Cited by 212Radiology practices and educationElectronic Health Records SystemsClinical Laboratory Practices and Quality Control

Timely Follow-up of Abnormal Diagnostic Imaging Test Results in an Outpatient Setting: Are Electronic Medical Records Achieving Their Potential?

Open access
Singh, Hardeep, Thomas, Eric J., Mani, Shrinidi, Sittig, Dean, Arora, Harvinder, Espadas, Donna, Khan, Myrna M., Petersen, Laura A.·2009·Archives of Internal Medicine

Abstract

BACKGROUND: Given the fragmentation of outpatient care, timely follow-up of abnormal diagnostic imaging results remains a challenge. We hypothesized that an electronic medical record (EMR) that facilitates the transmission and availability of critical imaging results through either automated notification (alerting) or direct access to the primary report would eliminate this problem. METHODS: We studied critical imaging alert notifications in the outpatient setting of a tertiary care Department of Veterans Affairs facility from November 2007 to June 2008. Tracking software determined whether the alert was acknowledged (ie, health care practitioner/provider [HCP] opened the message for viewing) within 2 weeks of transmission; acknowledged alerts were considered read. We reviewed medical records and contacted HCPs to determine timely follow-up actions (eg, ordering a follow-up test or consultation) within 4 weeks of transmission. Multivariable logistic regression models accounting for clustering effect by HCPs analyzed predictors for 2 outcomes: lack of acknowledgment and lack of timely follow-up. RESULTS: Of 123 638 studies (including radiographs, computed tomographic scans, ultrasonograms, magnetic resonance images, and mammograms), 1196 images (0.97%) generated alerts; 217 (18.1%) of these were unacknowledged. Alerts had a higher risk of being unacknowledged when the ordering HCPs were trainees (odds ratio [OR], 5.58; 95% confidence interval [CI], 2.86-10.89) and when dual-alert (>1 HCP alerted) as opposed to single-alert communication was used (OR, 2.02; 95% CI, 1.22-3.36). Timely follow-up was lacking in 92 (7.7% of all alerts) and was similar for acknowledged and unacknowledged alerts (7.3% vs 9.7%; P = .22). Risk for lack of timely follow-up was higher with dual-alert communication (OR, 1.99; 95% CI, 1.06-3.48) but lower when additional verbal communication was used by the radiologist (OR, 0.12; 95% CI, 0.04-0.38). Nearly all abnormal results lacking timely follow-up at 4 weeks were eventually found to have measurable clinical impact in terms of further diagnostic testing or treatment. CONCLUSIONS: Critical imaging results may not receive timely follow-up actions even when HCPs receive and read results in an advanced, integrated electronic medical record system. A multidisciplinary approach is needed to improve patient safety in this area.

Integrity signals

Registry

Crossref · 10.1001/archinternmed.2009.263

Cites

43 of 43 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 27 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    Among the 1196 alerts, 73 (6.1%) had both verbal communication and subsequent admission.

    “For 206 (17.2%) alerts, the radiologist also communicated verbally with a provider; in 172 (14.4%) the patient was subsequently admitted after alert transmission; and in 73 (6.1%) there was evidence of both.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Hospitalization within 2 weeks of alert transmission was not significantly associated with acknowledgment.

    “Additional verbal communication by the radiologist and hospitalization of the patient within 2-weeks of alert transmission was not significantly associated with acknowledgement.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Half (50.0%) of the tests lacking timely follow-up were abnormal chest x-rays.

    “Half (50.0%) of the tests lacking timely follow-up were abnormal chest x-rays.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Cancer was determined to be a new diagnosis in 11 of those cases.

    “Cancer was determined to be a new diagnosis in 11 of these cases.”
    Quote in the paperNot a substantial claim
  • Findingown data

    Between November 2007 and June 2008, 123,638 outpatient studies were performed, of which 1196 (0.97%) generated alerts.

    “Between November 2007 and June 2008, 123,638 outpatient studies (including X-rays, CT scans, ultrasounds, MRI and mammography) were performed, of which 1196 (0.97%) images generated alerts.”
    Quote in the paperNot a substantial claim
  • May combine two claims. 11
  • Classified as probably not a substantial claim. 10
  • May combine two claims.

    Findingown data

    Types and specialties of ordering providers and types of imaging tests differed significantly between acknowledged and unacknowledged alerts.

    “Types and specialties of ordering providers and types of imaging tests were significantly different across the two groups.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Of 74 alerts unacknowledged by trainees that had a documented response, the ordering trainee directly responded without opening the alert in 34 cases, 9 of which were prompted by direct radiologist notification.

    “Of 74 alerts unacknowledged by trainees that were followed by a documented response in the medical record at the time of review, the ordering trainee directly responded to the test result (without opening the alert) in 34 cases (9 of which were prompted by a direct notification by the radiologist).”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    In the remaining 40 of those 74 cases, another provider documented a response, 4 of which were prompted by direct radiologist notification.

    “In the remaining 40 cases, another provider documented a response to the report (4 of which were prompted by a direct notification by the radiologist).”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Premisecitation

    Previous studies raise concern that providers may not read all their alerts.

    “Previous studies raise concern that providers may not read all their alerts.14, 16-19”
    Quote in the paperSubstantial claim0 of 5 sources checked
    • cites [14] Singh H Arora HS Vij MS Rao R Khan M Petersen LA Communication outcomes of critical imaging results in a computerized notification system. J Am Med Inform Assoc 2007 14 4 459 66 17460135 PMC2244901

      Not checked in the free run.

    • cites [16] Choksi VR Marn CS Bell Y Carlos R Efficiency of a semiautomated coding and review process for notification of critical findings in diagnostic imaging. AJR Am J Roentgenol April 2006 186 4 933 6 16554559

      Not checked in the free run.

    • cites [17] Wahls TL Haugen T Cram P Diagnostic errors associated with failure to follow up on abnormal results. Joint Commission Journal on Quality and Patient Safety/Joint Commission Resources 2007

      Not checked in the free run.

    • cites [18] Wahls TL Cram PM The frequency of missed test results and associated treatment delays in a highly computerized health system. BMC Fam Pract 2007 8 32 17519017 PMC1891295

      Not checked in the free run.

    • cites [19] Kuperman GJ Teich JM Bates DW Detecting alerts, notifying the physician, and offering action items: a comprehensive alerting system. Proc AMIA Annu Fall Symp 1996 704 8 8947756 PMC2233134

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Electronic alerts can facilitate transmission and potentially response and follow-up by an ordering practitioner, an advantage over paper-based reporting.

    “Electronic communication using alerts (computerized notifications of critical information such as abnormal diagnostic test results) can facilitate transmission and potentially, a response and follow-up action by an ordering practitioner – an advantage over paper based reporting.14”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [14] Singh H Arora HS Vij MS Rao R Khan M Petersen LA Communication outcomes of critical imaging results in a computerized notification system. J Am Med Inform Assoc 2007 14 4 459 66 17460135 PMC2244901

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable).

    Premisecitation

    Effective communication requires a response from the recipient, such as follow-up action and acknowledgment, beyond information transfer.

    “However, effective communication involves more than just information transfer; it requires a response from the recipient, such as taking a follow-up action and acknowledging receipt of the information to the sender.15”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [15] Ash JS Berg M Coiera E Some unintended consequences of information technology in health care: the nature of patient care information system-related errors. J Am Med Inform Assoc March 2004 11 2 104 12 14633936 PMC353015

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    Communication breakdown is a preventable factor in adverse events and contributes significantly to outpatient diagnostic errors caused by lack of follow-up of abnormal test results.

    “Communication breakdown is consistently identified as a preventable factor in studies of adverse events1-6 and a significant contributor to outpatient diagnostic errors from lack of follow-up of abnormal test results.7-12”
    Quote in the paperSubstantial claim0 of 10 sources checked
    • cites [1] Joint Commission on Accreditation of Healthcare Organizations Sentinel event statistics, March 31, 2006. Joint Commission on Accreditation of Healthcare Organizations 2005 Available at: URL: http://www.jointcommission.org/NR/rdonlyres/FA465646-5F5F-4543-AC8F-E8AF6571E372/0/root_cause_se.jpg 19343995

      Not checked in the free run.

    • cites [2] Arora V Johnson J Lovinger D Humphrey HJ Meltzer DO Communication failures in patient sign-out and suggestions for improvement: a critical incident analysis. Qual Saf Health Care 1 December 2005 14 6 401 7 16326783 PMC1744089

      Not checked in the free run.

    • cites [3] Graber ML Franklin N Gordon R Diagnostic error in internal medicine. Arch Intern Med 11 July 2005 165 13 1493 9 16009864

      Not checked in the free run.

    • cites [4] Greenberg CC Regenbogen SE Studdert DM Patterns of Communication Breakdowns Resulting in Injury to Surgical Patients. Journal of the American College of Surgeons April 2007 204 4 533 40 17382211

      Not checked in the free run.

    • cites [5] Kripalani S LeFevre F Phillips CO Williams MV Basaviah P Baker DW Deficits in Communication and Information Transfer Between Hospital-Based and Primary Care Physicians: Implications for Patient Safety and Continuity of Care. JAMA 28 February 2007 297 8 831 41 17327525

      Not checked in the free run.

    • cites [6] Singh H Thomas EJ Petersen LA Studdert DM Medical Errors Involving Trainees: A Study of Closed Malpractice Claims From 5 Insurers. Arch Intern Med 22 October 2007 167 19 2030 6 17954795

      Not checked in the free run.

    • cites [7] Gandhi TK Fumbled handoffs: one dropped ball after another. Ann Intern Med 1 March 2005 142 5 352 8 15738454

      Not checked in the free run.

    • cites [8] Poon EG Gandhi TK Sequist TD Murff HJ Karson AS Bates DW “I wish I had seen this test result earlier!”: Dissatisfaction with test result management systems in primary care. Arch Intern Med 8 November 2004 164 20 2223 8 15534158

      Not checked in the free run.

    • cites [9] Poon EG Haas JS Louise PA Communication factors in the follow-up of abnormal mammograms. J Gen Intern Med April 2004 19 4 316 23 15061740 PMC1492194

      Not checked in the free run.

    • cites [10] Schiff GD Introduction: Communicating critical test results. Jt Comm J Qual Patient Saf February 2005 31 2 63 5 15791764

      Not checked in the free run.

  • May combine two claims.

    Premisecitation

    The VA EMR mostly relies on a View Alert notification system, with radiologist verbal communication only in selected life-threatening cases.

    “the electronic medical record (EMR) used by the Department of Veterans Affairs (VA) mostly relies on a notification system (the “View Alert” window) to alert clinicians about critical test results, whereas only in selected life-threatening cases does the radiologist verbally communicate the abnormality to a provider.14”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [14] Singh H Arora HS Vij MS Rao R Khan M Petersen LA Communication outcomes of critical imaging results in a computerized notification system. J Am Med Inform Assoc 2007 14 4 459 66 17460135 PMC2244901

      Not checked in the free run.

  • May combine two claims.

    Interpretationown data

    The current study shows substantial lack of timely follow-up even in alerts read by providers, increasing the estimate from previous work.

    “Unexpectedly, our current study shows substantial lack of timely follow-up even in alerts read by providers; hence the increase from our previous estimate.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Study design and conductnone given

    If no response was documented, a second investigator confirmed findings and contacted the ordering provider by telephone.

    “If no response was documented, a second study investigator confirmed the findings in the medical record and then contacted the ordering provider by telephone.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Study design and conductown data

    Multivariable logistic regression models accounted for clustering by provider to analyze predictors of lack of acknowledgment and lack of timely follow-up.

    “Multivariable logistic regression models accounting for clustering effect by providers were used to identify factors associated with the two outcome variables (i.e. lack of acknowledgment, and lack of timely follow-up).”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Premisecitation

    Four weeks was allowed as the maximum time to follow-up on non-life-threatening findings based on previous work.

    “We allowed 4 weeks as the maximum time to follow-up on non-life threatening findings based on our previous work.14”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [14] Singh H Arora HS Vij MS Rao R Khan M Petersen LA Communication outcomes of critical imaging results in a computerized notification system. J Am Med Inform Assoc 2007 14 4 459 66 17460135 PMC2244901

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    The CPRS EMR is used at all VA facilities and maintained within VISTA.

    “The Computerized Patient Record System (CPRS) is the EMR used at all VA facilities. It is maintained within the Veterans Health Information Systems and Technology Architecture (VISTA), an automated information system used to support ambulatory and inpatient care.25”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [25] VA Information Resource Center Veterans Health Information Systems and Technology Architecture (VistA). Veterans Health Information Systems and Technology Architecture (VistA) - Description 2007 Available at: URL: http://www.virec.research.va.gov/DataSourcesName/VISTA/VISTA.htm. January 25, 2007

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Study design and conductreasoning

    Variables with small numbers of patients were removed to ensure stable and precise odds ratio estimates.

    “To ensure the model had stable and precise estimates of odds ratios, variables with small numbers of patients with a given characteristic (such as mammography) were removed, and a final model was run on the remaining predictor variables.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Outpatient drug-related alert data show providers ignore alerts due to information overload, often failing to act on important and unimportant alerts.

    “Data on outpatient drug related alerts has shown providers ignore alerts because of information overload, 20-23 often resulting in failure to act upon important as well as clinically unimportant alerts.20”
    Quote in the paperSubstantial claim0 of 4 sources checked
    • cites [20] van der Sijs H Aarts J Vulto A Berg M Overriding of Drug Safety Alerts in Computerized Physician Order Entry. J Am Med Inform Assoc 1 March 2006 13 2 138 47 16357358 PMC1447540

      Not checked in the free run.

    • cites [21] Taylor LK Tamblyn R Reasons for physician non-adherence to electronic drug alerts. Stud Health Technol Inform 2004 107 Pt 2 1101 5 15360983

      Not checked in the free run.

    • cites [22] Magnus D Rodgers S Avery AJ GPs’ views on computerized drug interaction alerts: questionnaire survey. J Clin Pharm Ther October 2002 27 5 377 82 12383140

      Not checked in the free run.

    • cites [23] Feldstein A Simon SR Schneider J How to design computerized alerts to safe prescribing practices. Jt Comm J Qual Saf November 2004 30 11 602 13 15565759

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Study design and conductnone given

    A reviewer blinded to acknowledgment status evaluated medical records for documented response.

    “A reviewer blinded to acknowledgement status evaluated the medical records of patients to determine if there was any documented response to the alert.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given

    The local Institutional Review Boards approved the study.

    “The local Institutional Review Boards approved the study.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Study design and conductreasoning

    The study's large sample size, multiple clinics, over 120,000 patients, over 500 providers, rigorous methods, 9-month outcome assessment, varied imaging types, and advanced integrated EMR add strength to the findings.

    “Conversely, many factors including a large sample size, involvement of several clinics, large number of patients (over 120,000 veterans in southeast Texas) and providers (over 500 from different specialties), rigorous methods to determine timely follow-up and outcomes at 9 months of alerts without timely follow-up, various types of diagnostic imaging tests and an advanced integrated EMR used in VA”
    Quote in the paperSubstantial claim
18 of 18
  • The paper relies on this without support.

    No data exists to substantiate a similar problem for diagnostic test result alerts.

    “While no data exists to substantiate a similar problem for diagnostic test result alerts”
  • The paper relies on this without support.

    Because of computerized provider order entry, the ordering clinician is always known and notified.

    “Because of computerized provider order entry, the ordering clinician is always known and notified.”
  • The paper relies on this without support.

    Institutional protocol requires documentation of verbal communication in the imaging report.

    “Institutional protocol requires that documentation of verbal communication is always included in the imaging report.”
  • The paper relies on this without support.

    In our system, residents spend only ½ to 1 day in a two-week period in an outpatient setting usually in their own continuity clinics.

    “residents spend only ½ to 1 day in a two-week period in an outpatient setting usually in their own continuity clinics.”
  • The paper relies on this without support.

    Duty hour rules impact resident clinic schedule.

    “In addition, duty hour rules also impact their clinic schedule.”
  • The paper relies on this without support.

    Providers in the VA are highly dependent on the View Alert system for their abnormal test results.

    “Being their only “inbox” for all types of notifications, providers in the VA are highly dependent on the View Alert system for their abnormal test results.”
6 of 6

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • The result from the baseline EHR group is in line with findings from real clinical settings that indicated physicians did not acknowledge abnormal test results in approximately 4% of cases.

    “The result from the baseline EHR group is in line with findings from real clinical settings that indicated physicians did not acknowledge abnormal test results in approximately 4% of cases.19,20”

    From Association of the Usability of Electronic Health Records With Cognitive Workload and Performance Levels Among Physicians (2019) · cites this paper as [20]

    The Discussion reports an earlier estimate of about 4% for critical imaging results, based only on unacknowledged alerts. That is not this study’s acknowledgment rate: the Results report that 217 of 1,196 alerts (18.1%) were unacknowledged. The claim also broadens the finding from critical imaging results to abnormal test results generally. (LLM, conf=0.87)

    Experimental — accuracy not yet measured
  • Even in the EHR environment, with alerts and reminders in place, physicians continue to often inappropriately manage abnormal test results.

    “Even in the EHR environment, with alerts and reminders in place, physicians continue to often inappropriately manage abnormal test results.12,13,14,15,16,17,18,19,20,21”

    From Association of the Usability of Electronic Health Records With Cognitive Workload and Performance Levels Among Physicians (2019) · cites this paper as [20]

    The Results report that 92 critical imaging alerts (7.7%) lacked timely follow-up at four weeks, despite the EMR alert system described in Methods. The Discussion proposes EMR reminders as a way to improve follow-up; it does not establish that reminders were already in place. The study also addresses abnormal imaging results, rather than abnormal test results generally. (LLM, conf=0.86)

    Experimental — accuracy not yet measured
  • A sample size of 30 participants, each reviewing 35 test results, was required to achieve 80% power to detect a statistically significant difference in cognitive workload and performance.

    “On the basis of the anticipated rate of appropriately identified abnormal test results in the literature12,13,14,15,16,17,18,19,20,21 and the anticipated magnitude of the association of the enhanced EHR, we required a sample size of 30 participants, each reviewing 35 test results, to achieve 80% power to detect a statistically significant difference in cognitive workload and performance.”
  • In previous work, the sociotechnical model was applicable in specific clinical contexts such as test results and referral communication.

    “For instance, in our previous work, we found this sociotechnical model applicable in specific clinical contexts (eg, test results and referral communication), 43 -48”
  • The pattern of incomplete follow-up may extend to all alerts of abnormal diagnostic test results, not only laboratory alerts.

    “These findings are similar to our previous findings of follow-up on abnormal imaging alerts in the same electronic medical record suggesting that this phenomenon may exist for all alerts of abnormal diagnostic test results.”

Cites

Flagged first, then by citations

3 of the 46 references couldn’t be matched to a known paper.

Research works printed but not linked: 2

  1. [1]Joint Commission on Accreditation of Healthcare Organizations Sentinel event statistics, March 31, 2006. Joint Commission on Accreditation of Healthcare Organizations 2005 Available at: URL: http://www.jointcommission.org/NR/rdonlyres/FA465646-5F5F-4543-AC8F-E8AF6571E372/0/root_cause_se.jpg 19343995
  2. [17]Wahls TL Haugen T Cram P Diagnostic errors associated with failure to follow up on abnormal results. Joint Commission Journal on Quality and Patient Safety/Joint Commission Resources 2007

Cited by

Sorted by citations

Authors
Singh, H., Thomas, E. J., Mani, S., Sittig, D., Arora, H., Espadas, D., Khan, M. M., & Petersen, L. A.
Affiliations
  • Michael E. DeBakey VA Medical Center (US)
  • Memorial Hermann (US)
  • Baylor College of Medicine (US)
Venue
Archives of Internal Medicine
Published
2009-09-28
Volume
169
Issue
17
Pages
1578-86
ISSN
0003-9926 (ISSN-L)
OpenAlex
W2143111289
Cited by
212
References
46
Citations by year
2026: 5 · 2025: 3 · 2024: 2 · 2023: 9 · 2022: 7 · 2021: 10 · 2020: 11 · 2019: 10 · 2018: 18 · 2017: 12 · 2016: 15 · 2015: 21 · 2014: 18 · 2013: 19 · 2012: 13
FWCI
13.03
Type
journal article
Language
en
Open access
Locations
  • Archives of Internal Medicine (publishedVersion)
  • PubMed (publishedVersion)
  • PubMed Central (acceptedVersion)
  • Digital Commons-TMC (Texas Medical Center) (submittedVersion)
Funders
  • National Institutes of Health
  • National Cancer Institute (K23CA125585)
Topics
  • Health Sciences › Medicine › Radiology, Nuclear Medicine and Imaging › Radiology practices and education
  • Health Sciences › Health Professions › Health Information Management › Electronic Health Records Systems
  • Health Sciences › Medicine › Physiology › Clinical Laboratory Practices and Quality Control
Keywords
electronic health records, clinical decision support alerts, veterans' health care, trainee physicians, health care costs, quality of care, health care utilization
MeSH terms
Communication, Continuity of Patient Care, Diagnostic Imaging, Hospitals, Veterans, Humans, Outpatient Clinics, Hospital, Practice Patterns, Physicians', Radiology, Retrospective Studies, Time Factors, Medical Records Systems, Computerized, Reminder Systems, Process Assessment, Health Care

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