Cited by 1,257scientometrics and bibliometrics researchWeb visibility and informetricsPsychology Research and Bibliometrics

Citations, Citation Indicators, and Research Quality: An Overview of Basic Concepts and Theories

Open access
Aksnes, Dag W., Langfeldt, Liv, Wouters, Paul·2019·Sage Open

Abstract

Citations are increasingly used as performance indicators in research policy and within the research system. Usually, citations are assumed to reflect the impact of the research or its quality. What is the justification for these assumptions and how do citations relate to research quality? These and similar issues have been addressed through several decades of scientometric research. This article provides an overview of some of the main issues at stake, including theories of citation and the interpretation and validity of citations as performance measures. Research quality is a multidimensional concept, where plausibility/soundness, originality, scientific value, and societal value commonly are perceived as key characteristics. The article investigates how citations may relate to these various research quality dimensions. It is argued that citations reflect aspects related to scientific impact and relevance, although with important limitations. On the contrary, there is no evidence that citations reflect other key dimensions of research quality. Hence, an increased use of citation indicators in research evaluation and funding may imply less attention to these other research quality dimensions, such as solidity/plausibility, originality, and societal value.

AI snapshot

Written from the paper’s full text.

TL;DR

This review argues that citations can serve as limited indicators of scientific impact and relevance but not of other key research-quality dimensions such as solidity/plausibility, originality, or societal value. It synthesizes citation theories, validation studies, and quality dimensions to caution against using citation indicators as substitutes for peer review.

Key findings

  • Citations are argued to reflect aspects of scientific impact and relevance, but with important limitations; there is no evidence that they reflect other key dimensions of research quality—solidity/plausibility, originality, and societal value.
  • Comparative validation studies generally find moderately positive correspondence between citation indicators and peer review, but correlations are far from perfect; in REF 2014, field-weighted citation impact had a Spearman correlation of .28 at the overall level, with significant field variation and decreases for more recent outputs, leading to the conclusion that metrics cannot provide a like-for-like replacement for peer review.
  • Citation distributions are highly skewed: in many humanities disciplines an average paper receives less than one citation over 10 years, versus more than 40 in some biomedical fields (Web of Science 2005–2015); the Lowry et al. (1951) protein-measurement paper has more than 305,000 Web of Science citations, and the 4S statin trial paper more than 7,700.
  • The h-index is popular but not field-normalized and not corrected for career length, disadvantaging younger researchers; field, publication-year, and document-type normalization is standard, but there is no general agreement on the most appropriate normalization method.

Methods

  • Design: narrative/conceptual overview and selective literature review, not a systematic review or new empirical study.
  • Data or sample: no new dataset; the article draws on prior scientometric literature, citation theories, validation studies, and selected examples.
  • Main analysis: conceptual synthesis of citation indicators, referencing behavior, peer-review comparisons, and dimensions of research quality.

Limitations

  • Stated: coverage of topics and literature is selective and does not discuss all details; the literature on interaction between citing practices and evaluation processes is only referred to in passing; constructivist and semiotic theories of quality and citation are not discussed.
  • Stated/evident: few previous studies have systematically addressed how citations relate to each research-quality dimension, and the final part of the article is described as more explorative and discursive.
  • Evident: the paper presents no systematic search strategy or empirical test of its central claims, so its conclusions rely on narrative synthesis and selected examples.

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Integrity signals

Registry

Crossref · 10.1177/2158244019829575

Cites

142 of 143 references verified1 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 86 cited sources checked · 0 supported · 0 flagged

  • Findingreasoning
    § Abstract · p. 1

    There is no evidence that citations reflect other key dimensions of research quality.

    “On the contrary, there is no evidence that citations reflect other key dimensions of research quality.”
    • Also stated in: § Concluding Remarks · p. 12 · plain
      “there is no evidence that citations reflect other key dimensions of research quality”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Research quality is a multidimensional concept comprising plausibility/soundness, originality, scientific value, and societal value as key characteristics.
  • Findingcitation
    § Citation Indicators · p. 3

    The larger part of all scientific papers are never cited or cited a few times only in the subsequent scientific literature.

    “The larger part of all scientific papers are never cited or cited a few times only in the subsequent scientific literature”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Aksnes, 2005

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  • Findingcitation
    § Citation Indicators · p. 3

    Citation distributions are very skewed.

    “Citation distributions are very skewed.”
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    • cites Price (1965)

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  • Findingcitation
    § Citation Indicators · p. 3

    There are large variations in average citation rates across different subject areas.

    “There are large variations in average citation rates across different subject areas.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites data from Web of Science 2005-2015

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  • Findingcitation
    § Citation Indicators · p. 3

    Empirical studies have shown that two different methods for normalization, AoR and RoA, did not produce very different results, particularly at the level of countries and institutions.

    “but empirical studies have shown that two different methods for normalization, AoR and RoA, did not produce very different results, particular at the level of countries and institutions”
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    • cites Lariviere & Gingras, 2011

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    • cites Waltman, van Eck, van Leeuwen, Visser, & van Raan, 2011a

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    Findingcitation
    § Citation Indicators · p. 3

    The h-index is not field-normalized and no corrections are made for career length, which means that the indicator disfavors younger researchers.

    “Most importantly, it is not field-normalized and no corrections are made for career length, which means that the indicator disfavors younger researchers”
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    • cites Alonso, Cabrerizo, Herrera-Viedma, & Herrera, 2009

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    Findingcitation
    § Citation Behavior · p. 5

    The conclusions of MacRoberts and MacRoberts are generally seen as too sweeping.

    “The views of the MacRoberts's previously led to much debate, but their conclusions are generally seen as too sweeping”
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    • cites Aksnes, 2005

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    Findingnone given
    § Citation Behavior · p. 6

    There is no unified theory of citation.

    “Even now, in spite of detailed studies of referencing behavior, there is no unified theory.”
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    Findingnone given
    § Citation Behavior · p. 6

    Previous studies of the citation process have not provided any simple answer to the question of what citations stand for.

    “As indicated above, previous studies of the citation process have not provided any simple answer to the question of what citations stand for.”
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    Findingnone given
    § Validation Studies · p. 6

    Many studies have compared citation indicators with the outcome of peer review.

    “While empirical studies have revealed a multitude of factors involved in the citation process, the issue has also been approached from another angle: by comparing citation indicators with the outcome of peer review. During recent decades, many such studies have been carried out.”
    Quote in the paperNot a substantial claim
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    Findingreasoning
    § Citation Behavior · p. 6

    The references have a multitude of functions in the scientific article, only a small proportion of the relevant literature is cited, and the authors have a multitude of motives for including particular studies as references.

    “Nevertheless, some overall findings remain: the references have a multitude of functions in the scientific article, only a small proportion of the relevant literature is cited, and the authors have a multitude of motives for including particular studies as references.”
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    Findingnone given
    § The Role of References in the Scientific Paper · p. 4

    Studies have revealed that the role of the reference, both in the citing text and with respect to the cited text, is complex.

    “Studies undertaken have revealed that the role of the reference, both in the citing text and with respect to the cited text, is complex.”
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    Findingcitation
    § Citation Behavior · p. 5

    The citing is biased: some sources are cited essentially every time they are used, while other research is never cited even though it may be used more often than the highly cited work.

    “Moreover, the citing is biased: some sources are cited essentially every time they are used, while other research is never cited even though it may be used more often than the highly cited work.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites MacRoberts & MacRoberts, 1989, 1996

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    Findingnone given
    § The Role of References in the Scientific Paper · p. 4

    References have a multitude of functions in the scientific article.

    “These and later studies have revealed that the references have a multitude of functions in the scientific article.”
    Quote in the paperNot a substantial claim
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    Findingnone given
    § The Role of References in the Scientific Paper · p. 5

    Studies on the role of references are often based on rather small samples of papers from selected scientific fields, and the results may not have general validity.

    “Moreover, the studies are often based on rather small samples of papers from selected scientific fields, and the results may not have general validity.”
    Quote in the paperNot a substantial claim
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    Findingcitation
    § Citation Behavior · p. 5

    Based on empirical case studies, MacRoberts and MacRoberts showed that a very small proportion of the knowledge basis of an article actually are cited.

    “Based on empirical case studies, they showed that a very small proportion of the knowledge basis of an article (consisting of hundreds or thousands of former publications) actually are cited.”
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    • cites MacRoberts & MacRoberts, 1989, 1996

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    Findingcitation
    § Citation Behavior · p. 5

    Authors tend to select references that will be regarded as authoritative by the intended audience.

    “Therefore, it will be more persuasive to cite an authoritative paper, and authors tend to select references that will be regarded as authoritative by the intended audience.”
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    • cites Gilbert, 1977

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    Findingcitation
    § The Role of References in the Scientific Paper · p. 5

    The Lowry et al. (1951) article has now been cited more than 305,000 times in the Web of Science database.

    “This article has now been cited more than 305,000 times in the Web of Science database”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Van Noorden, Maher, & Nuzzo, 2014

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    Findingcitation
    § The Role of References in the Scientific Paper · p. 4

    In a scientific article, some references represent works that are crucial or significant antecedents to the present work; others may represent more general background literature.

    “In a scientific article, some of the references will represent works that are crucial or significant antecedents to the present work; others may represent more general background literature”
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    • cites Aksnes, 2005

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    Findingreasoning
    § The Role of References in the Scientific Paper · p. 4

    The textual functions of citations vary considerably.

    “Hence, the textual functions of citations vary considerably.”
    Quote in the paperNot a substantial claim
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    Findingreasoning
    § Citation Behavior · p. 5

    Other incentives shape the citing patterns, like creating visibility for one's work through self-citations or citing a journal editor's work as an attempt to enhance the chances of acceptance for publication.

    “For the citation process, this implies that other incentives shape the citing patterns, like creating visibility for one's work through self-citations or citing a journal editor's work as an attempt to enhance the chances of acceptance for publication.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Bornmann & Daniel, 2008

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    Findingcitation
    § Concluding Remarks · p. 12

    There is growing concern about the misuse of citation indicators and the potential negative impact of research metrics on the scientific community.

    “There is a growing concern about this issue, as well as on potential negative impact of research metrics on the scientific community.”
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    • cites Hicks et al., 2015

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    • cites Cagan, 2013

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    Premisecitation
    § Introduction · p. 1

    Citation measures are core indicators in several university rankings, such as the Leiden ranking and the Academic Ranking of World Universities.

    “Citation measures are also core indicators in several university rankings, such as the Leiden ranking and Academic Ranking of World Universities (ARWU)”
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    • cites Piro & Sivertsen, 2016

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    Premisecitation
    § Introduction · p. 1

    Bibliometric indicators have increasingly been applied in research evaluation and research policy more generally.

    “In recent years, bibliometric indicators have increasingly been applied in the context of research evaluation as well as research policy more generally.”
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    • cites Moed, 2005

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    Premisecitation
    § Citation Indicators · p. 3

    Levitt and Thelwall (2011) have argued that short citation windows have the problem that articles published earlier in a year have a significant advantage compared with publications appearing later in a year.

    “For example, Levitt and Thelwall (2011) have argued that short citation windows have the problem that articles published earlier in a year have a significant advantage (i.e., are on average more highly cited) compared with publications appearing later in a year.”
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    • cites Levitt and Thelwall (2011)

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    Premisecitation
    § Citation Indicators · p. 3

    Only a small fraction of the scholarly literature in the humanities is represented in the Web of Science, and most of the references and citations will not be captured by the database.

    “Only a small fraction of the scholarly literature in the humanities is represented in the Web of Science, and most of the references and citations will not be captured by the database.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Marx and Bornmann (2015)

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    Premisenone given
    § Citation Indicators · p. 2

    The coverage of scientific and scholarly literature varies across databases, and the results of citation studies are dependent upon the particular characteristics of the databases and their coverage.

    “The coverage of the scientific and scholarly literature varies across these databases, and the results of citation studies are thus dependent upon the particular characteristics of the databases and their coverage.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation
    § Corresponding Author: · p. 2

    In the scientific paper, references have various purposes, and authors are not including references merely because of their scientific quality.

    “In the scientific paper, the references have various purposes. Authors are not including references merely because of their scientific quality.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Bornmann & Daniel, 2008

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    Interpretationreasoning
    § Abstract · p. 1

    Citations reflect aspects related to scientific impact and relevance, although with important limitations.

    “It is argued that citations reflect aspects related to scientific impact and relevance, although with important limitations.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Research quality is a multidimensional concept comprising plausibility/soundness, originality, scientific value, and societal value as key characteristics.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisereasoning
    § Citation Indicators · p. 3

    It has since been the standard to adjust for field, publication year, and publication type when calculating citation indicators.

    “It has since been the standard to adjust for field, publication year, and publication type when calculating citation indicators.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § Corresponding Author: · p. 2

    The application of citation indicators has been criticized with respect to their validity as performance measures and their potentially negative impact upon the research system.

    “Moreover, the application of citation indicators has also been criticized more generally, with respect to their validity as performance measures and their potentially negative impact upon the research system”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites MacRoberts & MacRoberts, 1989

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    • cites Osterloh & Frey, 2015

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    • cites Weingart, 2004

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    Interpretationreasoning
    § Citation Behavior · p. 6

    When one article is cited by many subsequent publications, even more people become aware of this article, increasing its visibility and chances of getting even more citations.

    “When one article is cited by many subsequent publications, even more people become aware of this article. Thus, its visibility, and thereby the chances of getting even more citations, increases.”
    Quote in the paperSubstantial claim
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    Premisenone given
    § Validation Studies · p. 6

    In validation studies, assessments by peers have been typically considered as a kind of standard to which citation indicators can be validated.

    “In the studies, assessments by peers have been typically considered as a kind of standard to which citation indicators can be validated.”
    Quote in the paperNot a substantial claim
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    Interpretationreasoning
    § Citations as Indicators-Other Validity Issues · p. 7

    Some problems with citations as indicators are fundamental and inherent in any use of citations, others may be resolved by more advanced indicators, and others may be of less importance in practice.

    “Some of these problems have a fundamental character and are inherent in any use of citations as indicators, others may be resolved by the construction of more advanced indicators, while others again may be of less importance in practice.”
    Quote in the paperNot a substantial claim
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    Interpretationreasoning
    § Validation Studies · p. 7

    Panels increasingly consider citation measures as part of the evaluation procedure, so the two cannot be considered as completely independent of each other.

    “Moreover, panels increasingly are considering citation measures as part of the evaluation procedure, which means that the two cannot be considered as completely independent of each other.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning
    § Citation Behavior · p. 5

    If authors cite the works they find useful, frequently cited publications may be assumed to have been more useful than papers which are hardly cited at all.

    “If authors cite the works they find useful, frequently cited publications may be assumed to have been more useful than papers which are hardly cited at all.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § Validation Studies · p. 7

    Overall, most comparative studies seem to have found a moderately positive correspondence between citation indicators and peer review, but the correlations identified have been far from perfect and have varied among the studies.

    “Overall, it may be concluded that most of the comparative studies seem to have found a moderately positive correspondence, but the correlations identified have been far from perfect and have varied among the studies.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Premisecitation
    § Validation Studies · p. 6

    For field-weighted citation impact, a Spearman correlation coefficient of .28 was identified at an overall level, with significant variations across fields, and significant decreases in correlation for more recent outputs.

    “For the field-weighted citation impact, a Spearman correlation coefficient of .28 was identified at an overall level, albeit with significant variations across fields. Moreover, there were significant decreases in correlation for more recent outputs.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Higher Education Funding Council for England, 2015

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    Interpretationreasoning
    § Validation Studies · p. 7

    The outcome of comparative analyses of citation indicators and peer review depends on which indicators are selected.

    “Finally, a large number of different citation measures exist and the outcome would also depend on which indicators are selected for the comparative analysis.”
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    Premisecitation
    § Validation Studies · p. 6

    In the Italian RAE, a significant degree of concordance was found between grades attributed to journal articles by informed peer review and by bibliometric indicators.

    “A significant degree of concordance was found '. . . supporting the choice of using both techniques in order to assess the quality of Italian research institutions' (Ancaiani et al., 2015, p. 254).”
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    • cites Ancaiani et al., 2015

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    Premisecitation
    § Citation Behavior · p. 5

    Although most citation analysts seem to agree that citing or referencing is biased, it has been argued that this bias is not fatal for the use of citation as performance indicators-to a certain extent, the biases are averaged out at aggregated levels.

    “Although most citation analysts seem to agree that citing or referencing is biased, it has been argued that this bias is not fatal for the use of citation as performance indicators-to a certain extent, the biases are averaged out at aggregated levels.”
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    Premisecitation
    § Citation Behavior · p. 5

    According to Luukkonen (1990), the presence of different cognitive meanings of citations and motivations for citing does not necessarily invalidate the use of citations as (imperfect) performance measures.

    “According to Luukkonen (1990), the presence of different cognitive meanings of citations and motivations for citing does not necessarily invalidate the use of citations as (imperfect) performance measures.”
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    • cites Luukkonen (1990)

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    Interpretationcitation
    § Citations as Indicators-Other Validity Issues · p. 7

    Problems related to technical issues such as discrepancies between target articles and cited references and mistakes in indexing procedures may confuse citation analyses and affect the accuracy of citation counts to individual articles.

    “Problems related to more technical issues, such as discrepancies between target articles and cited references (misspellings of journal names, author names, errors in the reference lists, etc.), and mistakes in the indexing procedures conducted by Clarivate Analytics (previously Thomson Reuters) or Elsevier (Leydesdorff et al., 2016; Moed, 2002) may confuse citation analyses. Such errors affect in”
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    • cites Leydesdorff et al., 2016

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    • cites Moed, 2002

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    Premisecitation
    § Validation Studies · p. 6

    Bibliometric indicators and outcomes of peer review of Norwegian research groups at a mathematical and natural science faculty show positive but weak correlations.

    “Aksnes and Taxt (2004) analyzed the relationship between bibliometric indicators and the outcomes of a peer review of Norwegian research groups at a mathematical and natural science faculty, reporting positive but weak correlations.”
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    • cites Aksnes and Taxt (2004)

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    Interpretationcitation
    § The Role of References in the Scientific Paper · p. 4

    The different functions the references may have in a text are much more complex than merely providing documentation and support for particular claims.

    “This means that the different functions the references may have in a text are much more complex than merely providing documentation and support for particular claims.”
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    Premisecitation
    § Citation Behavior · p. 5

    Gilbert (1977) argued that citing is essentially a device for persuasion.

    “Gilbert (1977) argued that citing ('referencing') is essentially a device for persuasion.”
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    • cites Gilbert (1977)

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    Premisecitation
    § The Role of References in the Scientific Paper · p. 4

    Small (1982) identified five distinctions: A cited work may be refuted, noted only, reviewed, applied, or supported by the citing work.

    “Small (1982) identified five distinctions: A cited work may be (a) refuted, (b) noted only, (c) reviewed, (d) applied, or (e) supported by the citing work.”
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    • cites Small (1982)

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    Premisecitation
    § The Role of References in the Scientific Paper · p. 4

    Typically, a scientific article is structured as a progression from the general to the particular.

    “Typically, a scientific article is structured as a progression from the general to the particular”
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    • cites Law, 1986

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    Premisecitation
    § Citations as Indicators-Other Validity Issues · p. 7

    Although the literature coverage of citation databases has improved, the coverage of the humanities and several social science disciplines remains limited.

    “Although the literature coverage of citation databases has improved (Web of Science and Scopus), the coverage of the humanities and several social science disciplines remains limited (Waltman, 2016).”
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    • cites Waltman, 2016

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    Interpretationreasoning
    § Citations as Indicators-Other Validity Issues · p. 7

    There is no simple answer to the question what citation indicators measure or indicate.

    “As is evident from the overview above, there is no simple answer to the question what citation indicators measure or indicate.”
    Quote in the paperNot a substantial claim
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    Interpretationreasoning
    § Validation Studies · p. 7

    Both the methodological basis for comparing peer assessments and citation indicators and the assumption that the two may be expected to correlate may be questionable.

    “Thus, both the methodological basis for comparing peer assessments and citation indicators and the assumption that the two may be expected to correlate may be questionable.”
    Quote in the paperSubstantial claim
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    Interpretationcitation
    § Citation Behavior · p. 6

    Citation frequencies are determined by other mechanisms and are not a simple reflection of the quality dynamics.

    “At the same time, citation frequencies are determined by other mechanisms and are not a simple reflection of the quality dynamics.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § Citation Behavior · p. 5

    According to Merton's view, the norms of science oblige researchers to cite the work upon which they draw, and in this way acknowledge or credit contributions by others.

    “According to Merton's view, the norms of science oblige researchers to cite the work upon which they draw, and in this way acknowledge or credit contributions by others”
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    • cites Merton, 1979

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    Premisecitation
    § Validation Studies · p. 6

    The h-index and the normalized citation impact indicator both correlated quite well with peer judgments for research groups within chemistry in the Netherlands.

    “He found that the h-index and the normalized citation impact indicator both correlated quite well with peer judgments.”
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    • cites van Raan (2006)

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    Premisecitation
    § The Role of References in the Scientific Paper · p. 5

    According to Bornmann and Daniel (2008), many studies have methodological weaknesses and have provided findings with little reliability.

    “According to Bornmann and Daniel (2008), many studies have methodological weaknesses and have provided findings with little reliability.”
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    • cites Bornmann and Daniel (2008)

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    Interpretationcitation
    § Validation Studies · p. 6

    The methodological fundament for the conclusion that informed peer review and bibliometrics produce similar results has been contested.

    “However, the methodological fundament for this conclusion has been contested by Baccini and De Nicolao (2016), who argue that the analysis is flawed and that informed peer review and bibliometrics do not produce similar results.”
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    • cites Baccini and De Nicolao (2016)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § Validation Studies · p. 6

    Various citation indicators correlated significantly with peer ratings of research programs in condensed matter physics.

    “Rinia, van Leeuwen, van Vuren, and van Raan (1998) showed that various citation indicators correlated significantly with peer ratings of research programs in condensed matter physics.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Rinia, van Leeuwen, van Vuren, and van Raan (1998)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing).

    Premisecitation
    § Citation Behavior · p. 5

    According to Garfield, the fact that authors do not cite all their influences does not invalidate the use of citations as performance measures when enough literature is taken into account.

    “According to the founder of the SCI, the fact that authors do not cite all their influences does not invalidate the use of citations as performance measures when enough literature is taken into account”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Garfield, 1997

      Not checked in the free run.

  • May combine two claims.

    Interpretationcitation
    § Citations as Indicators-Other Validity Issues · p. 8

    Because citation distributions are extremely skewed, the use of mean as indicator is questionable, and percentile ranks have been proposed as a non-parametric alternative.

    “The fact that citation distributions are extremely skewed also raises questions concerning the use of mean as indicator, and Bornmann and Mutz (2011) have proposed to use percentile ranks as a non-parametric alternative to the means of citation distributions for the normalization.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Bornmann and Mutz (2011)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § Citations as Indicators-Other Validity Issues · p. 8

    According to Welljams-Dorof, the larger the citation data set being used, the higher the confidence level of the results, and analyses involving entire fields, nations, regions and large universities are virtually unaffected by concerns about citation data.

    “According to Welljams-Dorof (1997), this has important implications: In general, the larger the citation data set being used, the higher the confidence level of the results. Analyses involving entire fields of research, nations, regions and large universities are virtually unaffected by the concerns and caveats about citation data . . . The confidence level at these large aggregate levels is quite”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Welljams-Dorof (1997)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given
    § Scientific Value · p. 10

    The use of impact as the most appropriate concept has usually been justified by theoretical considerations, and there are few attempts to address the issue empirically or relate it to previous findings on citation behavior.

    “However, the use of impact as the most appropriate concept has usually been justified by theoretical considerations, and there are few attempts to address the issue empirically or relate it to previous findings on citation behavior.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationcitation
    § Societal Value and Relevance · p. 10

    A basic limitation of using patents to assess societal relevance is that many innovations are not patented and patents are not suitable to assess societal relevance or impact in a broader context.

    “Still, a basic limitation is that many innovations are not patented and patents are not suitable to assess societal relevance or impact in a broader context.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning
    § Dimensions of Research Quality and Citations · p. 8

    The relation between citations and research quality is complex and arises differently depending on the field analyzed, the database used, the timeframe and indicators applied.

    “As shown above, the question on the relation between citations and research quality is complex and will arise differently depending on the field analyzed, the database used, the timeframe and indicators applied, and so forth.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § Scientific Value · p. 10

    Citation impact should be distinguished from scientific impact, as an influential researcher sometimes has a lower performance in terms of highly cited publications than some of their less influential colleagues.

    “According to Waltman, van Eck, and Wouters (2013), citation impact should be distinguished from scientific impact, as an influential researcher sometimes has a lower performance in terms of highly cited publications than some of their less influential colleagues.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Waltman, van Eck, and Wouters (2013)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationreasoning
    § Concluding Remarks · p. 12

    The viewpoint that bibliometric assessment is superior to traditional peer review is not justified.

    “However, the viewpoint described in the introduction that bibliometric assessment is superior compared to the traditional peer-review method is not justified in our opinion.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § Solidity and Plausibility · p. 9

    The referee system does not fully ensure the quality dimension related to solidity and plausibility, and there are no indications that high citation counts reflect solidity.

    “Thus, the referee system does not fully ensure the quality dimension related to solidity and plausibility, and there are no indications that high citation counts reflect solidity.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § Concluding Remarks · p. 11

    Most bibliometricians have argued that a bibliometric analysis should not function as a substitute for a peer review.

    “However, considering the various limitations attached to citations as performance measures, most bibliometricians have argued that a bibliometric analysis should not function as a substitute for a peer review (Moed, 2005).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Moed, 2005

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationnone given
    § Concluding Remarks · p. 12

    Citation indicators may easily be misused or applied in contexts where they lack justification or validity.

    “Citation indicators may easily be misused or applied in contexts where they lack justification or validity.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation
    § Dimensions of Research Quality and Citations · p. 8

    Research quality is a multidimensional concept.

    “In addition, research quality is a multidimensional concept, and in this section, we will look further into this issue.”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites Polanyi (1962)

      Not checked in the free run.

    • cites Gulbrandsen, 2000

      Not checked in the free run.

    • cites Lamont, 2009

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning
    § Scientific Value · p. 10

    Even a 'mistaken' publication can have a large impact by stimulating further research.

    “As an example, even a 'mistaken' publication can have a large impact by stimulating further research.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § Citations as Indicators-Other Validity Issues · p. 8

    The skewness in citation distribution is due to sociological and aggregational processes: initially articles are cited for substantive reasons, but later sociological mechanisms become increasingly important, benefiting some papers greatly.

    “This is because of the sociological and aggregational processes involved. In the beginning, an article may be cited for substantive reasons (e.g., its content has been used). Later, when the article is widely known and has received many citations, sociological mechanisms will be of increasing importance (authors citing authoritative papers, the bandwagon effect, etc.). Some papers will benefit”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationnone given
    § Concluding Remarks · p. 11

    The view generally held among experts within bibliometrics seems to be that citations represent a good but not perfect impact measure.

    “The view generally held among experts within bibliometrics seem to be that citations represent a good but not perfect impact measure.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § Concluding Remarks · p. 11

    Citations are not able to capture all aspects of the quality concept, and an increased use of citation indicators in research evaluation and funding may imply less attention to other research quality dimensions such as solidity/plausibility, originality, and societal value.

    “As is evident from the discussion of this paper, this is an important point, as citations are not able to capture all aspects of the quality concept. Hence, an increased use of citation indicators in research evaluation and funding may imply less attention to these other research quality dimensions, such as solidity/plausibility, originality, and societal value.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § Dimensions of Research Quality and Citations · p. 8

    Polanyi distinguished three dimensions of research quality: plausibility, originality, and scientific value.

    “As a starting point, we can take the three dimensions distinguished by Polanyi (1962): plausibility, originality, and scientific value.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Polanyi (1962)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation
    § Scientific Value · p. 10

    Impact is the most commonly used concept for what citations reflect, although other concepts such as influence, importance, significance, and utility occasionally also are used.

    “Impact is the most commonly used concept for what citations reflect, although other concepts such as influence, importance, significance, and utility occasionally also are used (Moed, 2005).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Moed, 2005

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Interpretationcitation
    § Societal Value and Relevance · p. 10

    There is a widespread assumption that societal relevance cannot be adequately assessed through standard citation indicators, and increasing attention has been devoted to developing methodologies for assessing and measuring societal relevance and impact.

    “There seems to be a widespread assumption that this issue cannot be adequately assessed through standard citation indicators, and in recent years, increasing attention has been devoted to developing methodologies for assessing and measuring societal relevance and impact (Bornmann, 2012, 2013).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Bornmann, 2012, 2013

      Not checked in the free run.

  • May combine two claims.

    Interpretationnone given
    § Citations as Indicators-Other Validity Issues · p. 8

    There is a lack of empirical studies confirming that larger citation data sets have higher confidence levels, and some biases may be fundamental to all citation measures while others may level out when aggregated.

    “Nevertheless, there is a lack of empirical studies confirming that this is actually the case, and possibly some of the biases is of a fundamental nature attached to all citations measures, while the effect of others may tend to level out when aggregated levels are considered.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § Societal Value and Relevance · p. 10

    Societal relevance is often considered to be much harder to measure than scientific relevance or impact.

    “Societal relevance is often considered to be something which is much harder to measure than scientific relevance or impact (B. R. Martin, 2011).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites B. R. Martin, 2011

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning
    § Dimensions of Research Quality and Citations · p. 8

    All assessments of research quality may be context-dependent in terms of time of assessment and time/field/sector perspectives of evaluators.

    “Moreover, all assessments of research quality may be context-dependent, in terms of, for example, the time of assessment and the time/field/sector perspectives of the evaluators.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationcitation
    § Scientific Value · p. 10

    Impact would be a more adequate interpretation of citations than quality.

    “Using these definitions, it is also evident that impact would be a more adequate interpretation of citations than quality.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites B. R. Martin and Irvine, 1983

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning
    § Societal Value and Relevance · p. 11

    It is not possible to identify societal relevance from citation counts per se, and uncited or little cited publications may have contributed results of great societal relevance.

    “Despite these and numerous similar examples, it is not possible to identify societal relevance from citation counts per se, and uncited or little cited publication may have contributed with results of great societal relevance.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation
    § Citations as Indicators-Other Validity Issues · p. 8

    It has long been emphasized by bibliometricians that more than one indicator should be used in research evaluation contexts.

    “Because of this, it has long been emphasized by bibliometricians that more than one indicator should be used in research evaluation contexts (van Raan, 1993).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites van Raan, 1993

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning
    § Concluding Remarks · p. 12

    Citations reflect aspects related to scientific impact and relevance, with important limitations.

    “citations reflect-with important limitations-aspects related to scientific impact and relevance”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation
    § Solidity and Plausibility · p. 9

    The literature contains numerous publications of which the solidity is poor, the results unreliable, or even involving misconduct or scientific fraud.

    “The literature contains numerous publications of which the solidity is poor, the results unreliable or even involving misconduct or scientific fraud (Fanelli, 2009).”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Fanelli, 2009

      Not checked in the free run.

  • May combine two claims.

    Premisecitation
    § Citations as Indicators-Other Validity Issues · p. 8

    The mean normalized citation score is size-independent and does not take into account the number of publications, which is a major problem because it does not truly represent productivity.

    “For example, the mean normalized citation score is size-independent and does not take into account the number of publications. According to Abramo and D'Angelo (2016), this is a major problem with this indicator because it does not truly represent productivity.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Abramo and D'Angelo (2016)

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given
    § Dimensions of Research Quality and Citations · p. 8

    The topic of how citations relate to each dimension of research quality has rarely been addressed specifically in the literature, and there are few empirical studies analyzing the issue.

    “Surprisingly, this topic has rarely been addressed specifically in the literature and there are few studies analyzing the issue empirically.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationcitation
    § Concluding Remarks · p. 11

    Bibliometric analysis can counterbalance shortcomings and mistakes in peers' judgments, and a bibliometric study should be considered as complementary to a peer evaluation.

    “On this basis, it is often argued that bibliometric analysis can counterbalance shortcomings and mistakes in the peers' judgments (Aksnes, 2005). Thus, a bibliometric study should be considered as complementary to a peer evaluation (Council of Canadian Academies, 2012).”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites Aksnes, 2005

      Not checked in the free run.

    • cites Council of Canadian Academies, 2012

      Not checked in the free run.

  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning
    § Dimensions of Research Quality and Citations · p. 8

    Plausibility/soundness, scientific value, societal value, and originality seem commonly perceived key characteristics of research quality, but each includes a variety of aspects, may be context-dependent, and may conflict with each other.

    “In sum, whereas plausibility/soundness, scientific value, and societal value and originality seem commonly perceived key characteristics of research quality, each of these dimensions include a variety of aspects; they may be contextdependent and may also conflict with each other.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing).

    Premisecitation
    § Concluding Remarks · p. 12

    There are problems with the peer-review system.

    “At the same time, there are also problems with the peer-review system.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites Eyre-Walker and Stoletzki (2013)

      Not checked in the free run.

84 of 84
  • The paper relies on this without support.

    Research quality is a multidimensional concept comprising plausibility/soundness, originality, scientific value, and societal value as key characteristics.

    “Research quality is a multidimensional concept, where plausibility/soundness, originality, scientific value, and societal value commonly are perceived as key characteristics.”
  • The authors state this as an assumption.

    There should be a correlation between citation indicators and peer assessments if citations legitimately can be used as indicators of scientific performance.

    “The basic assumption is that there should be a correlation if citations legitimately can be used as indicators of scientific performance.”
  • The paper relies on this without support.

    Peer reviews are applied in many different contexts, of which peer assessments of manuscripts submitted to journals and publishers is the most fundamental one.

    “Peer reviews are applied in many different contexts, of which peer assessments of manuscripts submitted to journals and publishers probably is the most fundamental one.”
3 of 3

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Scientific impact of any evaluated entity cannot be determined solely by citations due to different citing behaviors and incompatible citation counts between disciplines.

    “It is often argued that the scientific impact of any evaluated entity cannot be determined solely by citations due to the different citing behaviors and resulting incompatible citation counts between disciplines [1-3,5,260,267].”
  • Citations may be appropriate for assessing scientific impact of research, but they do not show impact outside the scientific community.

    “Citations may be appropriate in assessing the scientific impact of the research, but they do not show the impact of the research outside the scientific community [1,3,5,6,260,264,265].”
  • Peer review has its own characteristic biases and limitations, which is one reason peer review has been increasingly replaced with bibliometric measures of impact.

    “peer-reviewing has its own characteristic biases and limitations, which is one of the reasons why, nowadays, peer-review has been increasingly extensively replaced with bibliometric measures of impact [3,44,276].”
  • The 'publish or perish' attitude stimulates productivity of researchers but creates a bias towards quantity, often overlooking quality.

    “this 'publish or perish' attitude, on the one hand, stimulates the productivity of researchers, but, on the other, creates a bias towards quantity, often overlooking quality [2,3,6-8,44,81,163,260,263,284-288].”

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Peer-review comparison is assigned to the wrong section

    Minor

    The overview says comparisons between citation indicators and peer review are examined in "Understanding Citations," but the paper introduces that comparison in "Validation Studies."

1 of 1

Cites

Flagged first, then by citations

Research works printed but not linked: 15

  1. Biagioli M., Gaming Metrics. Beyond Publish or Perish: Metrics and the new Ecologies of Academic Misconduct
  2. Carlsson H., 2009, InfoTrend, 64, 82
  3. Dymond L. H., 2015, A recent history of recognized economic thought—Contributions of the Nobel laureates to economic science
  4. Garfield E., 1977, Essay of an information scientist, 1, 84
  5. Gulbrandsen J. M., 2000, Research quality and organisational factors: An investigation of the relationship
  6. Higher Education Funding Council for England. (2015). The metric tide: Correlation analysis of REF2014 scores and metrics: Supplementary report II to the independent review of the role of metrics in research assessment and management. Retrieved from www.dcscience.net/2015_metrictideS2.pdf
  7. Langfeldt L., Scordato L. (2015, April). Assessing the broader impacts of research: A review of methods and practices (NIFU Working Paper 8/2015). Oslo.
  8. le Pair C, 1995, International Forum on Information and Documentation, 20, 16
  9. Luukkonen T., 1990, Citations in the rhetorical, reward, and communication systems of science
  10. Merton R. K., 1979, Citation indexing—Its theory and application in science, technology, and humanities
  11. Smith L. C., 1981, Library Trends, 30, 83
  12. van Raan A. F. J, 2000, The web of knowledge: A Festschrift in honor of Eugene Garfield, 301
  13. Welljams-Dorof A., 1997, Evaluating science and scientists: An East-West dialogue on research evaluation in post-communist Europe, 202
  14. Wouters P. (1999b). The citation culture (Doctoral thesis). University of Amsterdam, The Netherlands. Retrieved from http://garfield.library.upenn.edu/wouters/wouters.pdf
  15. Wouters P., Handbook of science policy studies

Cited by

Sorted by citations

Authors
Aksnes, D. W., Langfeldt, L., & Wouters, P.
Affiliations
  • Nordic Institute for Studies in Innovation, Research and Education (NO)
  • Leiden University (NL)
Corresponding author
Aksnes, Dag W.
Venue
Sage Open
Published
2019-01
Volume
9
Issue
1
ISSN
2158-2440 (ISSN-L)
OpenAlex
W2913788248
Cited by
1,257
References
132
Citations by year
2026: 153 · 2025: 207 · 2024: 223 · 2023: 202 · 2022: 181 · 2021: 177 · 2020: 89 · 2019: 23 · 2013: 1 · 2012: 1
FWCI
78.79
Type
journal article
Language
en
Open access
Locations
  • SAGE Open (publishedVersion, cc-by)
  • Leiden Repository (Leiden University) (submittedVersion, cc-by)
  • RePEc: Research Papers in Economics (submittedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
  • NORA - Norwegian Open Research Archives (submittedVersion, cc-by)
  • Data Archiving and Networked Services (DANS) (submittedVersion, other-oa)
Funders
Norges Forskningsråd (256223)
Topics
  • Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › scientometrics and bibliometrics research
  • Physical Sciences › Computer Science › Information Systems › Web visibility and informetrics
  • Social Sciences › Psychology › Experimental and Cognitive Psychology › Psychology Research and Bibliometrics
Keywords
citation, citation metrics, research quality, research evaluation, research funding, scientific impact, originality, social values, plausibility, science policy

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-06.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-06.

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