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A Comprehensive Care Management Program to Prevent Chronic Obstructive Pulmonary Disease Hospitalizations: A Randomized, Controlled Trial
Abstract
BACKGROUND: Improving a patient's ability to self-monitor and manage changes in chronic obstructive pulmonary disease (COPD) symptoms may improve outcomes. OBJECTIVE: To determine the efficacy of a comprehensive care management program (CCMP) in reducing the risk for COPD hospitalization. DESIGN: A randomized, controlled trial comparing CCMP with guideline-based usual care. (ClinicalTrials.gov registration number: NCT00395083) SETTING: 20 Veterans Affairs hospital-based outpatient clinics. PARTICIPANTS: Patients hospitalized for COPD in the past year. INTERVENTION: The CCMP included COPD education during 4 individual sessions and 1 group session, an action plan for identification and treatment of exacerbations, and scheduled proactive telephone calls for case management. Patients in both the intervention and usual care groups received a COPD informational booklet; their primary care providers received a copy of COPD guidelines and were advised to manage their patients according to these guidelines. Patients were randomly assigned, stratifying by site based on random, permuted blocks of variable size. MEASUREMENTS: The primary outcome was time to first COPD hospitalization. Staff blinded to study group performed telephone-based assessment of COPD exacerbations and hospitalizations, and all hospitalizations were blindly adjudicated. Secondary outcomes included non-COPD health care use, all-cause mortality, health-related quality of life, patient satisfaction, disease knowledge, and self-efficacy. RESULTS: Of the eligible patients, 209 were randomly assigned to the intervention group and 217 to the usual care group. Citing serious safety concerns, the data monitoring committee terminated the intervention before the trial's planned completion after 426 (44%) of the planned total of 960 patients were enrolled. Mean follow-up was 250 days. When the study was stopped, the 1-year cumulative incidence of COPD-related hospitalization was 27% in the intervention group and 24% in the usual care group (hazard ratio, 1.13 [95% CI, 0.70 to 1.80]; P= 0.62). There were 28 deaths from all causes in the intervention group versus 10 in the usual care group (hazard ratio, 3.00 [CI, 1.46 to 6.17]; P= 0.003). Cause could be assigned in 27 (71%) deaths. Deaths due to COPD accounted for the largest difference: 10 in the intervention group versus 3 in the usual care group (hazard ratio, 3.60 [CI, 0.99 to 13.08]; P= 0.053). LIMITATIONS: Available data could not fully explain the excess mortality in the intervention group. Ability to assess the quality of the educational sessions provided by the case managers was limited. CONCLUSION: A CCMP in patients with severe COPD had not decreased COPD-related hospitalizations when the trial was stopped prematurely. The CCMP was associated with unanticipated excess mortality, results that differ markedly from similar previous trials. A data monitoring committee should be considered in the design of clinical trials involving behavioral interventions.
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“Importantly, the intervention tested produced no harm, which is relevant, given the results of a recent study in which researchers tested a selfmanagement program using a written action plan and stopped it due to increased mortality in the intervention arm (19).”
From Health Coaching and Chronic Obstructive Pulmonary Disease Rehospitalization: A Randomized Study (2016) · cites this paper as [19]
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“For this reason, research studies conducted among the VHA population are often considered limited in their generalizability to other non-VHA populations (Agha, Lofgren, VanRuiswyk, & Layde, 2000; Boyko, Koepsell, Gaziano, Horner, & Feussner, 2000; Fan et al., 2012; Kilbourne et al., 2007; Williams et al., 2012; Zanjan…”
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“40 A recent study found that a predischarge bundle intervention in AECOPD was not suf fi cient to reduce the 30-day risk of hospitalisations or emergency department visits.”
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Abramson, M. J., Perret, J. L., Dharmage, S. C., McDonald, V. M., & McDonald, C. F. (2014) · International Journal of COPD · doi:10.2147/copd.s46761 · Cited by 83
“…trial that suggested an unexpected increase in all-cause and COPD-specific mortality with a comprehensive care management program including a COPD action plan for US veterans, 162 highlighted the value of identifying those with adult-onset asthma for whom the benefits are well-documented.”
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Goldman, L., Sarkar, U., Kessell, E. R., Guzman, D., Schneidermann, M., Pierluissi, E., Walter, B. K., Vittinghoff, E., Critchfield, J., & Kushel, M. (2014) · Annals of Internal Medicine · doi:10.7326/m14-0094 · Cited by 83
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“The fifth trial even reported higher mortality rates among patients in the self-management group and recruitment was terminated prematurely.(9) Several researchers have postulated hypotheses in an attempt to explain the different outcomes of these five trials.”
Self-citationLainščak, M., Kadivec, S., Košnik, M., Benedik, B., Bratkovic, M., Jakhel, T., Marčun, R., Miklosa, P., Stalc, B., & Farkaš, J. (2013) · Journal of the American Medical Directors Association · doi:10.1016/j.jamda.2013.03.003 · Cited by 76
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“Five RCTs evaluated CNI (37,47,57–59).”
BackgroundInfluentialBaker, E., & Fatoye, F. (2017) · International Journal of Nursing Studies · doi:10.1016/j.ijnurstu.2017.03.010 · Cited by 76
Singh, S., Rees, K., Gelder, C. M., Morgan, M. D., & Johnson, V. (2016) · International Journal of COPD · doi:10.2147/copd.s91253 · Cited by 68
“However, there have been concerns with these types of interventions, particularly after an acute exacerbation, as recent studies have observed increased mortality rates within the intervention arms.(10,12) Although reasons for this have not been established, it has been postulated that patients may have misplaced conf…”
ResultBally, E., & Cesuroğlu, T. (2020) · Frontiers in Public Health · doi:10.3389/fpubh.2019.00407 · Cited by 67
Benzo, R., Vickers, K. S., Ernst, D., Tucker, S., McEvoy, C., & Lorig, K. R. (2013) · Journal of Cardiopulmonary Rehabilitation and Prevention · doi:10.1097/hcr.0b013e318284ec67 · Cited by 68
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“More recently, a study evaluating the efficacy in reducing the risk of hospitalisation of comprehensive care management programmes (30% of which were delivered by nurses across six different sites) has raised concerns over the safety of this type of intervention as increased mortality was observed in the treatment gro…”
BackgroundBlack, M. D., Vigorito, M. C., Curtis, J. R., Phillips, G. S., Martin, E. W., McNicoll, L., Rochon, T., Ross, S., & Levy, M. M. (2013) · Critical Care Medicine · doi:10.1097/ccm.0b013e3182982671 · Cited by 63
Preventing Acute Exacerbations and Hospital Admissions in COPD
Marchetti, N. T., Criner, G. J., & Albert, R. K. (2013) · CHEST Journal · doi:10.1378/chest.12-1801 · Cited by 59
Bhatt, S. P., Wells, J. M., Iyer, A. S., Kirkpatrick, D., Parekh, T. M., Leach, L., Anderson, E. M., Sanders, J. G., Nichols, J. K., Blackburn, C. C., et al. (2017) · Annals of the American Thoracic Society · doi:10.1513/annalsats.201610-775bc · Cited by 61
Yeo, I., Baek, S., Kim, J. H., Elshakh, H., Voronina, A., Lou, M. S., Vapnik, J., Kaler, R., Dai, X., & Goldbarg, S. H. (2021) · Journal of Internal Medicine · doi:10.1111/joim.13241 · Cited by 60
Helping COPD patients change health behavior in order to improve their quality of life
Almagro, P., & Castro (2013) · International Journal of COPD · doi:10.2147/copd.s34211 · Cited by 60
“50,51 54 A Cochrane review concluded that pulmonary rehabilitation initiated during hospitalization for COPD exacerbation or shortly after discharge significantly reduced the likelihood of rehospitalization (odds ratio = 0.22; 95% confidence interval [CI] = 0.08–0.58), with a number needed to treat…”
InfluentialBurton, C. D., Pinnock, H., & McKinstry, B. (2014) · Journal of Telemedicine and Telecare · doi:10.1177/1357633x14562733 · Cited by 59
“This difficulty may be the reason for the positive results in some more intensive programmes,(17) compared to negative(18) or adverse outcomes in others.(19) Telemonitoring enables monitoring of physiological outcomes and both patients and their clinicians express considerable confidence in the pulse oximetry.”
ResultZwar, N. A., Hermiz, O. S., Comino, E. J., Middleton, S., Vagholkar, S., Xuan, W., Wilson, S. F., & Marks, G. B. (2012) · The Medical Journal of Australia · doi:10.5694/mja12.10813 · Cited by 58
Lisspers, K., Johansson, G. S., Jansson, C., Larsson, K., Stratelis, G., Hedegaard, M. S., & Ställberg, B. (2014) · Respiratory Medicine · doi:10.1016/j.rmed.2014.06.002 · Cited by 57
Horton, R., Rocker, G. M., Dale, A., Young, J., Hernandez, P., & Sinuff, T. (2013) · Journal of Palliative Medicine · doi:10.1089/jpm.2012.0285 · Cited by 56
“30,38 In addition, it isn’t yet clear why such interventions fail when they do, or whether social determinants of health are more important than diagnostic considerations in some clinical settings.”
Exacerbation action plans for patients with COPD and comorbidities: a randomised controlled trial
Lenferink, A., van der Palen, J. A. M., van der Valk, P. D. L. P. M., Cafarella, P., van Veen, A., Quinn, S. J., Groothuis‐Oudshoorn, C. G. M., Burt, M. G., Young, M., Frith, P. A., et al. (2019) · European Respiratory Journal · doi:10.1183/13993003.02134-2018 · Cited by 57
Diagnosis and Management of Chronic Obstructive Pulmonary Disease: The Swiss Guidelines
Russi, E. W., Karrer, W. L., Brutsche, M. H., Eich, C., Fitting, J. W., Frey, M., Geiser, T., Kuhn, M. U., Nicod, L. P., Quadri, F., et al. (2013) · Respiration · doi:10.1159/000346025 · Cited by 54
Non‐pharmacological treatments for COPD
Mulhall, P., & Criner, G. J. (2016) · Respirology · doi:10.1111/resp.12782 · Cited by 56
Yadav, U. N., Lloyd, J. E., Hosseinzadeh, H., Baral, K. P., & Harris, M. (2020) · Journal of Clinical Medicine · doi:10.3390/jcm9030646 · Cited by 56
Lenferink, A., Frith, P. A., van der Valk, P., Buckman, J., Sladek, R., Cafarella, P., van der Palen, J. A. M., & Effing, T. (2013) · Contemporary Clinical Trials · doi:10.1016/j.cct.2013.06.003 · Cited by 55
“[51] a COPD specific action plan was included in a comprehensive care management program (CCMP) based in US Veteran hospitals.”
BackgroundMajothi, S., Jolly, K., Heneghan, N., Price, M., Riley, R., Turner, A., Bayliss, S., Moore, D., Singh, S. J., Adab, P., et al. (2015) · International Journal of COPD · doi:10.2147/copd.s74162 · Cited by 63
Gestión de casos y cronicidad compleja: conceptos, modelos, evidencias e incertidumbres
Morales‐Asencio, J. M. (2013) · Enfermería Clínica · doi:10.1016/j.enfcli.2013.10.002 · Cited by 51
Poureslami, I. M., FitzGerald, J. M., Tregobov, N., Goldstein, R. S., Lougheed, M. D., & Gupta, S. (2022) · Respiratory Research · doi:10.1186/s12931-022-02290-5 · Cited by 56
Self-management following an acute exacerbation of COPD: a systematic review.
Harrison, S., Janaudis-Ferreira, T., Brooks, D., Desveaux, L., & Goldstein, R. (2015) · Chest · doi:10.1378/chest.14-1658 · Cited by 64
Alshabanat, A., Otterstatter, M. C., Sin, D. D., Road, J., Rempel, C., Burns, J., van Eeden, S. V., & Fitzgerald, J. (2017) · International Journal of COPD · doi:10.2147/copd.s124385 · Cited by 49
Tortajada, S., Giménez-Campos, M. S., Villar-López, J., Faubel-Cava, R., Donat-Castelló, L., Valdivieso-Martínez, B., Soriano-Melchor, E., Bahamontes-Mulió, A., & García-Gómez, J. (2017) · International Journal of Integrated Care · doi:10.5334/ijic.2493 · Cited by 40
The impact of patient education and shared decision making on hospital readmissions for COPD
Collinsworth, A. W., Brown, R. M., James, C. S., Stanford, R. H., Alemayehu, D., & Priest, E. L. (2018) · International Journal of COPD · doi:10.2147/copd.s154414 · Cited by 53
Rehabilitation following hospitalization in patients with COPD : Can it reduce readmissions?
Maddocks, M. M., Kon, S. S. C., Singh, S. J., & Man, W. D. (2014) · Respirology · doi:10.1111/resp.12454 · Cited by 48
Schüz, N., Walters, J. A., Cameron-Tucker, H., Scott, J. L., Wood-Baker, R. R., & Walters, E. H. (2015) · COPD Journal of Chronic Obstructive Pulmonary Disease · doi:10.3109/15412555.2014.995289 · Cited by 47
Aboumatar, H. J., Naqibuddin, M., Chung, S., Chaudhry, H. R., Kim, S. W., Saunders, J., Bone, L., Gürses, A. P., Knowlton, A. R., Pronovost, P. J., et al. (2018) · JAMA · doi:10.1001/jama.2018.17933 · Cited by 48
“An earlier study using a COPD action plan with selfinitiated treatment was stopped prematurely for concerns of increased mortality.(26) There are several features that may have increased program effectiveness.”
MethodRetractedCORDOVA, F. C., CICCOLELLA, D. E., Grabianowski, C. L., Gaughan, J. P., Brennan, K. J., Goldstein, F. J., Jacobs, M. R., & Criner, G. J. (2015) · Telemedicine Journal and e-Health · doi:10.1089/tmj.2015.0035 · Cited by 47
“However, when a multicenter cooperative trial involving 20 Veterans Administration hospitals attempted a similar study, the study was stopped prematurely due to excessive mortality in the comprehensive case management group.(22) The reason for this difference is unclear, but the study did show that the time from the o…”
Self-Management in Chronic Obstructive Pulmonary Disease. Time for a Paradigm Shift?
Nici, L. L., Bontly, T. D., ZuWallack, R., & Gross, N. J. (2014) · Annals of the American Thoracic Society · doi:10.1513/annalsats.201306-150fr · Cited by 47
Poureslami, I., Kwan, S., Lam, S., Khan, N., & FitzGerald, J. (2016) · International Journal of COPD · doi:10.2147/copd.s105408 · Cited by 40
“In contrast, the heightened sense of “being able to achieve goals” found in participants who watched either clinician video (Group 1) or both videos (Group 3) may have been a consequence of the emphasis given on steps to achieve self-management goals in the clinician video, which possibly contributed to a greater sens…”
Sarwar, M. R., McDonald, V. M., Abramson, M. J., McLoughlin, R. F., Geethadevi, G. M., & George, J. (2022) · The Journal of Allergy and Clinical Immunology In Practice · doi:10.1016/j.jaip.2022.05.012 · Cited by 44
Benbassat, J., & Taragin, M. I. (2013) · Israel Journal of Health Policy Research · doi:10.1186/2045-4015-2-1 · Cited by 48
“Indeed, a recent RCT comparing HRR of patients with chronic obstructive pulmonary disease, who had usual care and a comprehensive management program combining education, an action plan for identification and treatment of exacerbations and scheduled telephone calls, found that the intervention was associated with an un…”
BackgroundYoung, H. M. L., Apps, L. D., Harrison, S., Johnson, V., Hudson, N., & Singh, S. J. (2015) · International Journal of COPD · doi:10.2147/copd.s78670 · Cited by 42
Care-seeking and delay of care during COPD exacerbations
Locke, E. R., Young, J. P., Battaglia, C. T., Simpson, T. L., TRIVEDI, R. B., Simons, C. E., Fortney, J. C., Hebert, P. L., Swenson, E. R., Edelman, J. D., et al. (2022) · npj Primary Care Respiratory Medicine · doi:10.1038/s41533-022-00269-9 · Cited by 41
Hobson, E., Baird, W. O., Cooper, C. L., Mawson, S., Shaw, P. J., & McDermott, C. J. (2016) · Amyotrophic Lateral Sclerosis and Frontotemporal Degeneration · doi:10.3109/21678421.2016.1165255 · Cited by 41
Jain, V. V., Allison, R., Beck, S. J., Jain, R., Mills, P. K., McCurley, J. W., Gundy, K. V., & Peterson, M. W. (2014) · Respiratory Medicine · doi:10.1016/j.rmed.2014.09.010 · Cited by 47
“implemented disease education by case managers combined with an action plan, and reported excess mortality in the intervention group [7].”
BackgroundCost-effectiveness of integrated COPD care: the RECODE cluster randomised trial
Boland, M. R. S., Kruis, A. L., Tsiachristas, A., Assendelft, W. J., Gussekloo, J., Blom, C. M. G., Chavannes, N. H., & Mölken, M. R. (2015) · BMJ Open · doi:10.1136/bmjopen-2014-007284 · Cited by 44
Effects of Pulmonary Rehabilitation on Exacerbation Number and Severity in People With COPD
Moore, E., Newson, R. B., Joshi, M., Palmer, T., Rothnie, K., Singh, S. J., Majeed, A., Soljak, M., & Quint, J. K. (2017) · CHEST Journal · doi:10.1016/j.chest.2017.05.006 · Cited by 41
Metadata
- Authors
- Fan, V. S., Gaziano, J. M., Lew, R., Bourbeau, J., Adams, S. G., Leatherman, S., Thwin, S. S., Huang, G. D., Robbins, R., Sriram, P. S., Sharafkhaneh, A., Mador, M. J., Sarosi, G., Panos, R. J., Rastogi, P., Wagner, T. H., Mazzuca, S. A., Shannon, C., Colling, C., Liang, M. H., Stoller, J. K., Fiore, L., & Niewoehner, D. E.
- Affiliations
- Brigham and Women's Hospital (US)
- ORCID
- Venue
- Annals of Internal Medicine
- Publisher
- American College of Physicians
- Published
- 2012-05-15
- Volume
- 156
- Issue
- 10
- Pages
- 673-683
- ISSN
- 0003-4819 (ISSN-L)
- 1539-3704
- OpenAlex
- W2036326371
- Cited by
- 338
- References
- 43
- Citations by year
- 2026: 5 · 2025: 6 · 2024: 7 · 2023: 7 · 2022: 16 · 2021: 15 · 2020: 19 · 2019: 22 · 2018: 26 · 2017: 40 · 2016: 36 · 2015: 35 · 2014: 49 · 2013: 38 · 2012: 17
- FWCI
- 35.79
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Annals of Internal Medicine (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Chronic Obstructive Pulmonary Disease (COPD) Research
- Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Asthma and respiratory diseases
- Health Sciences › Nursing › Research and Theory › Nursing care and research
- Keywords
- chronic obstructive pulmonary disease, care management programs, patient education, self-management, veterans, COPD guidelines, all-cause mortality, health-related quality of life, patient satisfaction, disease knowledge, self-efficacy, health care utilization, trial termination
- MeSH terms
- Aged, Anti-Inflammatory Agents, Anti-Bacterial Agents, Cause of Death, Depression, Female, Follow-Up Studies, Hospitalization, Humans, Male, Middle Aged, Patient Education as Topic, Prednisone, Quality of Life, Self Care, Telephone, Proportional Hazards Models, Patient Satisfaction, Case Management, Pulmonary Disease, Chronic Obstructive
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