes can show up in any (scalar, tensor or vector) sector.”
Quote in the paperSubstantial claim- The authors state this as an assumption: Solutions exist for arbitrarily small horizon radius r_0.
The quote only partly states this claim.
InterpretationreasoningThe effective metric with the most positive ω_I, rather than the physical metric, determines causal properties of gravitational propagation in this background.
“Therefore it is this effective metric, rather than the physical metric, which determines causal properties of gravitational propagation in this background.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningThe non-characteristic condition might be violated after a finite time, in which case one cannot evolve further.
“But the non-characteristic condition might be violated after a finite time, in which case one cannot evolve further.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningThe initial value problem and stability for small perturbations near such black holes is ill-posed.
“This implies that the stability of such black holes is not a well-posed problem.”
- Also stated in: § 1. Introduction · plain
“Hence the initial value problem is ill-posed: time evolution does not make sense here.”
Quote in the paperSubstantial claim- The authors state this as an assumption: Asking about stability presupposes that the equations admit a well-posed initial value formalism for initial data in a neighbourhood of the black hole initial data.
- Also stated in: § 1. Introduction · plain
May combine two claims.
InterpretationreasoningFor solutions with all c_A positive, there exist Lovelock-spacelike hypersurfaces (e.g., surfaces of constant t), and hence Lovelock theory is hyperbolic in these backgrounds.
“For these solutions with all c A positive, it is clear that we can find Lovelock-spacelike hypersurfaces, which are hypersurfaces that are spacelike with respect to all of the G Aab .For example, surfaces of constant t have this property.Hence Lovelock theory is hyperbolic in these backgrounds.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningFor these small black holes, surfaces of constant t are spacelike for good modes but timelike in r < r_c for bad modes, implying the problem of studying stability by specifying an initial perturbation on a surface of constant t and evolving in time is ill-posed.
“For example, surfaces of constant t are spacelike for the good modes but timelike in < r r c for the bad modes.This implies that the problem of studying stability by specifying an initial perturbation on a surface of constant t and evolving in time is ill-posed.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningIf c_A(r) > 1 then the outermost graviton cone lies outside the light cone, so gravity travels faster than light.
“If > c r ( ) 1 A then the outermost graviton cone lies outside the light cone: gravity travels faster than light.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningFor large black holes, the effective metrics G_Aab are smooth and Lorentzian, and their null cones determine causality of Lovelock theory in this spacetime.
“The effective metrics G Aab are smooth and Lorentzian.The characteristic surfaces are the null hypersurfaces of these effective metrics, so the null cones of G Aab determine causality of Lovelock theory in this spacetime.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationreasoningFor small black holes, one of the effective metrics can change signature near the horizon, implying Lovelock theory is not hyperbolic in such backgrounds.
“However, for small black holes, one of the effective metrics can change signature near the horizon.This implies that Lovelock theory is not hyperbolic in such backgrounds.”
Quote in the paperSubstantial claimMay combine two claims.
InterpretationcitationThe factorization of the characteristic polynomial into quadratic factors (and hence the appearance of effective metrics) is a consequence of the special properties of these solutions; for most solutions of Lovelock theories, one would not expect this factorization.
“We should emphasize that the two cases investigated here are atypical.The factorization of the characteristic polynomial into quadratic factors (and hence the appearance of effective metrics) is a consequence of the special properties of these solutions.For most solutions of Lovelock theories, one would not expect this factorization.”
Quote in the paperNot a substantial claimMay combine two claims.
InterpretationreasoningSince the event horizon of a static black hole is expected to be a Killing horizon, this shows that no signal can escape from the interior of such a black hole.
“On general grounds, the event horizon of a static black hole is expected to be a Killing horizon, so this shows that no signal can escape from the interior of such a black hole.”
Quote in the paperNot a substantial claim- The authors state this as an assumption: The event horizon of a static black hole is a Killing horizon.
The authors state this as an assumption.
The event horizon of a stationary black hole is a Killing horizon.
“If one assumes that the event horizon of a stationary black hole is a Killing horizon then it follows that gravitational signals cannot escape from the black hole interior.”
The authors state this as an assumption.
Asking about stability presupposes that the equations admit a well-posed initial value formalism for initial data in a neighbourhood of the black hole initial data.
“Asking about stability presupposes that the equations admit a well-posed initial value formalism for initial data in a neighbourhood of the black hole initial data.”
The authors state this as an assumption.
The event horizon of a static black hole is a Killing horizon.
“On general grounds, the event horizon of a static black hole is expected to be a Killing horizon”
“This assumption is justified for a static black hole subject to some reasonable global assumptions[27].”
The authors state this as an assumption.
Solutions exist for arbitrarily small horizon radius r_0.
“assuming solutions exist for arbitrarily small r 0”
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Report on scipost_202307_00012v1
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Report on scipost_202307_00012v1
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Report on scipost_202307_00012v1
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Consistency between bulk and boundary causalities in asymptotically anti-de Sitter spacetimes
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- Authors
- Reall, H. S., Tanahashi, N., & Way, B.
- Affiliations
- University of Cambridge (GB)
- Kavli Institute for the Physics and Mathematics of the Universe (JP)
- Corresponding author
- Way, Benson
- Venue
- Classical and Quantum Gravity
- Publisher
- IOP Publishing
- Published
- 2014-10-03
- Volume
- 31
- Issue
- 20
- Pages
- 205005
- ISSN
- 0264-9381 (ISSN-L)
- 1361-6382
- OpenAlex
- W2004231062
- Semantic Scholar
- f01f7603b9017c327cb809d433dd2bd230d8bded
- Cited by
- 92
- References
- 41
- Citations by year
- 2026: 1 · 2025: 8 · 2024: 5 · 2023: 8 · 2022: 6 · 2021: 4 · 2020: 6 · 2019: 7 · 2018: 12 · 2017: 13 · 2016: 12 · 2015: 8 · 2014: 2
- FWCI
- 5.14
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Licence
- Locations
- Classical and Quantum Gravity (publishedVersion)
- arXiv (Cornell University) (submittedVersion)
- arXiv (Cornell University)
- Funders
- Japan Society for the Promotion of Science (Grant-in-Aid for Scientific Researc)
- European Research Council (ERC-2011-StG 279363-HiDGR)
- Ministry of Education, Culture, Sports, Science, and Technology (WPI Initiative)
- Topics
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Relativity and Gravitational Theory
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
- Keywords
- causality, hyperbolicity, characteristic hypersurfaces, Killing horizons, type N spacetimes, static black holes, black hole stability, well-posedness
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