Cited by 24Neurological disorders and treatmentsObsessive-Compulsive Spectrum DisordersBotulinum Toxin and Related Neurological Disorders

Closed-loop DBS triggered by real-time movement and tremor decoding based on thalamic LFPs for essential tremor

Open access
He, Shenghong, Debarros, Jean, Khawaldeh, Saed, Pogosyan, Alek, Mostofi, Abteen, Baig, Fahd, Pereira, Erlick, Brown, Peter +1 more·2020·2020 42nd Annual International Conference of the IEEE Engineering in Medicine & Biology Society (EMBC)

Abstract

High frequency Deep Brain Stimulation (DBS) targeting the motor thalamus is an effective therapy for essential tremor (ET). However, since tremor mainly affects periods of voluntary movements and sustained postures in ET, conventional continuous stimulation may deliver unnecessary current to the brain. Here we tried to decode movement states based on local field potentials (LFPs) recorded from motor thalamus and zona incerta in real-time to trigger the switching on and off of DBS in three patients with ET. Patient-specific models were first identified using thalamic LFPs recorded while the patient performed movements that tended to trigger tremor in everyday life. During the real-time test, LFPs were continuously recorded to decode movements and tremor, and the detection triggered stimulation. Results show that voluntary movements can be detected with a mean sensitivity ranging from 76.8% to 88.6% and a false positive rate ranging from 16.0% to 23.1% Postural tremor was detected with similar accuracy. The closed-loop DBS triggered by tremor detection suppressed intention tremor by 90.5% with a false positive rate of 20.3%.Clinical Relevance- This is the first study on closed-loop DBS triggered by real-time movement and tremor decoding based solely on thalamic LFPs. The results suggest that responsive DBS based on movement and tremor detection can be achieved without any requirement for external sensors or additional electrocorticography strips.

Integrity signals

Registry

Crossref · 10.1109/embc44109.2020.9175433

Cites

11 of 11 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

8 of 14 cited sources checked · 2 supported · 1 flagged · accuracy not yet measured

  • Premisecitation

    Prior closed-loop deep brain stimulation studies have used wearable inertial sensors, surface electromyography, or electrocorticography from a cortical strip to provide feedback for stimulator control.

    “Some existing studies have used wearable inertial sensors [7], surface electromyography (EMG) [8], or electrocorticography (ECoG) recorded from a Neurosciences strip of intracranial electrodes implanted over the surface of the motor cortex [9] to provide feedback for the control of the stimulator in closed-loop DBS systems.”
    Quote in the paperSubstantial claim2 of 3 sources checked
    • cites [7] Cagnan H Stimulating at the right time: phase-specific deep brain stimulation Brain 2017 140 132 145 28007997 PMC5226063 source

      The citation [9] is attached to the electrocorticography claim. The Introduction says this study derived stimulation timing from peripheral inertial sensors rather than sensing brain oscillations directly, and Figure 1 describes an accelerometer attached to the hand controlling the neurostimulator. It does not describe feedback from a cortical electrode strip. (LLM, conf=0.90)

      Checked by a reasoning model — may be wrong.

      Experimental — accuracy not yet measured
    • cites [8] Yamamoto T On-demand control system for deep brain stimulation for treatment of intention tremor Neuromodulation J Int Neuromodulation Soc 2013 16 230 235 23094990 source
    • cites [9] Herron JA Chronic electrocorticography for sensing movement intention and closed-loop deep brain stimulation with wearable sensors in an essential tremor patient J Neurosurg 2017 127 580 587 27858575 source

      The citation [9] is attached to the ECoG example. The Patients and Methods section describes thalamic DBS with constant-voltage stimulation and clinician-adjusted settings, but our copy does not describe cortical-strip ECoG recordings used as feedback for closed-loop control. Searches for ECoG, cortical recording, feedback, and adaptive stimulation found no supporting passage. (LLM, conf=0.75)

      Experimental — accuracy not yet measured
  • Findingcitation

    Offline movement decoding with stimulation off had accuracy similar to that reported in the authors' previous study.

    “The offline movement decoding when the stimulation was off had similar accuracy to that shown in our previous study [10].”
    Quote in the paperNot a substantial claim1 of 1 sources checked
    • cites [10] Tan H Decoding voluntary movements and postural tremor based on thalamic LFPs as a basis for closed-loop stimulation for essential tremor Brain stimulation 2019 12 4 858 867 30827864 PMC6600875 source

      The Results section (‘Both cued brief movements and blocks of continuous movements are detected’; page unavailable) reports movement-decoding accuracy, and the Discussion (‘Implications for closed loop DBS for essential tremor’; page unavailable) says the reported recordings were made with stimulation off. Our copy does not compare that accuracy with the authors’ previous study. Its statement about ‘similar accuracy’ instead compares decoding with stimulation on versus off. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • Premisecitation

    In a previous study, local field potentials from the ventral intermediate thalamus were used to decode voluntary movement and postural tremor with promising offline accuracy.

    “In our previous study, local field potentials (LFPs) recorded from ventral intermediate (VIM) thalamus were used to decode voluntary movement and postural tremor and achieved a promising offline decoding accuracy [10].”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [10] Tan H Decoding voluntary movements and postural tremor based on thalamic LFPs as a basis for closed-loop stimulation for essential tremor Brain stimulation 2019 12 4 858 867 30827864 PMC6600875 source
  • Findingown data

    Using the support vector machine, posture and any associated tremor were decoded with an average area under the curve of 0.88 without stimulation and 0.82 with stimulation.

    “We were also able to decode posture and any associated tremor with an average AUC of 0.88 without stimulation or 0.82 with stimulation using SVM (shown in Fig. 4).”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • Findingown data

    In three participants, both voluntary movement and posture/tremor were detected with sensitivity around 80% and a false positive rate around 20%.

    “Results from three participants showed that both voluntary movements and posture and any associated tremor can be detected with a sensitivity around 80 % and a false positive rate of around 20%.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • May combine two claims. 11
  • Classified as probably not a substantial claim. 5
  • May combine two claims.

    Premisecitation

    Separate models for detecting voluntary movement and posture/tremor are required because a previous study showed that different features contribute to detecting these two states.

    “This is based on our previous study showing that different features contributed to the detection of postural tremor and voluntary movements, suggesting different models would be required to detect these two different states [10].”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [10] Tan H Decoding voluntary movements and postural tremor based on thalamic LFPs as a basis for closed-loop stimulation for essential tremor Brain stimulation 2019 12 4 858 867 30827864 PMC6600875 source
  • May combine two claims.

    Premisecitation

    All these existing closed-loop deep brain stimulation solutions require external sensors or additional invasive recording, which limits their clinical use in essential tremor.

    “However, all these solutions require external sensors and/or additional invasive recording, which constrains their clinical application in the treatment of ET.”
    Quote in the paperSubstantial claim2 of 3 sources checked
    • cites [7] Cagnan H Stimulating at the right time: phase-specific deep brain stimulation Brain 2017 140 132 145 28007997 PMC5226063 source

      The Introduction (page unavailable) says this study derives stimulation timing from peripheral inertial sensors rather than direct brain recordings, and the Study procedure describes an attached accelerometer. But the paper calls its approach “clinically tractable”; it does not establish that all existing solutions require external sensors or additional invasive recording, or that those requirements constrain clinical use in essential tremor. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
    • cites [8] Yamamoto T On-demand control system for deep brain stimulation for treatment of intention tremor Neuromodulation J Int Neuromodulation Soc 2013 16 230 235 23094990 source
    • cites [9] Herron JA Chronic electrocorticography for sensing movement intention and closed-loop deep brain stimulation with wearable sensors in an essential tremor patient J Neurosurg 2017 127 580 587 27858575 source

      The Patients and Methods section describes constant-voltage DBS with parameters adjusted after implantation, while the Results and Discussion address long-term outcomes and complications. Searches for closed-loop stimulation, external sensors, and additional invasive recording found no passage addressing whether such requirements constrain clinical use in essential tremor. (LLM, conf=0.76)

      Experimental — accuracy not yet measured
  • May combine two claims.

    Premisecitation

    Essential tremor is usually intermittent and occurs mainly during voluntary movement or while holding a posture.

    “Tremor in ET is typically intermittent, predominantly occurring during voluntary movement and/or while maintaining a certain posture[2].”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [2] Baizabal-Carvallo JF The safety and efficacy of thalamic deep brain stimulation in essential tremor: 10 years and beyond J Neurol Neurosurg Psychiatry 2014 85 567 572 24096713 source

      The Results and Table 2 report postural and action tremor in patients with essential tremor, consistent with tremor occurring while holding a posture or moving. The paper does not describe tremor as typically intermittent, and its measurements in a small DBS-treated group do not establish that these are the predominant circumstances for essential tremor generally. (LLM, conf=0.83)

      Experimental — accuracy not yet measured
  • May combine two claims.

    Findingreasoning

    This means that stimulation was switched on for about 80% of the time during voluntary movement and for about 20% of the time at rest.

    “This means the stimulation was on average switched on for 80% of time when the participants were making any voluntary movements and for 20% of time when the participants were at rest.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • May combine two claims.

    Findingown data

    Closed-loop deep brain stimulation triggered by tremor detection lowered postural tremor by 90.5%, with 20.3% false detections when the participant was at rest.

    “The closed loop DBS based on tremor detection suppressed postural tremor by 90.5% with a false detection rate of 20.3% when the participant was at rest (Fig. 6).”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • May combine two claims.

    Findingown data

    Decoding accuracy remained similar when stimulation was on, even though stimulation artifacts substantially reduced the signal-to-noise ratio of the local field potentials.

    “Similar decoding accuracy was achieved even when the stimulation was switched on (Fig. 3B), with stimulation artefacts that significantly lowered the signal-to-noise ratio in the LFP recording.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • May combine two claims.

    Findingown data

    In online testing, voluntary movement detection had an average accuracy and true positive rate of about 80% and a false positive rate of about 20%.

    “On average, we achieved an accuracy and TPR of about 80%, with an FPR of about 20% (Fig. 5).”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    Four decoding models may be necessary for this paradigm.

    “Four decoding models may be necessary. These were determined by our paradigm in the current study, but clinical application may need state identification tools to allow for the selection of the context-appropriate decoding models.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Study design and conductnone given

    The study received approval from the local ethics committee, and all patients provided informed written consent.

    “The study was approved by the local ethics committee and all patients gave informed written consent before the experiment.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationown data

    Even with the stimulation artifact, VIM-ZI local field potentials contain sufficient information to detect voluntary movement and posture/tremor, making them suitable as feedback signals for adaptive deep brain stimulation in essential tremor.

    “our results also demonstrated that even with the stimulation artifact, VIM-ZI LFPs still contain enough information for the detection of voluntary movements and posture and any associated tremor, and thus are suitable as the feedback signals for adaptive DBS for ET.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The three essential tremor patients studied are representative of the broader essential tremor population for whom responsive deep brain stimulation is intended.
  • May combine two claims.

    Interpretationown data

    Other classification methods produced comparable results, suggesting that a true positive rate near 0.8 and a false positive rate between 0.2 and 0.3 are attainable for decoding voluntary movement and posture/tremor from VIM-ZI local field potentials with or without stimulation.

    “Similar results were also achieved using other classification methods, suggesting that it is possible to have a sensitivity of 0.8 with a false positive rate of 0.2-0.3 in voluntary movement and posture and any associated tremor decoding based on VIM-ZI LFPs either with or without stimulation.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    Separate decoding models were trained for stimulation-on and stimulation-off conditions because the signal-to-noise ratios differ and stimulation may alter brain activity.

    “Separate models were also trained for the conditions when the stimulation was switched on and switched off, due to the difference in the signal-to-noise ratios in these two states and potential differences in the brain activities induced by stimulation.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Study design and conductown data

    For online movement detection, accuracy, true positive rate, and false positive rate were compared with those derived from electromyography and accelerometer measurements.

    “The accuracy, true positive rate (TRP), and false positive rate (FPR) for the online detection of movements were compared against those detected from EMG and accelerometer measurements.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductown data

    Five-fold cross-validation was used to assess receiver operating characteristic curves and area under the curve values for the different models on the training data.

    “Five-fold cross-validation was used to evaluate the receiver operating characteristics (ROC) curves and reported the area under curves (AUCs) of different models derived from the training data.”
    Quote in the paperNot a substantial claim
14 of 14
  • The paper relies on this without support.

    The electromyography and accelerometer signals provide accurate ground-truth labels for voluntary movement and tremor.

    “The labels of ‘Movement’ vs ‘Rest’ and ‘Tremor’ vs ‘No-tremor’ for model training were determined based on the recorded accelerometer and EMG signals, respectively.”
    “The accuracy, true positive rate (TRP), and false positive rate (FPR) for the online detection of movements were compared against those detected from EMG and accelerometer measurements.”
  • The paper relies on this without support.

    The three essential tremor patients studied are representative of the broader essential tremor population for whom responsive deep brain stimulation is intended.

    “Results from three participants showed that both voluntary movements and posture and any associated tremor can be detected with a sensitivity around 80 % and a false positive rate of around 20%.”
    “These results suggest that responsive DBS for ET can be achieved without the requirement of external sensors or additional electrocorticography strips.”
  • The paper relies on this without support.

    The movement and posture tasks performed during the training session are sufficiently similar to those performed during the real-time test session for the trained models to remain valid.

    “During the training session, the patients performed voluntary self-paced upper limb movements such as a pegboard movement or pouring rice from one cup to another using the worst affected hand.”
    “During the test session, the patients were asked to repeat the voluntary movements and to maintain the postures which tend to provoke tremor, while the trained models were applied to detect the movement and tremor in real-time in order to drive the switching on and off of the stimulation.”
3 of 3

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • The 90.5% suppression result is attributed to different tremor types

    Major

    The abstract attributes the 90.5% reduction to intention tremor, while the results attribute the same value to postural tremor. These are different outcomes, so the reported result is internally inconsistent.

1 of 1

Cites

Flagged first, then by citations

Research works printed but not linked: 1

  1. ramirez-zamora, 2019, Frotiers in Neuroscience, 13, 936

Cited by

Sorted by citations

Authors
He, S., Debarros, J., Khawaldeh, S., Pogosyan, A., Mostofi, A., Baig, F., Pereira, E., Brown, P., & Tan, H.
Affiliations
  • University of Oxford (GB)
  • University of London (GB)
Venue
2020 42nd Annual International Conference of the IEEE Engineering in Medicine & Biology Society (EMBC)
Publisher
IEEE
Published
2020-07
Volume
2020
Pages
3602-3605
ISSN
2375-7477 (ISSN-L)
OpenAlex
W3081555188
Cited by
22
References
11
Citations by year
2026: 3 · 2025: 4 · 2024: 2 · 2023: 3 · 2022: 3 · 2021: 7
FWCI
13.49
Type
conference paper
Language
en
Open access
Locations
  • Annual International Conference of the IEEE Engineering in Medicine and Biology Society (EMBC) (publishedVersion)
  • PubMed (publishedVersion)
  • St George's Online Research Archive (St George's University of London) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • National Institute for Health and Care Research (CL-2019-16-502)
  • Rosetrees Trust (M235-CD2, M526-B-CD1, M235-CD1)
  • Medical Research Council (MC_UU_00003/2, MC_UU_12024, MR/P012272/1, MC_UU_12024/1)
Topics
  • Health Sciences › Medicine › Neurology › Neurological disorders and treatments
  • Social Sciences › Psychology › Clinical Psychology › Obsessive-Compulsive Spectrum Disorders
  • Health Sciences › Medicine › Neurology › Botulinum Toxin and Related Neurological Disorders
Keywords
closed-loop deep brain stimulation, essential tremor, motor thalamus, local field potentials, motion detection, tremor detection, intention tremor, postural tremor, zona incerta, real-time neural decoding, patient-specific models
MeSH terms
Humans, Movement, Thalamus, Tremor, Essential Tremor, Deep Brain Stimulation

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