Cited by 54Treatment of Major DepressionElectroconvulsive Therapy StudiesPharmaceutical industry and healthcare

Are we repeating mistakes of the past? A review of the evidence for esketamine

Open access
Horowitz, Mark A., Moncrieff, Joanna·2021·The British Journal of Psychiatry

Abstract

Summary: Esketamine has been licensed for ‘treatment-resistant depression’ in the USA, UK and Europe. Licensing trials did not establish efficacy: two trials were negative, one showed a statistically significant but clinically uncertain effect, and a flawed discontinuation trial was included, against Food and Drug Administration precedent. Safety signals – deaths, including suicides, and bladder damage – were minimised.

Integrity signals

Registry

Crossref · 10.1192/bjp.2020.89

Cites

23 of 23 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 52 cited sources checked · 0 supported · 0 flagged

  • Findingcitation

    The FDA raised concern that the positive results of the discontinuation trial were driven by a single site in Poland.

    “Importantly, the FDA also raised the concern that the positive results of this study were driven by a single site in Poland.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

      Not checked in the free run.

  • Findingcitation

    The only positive short-term esketamine trial found a 4-point difference on the MADRS favoring esketamine over placebo.

    “The only positive study found a difference of 4 points on the Montgomery-Asberg Depression Rating Scale (MADRS) favouring esketamine over placebo.22”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [22]

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  • Findingcitation

    Three of the six deaths in the esketamine trials were suicides.

    “Three were suicides (Table 1).”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [30] source

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  • Findingcitation

    Two of the three short-term esketamine trials submitted by Janssen did not show a statistically significant difference from placebo.

    “Out of the three short-term trials conducted by Janssen only one showed a statistically significant difference between esketamine and placebo.20,21”
    • Also stated in: § Abstract · plain
      “two trials were negative”
    Quote in the paperSubstantial claim0 of 2 sources checked
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    • cites [21]

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  • Findingcitation

    One death was a myocardial infarction 6 days after esketamine.

    “One death was a myocardial infarction, 6 days after esketamine.21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims. 23
  • Classified as probably not a substantial claim. 4
  • May combine two claims.

    Findingcitation

    In the discontinuation trial, withdrawal checklist scores by group are not reported, and it is unclear how checklist items were distinguished from almost identical MADRS items.

    “Although the study reports suggests that there was no evidence of a withdrawal syndrome using the Physician Withdrawal Checklist, scores for the different groups are not reported, and it is not clear how items in the checklist such as 'insomnia', 'anxiety-nervousness', 'dysphoric mooddepression', 'difficulty concentrating, remembering', 'fatigue', 'lack of appetite' were distinguished from almost”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    One patient on esketamine experienced a non-fatal cerebral haemorrhage, a recognized risk in ketamine use due to blood pressure spikes.

    “In addition to the deaths, one patient on esketamine experienced a non-fatal cerebral haemorrhage, 19 also recognised as a risk in ketamine use due to its blood pressure spikes, 3”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [19]

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    • cites [3] source

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    • Rests on an assumption: Esketamine's adverse effects are similar enough to ketamine's for evidence about ketamine harms to apply to esketamine.
  • May combine two claims.

    Findingcitation

    Half (48.7%) of relapses in the discontinuation trial occurred in the first four weeks after esketamine cessation, the time most likely for withdrawal effects.

    “As half (48.7%) of relapses occurred in the first four weeks following esketamine cessation, the time most likely for withdrawal effects to occur”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    The FDA highlighted unblinding as a problem in the discontinuation trial, as in the acute efficacy studies.

    “The FDA also highlighted another problem with this study design:”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    At the Polish site, the placebo relapse rate was 100% (n=16), compared with 33% at all other sites (n=81).

    “At this site there was a 100% relapse rate in the placebo arm (n=16 patients), compared with a 33% relapse rate in this arm in all other sites (n=81).21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    In the positive trial, placebo reduced MADRS scores by 15.8 points and esketamine by 19.8 points.

    “The response to placebo treatment (a nasal spray with embittering agent) was a 15.8-point reduction on the MADRS score.The response to esketamine was 19.8 points.21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    Excluding the outlier Polish site, there is no difference between esketamine and placebo, with the p value changing from 0.012 to 0.48, so the findings are not robust.

    “It has been demonstrated that if this outlier site is excluded there is no difference between esketamine and placebo (the p value changes from 0.012 to 0.48), 18 leading to the conclusion that the findings are”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [18] source

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  • May combine two claims.

    Findingcitation

    Two of the patients who died by suicide showed no previous signs of suicidal ideas during the study, either at entry or at the last visit; data was not available for the third.

    “However, two of the patients who died by suicide showed no previous signs of suicidal ideas during the study, either at entry to the study or at the last visit (data was not available for the third patient).21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    Janssen is seeking an expansion of esketamine's indications to acutely suicidal patients based on two studies showing a reduction of suicidality on a MADRS subscale at 24 hours but no effect on the pre-specified CGI-SS-R.

    “Potentially paradoxically, Janssen is seeking an expansion of the indications for use of esketamine to acutely suicidal patients (on the basis of two studies that showed a reduction of suicidality on a sub-scale of the MADRS at 24 hours, but no effect on the pre-specified measure of suicidality, the CGI-SS-R).27”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [27] source

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  • May combine two claims.

    Findingcitation

    In esketamine trials, half of patients experienced dissociation, a third dizziness, and increased blood pressure, vertigo, hypoaesthesia, nausea, and sedation were each present in 10-30% of patients.

    “A large range of other side effects occurred: half of patients experienced dissociation, a third dizziness, and increased blood pressure, vertigo, hypoaesthesia, nausea and sedation were each present in between 10% and 30% of patients (Table 3).21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

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  • May combine two claims.

    Findingcitation

    The FDA noted mis-classification, under-reporting, and mis-representation of adverse events, so the presented data likely underestimates the incidence of adverse events.

    “However, the FDA noted that there was mis-classification, under-reporting and mis-representation of the adverse events so that the presented data likely represents an underestimation of the incidence of adverse events 30 .”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [30] source

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  • May combine two claims.

    Interpretationreasoning

    Participants in the positive trial would have been unblinded by esketamine's noticeable psychoactive effects, and expectation effects might inflate the apparent difference.

    “Furthermore, participants would have been unblinded by the noticeable psychoactive effects of esketamine (dissociation was reported by the majority of participants); expectation effects might therefore inflate the apparent difference between placebo and esketamine.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    A 7-9 point MADRS reduction corresponds to a minimally improved CGI rating, while 16-17 points corresponds to much improved.

    “A 7 to 9 point reduction on the MADRS has been found to correspond to a clinically noticeable (”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [23]

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  • May combine two claims.

    Premisecitation

    These causes of death have been observed previously in ketamine use: blood pressure spikes cause heart failure and myocardial infarction in at-risk patients, and impaired coordination and dissociation increase motor vehicle accident risk.

    “These causes of death have been observed previously in ketamine use: blood pressure spikes cause heart failure and myocardial infarction in patients at risk; impairment of hand-eye coordination and its dissociative effects increase the risk of motor vehicle accidents.3,4,8,9”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites [3] source

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    • cites [4] source

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    • cites [8]

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    • Rests on an assumption: Esketamine's adverse effects are similar enough to ketamine's for evidence about ketamine harms to apply to esketamine.
  • May combine two claims.

    Interpretationcitation

    In the discontinuation trial, placebo participants would notice the absence of esketamine's psychoactive effects, and negative expectations would tend to increase their chance of relapse.

    “The absence of esketamine's psychoactive effects would be noticed by participants randomised to placebo and consequent negative expectations would tend to increase their chance of relapse.21”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [21]

      Not checked in the free run.

  • May combine two claims.

    Interpretationreasoning

    The 4-point MADRS difference for esketamine is less than minimal clinical change and about one quarter the placebo response, so its clinical relevance is doubtful.

    “A 4-point difference therefore corresponds to less than”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [18] source

      Not checked in the free run.

    • Rests on an assumption: The MADRS-CGI mapping derived from mirtazapine studies applies to the esketamine trial population.
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    Ketamine induces ulcerative cystitis, found in 30% of regular UK ketamine users, known as ketamine bladder.

    “Ketamine also induces ulcerative cystitis, found in 30% of regular UK ketamine users, known as 'ketamine bladder'.3”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [3] source

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  • May combine two claims.

    Premisecitation

    Ketamine is addictive, quickly induces tolerance, and stopping regular use causes a withdrawal syndrome characterized by anxiety, dysphoria, depression, shaking, sweating, palpitations, and craving.

    “Ketamine is also addictive.3,11 It quickly induces tolerance 3 and stopping regular use causes a withdrawal syndrome characterised by anxiety, dysphoria and depression, shaking, sweating and palpitations, and craving the drug.3,11”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [3] source

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    • cites [11] source

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  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    This requirement has been criticised because short-term trials do not accurately reflect long periods of use and discount negative trials.

    “This requirement has been criticised because short-term trials do not accurately reflect the long periods many drugs are eventually used for in practice, 19 and discount negative trials.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [19]

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  • May combine two claims.

    Premisecitation

    Intravenous ketamine was demonstrated to improve depression scores in the 2000s, with a trial showing rapid-onset antidepressant effects in as little as 2 hours.

    “Intravenous ketamine was demonstrated to improve depression scores in the 2000s, 13,14 with a trial showing 'rapid-onset antidepressant effects' in as little as 2 hours.13”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [13]

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    • cites [14] source

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  • May combine two claims.

    Premisecitation

    Ketamine commonly elevates blood pressure and heart rate, which has been associated with fatal heart failure and myocardial infarction, as well as stroke and cerebral haemorrhage, more often in those with pre-existing risk factors.

    “Ketamine commonly elevates blood pressure and heart rate, 4 which has been associated with fatal heart failure and myocardial infarction, 4 as well as stroke and cerebral haemorrhage 3 more often in those with pre-existing risk factors.”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [3] source

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    • cites [4] source

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  • May combine two claims.

    Interpretationreasoning

    Themes from history are repeating: a known drug of abuse associated with significant harm is increasingly promoted despite scant evidence of efficacy and without adequate long-term safety studies.

    “It would seem that themes from history are repeating: a known drug of abuse, associated with significant harm is increasingly promoted despite scant evidence of efficacy, and without adequate long-term safety studies.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The historical pattern of prescribed medicines described by Public Health England applies to esketamine.
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationreasoning

    It is difficult to distinguish ketamine's rapid-onset antidepressant effect from the high or altered state it induces.

    “It would seem difficult to distinguish this 'rapid-onset antidepressant effect' from the 'high' or altered state known to be induced by ketamine, however.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    The NICE appraisal did not question the published interpretation of the efficacy data and lacked focus on harms of treatment, including suicides, which might be more marked in real-life, longer-term use.

    “However, the NICE appraisal did not question the published interpretation of the efficacy data, and lacked focus on the harms of treatment, including suicides, which might be more marked in reallife, longer-term use.”
    Quote in the paperNot a substantial claim
24 of 24
  • The paper relies on this without support.

    The MADRS-CGI mapping derived from mirtazapine studies applies to the esketamine trial population.

    “A 7 to 9 point reduction on the MADRS has been found to correspond to a clinically noticeable (”
  • The paper relies on this without support.

    Esketamine's withdrawal effects are similar enough to ketamine's for evidence about ketamine withdrawal to apply to esketamine.

    “Ketamine is recognised to have withdrawal effects, including lowered mood (dysphoria), fatigue, poor appetite, and anxiety.11”
  • The paper relies on this without support.

    Esketamine's adverse effects are similar enough to ketamine's for evidence about ketamine harms to apply to esketamine.

    “These causes of death have been observed previously in ketamine use: blood pressure spikes cause heart failure and myocardial infarction in patients at risk; impairment of hand-eye coordination and its dissociative effects increase the risk of motor vehicle accidents.3,4,8,9”
  • The paper relies on this without support.

    The historical pattern of prescribed medicines described by Public Health England applies to esketamine.

    “The repetition of this pattern is striking.”
4 of 4

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Despite the promise of these preliminary studies, the current state of knowledge about moderators and prognostic factors is of limited significance in guiding individualized care.

    “Despite the promise of these preliminary studies, the current state of knowledge about moderators and prognostic factors is of limited significance in guiding individualized care. 624”

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

  • Depression-worsening count does not match its percentage

    Minor

    The adverse-event table reports 570 esketamine recipients. Six of 570 is about 1.05%, not 1.4%; the table instead reports eight cases, which does yield 1.4%.

    Reported 1.4 · recomputed 1.052632

1 of 1

Cites

Flagged first, then by citations

3 of the 26 references couldn’t be matched to a known paper.

Cited by

Sorted by citations

Authors
Horowitz, M. A., & Moncrieff, J.
Affiliations
North East London NHS Foundation Trust (GB)
Corresponding author
Horowitz, Mark A.
Venue
The British Journal of Psychiatry
Published
2020-05-27
Volume
219
Issue
5
Pages
614-617
ISSN
  • 0007-1250 (ISSN-L)
  • 1472-1465
OpenAlex
W3030344574
Cited by
53
References
26
Citations by year
2026: 3 · 2025: 11 · 2024: 6 · 2023: 5 · 2022: 10 · 2021: 14 · 2020: 4
FWCI
1.08
Type
journal article
Language
en
Open access
Locations
  • The British Journal of Psychiatry (publishedVersion)
  • PubMed (publishedVersion)
  • UCL Discovery (University College London) (submittedVersion)
Funders
National Institute for Health and Care Research (ACF-2020-18-022)
Topics
  • Health Sciences › Medicine › Pharmacology › Treatment of Major Depression
  • Health Sciences › Medicine › Psychiatry and Mental health › Electroconvulsive Therapy Studies
  • Life Sciences › Pharmacology, Toxicology and Pharmaceutics › Pharmacology › Pharmaceutical industry and healthcare
Keywords
esketamine, treatment-resistant depression, drug approval, clinical trial efficacy, suicide, drug safety, regulatory approval, NMDA receptor antagonists
MeSH terms
Antidepressive Agents, Humans, Ketamine, Suicide, Depressive Disorder, Treatment-Resistant

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