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Instability of de Sitter spacetime induced by quantum conformal anomaly
Open accessAbstract
The instability of (quasi) de Sitter spacetime from quantum gravitational effects has been discussed in many works. Especially, the gravitational backreaction from quantum energy momentum tensor is crucial for understanding the low-energy description of quantum gravity and sometimes destabilize the spacetime. In this paper we discuss the (quasi) de Sitter instability from gravitational backreaction involving quantum conformal anomaly. The conformal or trace anomaly corresponds to the quantum gravitational contributions of the massless conformal fields and affects the spacetime homogeneously. First, we derive the conformal anomaly using the adiabatic (WKB) approximation and discuss the renormalization of the quantum energy momentum tensor. Then, we consider the dynamics of the Hubble parameter based on the semiclassical Einstein's equations including the cosmological constant, the conformal anomaly and the higher-derivative terms. We have clearly shown that the classical de Sitter attractor H C ≃ √Λ/3 are generally unstable from the viewpoint of the semiclassical gravity and the inflation is destabilized except for the specific conditions. Unless the fine-tuning of the conformal anomaly and the higher derivative terms, the inflation finally becomes the Planckian inflation with the Hubble scale H ≈ M P ≡ √1/8π G N or terminates H ( t ) → 0. The latter case suggests that the cosmic inflation could not last long and the eternal inflation scenarios are strongly constrained.
Overview
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TL;DR
The paper argues that semiclassical backreaction from the quantum conformal anomaly generically destabilizes (quasi-)de Sitter spacetime, so the classical de Sitter attractor \(H_C \sim \sqrt{\Lambda/3}\) survives only under fine-tuned conditions. Unless the anomaly and higher-derivative terms are tuned, inflation either runs to the Planckian scale \(H \approx M_P\) or terminates with \(H(t)\to 0\), constraining eternal inflation.
Key findings
- Deriving the conformal anomaly via the adiabatic (WKB) approximation for conformally coupled fields gives \(T^\mu_{\ \mu\,\text{anomaly}} = \frac{1}{360(4\pi)^2}E - \frac{1}{180(4\pi)^2}R\), consistent with dimensional-regularization effective-action results; the adiabatic vacuum \(|0_A\rangle\) is argued to remove the \(R\)-term ambiguity.
- The semiclassical equations yield two attractors: the classical \(H_C \sim \sqrt{\Lambda/3}\) and a quantum anomaly-driven \(H_Q \sim M_P/\sqrt{2b}\). The classical de Sitter solution’s stability depends on the sign of \(c\), with \(c>0\) requiring \(N_G > \frac{1}{18}N_S + \frac{1}{3}N_F\).
- For \(c<0\) and \(H(t_0)\ll \sqrt{\Lambda}\), de Sitter is destabilized and \(H(t)\to 0\); for \(c<0\) and \(H(t_0)\gg \sqrt{\Lambda}\), \(H(t)\to M_P/\sqrt{2b}\); for \(c>0\) and \(H(t_0)\ll \sqrt{\Lambda}\), \(H(t)\to\infty\); for \(c>0\) and \(\sqrt{\Lambda}\ll H(t_0)\ll M_P/\sqrt{2b}\), \(H(t)\to\sqrt{\Lambda/3}\).
- Including higher-derivative terms, the stability condition is \(\Lambda \ll H(t_0) \ll M_P\sqrt{b-a_2/8+a_3/2}\) and \(c+6a_1-a_2/4>0\); otherwise inflation cannot last long. Eternal old, new, and chaotic inflation are constrained: \(H(t)\to 0\) terminates inflation, while \(H(t)\to M_P\) leaves the final state dependent on the potential.
Methods
- Semiclassical gravity: matter fields are quantized on a classical flat FLRW metric; a conformally coupled scalar field is decomposed into modes, and the adiabatic (WKB) approximation with the adiabatic vacuum is used to renormalize the stress tensor and derive the conformal anomaly.
- Effective Einstein equations include the cosmological constant, conformal anomaly, and higher-derivative tensors \(H^{(1,2,3)}_{\mu\nu}\); these are reduced to first-order Hubble-flow equations and numerically solved as phase diagrams for MSSM-like (\(b=8/45\pi^2\), \(c=-1/36\pi^2\)) and SM-like (\(b=11/72\pi^2\), \(c=17/720\pi^2\)) particle contents.
- Cosmological implications for eternal old, new, and chaotic inflation are discussed using Coleman-de Luccia/Hawking-Moss vacuum decay and stochastic inflationary fluctuation arguments.
Limitations
- Stated: the one-loop anomaly description is valid while \(R_{\mu\nu\kappa\lambda}R^{\mu\nu\kappa\lambda}\ll M_P^4\); otherwise higher-loop matter or graviton corrections cannot be neglected. The paper notes the one-loop expression is exact in theories such as \(N=4\) SYM.
- Stated: gravitational derivative couplings \(a_{1,2,3}\) are dropped for simplicity in the initial analysis and later included; the stability summary assumes \(\dot H(t_0)=0\) for simplicity. Gauge dependence of the \(R\) term for gauge fields is said to be removable by gravitational couplings.
- Evident from the text: the numerical phase diagrams and stability conclusions depend on chosen particle content and unfixed parameters \(b,c,a_{1,2,3}\); the paper does not provide observational constraints on those parameters.
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“The first part originates from the lowest-order adiabatic term of T 00 which is renormalized by the cosmological constant term ρ Λ .”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
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In the paper
“On the other hand the adiabatic regularization leads to the wrong sign of the conformal anomaly [72].”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
What the sources say
- Not checked yetcites [72] T.S. Bunch, 1980, J. Phys. source
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In the paper
“Note that eq.(2.30) is consistent with the results from the effective action Γ eff [g µν ] of gravity [6] in the dimensional regularization.”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
What the sources say
- Not checked — no full text of the sourcecites [6] I.L. Buchbinder, 1992, Effective action in quantum gravity source
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In the paper
“Now, we point out that the adiabatic expressions for the conformal anomaly precisely matches the expression derived by the effective action Γ eff [g µν ] with the dimensional regularization [6].”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
What the sources say
- Not checked — no full text of the sourcecites [6] I.L. Buchbinder, 1992, Effective action in quantum gravity source
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In the paper
“For massless conformal coupled fields there is no quantum particle creation with respect to the adiabatic vacuum |0 A .”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
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In the paper
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > Additional information
“Most of the Hubble patches ends the inflation and begins the reheating.”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > Additional information
“Most of the Hubble patches of the universe are still during the inflation and the whole universe is eternally expanding.”
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In the paper
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
“N G abelian gauge (spin-1) fields.”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
“Finally, the massless particle in current universe is only photon, thus, N V = 1, N S = 0 and N G = 0.”
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In the paper
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
“T µ µ fermion anomaly = - 1 2880π 2 11 R µν R µν - 1 3 R 2 + 6 R = 11 360(4π) 2 E - 6 180(4π) 2 R.”
§ Instability of de Sitter spacetime induced by quantum conformal anomaly > JCAP01(2019)003
“b = 1 360(4π) 2 N S + 11 2 N F + 62N G , (3.3b)”
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Metadata
- Authors
- Matsui, H.
- Affiliations
- Tohoku University (JP)
- Corresponding author
- Matsui, Hiroki
- Venue
- Journal of Cosmology and Astroparticle Physics
- Publisher
- IOP Publishing
- Published
- 2019-01-03
- Volume
- 2019
- Issue
- 01
- Pages
- 003-003
- ISSN
- 1475-7516 (ISSN-L)
- OpenAlex
- W2908487400
- Cited by
- 18
- References
- 118
- Citations by year
- 2026: 2 · 2025: 2 · 2024: 2 · 2023: 2 · 2022: 2 · 2021: 2 · 2020: 1 · 2019: 5
- FWCI
- 1.02
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Licence
- Locations
- Journal of Cosmology and Astroparticle Physics (publishedVersion)
- arXiv (Cornell University) (submittedVersion)
- arXiv (Cornell University)
- Funders
- Japan Society for the Promotion of Science (17H02875)
- Topics
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Noncommutative and Quantum Gravity Theories
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
- Keywords
- de Sitter instability, trace anomaly, gravitational backreaction, semiclassical gravity, cosmological constant, higher-derivative gravity, inflation (cosmology), eternal inflation, renormalization
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