Cited by 34Dysphagia Assessment and ManagementVoice and Speech DisordersArtificial Intelligence in Healthcare

Artificial neural network classification of pharyngeal high‐resolution manometry with impedance data

Open access
Hoffman, Matthew R., Mielens, Jason D., Omari, Taher I., Rommel, Nathalie, Jiang, Jack J., McCulloch, Timothy M.·2013·The Laryngoscope

Abstract

Objectives/Hypothesis: To use classification algorithms to classify swallows as safe, penetration, or aspiration based on measurements obtained from pharyngeal high‐resolution manometry (HRM) with impedance. Study Design: Case series evaluating new method of data analysis. Methods: Multilayer perceptron, an artificial neural network (ANN), was evaluated for its ability to classify swallows as safe, penetration, or aspiration. Data were collected from 25 disordered subjects swallowing 5‐ or 10‐mL boluses. Following extraction of relevant parameters, a subset of the data was used to train the models, and the remaining swallows were then independently classified by the ANN. Results: A classification accuracy of 89.4 ± 2.4% was achieved when including all parameters. Including only manometry‐related parameters yielded a classification accuracy of 85.0 ± 6.0%, whereas including only impedance‐related parameters yielded a classification accuracy of 76.0 ± 4.9%. Receiver operating characteristic analysis yielded areas under the curve of 0.8912 for safe, 0.8187 for aspiration, and 0.8014 for penetration. Conclusions: Classification models show high accuracy in classifying swallows from dysphagic patients as safe or unsafe. HRM‐impedance with ANN represents one method that could be used clinically to screen for patients at risk for penetration or aspiration. Laryngoscope, 2013

Integrity signals

Registry

Crossref · 10.1002/lary.23655

Cites

Statistics

Nothing to recompute.

Claims the paper makes

0 of 23 cited sources checked · 0 supported · 0 flagged

  • Findingreasoning

    Modifying the ANN architecture, such as increasing the number of hidden nodes, had a minimal effect on classification accuracy.

    “Our efforts to improve performance by modifying the architecture of the ANN, such as increasing the number of hidden nodes, had a minimal effect on classification accuracy (table 4).”
    Quote in the paperNot a substantial claim
  • Findingown data

    Maximum velopharynx pressure achieved the highest individual classification accuracy at 38.6%.

    “Maximum velopharynx pressure achieved the highest classification accuracy at 38.6%.”
    • Also stated in: § DISCUSSION · plain
      “Maximum velopharyngeal pressure (38.6%), velopharyngeal pressure integral (36.3%), and post-closure UES rise time (33.1%) provided the highest classification accuracies.”
    Quote in the paperNot a substantial claim
  • Findingown data

    No single parameter was able to classify swallows as penetration or aspiration with high accuracy.

    “More interestingly, no single parameter was able to classify swallows as penetration or aspiration with high accuracy.”
    Quote in the paperSubstantial claim
  • Findingown data

    For aspiration, combining all parameters yielded a classification accuracy of 82.5%.

    “combining all parameters led to significantly higher classification rates of 65.9% for penetration and 82.5% for aspiration.”
    Quote in the paperSubstantial claim
  • Findingown data

    ROC analysis yielded an area under the curve of 0.8912 for safe swallows.

    “Receiver operating characteristic (ROC) analysis yielded areas under the curve (AUC) of 0.8912 for safe, 0.8187 for aspiration, and 0.8014 for penetration.”
    • Also stated in: § Artificial neural network classification · plain
      “ROC analysis yielded curves with AUC of 0.8912 for safe (figure 2a), 0.8187 for aspiration (figure 2b), and 0.8014 for penetration (figure 2c).”
    Quote in the paperSubstantial claim
  • May combine two claims. 16
  • Classified as probably not a substantial claim. 18
  • May combine two claims.

    Findingown data

    Most penetration and aspiration events occurred on liquid boluses (6 of 10 penetration, 22 of 29 aspiration).

    “The majority of penetration and aspiration events occurred on liquid boluses. Of the ten swallows exhibiting penetration, six were with a liquid bolus, three were with a semisolid bolus, and one was with a solid bolus. Of the twenty-nine swallows exhibiting aspiration, twenty-two were with a liquid bolus, two were with a semisolid bolus, and five were with a solid bolus.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    In total, 163 swallows were analyzed: 114 safe, 17 penetration, and 32 aspiration.

    “In total, 163 swallows were analyzed and the derived feature sets were used as a basis for determining models of safe swallow, penetration, and aspiration. Of the 163 swallows, 114 were safe, 17 exhibited penetration, and 32 exhibited aspiration.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Several manometric parameters differed significantly across the three swallow categories, including UES intrabolus pressure, UES mean relaxation pressure, UES deglutitive sphincter resistance, slope, post-closure UES pressure, velopharyngeal pressure duration, UES duration, total swallow duration, UES pressure integral, peak pharyngeal pressure, maximum velopharyngeal pressure, velopharyngeal压力积分,

    “Manometric parameters demonstrating significant differences across groups included UES intrabolus pressure (p<0.001), UES mean relaxation pressure (p<0.001), UES deglutitive sphincter resistance (p=0.001), slope (p=0.008), post-closure UES pressure (p=0.004), velopharyngeal pressure duration (p=0.037), UES duration (p=0.032), total swallow duration (p=0.008), UES pressure integral (p<0.001), peak”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    A greater proportion of impedance parameters were significant (2 of 3) compared to manometric parameters (13 of 28), but classification accuracy was higher when considering only manometric parameters.

    “While a greater proportion of impedance parameters were significant (two of three) compared to manometric parameters (thirteen of twenty-eight), classification accuracy was higher when considering only manometric parameters.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Maximum velopharyngeal pressure (38.6%), velopharyngeal pressure integral (36.3%), and post-closure UES rise time (33.1%) provided the highest individual classification accuracies.

    “Maximum velopharyngeal pressure (38.6%), velopharyngeal pressure integral (36.3%), and post-closure UES rise time (33.1%) provided the highest classification accuracies.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    For penetration, manometric parameters alone yielded 51.2% accuracy, impedance parameters alone yielded 25.9%, and combining both yielded 65.9%.

    “Using manometric parameters alone led to a classification accuracy of 51.2% while impedance parameters alone led to a classification accuracy of 25.9%. Neither rate is high enough to provide a basis for clinical decision-making; however, combining manometric and impedance parameters led a classification accuracy of 65.9%.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Interpretationreasoning

    As impedance can detect bolus clearance and poor bolus clearance is more likely to result in penetration or aspiration, significant differences across the three categories can be expected.

    “As impedance can detect bolus clearance and poor bolus clearance is more likely to result in penetration or aspiration, significant differences across the three categories can be expected.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    One-way ANOVA cannot determine the value of relationships among parameters.

    “Also, one-way ANOVA cannot determine the value of relationships among parameters.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Study design and conductreasoning

    The training and testing data were kept separate to better evaluate the generalizing ability of the classification.

    “The training and testing data are kept separate to better evaluate the generalizing ability of the classification.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Study design and conductcitation

    Swallows were analyzed for aspiration and penetration using an 8-point scale described by Rosenbeck et al.

    “Swallows were analyzed for aspiration and penetration using an 8-point scale (1: safe; 2-5: penetration; 6-8: aspiration) described by Rosenbeck et al.15”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites Rosenbeck et al., 15

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductreasoning

    Multiple bolus types were included, so statistical testing may reflect differences due to both bolus and swallow characteristics.

    “It is important to note that multiple bolus types were included in the analysis; thus, results of statistical testing may reflect differences in individual parameters due to both bolus and swallow characteristics.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Interpretationown data

    This demonstrates the importance of including a wide range of parameters in the ANN.

    “This demonstrates the importance of including a wide range of parameters in the ANN.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisecitation

    While impedance may not reliably measure pharyngeal bolus transit time, it can provide information on the presence or absence of pharyngeal bolus residue.

    “While impedance may not reliably measure pharyngeal bolus transit time,5 it can provide information on the presence or absence of pharyngeal bolus residue.7-8”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites [5] source

      Not checked in the free run.

    • cites [7] source

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    • cites [8] source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing).

    Study design and conductreasoning

    Which swallows are used in the training set and testing set changes so all data are used in the test stage at some point.

    “Which swallows are used in the training set and testing set changes so all data are used in the test stage at some point.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Study design and conductnone given

    Ten replicates were performed at each level of hidden nodes to determine the average classification accuracy and reliability.

    “Ten replicates were performed at each level of hidden nodes to determine the average classification accuracy at that level as well as the reliability of that classification.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Parameters with low individual classification rates do not adversely affect overall classification accuracy because relationships among parameters are more important and any detrimental parameter is weighted minimally.

    “It is important to note that parameters with low individual classification rates do not adversely affect overall classification accuracy, as the relationships among parameters are more important and any parameter which would decrease classification ability is weighted such that its effect is minimal.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    ANNs have been used to analyze voice and swallow events, differentiating between normal and disordered events, as well as distinguishing among different types of disorders.

    “ANNs have been used to analyze voice and swallow events, differentiating between normal and disordered events, as well as distinguishing among different types of disorders.9-12”
    Quote in the paperNot a substantial claim0 of 4 sources checked
    • cites [9] source

      Not checked in the free run.

    • cites [10] source

      Not checked in the free run.

    • cites [11] source

      Not checked in the free run.

    • cites [12]

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Premisecitation

    Pattern recognition techniques, including ANNs, are powerful mathematical models that can handle large data sets and classify data into groups according to nonlinear statistical analysis.

    “Pattern recognition techniques, including artificial neural networks (ANNs), are powerful mathematical models which can handle large data sets and classify data into groups according to nonlinear statistical analysis.9-11”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites [9] source

      Not checked in the free run.

    • cites [10] source

      Not checked in the free run.

    • cites [11] source

      Not checked in the free run.

  • May combine two claims.

    Interpretationown data

    The wide age range (30-95 years) with high average classification accuracy (89.4%) demonstrates the power and generalizability of the algorithm.

    “Notably, there was a wide age range included in this study (30 – 95 years). Despite this range, classification accuracy was rather high (average of 89.4%), demonstrating the power and generalizability of the algorithm.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisecitation

    Videofluoroscopy is traditionally considered the gold standard for evaluating aspiration but requires radiation exposure and is a fairly poor predictor of aspiration pneumonia.

    “Videofluoroscopy has traditionally been considered the gold standard for evaluating aspiration, but requires radiation exposure and is a fairly poor predictor of aspiration pneumonia.5,13,14”
    Quote in the paperSubstantial claim0 of 3 sources checked
    • cites [5] source

      Not checked in the free run.

    • cites [13] source

      Not checked in the free run.

    • cites [14] source

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Study design and conductnone given

    The data set was randomly partitioned into a training set (60%), a testing set (20%), and a validation set (20%).

    “The data set was randomly partitioned into a training set (60%), a testing set (20%), and a validation set (20%).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Intraluminal impedance detects the speed and direction of bolus movement as it progresses through the digestive tract.

    “Intraluminal impedance detects the speed and direction of bolus movement as it progresses through the digestive tract.4”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [4] source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable).

    Premisenone given

    The nonlinear capabilities of ANN analysis allow for efficient evaluation and weighting of these relationships.

    “The nonlinear capabilities of ANN analysis allow for efficient evaluation and weighting of these relationships.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: The nonlinear capabilities of ANN analysis allow efficient evaluation and weighting of relationships among parameters.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Aspiration pneumonia is the leading cause of death in Parkinson's disease.

    “Aspiration pneumonia is the leading cause of death in Parkinson's disease.20-21”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [20] source

      Not checked in the free run.

    • cites [21] source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationreasoning

    Given the large number of parameters included in this study (thirty-two), human data interpretation would be time intensive at best and likely impossible.

    “Given the large number of parameters included in this study (thirty-two), human data interpretation would be time intensive at best and likely impossible.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Human interpretation of the thirty-two parameters in this study would be time intensive at best and likely impossible.
  • May combine two claims.

    Study design and conductnone given

    All subjects included in the analysis had dysphagia and many had a neurologic etiology.

    “All subjects included in the analysis had dysphagia and many had a neurologic etiology of their swallowing disorder.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    Normalizing the data improves algorithm efficiency and accuracy.

    “Normalizing the data improves algorithm efficiency and accuracy.19”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [19] source

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning

    This is likely a consequence of implementing measures to prevent overfitting in large networks.

    “This is likely a consequence of implementing measures to prevent overfitting in large networks.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    Utilizing the machine learning techniques of ANNs allows for analysis to be completed and feedback be provided in seconds.

    “Utilizing the machine learning techniques of ANNs allows for analysis to be completed and feedback be provided in seconds.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Using ANN machine learning allows analysis and feedback to be completed in seconds.
29 of 29
  • The paper relies on this without support.

    HRM-impedance provides an alternative assessment that avoids radiation, can be done at the bedside, and yields quantitative information on many swallowing-related parameters.

    “HRM-impedance offers an alternative that does not expose subjects to radiation, can be performed at the bedside, and provides quantitative information on a wide range of parameters relevant to swallowing function.”
  • The paper relies on this without support.

    Detecting aspiration is critical to the clinical utility of any swallowing evaluation.

    “Critical to the clinical utility of any swallowing evaluation is the ability to detect aspiration, a potentially life-threatening swallowing abnormality that can lead to aspiration pneumonia.”
  • The paper relies on this without support.

    Penetration and aspiration are common in dysphagic patients because of weakness and poorly coordinated swallowing.

    “Penetration and aspiration are common in this patient population due to weakness and a poorly coordinated swallow.”
  • The paper relies on this without support.

    Generating pressure gradients is the key to safe swallowing.

    “Additionally, generation of pressure gradients is the key to safe swallowing and analysis of pressure may be more reflective of abnormal swallowing than analysis of impedance.”
  • The paper relies on this without support.

    A main benefit of ANN analysis is that it recognizes patterns rather than trends in single variables.

    “However, a main benefit of ANN analysis is the ability to recognize patterns rather than trends in single variables.”
  • The paper relies on this without support.

    Human interpretation of the thirty-two parameters in this study would be time intensive at best and likely impossible.

    “Given the large number of parameters included in this study (thirty-two), human data interpretation would be time intensive at best and likely impossible.”
  • The paper relies on this without support.

    Using ANN machine learning allows analysis and feedback to be completed in seconds.

    “Utilizing the machine learning techniques of ANNs allows for analysis to be completed and feedback be provided in seconds.”
  • The paper relies on this without support.

    The nonlinear capabilities of ANN analysis allow efficient evaluation and weighting of relationships among parameters.

    “The nonlinear capabilities of ANN analysis allow for efficient evaluation and weighting of these relationships.”
8 of 8

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • VFSS with high-resolution manometry has been considered in the evaluation of pharyngeal and esophageal anatomical structures.

    “VFSS, along with high-resolution manometry, has also been considered in the evaluation of pharyngeal and esophageal anatomical structures(27,29-31)”

    From Artificial intelligence in the diagnosis and management of dysphagia: a scoping review (2025) · cites this paper as [29]

    The Methods (Data collection; page unavailable) report simultaneous fluoroscopy and high-resolution manometry, with sensors spanning the velopharynx to the proximal esophagus. But the paper describes assessing swallowing pressures, bolus movement, and penetration or aspiration—not evaluating pharyngeal and esophageal anatomical structures as the claim states. (LLM, conf=0.85)

    Experimental — accuracy not yet measured
  • Studies utilizing deep learning and neural network classifiers for esophageal motility have reported sensitivity metrics above 85%.

    “studies utilizing deep learning and neural network classifiers for esophageal motility have reported sensitivity metrics above 85%, offering promising diagnostic complements(29,30)”

    From Artificial intelligence in the diagnosis and management of dysphagia: a scoping review (2025) · cites this paper as [29]

    The Results report 89.4% overall classification accuracy for a neural-network analysis, and the Conclusion describes potential clinical value. But the study classifies pharyngeal swallows, not esophageal motility, and reports accuracy rather than a sensitivity metric above 85%. The Discussion reports classification rates of 82.5% for aspiration and 65.9% for penetration. (LLM, conf=0.88)

    Experimental — accuracy not yet measured
  • Stroke-related dysphagia has been widely studied with algorithms like SVMs and deep neural networks demonstrating robust accuracy in predicting aspiration events and laryngeal vestibule closure.

    “Stroke-related dysphagia, for example, has been widely studied with algorithms like SVMs and deep neural networks demonstrating robust accuracy in predicting aspiration events and laryngeal vestibule closure(29,32).”

    From Artificial intelligence in the diagnosis and management of dysphagia: a scoping review (2025) · cites this paper as [29]

    The Materials and Methods (Data collection and Data analysis; page unavailable) include six participants with stroke and describe an artificial neural network trained to classify safe swallows, penetration, and aspiration. The Discussion (page unavailable) reports high classification accuracy, but not stroke-specific accuracy; the paper does not report SVM or deep-neural-network results or prediction of laryngeal vestibule closure. (LLM, conf=0.89)

    Experimental — accuracy not yet measured
  • Penetration-aspiration classification accuracy was 84.2% under a binary scheme, lower than the previously reported 89.4% under a ternary scheme.

    “Secondly, the classification accuracy of 84.2% observed for penetration-aspiration was based on a binary classification scheme (normal versus penetration+aspiration) and was lower than our previously reported value of 89.4% obtained using a ternary scheme (normal versus penetration versus aspiration).13”
  • The authors previously applied ANNs to classify HRM data into normal and disordered swallows and to identify penetration and aspiration.

    “We previously applied ANNs to classify HRM data into normal and disordered swallows12 as well as identify penetration and aspiration.13”

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Aspiration count conflicts between Results and Discussion

    Major

    The paper reports 32 aspiration swallows in the data processing section, but later describes 29 aspiration swallows when breaking down bolus types. These two statements cannot both be true for the same analyzed set.

  • Penetration count conflicts between Results and Discussion

    Minor

    The data processing section says 17 swallows exhibited penetration, but a later discussion passage says there were 10 penetration swallows, with a bolus breakdown that sums to 10. This is an internal inconsistency in the reported sample composition.

  • Significance claim conflicts with the reported impedance result

    Minor

    The discussion says all three impedance parameters were significant, but elsewhere states that only two of three were significant. The reported p-value of 0.054 for the remaining parameter also exceeds the stated 0.05 threshold.

3 of 3

The citation lists haven’t been fetched yet

References 27 · Cited by 34

Authors
Hoffman, M. R., Mielens, J. D., Omari, T. I., Rommel, N., Jiang, J. J., & McCulloch, T. M.
Affiliations
  • University of Wisconsin–Madison (US)
  • Women's and Children's Health Network (AU)
  • KU Leuven (BE)
Corresponding author
McCulloch, Timothy M.
Venue
The Laryngoscope
Publisher
Wiley
Published
2012-10-15
Volume
123
Issue
3
Pages
713-720
ISSN
  • 0023-852X (ISSN-L)
  • 1531-4995
OpenAlex
W2038249593
Cited by
34
References
27
Citations by year
2026: 2 · 2025: 3 · 2024: 1 · 2023: 1 · 2022: 3 · 2021: 1 · 2020: 1 · 2019: 5 · 2018: 5 · 2017: 2 · 2016: 4 · 2015: 2 · 2014: 2 · 2013: 2
FWCI
4.60
Type
journal article
Language
en
Open access
Locations
  • The Laryngoscope (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
  • Adelaide Research & Scholarship (AR&S) (University of Adelaide) (submittedVersion)
Funders
National Institute on Deafness and Other Communication Disorders (R33DC011130, R21 DC011130A, R21DC011130, T32DC009401)
Topics
  • Health Sciences › Health Professions › Speech and Hearing › Dysphagia Assessment and Management
  • Health Sciences › Medicine › Physiology › Voice and Speech Disorders
  • Health Sciences › Health Professions › Health Information Management › Artificial Intelligence in Healthcare
Keywords
impedance, artificial neural networks, multilayer perceptron, dysphagia, swallowing safety, aspiration, penetration, risk screening
MeSH terms
Adult, Aged, Aged, 80 and over, Algorithms, Deglutition, Female, Humans, Male, Manometry, Middle Aged, ROC Curve, Neural Networks, Computer

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