Cited by 70Topological Materials and PhenomenaPhotonic Crystals and ApplicationsQuantum Mechanics and Non-Hermitian Physics

Type-II Dirac photons

Open access
Wang, Hai-Xiao, Chen, Yige, Hang, Zhi Hong, Kee, Hae-Young, Jiang, Jian-Hua·2017·npj Quantum Materials

Abstract

The Dirac equation for relativistic electron waves is the parent model for Weyl and Majorana fermions as well as topological insulators. Simulation of Dirac physics in three-dimensional photonic crystals, though fundamentally important for topological phenomena at optical frequencies, encounters the challenge of synthesis of both Kramers double degeneracy and parity inversion. Here we show how type-II Dirac points—exotic Dirac relativistic waves yet to be discovered—are robustly realized through the nonsymmorphic screw symmetry. The emergent type-II Dirac points carry nontrivial topology and are the mother states of type-II Weyl points. The proposed all-dielectric architecture enables robust cavity states at photonic-crystal—air interfaces and anomalous refraction, with very low energy dissipation.

AI snapshot

Written from the paper’s full text.

TL;DR

The paper proposes an all-dielectric tetragonal photonic crystal in which nonsymmorphic screw symmetry synthesizes Kramers-like double degeneracy and parity inversion, enabling type-II Dirac points and derived type-II Weyl points. It predicts nontrivial topology, robust surface/cavity states, and anomalous refraction with opposite-angle beams.

Key findings

  • Type-II Dirac points (DPs) are realized in a tetragonal photonic crystal with space group P4₂/mcm; the authors report four DPs in the first six bands from crossings between p- and d-doublets, with type-II DPs defined by |η| > 1 and type-I DPs by |η| < 1.
  • Reducing symmetry yields six Weyl points in the studied band region: four type-II WPs and two type-I WPs, with Chern numbers ±1.
  • Topological surface states appear below the light line and form PhC-air cavity states; their frequency changes by within 2.5% under slab-thickness variation, whereas a conventional woodpile-PhC cavity reference is much more sensitive, despite the woodpile having a complete gap δω/ω = 21% and the proposed PhC having no complete gap.
  • Anomalous refraction is predicted for type-II DPs/WPs: two concurrent refraction beams of opposite angles for η < −1, no refraction for η > 1, and zero refraction angle when the incidence angle is close to π/4, 3π/4, 5π/4, or 7π/4.

Methods

  • Symmetry analysis of an all-dielectric tetragonal PhC with two dielectric blocks of permittivity ε_b = 16 in a polymer matrix ε_m = 1.9, using geometry l = 0.5, w = 0.2, h = 0.5, and lattice constant a ≡ 1.
  • Bulk and surface photonic bands calculated with MIT Photonic Bands; surface states obtained from supercell calculations periodic in y-z and finite in x, with seven unit-cell layers sandwiched by air layers of length 3a on each side.
  • A symmetry-based k·P Hamiltonian is used to classify type-I/type-II Dirac cones and derive refraction; refraction is analyzed by frequency and parallel-wavevector matching, with reference slab-defect calculations using ε = 8 and woodpile cladding parameters.

Limitations

  • The paper states that a time-domain simulation is demanded to further investigate the anomalous refraction, but this is beyond the scope of the work.
  • The work is theoretical/computational: the PhC “can in principle be fabricated” by layer-by-layer methods, but no experimental realization is reported.
  • The text notes that the PhC-air interface does not preserve the screw symmetries, although the topological surface states are still found there; it also notes the proposed PhC has no complete photonic band gap.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1038/s41535-017-0058-z

Cites

53 of 53 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

13 of 20 cited sources checked · 8 supported · 0 flagged · accuracy not yet measured

  • Premisecitation

    Weak disorders that preserve the crystalline symmetry on average should preserve the Dirac points and their topological surface states.

    “Weak disorders that preserve the crystalline symmetry on average should preserve the DPs and their topological surface states.29,47”
    Quote in the paperSubstantial claim2 of 2 sources checked
    • cites [29] Wang, H.-X., Xu, L., Chen, H. Y. & Jiang, J.-H. Three-dimensional photonic Dirac points stabilized by point group symmetry. Phys. Rev. B 93, 235155 (2016). source

      Appendix H (p. 10) says that weak fabrication errors can preserve the Dirac points. Appendix E (pp. 8–10) describes topological boundary states in an inversion-symmetry-broken structure, but does not establish that weak disorder preserves those states. The paper also does not address the claim's specific condition that crystalline symmetry be preserved on average. (LLM, conf=0.88)

      Experimental — accuracy not yet measured
    • cites [47] Fu, L. & Kane, C. L. Topology, delocalization via average symmetry and the symplectic Anderson transition. Phys. Rev. Lett. 109, 246605 (2012). source

      The discussion of WTI and TCI surfaces (page not indexed) says that average translation or mirror symmetry prevents localization even under strong disorder, supporting the claim about robust surface states. It does not establish that disorder preserves the Dirac points themselves; its result concerns delocalization of surface states. (LLM, conf=0.85)

      Experimental — accuracy not yet measured
  • Premisecitation

    A Dirac point can be regarded as composed of a pair of Weyl points of opposite Chern numbers.

    “A DP can be regarded as composed of a pair of WPs of opposite Chern numbers.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [29] Wang, H.-X., Xu, L., Chen, H. Y. & Jiang, J.-H. Three-dimensional photonic Dirac points stabilized by point group symmetry. Phys. Rev. B 93, 235155 (2016). source
  • Findingcitation

    The dispersion of the type-II Dirac point in the kx-ky plane is distinctive from existing type-I Dirac points.

    “The dispersion of the type-II DP in the k x -k y plane is distinctive from the existing type-I DPs 29,31,32 (see Fig. 5d).”
    Quote in the paperSubstantial claim3 of 3 sources checked
    • cites [29] Wang, H.-X., Xu, L., Chen, H. Y. & Jiang, J.-H. Three-dimensional photonic Dirac points stabilized by point group symmetry. Phys. Rev. B 93, 235155 (2016). source
    • cites [31] Lu, L. et al. Symmetry-protected topological photonic crystal in three dimensions. Nat. Phys 12, 337–340 (2016). source

      The discussion of Fig. 1a compares a three-dimensional generalized Dirac point with a regular three-dimensional Dirac point, while the Fig. 2 caption describes anisotropic surface-cone dispersion in the kx–ky plane. Neither passage identifies a type-II Dirac point or compares its in-plane dispersion with type-I Dirac points. Searches for “type-II Dirac point” and “tilted Dirac cone” found no passage addressing that distinction. (LLM, conf=0.74)

      Experimental — accuracy not yet measured
    • cites [32] Slobozhanyuk, A. et al. Three-dimensional all-dielectric photonic topological insulator. Nat. Photon 11, 130–136 (2017). source
  • Premisecitation

    When space symmetry is reduced, Weyl points can emerge from Dirac points.

    “Thus when the space symmetry is reduced WPs can emerge from DPs. 29”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [29] Wang, H.-X., Xu, L., Chen, H. Y. & Jiang, J.-H. Three-dimensional photonic Dirac points stabilized by point group symmetry. Phys. Rev. B 93, 235155 (2016). source
  • Premisecitation

    A Dirac point with synthetic Kramers double degeneracy and parity-inversion has nontrivial topological properties.

    “It has been shown in ref. 29 that a DP with synthetic Kramers double degeneracy and parity-inversion has nontrivial topological properties.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [29] Wang, H.-X., Xu, L., Chen, H. Y. & Jiang, J.-H. Three-dimensional photonic Dirac points stabilized by point group symmetry. Phys. Rev. B 93, 235155 (2016). source
  • The quote only partly states this claim. 1
  • May combine two claims. 10
  • Classified as probably not a substantial claim. 1
  • The quote only partly states this claim.

    Findingown data

    Type-II Dirac points are robustly realized through nonsymmorphic screw symmetry in an all-dielectric tetragonal photonic crystal.

    “Here we show how type-II Dirac points-exotic Dirac relativistic waves yet to be discovered-are robustly realized through the nonsymmorphic screw symmetry.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingcitation

    The woodpile photonic crystal has a large complete photonic band gap of δω/ω = 21%, while the authors' photonic crystal has no complete photonic band gap.

    “In contrast, the frequency of a conventional PhC cavity state with woodpile-PhC cladding is much more sensitive to the thickness of the slab 42 (see inset of Fig. 4c and details in Methods), despite the fact that the woodpile PhC has a large complete photonic band gap of δω/ω = 21% while our PhC has no complete photonic band gap.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [42] John, S. & Yang, S. Electromagnetically Induced Exciton Mobility in a Photonic Band Gap. Phys. Rev. Lett. 99, 046801 (2007). source
  • May combine two claims.

    Findingnone given

    The symmetry-guided approach is robust: Dirac points emerge for a variety of geometry and materials.

    “Our symmetry-guided approach is robust: DPs emerge for a variety of geometry and materials.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    The Dirac points have nontrivial topology, demonstrated by studying edge states.

    “We demonstrate the nontrivial topology of the DPs by studying the edge states.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    For a type-II Dirac point at ω = ω0, the two branches touch and the isofrequency contour becomes a pair of crossing lines.

    “For a type-II DP, when ω = ω 0 , the two branches touch each other and the isofrequency contour becomes a pair of crossing lines (Fig. 5c), between which the angle is”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    The topological surface states are below the lightline and form cavity states on the photonic-crystal-air interfaces with no need for additional cladding.

    “Moreover, the topological surface states here are below the lightline and hence form cavity states on the PhC-air interfaces with no need for additional cladding.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    There are four type-II Weyl points and two type-I Weyl points.

    “Figure 3b also shows that there are four type-II WPs and two type-I WPs.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    The non-chiral edge states are below the light-line and form resilient cavity states on photonic-crystal-air interfaces.

    “These non-chiral edge states, differing from the chiral edge states of Weyl points (WPs), are below the light-line and form resilient cavity states on PhC-air interfaces.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    There is no refraction for η > 1, whereas for η < -1 there are two refraction beams of opposite refraction angles.

    “Interestingly, we find that there is no refraction for η > 1, whereas for η < -1 there are two refraction beams of opposite refraction angles.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    Away from the kx = π and ky = π planes, the photonic spectrum is nondegenerate, leading to two pairs of beams with opposite refraction angles.

    “Away from the k x = π and k y = π planes, the photonic spectrum is nondegenerate, leading to two pairs of beams with opposite refraction angles, as shown in Fig. 5i by varying the angle of incidence ϕ i = Arg(q x + iq y ).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationreasoning

    Since Weyl points are two-fold degenerate, there can only be one pair of refraction beams.

    “Since WPs are two-fold degenerate, there can only be one pair of refraction beams.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationcitation

    The nontrivial topology/Berry-phases and the gapless spectrum distinguish the topological surface states from normal photonic crystal surface states.

    “The nontrivial topology/Berry-phases and the gapless spectrum distinct them from normal PhC surface states.43,44”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [43] Ishizaki, K. & Noda, S. Manipulation of photons at the surface of three-dimensional photonic crystals. Nature 460, 367–370 (2009). source
    • cites [44] Joannopoulos, J. D., Johnson, S. G., Winn, J. N. & Meade, R. D. Photonic Crystals: Molding the Flow of Light (Princeton University Press, 2008).

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

12 of 12
  • The paper relies on this without support.

    Type-II Dirac points have not been explored in photonics or in other classical/bosonic waves.

    “Although there have been a few fine designs 29,31,32 showing the connection between type-I DPs and the Z 2 topology, type-II DPs [in analog of type-II Weyl Points (WPs), 34,35 see Fig. 1] have never been explored in photonics or in other classical/bosonic waves.”
  • The paper relies on this without support.

    The all-dielectric materials used in the proposed architecture are dissipationless or have very low energy dissipation.

    “The proposed all-dielectric architecture enables robust cavity states at photonic-crystal-air interfaces and anomalous refraction, with very low energy dissipation.”
    “Our PhC architecture thus allows realization of type-II WPs using dissipationless all-dielectric materials.”
2 of 2

Cites

Flagged first, then by citations

Research works printed but not linked: 1

  1. Joannopoulos, J. D., Johnson, S. G., Winn, J. N. & Meade, R. D. Photonic Crystals: Molding the Flow of Light (Princeton University Press, 2008).

Cited by

Sorted by citations

Authors
Wang, H.-X., Chen, Y., Hang, Z. H., Kee, H.-Y., & Jiang, J.-H.
Affiliations
  • Soochow University (CN)
  • University of Toronto (CA)
  • Canadian Institute for Advanced Research (CA)
Corresponding author
  • Kee, Hae-Young
  • Jiang, Jian-Hua
Venue
npj Quantum Materials
Published
2017-09-22
Volume
2
Issue
1
ISSN
2397-4648 (ISSN-L)
OpenAlex
W2626624875
Cited by
70
References
48
Citations by year
2026: 2 · 2025: 3 · 2024: 5 · 2023: 6 · 2022: 8 · 2021: 8 · 2020: 22 · 2019: 6 · 2018: 8 · 2017: 2
FWCI
5.08
Type
journal article
Language
en
Open access
Locations
  • npj Quantum Materials (publishedVersion, cc-by)
  • arXiv (Cornell University) (submittedVersion)
  • arXiv (Cornell University)
Funders
  • National Natural Science Foundation of China (11675116, 11574226)
  • University of Toronto
  • Soochow University
  • Natural Sciences and Engineering Research Council of Canada
Topics
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Topological Materials and Phenomena
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Photonic Crystals and Applications
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Quantum Mechanics and Non-Hermitian Physics
Keywords
photonic crystals, parity inversion, topological photonics, anomalous refraction, low energy dissipation

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