Cited by 54Ethics and Social Impacts of AIE-Government and Public ServicesInnovative Approaches in Technology and Social Development

The Situate AI Guidebook: Co-Designing a Toolkit to Support Multi-Stakeholder, Early-stage Deliberations Around Public Sector AI Proposals

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Kawakami, Anna, Coston, Amanda, Zhu, Haiyi, Heidari, Hoda, Holstein, Kenneth·2024·Proceedings of the CHI Conference on Human Factors in Computing Systems

Abstract

Public sector agencies are rapidly deploying AI systems to augment or automate critical decisions in real-world contexts like child welfare, criminal justice, and public health. A growing body of work documents how these AI systems often fail to improve services in practice. These failures can often be traced to decisions made during the early stages of AI ideation and design, such as problem formulation. However, today, we lack systematic processes to support effective, early-stage decision-making about whether and under what conditions to move forward with a proposed AI project. To understand how to scaffold such processes in real-world settings, we worked with public sector agency leaders, AI developers, frontline workers, and community advocates across four public sector agencies and three community advocacy groups in the United States. Through an iterative co-design process, we created the Situate AI Guidebook: a structured process centered around a set of deliberation questions to scaffold conversations around (1) goals and intended use for a proposed AI system, (2) societal and legal considerations, (3) data and modeling constraints, and (4) organizational governance factors. We discuss how the guidebook’s design is informed by participants’ challenges, needs, and desires for improved deliberation processes. We further elaborate on implications for designing responsible AI toolkits in collaboration with public sector agency stakeholders and opportunities for future work to expand upon the guidebook. This design approach can be more broadly adopted to support the co-creation of responsible AI toolkits that scaffold key decision-making processes surrounding the use of AI in the public sector and beyond.

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  • Public procurement of AI systems has relevance for several traditional human-centred domains, including community needs, transparency, AI governance, accountability, and policy.

    “Although not commonly recognised as such, the public procurement of AI systems has relevance for several traditional human-centred domains, including community needs [84, 92, 103, 135], transparency [31, 145], AI governance [100, 107, 109, 169, 175], accountability [31, 131, 169, 175], and policy [75, 100, 103].”

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Authors
Kawakami, A., Coston, A., Zhu, H., Heidari, H., & Holstein, K.
Affiliations
  • Carnegie Mellon University (US)
  • Microsoft (United States) (US)
Venue
Proceedings of the CHI Conference on Human Factors in Computing Systems
Publisher
ACM
Published
2024-05-11
Pages
1-22
OpenAlex
W4392537149
Cited by
54
References
38
Citations by year
2026: 23 · 2025: 28 · 2024: 3
FWCI
24.64
Type
conference paper
Language
en
Open access
Locations
  • CHI Conference on Human Factors in Computing Systems (publishedVersion, cc-by-nc-sa)
  • arXiv (Cornell University) (submittedVersion, cc-by-nc-sa)
  • arXiv (Cornell University)
Funders
  • CMU K&L Gates Presidential Scholarship
  • CMU Digital Transformation and Innovation Center
  • Center for Advancing Safety of Machine Intelligence
  • CMU Block Center for Technology and Society Award (53680.1.5007718)
  • NSF (National Science Foundation) Graduate Research Fellowship
Topics
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Social Sciences › Political Science and International Relations › E-Government and Public Services
  • Social Sciences › Business, Management and Accounting › Management of Technology and Innovation › Innovative Approaches in Technology and Social Development
Keywords
public sector AI, responsible AI, problem formulation, AI governance, community advocacy

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