Respiratory sinus arrhythmia and auditory processing in autism: Modifiable deficits of an integrated social engagement system?
Open accessAbstract
The current study evaluated processes underlying two common symptoms (i.e., state regulation problems and deficits in auditory processing) associated with a diagnosis of autism spectrum disorders. Although these symptoms have been treated in the literature as unrelated, when informed by the Polyvagal Theory, these symptoms may be viewed as the predictable consequences of depressed neural regulation of an integrated social engagement system, in which there is down regulation of neural influences to the heart (i.e., via the vagus) and to the middle ear muscles (i.e., via the facial and trigeminal cranial nerves). Respiratory sinus arrhythmia (RSA) and heart period were monitored to evaluate state regulation during a baseline and two auditory processing tasks (i.e., the SCAN tests for Filtered Words and Competing Words), which were used to evaluate auditory processing performance. Children with a diagnosis of autism spectrum disorders (ASD) were contrasted with aged matched typically developing children. The current study identified three features that distinguished the ASD group from a group of typically developing children: 1) baseline RSA, 2) direction of RSA reactivity, and 3) auditory processing performance. In the ASD group, the pattern of change in RSA during the attention demanding SCAN tests moderated the relation between performance on the Competing Words test and IQ. In addition, in a subset of ASD participants, auditory processing performance improved and RSA increased following an intervention designed to improve auditory processing.
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The Safe and Sound Protocol stimulates the ventral vagal complex to calm autonomic state, improve auditory processing, and stimulate spontaneous social behavior.
“The Safe and Sound Protocol™ stimulates the ventral vagal complex to calm autonomic state, improve auditory processing, and stimulate spontaneous social behavior [[26], [27], [28], [29]].”
From The vagal paradox: A polyvagal solution (2023) · cites this paper as [26]
The Methods (§2.3.2) describe the intervention as the Listening Project Protocol, and the Results (§3.2) report improved auditory processing and increased respiratory sinus arrhythmia, a measure of vagal influence on the heart. The paper presents calming state regulation and social engagement as parts of a theoretical model, but does not establish direct stimulation of the ventral vagal complex or report that the intervention increased spontaneous social behavior. Its Discussion (§4.6) also cautions that the intervention findings are preliminary and not from a randomized trial. Page numbers were not supplied in our copy. (LLM, conf=0.88)
Experimental — accuracy not yet measuredLiterature findings on respiratory sinus arrhythmia in autism spectrum disorder are divergent, with some studies reporting significantly reduced respiratory sinus arrhythmia and others finding no atypicalities.
“Literature findings on this issue are divergent, with a number of studies reporting significantly reduced RSA [11-14], and others finding no atypicalities [47,62].”
From Functional autonomic nervous system profile in children with autism spectrum disorder (2014) · cites this paper as [13]
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- Authors
- Porges, S. W., Macellaio, M., Stanfill, S. D., McCue, K., Lewis, G. F., Harden, E. R., Handelman, M., Denver, J., Bazhenova, O. V., & Heilman, K. J.
- Affiliations
- RTI International (US)
- University of Illinois Chicago (US)
- Corresponding author
- Porges, Stephen W.
- Venue
- International Journal of Psychophysiology
- Publisher
- Elsevier BV
- Published
- 2013-06
- Volume
- 88
- Issue
- 3
- Pages
- 261-270
- ISSN
- 0167-8760 (ISSN-L)
- PMC
- PMC3610863
- OpenAlex
- W2138175906
- Cited by
- 120
- References
- 41
- Citations by year
- 2026: 5 · 2025: 11 · 2024: 4 · 2023: 7 · 2022: 7 · 2021: 15 · 2020: 9 · 2019: 7 · 2018: 11 · 2017: 12 · 2016: 14 · 2015: 6 · 2014: 7 · 2013: 5
- FWCI
- 2.95
- Type
- journal article
- Language
- en
- Open access
- green
- europepmc.org
- Locations
- International Journal of Psychophysiology (publishedVersion)
- PubMed (publishedVersion)
- Europe PMC (PubMed Central) (acceptedVersion)
- PubMed Central (acceptedVersion)
- Funders
- National Institutes of Health
- National Institute of Mental Health (MH060625, R01MH060625)
- Topics
- Life Sciences › Neuroscience › Cognitive Neuroscience › Autism Spectrum Disorder Research
- Health Sciences › Medicine › Cardiology and Cardiovascular Medicine › Heart Rate Variability and Autonomic Control
- Health Sciences › Medicine › Psychiatry and Mental health › Attention Deficit Hyperactivity Disorder
- Keywords
- respiratory sinus arrhythmia, autism spectrum disorder, auditory processing, polyvagal theory, heart period, government regulation, scan-based testing, vagus nerve, middle ear muscles, children, IQ, intervention
- MeSH terms
- Acoustic Stimulation, Adolescent, Arrhythmia, Sinus, Auditory Perception, Autistic Disorder, Child, Female, Humans, Male, Social Behavior, Young Adult
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