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Tools and best practices for data processing in allelic expression analysis.
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Abstract
ABSTRACT Allelic expression (AE) analysis has become an important tool for integrating genome and transcriptome data to characterize various biological phenomena such as cis -regulatory variation and nonsense-mediated decay. In this paper, we systematically analyze the properties of AE read count data and technical sources of error, such as low-quality or double-counted RNA-seq reads, genotyping errors, allelic mapping bias, and technical covariates due to sample preparation and sequencing, and variation in total read depth. We provide guidelines for correcting and filtering for such errors, and show that the resulting AE data has extremely low technical noise. Finally, we introduce novel software for high-throughput production of AE data from RNA-sequencing data, implemented in the GATK framework. These improved tools and best practices for AE analysis yield higher quality AE data by reducing technical bias. This provides a practical framework for wider adoption of AE analysis by the genomics community.
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![Fig. 1 Allelic expression and its sources. a Schematic illustration of AE. b Biological sources of AE, with the x-axis denoting the approximate sharing of AE across tissues of an individual, and the y-axis having the estimated sharing of AE signal in one tissue across different individuals [5, 8, 12, 13, 15]. SNP single-nucleotide polymorphism](/paper-figures/ec440c81b9eb4b26855999b868d97ba4/tools-and-best-practices-for-data-processing-in-allelic-expression-analysis-figure-1.jpg)






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“The quality of the genotype calls is crucial for allele assignment, so the genotype data needs to be collected carefully and quality control and filtering is required to avoid biases and false positive hits 9.”
From SNPsplit: Allele-specific splitting of alignments between genomes with known SNP genotypes (2016) · cites this paper as [9]
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Cited by
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Items 301–344 of 344
Sun, S. D., Liu, J., Pengcheng, X., Hu, Y., Zhang, M. J., & Zhang, J. (2026) · ACM SIGKDD Conference on Knowledge Discovery and Data Mining (KDD) · doi:10.1145/3770855.3818971
“Resources such as GTEx map eQTL and sQTL effects across tissues [55, 56], and allele-specific analyses can further support regulatory hypotheses [9].”
van Beek, D., Iyer, A., Ehrhart, F., Evelo, C. T., de Kok, T. M. C. M., Arts, I. C. W., Adriaens, M. E., & Kutmon, M. (2026) · Bioinformatics · doi:10.1093/bioinformatics/btag592
“This serves as a direct readout of cis - regulatory activity, capturing the effects of expression and splicing quantitative trait loci (eQTL, sQTL) on allele-level transcription (Palacios et al. 2009, Pastinen 2010, Castel et al. 2015, Cavalli et al. 2016).”
Exploring genomic regions regulating the liver transcriptome and energy homeostasis in pigs.
Llobet-Cabau, F., Liu, J., Jové-Juncà, T., Castelló, A., Quintanilla, R., Sánchez, A., Ballester, M., & Folch, J. M. (2026) · Animal · doi:10.1016/j.animal.2026.101932
Narisu, N., Li, H. X., Rathbun, C. J. M., Varshney, A., Swift, A. J., Yan, T., Sinha, N., Currin, K. W., Xue, D., Robertson, C. C., et al. (2026) · medRxiv · doi:10.64898/2026.07.14.26358094
“The accuracy to detect allelic imbalance depends on genotype quality 36,50 .”
InfluentialIqbal, M. A., Muráni, E., Hadlich, F., Reyer, H., Oster, M., Trakooljul, N., Wimmers, K., & Ponsuksili, S. (2026) · iScience · doi:10.1016/j.isci.2026.116684
“11 Unlike expression quantitative trait locus (eQTL) mapping, which requires large cohorts and lacks individual allelic resolution, ASE can uncover cis -regulatory variation within individuals, making it ideal for studies with limited sample sizes.”
Post-transcriptional regulation of allele-specific expression
Zhang, Y., Wang, C., Wu, L., & Luo, G. (2026) · Trends in Genetics · doi:10.1016/j.tig.2026.07.005 · Cited by 1
Study of Cis-regulatory Effects at the Population Level
Pagliarini, R., Policriti, A., & Morgante, M. (2026) · ACM International Conference on Bioinformatics, Computational Biology, and Health Informatics (ACM-BCB) · doi:10.1145/3807503.3819433
“This means that an Allelic Expression Imbalance (AEI) is the direct result of cis-acting elements affecting one allele more than the other [3].”
Allele specific expression in Alzheimer's disease
Wang, Z., Hossain, D., Wang, J. J., Subramaniam, V. R., Zhang, B., Wang, M., & Huang, K. (2026) · Alzheimer s & Dementia · doi:10.1002/alz.71558
“ASE quantifies expression variation between the two gene copies at a heterozygous site, 11 enabling the identification of cis -regulatoryelementsinfluencinggeneexpression.”
Hu, Y., Zhang, M., Li, H., He, X., Meng, Z., Zhang, S., Liu, F., Yang, H., Zhu, J.-D., Pan, Z.-Y., et al. (2026) · BMC Genomics · doi:10.1186/s12864-026-12888-4
“In addition, AlphaFold3-based models suggest that CDSN may form homomeric interfaces and may interact with KLK7 in a manner broadly consistent with its known role in epidermal desquamation [38]; however, these predictions remain hypothetical and require direct biochemical or cellular validation.”
Divergent cis - regulatory haplotypes at Tlr2 are associated with immune responsiveness
Nandakumar, M., Lundberg, M., Nouri, M., Valfridsson, C., Carlsson, F., & Råberg, L. (2026) · Molecular Biology and Evolution · doi:10.1093/molbev/msag113
“Transcriptome mapping against a reference is often biased against reads containing the non-reference allele, as aligners may discard reads with the alternate allele due to poor mapping (Castel et al. 2015; Cleary and Seoighe 2021).”
Magnitov, M. D., van der Weide, R. H., Witvliet, A. F., Hernández-Quiles, M., Martinovic, M., Teunissen, H., Braccioli, L., Vermeulen, M., & de Wit, E. (2026) · Nature Communications · doi:10.1038/s41467-026-72392-x
“The median allelic read coverage for these peaks and genes ranged between 7-15 and 31-68 reads per replicate, respectively, making the majority of them informative for allele-speci fi c analysis 76,77 (Supplementary Fig.”
Hoyt, S. H., Reddy, T. E., Gordân, R., Allen, A. S., & Majoros, W. (2026) · bioRxiv · doi:10.64898/2026.03.28.714974
“After running the pipeline, we run Picard to mark duplicates, using the random scoring method based on previously published best practices [75].”
Zhang, W.-P., Ma, G.-J., Lu, C.-L., Fu, L.-H., Cong, B., Wang, Q., & Li, S.-J. (2026) · BMC Genomics · doi:10.1186/s12864-026-12782-z
“The detection pipe-line was adapted from previously established methods [25, 26].”
DAESC + : high-performance, integrated software for single-cell allele-specific expression data
Cui, T., & Qi, G. (2026) · BMC Bioinformatics · doi:10.1186/s12859-026-06426-y
Hagiwara, K., Thrasher, A., Terekhanova, N. V., & Zhang, J. (2026) · Genome Research · doi:10.1101/gr.281003.125
“In noncancerous tissues, the analysis of the allelic imbalance of germline heterozygous single-nucleotide polymorphisms (SNPs) in RNA, which measures a significant deviation from the expected VAF DNA of 0.5, has led to the identification of genes or regions that exhibit ASE (Castel et al. 2015).”
InfluentialKahlani, M., Mesner, L. D., Madhu, V., Wagner, L., Kupkova, K., Pitas, H. J., Mello, A. C., Ghatan, S., Lappalainen, T., Sanjana, N. E., et al. (2026) · bioRxiv (Cold Spring Harbor Laboratory) · doi:10.64898/2026.02.11.705362 · Cited by 1
“…of gRNA–program associations—those where the gRNAs also had significant trans-regulatory networks—and identified 11 high-confidence associations: TRIP11 with programs 23 and 30, CHD4 with programs 2, 20, 34, 35, 43, and 44, DAP3 / YY1AP1 with programs 20 and 31, and ZBTB4 with program 30 ( Fig.”
Self-citationBonnin, M., Soriano, A., Lourkisti, R., Oustric, J., Calvez, L., Miranda, M., Leonhardt, N., Ollitrault, P., Berti, L., Santini, J., et al. (2026) · Plant Stress · doi:10.1016/j.stress.2026.101308
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“Issues such as transcript strand specificity, splicing complexity, and highly variable expression levels complicate SNV calling in RNA-seq [23,24].”
Ganapathy, K. R., Broly, M., Silverstein, S., Mendoza, M., Song, E., Kotis, B., Hoffman, P., Torkamani, A., Adams, D. R., Bönnemann, C. G., et al. (2025) · medRxiv · doi:10.64898/2025.12.16.25341855 · Cited by 1
“To explore the potential of haplotype aggregated ASE data , we first compared variant and haplotype-aggregatedASE data from the GTEx consortium v8 across 49 tissues generated using ASEReadCounter and phASER, respectively [15, 20].”
Self-citationMonoallelic expression characterizes a distinct molecular and clinical group of breast tumorsPreprint
Arabzadeh, M., Singh, A., Payne, K., Ganesan, S., & Khiabanian, H. (2025) · bioRxiv · doi:10.21203/rs.3.rs-8535132/v1
“Several analytical methods exist for calculating relative allelic gene expression in normal tissue 22,23 from bulk and single-cell expression data; however, accurate quantification and inference of allelic expression in tumor tissue are hampered by varying tumor cell content in specimens as well as…”
The landscape of allele-specific expression in human kidneys
Onuchic-Whitford, A. C., Sung, J.-M., Sakkas, E. D., McNulty, M., O'Connor, C. L., Greenberg, A., Yoon, J. G., Badina, S., Mariani, L., Bitzer, M., et al. (2025) · bioRxiv · doi:10.64898/2025.12.03.692205
Shriner, D., Doumatey, A., Lei, L., Gouveia, M., Meeks, K., Heuston, E. F., Zhou, J., Adeyemo, A., & Rotimi, C. (2025) · BMC Genomics · doi:10.1186/s12864-025-12352-9
“Expression arrays are susceptible to confounding by technical covariates because read counts are compared between samples, whereas allele-specific expression analysis is based on comparison of read counts within samples [46].”
InfluentialDAESC+: High-performance, integrated software for single-cell allele-specific expression data
Cui, T., & Qi, G.-H. (2025) · bioRxiv · doi:10.1101/2025.09.03.674100
Ganapathy, K. R., Song, E., Munro, D. B., Torkamani, A., & Mohammadi, P. (2025) · bioRxiv (Cold Spring Harbor Laboratory) · doi:10.1101/2025.05.30.657086
“Since, ASE integrates signals from DNA and RNA, its quality is ensured using standard DNA and RNA sequencing quality control measures and methods [3-5].”
Self-citationHagiwara, K., Thrasher, A., Terekhanova, N. V., & Zhang, J. (2025) · bioRxiv · doi:10.1101/2025.05.27.656366
M6Allele: a toolkit for detection of allele-specific RNA N6-methyladenosine modifications
Zhang, Y., Tang, L., Zhi, S., Hu, B., Zuo, Z., Ren, J. M., Xie, Y., & Luo, X. (2025) · GigaScience · doi:10.1093/gigascience/giaf040
“Initially, high-confidence heterozygous SNVs were identified through variant calling, with rigorous filtering applied to mitigate transcription and mapping biases [ 33 ].”
Cedric, S. R., Coussement, L., Goovaerts, T., Graeve, F. D., Galle, J., Criekinge, W. V., & Meyer, T. D. (2025) · GigaScience · doi:10.1093/gigascience/giaf125
“Up until now, AD has been ignored or considered a constant nuisance parameter [ 7 , 8 ].”
Kubik, S., Matyszczak, I., Toda, N. R. T., Magrinelli, E., Helleboid, P.-Y., Smith, E. W., Bezrukov, F., Ryder, C., Lopez, J., Harlé, A., et al. (2024) · bioRxiv · doi:10.1101/2024.10.30.621018
Bresnahan, S., Mahony, S., Anton, K., Harpur, B., & Grozinger, C. (2024) · bioRxiv · doi:10.1101/2024.06.09.598129
Ornaments for Accurate and Efficient Allele-Specific Expression Estimation with Bias CorrectionPreprint
Adduri, A. K., & Kim, S. (2023) · bioRxiv · doi:10.1101/2023.10.25.564046
“Mapping reads to a diploid personalized transcriptome 10,11 removed only reference bias but not ambiguous mapping bias.”
BackgroundD’Sa, K., Guelfi, S., Vandrovcova, J., Reynolds, R., Zhang, D., Hardy, J., Botía, J., Weale, M., Taliun, S. G. G., Small, K., et al. (2022) · bioRxiv · doi:10.1101/2022.06.28.497921
“6.0) ASEReadCounter (63) was used to count the reads at the heterozygous sites in the vcf.”
MethodInfluentialAbood, A., Mesner, L., Rosenow, W. T., Al-Barghouthi, B., Horwitz, N., Morgan, E., Gerstenfeld, L., & Farber, C. (2021) · bioRxiv · doi:10.1101/2021.11.04.467171
Liang, D., Aygün, N., Matoba, N., Ideraabdullah, F. Y., Love, M. I., & Stein, J. (2021) · bioRxiv · doi:10.1101/2021.10.04.463060
“We modeled allelic counts of chromatin accessibility or gene expression using a beta-binomial distribution at heterozygous SNPs (Skelly et al. 2011; Castel et al. 2015) and evaluated the significance of the over-dispersion of AR using a likelihood ratio test.”
MethodKubasova, N., Alves-Pereira, C., Gupta, S., Vinogradova, S., Gimelbrant, A. A., & Barreto, V. M. (2021) · bioRxiv · doi:10.1101/2021.06.28.450120
Correr, F. H. (2021) · Digital Library of Theses and Dissertations (Universidade de São Paulo) · doi:10.11606/t.11.2021.tde-28052021-143128
“spontaneum genome; and Souza and colleagues [4] published the gene space assembly of a Brazilian hybrid.”
BackgroundA comprehensive overview of computational tools for RNA-seq analysis
Deshpande, D., Chhugani, K., Chang, Y., Karlsberg, A., Loeffler, C., Zhang, J.-Y., Muszyńska, A., Rotman, J., Tao, L., Martin, L. S., et al. (2020) · doi:10.48550/arxiv.2010.02391
Self-citationERASE: Extended Randomization for assessment of annotation enrichment in ASE datasetsPreprint
D’Sa, K., Reynolds, R. H., Guelfi, S., Zhang, D., García-Ruiz, S., (SGPD), S. G. O. P. D., Hardy, J., Taliun, S. A. G., Small, K. S., Ryten, M., et al. (2019) · bioRxiv (Cold Spring Harbor Laboratory) · doi:10.1101/600411
Etude des polymorphismes altérant la régulation de l'expression des gènes chez le bovin
Guillocheau, G. (2018) · theses.fr (ABES) · doi:10.70675/82e19bd8z026ez4dabza0b6z3474c50172bc
Using molecular QTLs to identify cell types and causal variants for complex traits
Schwartzentruber, J. (2018) · doi:10.17863/cam.18288
“We used the Genome Analysis Toolkit (GATK) program ASEReadCounter (Castel et al. 2015) with options ‘-U ALLOW_N_CIGAR_READS -dt NONE --minMappingQuality 10 -rf MateSameStrand’ to count allele-specific reads at SNPs (and not indels).”
MethodMosaic chromosomal aneuploidy detection by sequencing (MAD-seq)Preprint
Kong, Y., Berko, E. R., Marcketta, A., Maqbool, S., Simões-Pires, C., Kronn, D., Ye, K. Q., Suzuki, M., Auton, A., & Greally, J. (2017) · bioRxiv · doi:10.1101/142299
“If there is no aneuploidy in any of the sampled cells, then the AAFs at heterozygous sites are expected to be centered around 0.5 (ignoring confounding biases such as reference bias 36 ).”
BackgroundInfluentialAlbert, E. (2017) · theses.fr (ABES) · doi:10.70675/1af4120eza7c0z4267zae76zf2841c1cfba1 · Cited by 1
Genetic determinants of human phenotypes
Zhang, Z.-H. (2022) · doi:10.33612/diss.211254963
“Afterward, the GATK/ASEReadCounter [61] tool was used to count allelic reads at each heterozygous site with the default parameters.”
MethodSequencing technologies for epigenetics: From basics to applications
Piro, R. (2020) · Elsevier eBooks · doi:10.1016/b978-0-12-817964-2.00007-1
Cross, D. S., & McCarty, C. A. (2019) · Health informatics · doi:10.1007/978-3-030-18626-5_12
Metadata
- Authors
- Castel, S. E., Levy-Moonshine, A., Mohammadi, P., Banks, E., & Lappalainen, T.
- Affiliations
- New York Genome Center (US)
- Broad Institute (US)
- Corresponding author
- Castel, Stephane E.
- Lappalainen, Tuuli
- Venue
- Genome Biology
- Published
- 2015-09-17
- Volume
- 16
- Issue
- 1
- Pages
- 195-195
- ISSN
- 1465-6906 (ISSN-L)
- 1474-760X
- PMC
- PMC4574606
- OpenAlex
- W2142933606
- Cited by
- 375
- References
- 43
- Citations by year
- 2026: 29 · 2025: 36 · 2024: 25 · 2023: 45 · 2022: 25 · 2021: 47 · 2020: 33 · 2019: 35 · 2018: 37 · 2017: 38 · 2016: 21 · 2015: 4
- FWCI
- 14.48
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- Locations
- Genome biology (publishedVersion, cc-by)
- bioRxiv (Cold Spring Harbor Laboratory) (acceptedVersion, other-oa)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- Funders
- University of Miami (MH090936, MH090937, MH090951, MH090948, DA006227, MH090941)
- Harvard University (MH090948)
- University of Chicago (MH090951, MH090937)
- Broad Institute (HHSN268201000029C)
- New York Genome Center
- Université de Genève (MH090941)
- National Institutes of Health (10XS170, #HHSN261200800001E, HHSN268201000029C, 10XS171, HHSN261200800001C, 10ST1035, MH090937)
- National Heart, Lung, and Blood Institute (HHSN268201000029C, HHSN261200800001E)
- National Institute of Mental Health (R01MH101814, R01MH090937, HHSN261200800001E, R01MH090948, R01MH090941, R01MH090936, R01MH090951)
- National Institute on Drug Abuse (DA006227, R01DA006227)
- National Human Genome Research Institute (U01HG006569, HHSN261200800001E)
- NIH Office of the Director (HHSN261200800001E)
- National Cancer Institute (HHSN261200800001E))
- National Institute of Neurological Disorders and Stroke
- Common Fund
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Genomics and Phylogenetic Studies
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › RNA Research and Splicing
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Single-cell and spatial transcriptomics
- Keywords
- allelic expression, RNA-seq, quality control, genotyping errors, cis-regulatory variation, nonsense-mediated mRNA decay, bioinformatics software
- MeSH terms
- Alleles, Cell Line, Data Interpretation, Statistical, Humans, Software, Gene Expression, Sequence Analysis, RNA, Gene Expression Profiling, Genotyping Techniques
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