Sanitation and Hygiene-Specific Risk Factors for Moderate-to-Severe Diarrhea in Young Children in the Global Enteric Multicenter Study, 2007–2011: Case-Control Study
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BACKGROUND: Diarrheal disease is the second leading cause of disease in children less than 5 y of age. Poor water, sanitation, and hygiene conditions are the primary routes of exposure and infection. Sanitation and hygiene interventions are estimated to generate a 36% and 48% reduction in diarrheal risk in young children, respectively. Little is known about whether the number of households sharing a sanitation facility affects a child's risk of diarrhea. The objective of this study was to describe sanitation and hygiene access across the Global Enteric Multicenter Study (GEMS) sites in Africa and South Asia and to assess sanitation and hygiene exposures, including shared sanitation access, as risk factors for moderate-to-severe diarrhea (MSD) in children less than 5 y of age. METHODS/FINDINGS: The GEMS matched case-control study was conducted between December 1, 2007, and March 3, 2011, at seven sites in Basse, The Gambia; Nyanza Province, Kenya; Bamako, Mali; Manhiça, Mozambique; Mirzapur, Bangladesh; Kolkata, India; and Karachi, Pakistan. Data was collected for 8,592 case children aged <5 y old experiencing MSD and for 12,390 asymptomatic age, gender, and neighborhood-matched controls. An MSD case was defined as a child with a diarrheal illness <7 d duration comprising ≥3 loose stools in 24 h and ≥1 of the following: sunken eyes, skin tenting, dysentery, intravenous (IV) rehydration, or hospitalization. Site-specific conditional logistic regression models were used to explore the association between sanitation and hygiene exposures and MSD. Most households at six sites (>93%) had access to a sanitation facility, while 70% of households in rural Kenya had access to a facility. Practicing open defecation was a risk factor for MSD in children <5 y old in Kenya. Sharing sanitation facilities with 1-2 or ≥3 other households was a statistically significant risk factor for MSD in Kenya, Mali, Mozambique, and Pakistan. Among those with a designated handwashing area near the home, soap or ash were more frequently observed at control households and were significantly protective against MSD in Mozambique and India. CONCLUSIONS: This study suggests that sharing a sanitation facility with just one to two other households can increase the risk of MSD in young children, compared to using a private facility. Interventions aimed at increasing access to private household sanitation facilities may reduce the burden of MSD in children. These findings support the current World Health Organization/ United Nations Children's Emergency Fund (UNICEF) system that categorizes shared sanitation as unimproved.
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The benefits of maintaining hygiene conditions in one's own household can be derailed if hygiene conditions of communal compound living spaces and infrastructure (eg, shared latrines) are poor.
“The benefits of maintaining hygiene conditions in one’s own household can be derailed if hygiene conditions of communal compound living spaces and infrastructure (eg, shared latrines) are poor.15–17”
From Environmental and behavioural exposure pathways associated with diarrhoea and enteric pathogen detection in 5-month-old, periurban Kenyan infants: a cross-sectional study (2022) · cites this paper as [15]
The Discussion (page not provided) links shared and unhygienic sanitation to diarrhea risk in young children and says that risks can arise through exposure outside the household, supporting the concern about shared latrines. It does not establish that poor hygiene across communal compound living spaces derails the benefits of hygiene maintained within a household. (LLM, conf=0.82)
Experimental — accuracy not yet measuredLack of access to a latrine with a barrier between users and excreta, and/or sharing unclean latrines with others can result in infant exposure to pathogens in human faeces through faeces being tracked by feet onto household floors, where infants play and place objects or hands that have been on the floor in their mouth.
“Lack of access to a latrine with a barrier between users and excreta, and/or sharing unclean latrines with others can result in infant exposure to pathogens in human faeces15 20 30 through faeces being tracked by feet onto household floors, where infants play and place objects or hands that have been on the floor in their mouth.”
From Environmental and behavioural exposure pathways associated with diarrhoea and enteric pathogen detection in 5-month-old, periurban Kenyan infants: a cross-sectional study (2022) · cites this paper as [15]
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Experimental — accuracy not yet measuredSharing latrines is an established risk factor for childhood diarrhoea.
“Sharing latrines is an established risk factor for childhood diarrhoea.15”
From Environmental and behavioural exposure pathways associated with diarrhoea and enteric pathogen detection in 5-month-old, periurban Kenyan infants: a cross-sectional study (2022) · cites this paper as [15]
The Results report increased odds of moderate-to-severe diarrhea among young children sharing sanitation facilities at several study sites. But the association varied by site, including lower odds for children sharing with 1–2 households in Bangladesh. The Discussion says shared facilities pose risks in some circumstances and calls for more research, so “established risk factor” is stronger and less qualified than the paper’s finding. (LLM, conf=0.87)
Experimental — accuracy not yet measuredShared latrines are a risk factor for moderate and severe diarrhoea in children across countries and studies.
“Infants usually have no direct contact with latrines designed for able-bodied children and adults, although shared latrines are a risk factor for moderate and severe diarrhoea in children across countries and studies.15 32 33”
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Cites
Global burden of childhood pneumonia and diarrhoea
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Tumwebaze, I. K., Orach, C. G., Niwagaba, C., Luthi, C., & Mosler, H.-J. (2013) · International Journal of Environmental Health Research · doi:10.1080/09603123.2012.713095 · Cited by 123 · see citing works
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Nelson, K. B., Karver, J., Kullman, C., & Graham, J. P. (2014) · PLoS ONE · doi:10.1371/journal.pone.0103886 · Cited by 48 · see citing works
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Baker, K. K., Mumma, J. A. O., Simiyu, S., Sewell, D., Tsai, K., Anderson, J. D., MacDougall, A., Dreibelbis, R., & Cumming, O. (2022) · BMJ Open · doi:10.1136/bmjopen-2021-059878 · Cited by 19 · see citing works
Self-citation
- Authors
- Baker, K. K., O’Reilly, C. E., Levine, M. M., Kotloff, K. L., Nataro, J. P., Ayers, T. L., Farag, T. H., Nasrin, D., Blackwelder, W. C., Wu, Y., Alonso, P. L., Breiman, R. F., Omore, R., Faruque, A. S. G., Das, S. K., Ahmed, S., Saha, D., Sow, S. O., Sur, D., Zaidi, A. K. M., Quadri, F., & Mintz, E. D.
- Affiliations
- University of Iowa (US)
- Centers for Disease Control and Prevention (US)
- University of Maryland, Baltimore (US)
- World Health Organization (CH)
- Kenya Medical Research Institute (KE)
- International Centre for Diarrhoeal Disease Research (BD)
- The University of Queensland (AU)
- Medical Research Council (GB)
- Centre Pour le Développement des Vaccins-Mali (ML)
- Program for Appropriate Technology in Health (IN)
- Aga Khan University (PK)
- Corresponding author
- Baker, Kelly K.
- ORCID
- Venue
- PLOS Medicine
- Publisher
- Public Library of Science (PLoS)
- Published
- 2016-05-03
- Volume
- 13
- Issue
- 5
- Pages
- e1002010
- ISSN
- 1549-1277 (ISSN-L)
- 1549-1676
- PMC
- PMC4854459
- OpenAlex
- W2345868033
- Cited by
- 137
- References
- 4
- Citations by year
- 2026: 3 · 2025: 16 · 2024: 15 · 2023: 11 · 2022: 14 · 2021: 16 · 2020: 13 · 2019: 14 · 2018: 18 · 2017: 14 · 2016: 3
- FWCI
- 17.10
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- public-domain
- creativecommons.org/publicdomain/zero/1.0/ (vor)
- Locations
- PLoS Medicine (publishedVersion, public-domain)
- PubMed Central (publishedVersion, public-domain)
- PubMed (publishedVersion)
- Dipòsit Digital de la Universitat de Barcelona (Universitat de Barcelona) (publishedVersion, public-domain)
- RECERCAT (Consorci de Serveis Universitaris de Catalunya) (publishedVersion, other-oa)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- Figshare (submittedVersion, cc-by)
- Funders
- Bill and Melinda Gates Foundation (38874)
- United States Agency for International Development
- Topics
- Health Sciences › Nursing › Nutrition and Dietetics › Child Nutrition and Water Access
- Health Sciences › Medicine › Infectious Diseases › Viral gastroenteritis research and epidemiology
- Life Sciences › Agricultural and Biological Sciences › Food Science › Food Safety and Hygiene
- Keywords
- moderate-to-severe diarrhea, young children, sanitation, hygiene, shared sanitation facilities, open defecation, hand washing, household water access, home cooking, Global Enteric Multicenter Study, risk factors, Africa, South Asia, Kenya
- MeSH terms
- Africa, Asia, Child, Preschool, Diarrhea, Female, Humans, Hygiene, Infant, Infant, Newborn, Male, Risk Factors, Sanitation, Case-Control Studies
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