Near-neutrality in evolution of genes and gene regulation
Open accessAbstract
The nearly neutral theory contends that the interaction of drift and selection is important and occurs at various levels, including synonymous and nonsynonymous substitutions in protein coding regions and sequence turnover of regulatory elements. Recent progress of the theory is reviewed, and the interaction between drift and selection is suggested to differ at these different levels. Weak selective force on synonymous changes is stable, whereas its consequence on nonsynonymous changes depends on environmental factors. Selection on differentiation of regulatory elements is even more dependent on environmental factors than on amino acid changes. Of particular significance is the role of drift in the evolution of gene regulation that directly participates in morphological evolution. The range of near neutrality depends on the effective size of the population that is influenced by selected linked loci. In addition to the effective population size, molecular chaperones such as heat shock protein 90 have significant effects on the range of near neutrality.
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The fixation of nearly-neutral alleles of small selective effect is expected to be greatest in small populations.
“Therefore, the fixation of nearly-neutral alleles of small selective effect is expected to be greatest in small populations 23,24 .”
From The modern molecular clock (2003) · cites this paper as [24]
The predicted correlation of generation time with mutation rate has been supported by studies comparing rates of molecular evolution with generation time (or body size) across vertebrate species.
“The predicted correlation of generation time with mutation rate 24 has been supported by studies that compare the rates of molecular evolution with generation time (or its correlate, body size) across a range of genes for several vertebrate species 35,37-39 .”
From The modern molecular clock (2003) · cites this paper as [24]
Tomoko Ohta provided an important extension of the neutral theory by recognizing the crucial role of effective population size in the influence of selection.
“Tomoko Ohta 22-24 provided an important extension of the neutral theory by recognizing the crucial role of effective population size in the influence of selection.”
From The modern molecular clock (2003) · cites this paper as [24]
A mutation would be effectively neutral if |s| < 1/4N_e, where N_e is the effective population size.
“So, a mutation would be effectively neutral if |s| < 1/4N e , where N e is the effective population size.”
From The modern molecular clock (2003) · cites this paper as [24]
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“Positive selection may be needed to retain the duplicated genes in the population (Ohta 2002; Kondrashov and Kondrashov 2006; Shiu et al. 2006).”
BackgroundPositive selection at sites of multiple amino acid replacements since rat–mouse divergence
Bazykin, G. A., Kondrashov, F. A., Ogurtsov, A. Y., Sunyaev, S. R., & Kondrashov, A. S. (2004) · Nature · doi:10.1038/nature02601 · Cited by 71 · see citing works
“gif" NDATA ITEM> ]> New alleles become fixed owing to random drift of nearly neutral mutations or to positive selection of substantially advantageous mutation”
BackgroundNearly Neutrality and the Evolution of Codon Usage Bias in Eukaryotic Genomes
Subramanian, S. (2008) · Genetics · doi:10.1534/genetics.107.086405 · Cited by 69 · see citing works
“This seems unlikely because for nearly neutral mutations the absolute value jNesj has to be between 1 and 2 (Ohta 2002) and thus the intermediate codon usage bias (as opposed to zero or complete codon usage bias) could vary only within this small window.”
BackgroundMore effective purifying selection on RNA viruses than in DNA viruses
Hughes, A. L., & Hughes, M. A. K. (2007) · Gene · doi:10.1016/j.gene.2007.09.013 · Cited by 68 · see citing works
“The finding of negative allometry in the relationship between nonsynonymous and synonymous polymorphisms is thus consistent with the “nearly neutral theory of molecular evolution” (Ohta 2002).”
ResultReuniting Phenotype and Genotype in Biodiversity Research
Winker, K. S. (2009) · BioScience · doi:10.1525/bio.2009.59.8.7 · Cited by 67 · see citing works
Bromham, L. D., & Woolfit, M. (2004) · Systematic Biology · doi:10.1080/10635150490522278 · Cited by 63 · see citing works
“Reduced Ne should lead to less efficient selection, so more slightly deleterious amino acid substitutions could go to fixation through drift, rather than being removed from the population by selection (see Ohta and Kimura, 1971; Ohta, 1995, 2002 ).”
BackgroundStatistical methods for detecting natural selection from genomic data
Suzuki, Y. (2010) · Genes & Genetic Systems · doi:10.1266/ggs.85.359 · Cited by 61 · see citing works
“It should be noted that a mutation is considered to be neutral or nearly neutral if its Nes value is ≤ 2 (Ohta, 2002).”
BackgroundBell, G., Lechowicz, M. J., & Waterway, M. J. (2006) · Ecology · doi:10.1890/0012-9658(2006)87[1378:tcertf]2.0.co;2 · Cited by 61 · see citing works
“The outcome has been the emergence of ‘‘nearly neutral’’ theory that explicitly considers the interaction of drift and selection on the genome (Ohta 1992, 2002), perhaps the direction in which the current debate within community ecology will move (Chave 2004).”
BackgroundEvidence for turnover of functional noncoding DNA in mammalian genome evolution
Smith, N. G. C., Durling, M. B., & Ellegren, H. (2004) · Genomics · doi:10.1016/j.ygeno.2004.07.012 · Cited by 59 · see citing works
Phylogeography and molecular evolution of dengue 2 in the Caribbean basin, 1981–2000
Foster, J. E., Bennett, S. N., Carrington, C. V. F., Vaughan, H., & McMillan, W. O. (2004) · Virology · doi:10.1016/j.virol.2004.03.020 · Cited by 59 · see citing works
“Differences in viral population dynamics, particularly fluctuations in viral effective population size among regions, could create variation in both neutral and non-neutral evolutionary rates (Gillespie, 1999; Ohta, 2002).”
BackgroundKondrashov, F. A., Ogurtsov, A. Y., & Kondrashov, A. S. (2005) · Journal of Theoretical Biology · doi:10.1016/j.jtbi.2005.10.020 · Cited by 59 · see citing works
“1Ne 1 (Akashi, 1996; Ohta, 2002), and the further growth of s (past 5.”
BackgroundExpression Divergence Is Correlated with Sequence Evolution but Not Positive Selection in Conifers
Hodgins, K. A., Yeaman, S., Nurkowski, K. A., Rieseberg, L. H., & Aitken, S. N. (2016) · Molecular Biology and Evolution · doi:10.1093/molbev/msw032 · Cited by 57 · see citing works
Biological function in the twilight zone of sequence conservation
Ponting, C. P. (2017) · BMC Biology · doi:10.1186/s12915-017-0411-5 · Cited by 58 · see citing works
“yet poorly conserved sequence evolves by weak negative selection [9].”
BackgroundFukushima, K., & Pollock, D. D. (2023) · Nature Ecology & Evolution · doi:10.1038/s41559-022-01932-7 · Cited by 55 · see citing works
“For example, because there are 861 branch pairs in the species tree, on average, 62.5 cases of protein convergence will be obtained in our genome-scale dataset for any particular analysis of two groups of species, although the numbers of analysable branch pairs and hence of detected convergence depend on several facto…”
BackgroundInfluentialvan Opijnen, T., Boerlijst, M. C., & Berkhout, B. (2006) · Journal of Virology · doi:10.1128/jvi.02547-05 · Cited by 54 · see citing works
“Classic neutral theory of evolution has been proposed for the evolution of DNA-binding sites (42, 58), but this process seems too slow to explain their rapid turnover (2, 6, 33, 34, 68).”
BackgroundKoizumi, I., Usio, N., Kawai, T., Azuma, N., & Masuda, R. (2012) · PLoS ONE · doi:10.1371/journal.pone.0033986 · Cited by 53 · see citing works
“Under the nearly neutral theory [79], where most mutations are only slightly deleterious, genetic drift is stronger in smaller populations (younger population in this case) because larger populations could eliminate even such weaker deleterious mutations.”
Backgrounddriftsel: an R package for detecting signals of natural selection in quantitative traits
Karhunen, M., Merilä, J., Leinonen, T., Cano, J. M., & Ovaskainen, O. (2013) · Molecular Ecology Resources · doi:10.1111/1755-0998.12111 · Cited by 65 · see citing works
“…natural selection is likely to be the most common cause for evolutionary transitions, evolution can also occur by random genetic drift, that is, by gradual random change of gene frequencies as a result of finite population size (see e.g. Whitlock & Phillips 2000; McKay & Latta 2002; Ohta 2002).”
BackgroundThe Evolution of Gene Expression QTL in Saccharomyces cerevisiae
Ronald, J., & Akey, J. M. (2007) · PLoS ONE · doi:10.1371/journal.pone.0000678 · Cited by 54 · see citing works
“-regulatory alleles are expected to be present at appreciable frequencies, and an interplay of forces, including changes in effective population size, linkage disequilibrium among selected alleles, and epistatic selection”
Kaneko‐Ishino, T., & Ishino, F. (2010) · Development Growth & Differentiation · doi:10.1111/j.1440-169x.2010.01194.x · Cited by 51 · see citing works
“According to the ‘‘nearly neutral theory’’ by Tomoko Ohta (2002), an extended version of ‘‘the neutral mutation-random drift theory’’ proposed by Motoo Kimura (1968), neutral or even ‘‘less harmful’’ genes can become established in a population to some extent if the population size is small enough.”
BackgroundBaquero, F. (2011) · Journal of Antimicrobial Chemotherapy · doi:10.1093/jac/dkr214 · Cited by 50 · see citing works
Hughes, A. L., & Friedman, R. (2008) · Immunogenetics · doi:10.1007/s00251-008-0304-4 · Cited by 49 · see citing works
“If this slightly deleterious mutation becomes fixed during a population bottleneck (Ohta 2002), a subsequent mutation may occur that reintroduces serine at that site but that uses a different codon set from the one used ancestrally.”
BackgroundAn overview of speciation and species limits in birds
Winker, K. S. (2021) · The Auk · doi:10.1093/ornithology/ukab006 · Cited by 47 · see citing works
“…datasets have gone from purely phenotypic—and thus rich in the signals of natural, sexual, and social selection—to include increasing amounts of genomic information, in which the signal is overwhelmingly neutral or nearly neutral through the effects of mutation and drift (Kimura 1983, Ohta 2002).”
BackgroundLarge Global Effective Population Sizes in Paramecium
Smith, M. S., Berendonk, T. U., Barth, D., & Lynch, M. (2006) · Molecular Biology and Evolution · doi:10.1093/molbev/msl128 · Cited by 46 · see citing works
“Because the probabilities of fixation of beneficial and deleterious mutations, respectively, scale positively and negatively with Ne, species with smaller Ne are expected to accumulate more mildly deleterious and fewer beneficial mutations (Ohta 1973, 2002).”
BackgroundChalub, F. A. C. C., & Souza, M. O. (2009) · Theoretical Population Biology · doi:10.1016/j.tpb.2009.08.006 · Cited by 44 · see citing works
Evolution and Taxonomic Distribution of Nonribosomal Peptide and Polyketide Synthases
Amoutzias, G. D., de Peer, Y. V., & Mossialos, D. (2008) · Future Microbiology · doi:10.2217/17460913.3.3.361 · Cited by 44 · see citing works
“Given the strong link between effective population size and the efficiency of selection in a certain species, which the nearly neutral theory of molecular evolution suggests [29], it is expected that microorganisms will jettison unnecessary gene clusters very rapidly.”
BackgroundHuman SNPs resulting in premature stop codons and protein truncation
Savas, S., Tüzmen, Ş., & Özçelik, H. (2006) · Human Genomics · doi:10.1186/1479-7364-2-5-274 · Cited by 44 · see citing works
“Here, we will assume that these PTCs represent both the strongly deleterious mutations that are a result of selection and quickly removed from the populations, as well as the slightly deleterious mutations that are subject to both selection and drift.(36) For example, these X-SNPs may be hot-spot mutations, where the…”
BackgroundAkashi, H. D., Ko, W., Piao, S., John, A., Goel, P., Lin, C., & Vitins, A. P. (2005) · Genetics · doi:10.1534/genetics.105.049676 · Cited by 44 · see citing works
“A great deal of attention has been focused on determining the relative contributions of genetic drift and natural selection to patterns of divergence among genomes (reviewed in Ohta 2002).”
BackgroundSelection efficiency and effective population size in Drosophila species
Petit, N., & Barbadilla, A. (2008) · Journal of Evolutionary Biology · doi:10.1111/j.1420-9101.2008.01672.x · Cited by 42 · see citing works
“In this nearly neutral theory, the fate of a mutation depends on the relative forces of selection and drift (Ohta, 2002).”
BackgroundStochastic slowdown in evolutionary processes
Altrock, P. M., Gokhale, C. S., & Traulsen, A. (2010) · Physical Review E · doi:10.1103/physreve.82.011925 · Cited by 41 · see citing works
Santos, U., Völcker, C. M., Belei, F., Cioffi, M. D. B., Bertollo, L. A. C., Paiva, S. R., & Dergam, J. A. (2009) · Journal of Fish Biology · doi:10.1111/j.1095-8649.2009.02489.x · Cited by 40 · see citing works
“Slightly disadvantageous substitutions can drift to high frequencies in small populations (Ohta, 2002), thereby altering substitution rates in the DNA.”
BackgroundXu, S., Yang, Y., Zhou, X., Xu, J., Zhou, K., & Yang, G. (2013) · BMC Evolutionary Biology · doi:10.1186/1471-2148-13-189 · Cited by 39 · see citing works
“Population genetic theory predicts that the efficiency of selection should decrease as the effective population size decreses [48].”
BackgroundPerpendicular axes of differentiation generated by mitochondrial introgression
Morales, H. E., Sunnucks, P., Joseph, L., & Pavlova, A. (2017) · Molecular Ecology · doi:10.1111/mec.14114 · Cited by 39 · see citing works
“We propose that first, large ancestral northern and southern population sizes could have promoted the accumulation of adaptive mitochondrial variation in each lineage (Fig. 3A; Kimura et al. 1963; Ohta 2002; Camus et al. 2015).”
BackgroundCoding sequence polymorphism in avian mitochondrial genomes reflects population histories
Hughes, A. L., & Hughes, M. A. K. (2007) · Molecular Ecology · doi:10.1111/j.1365-294x.2007.03242.x · Cited by 39 · see citing works
“Under a population bottleneck, the ‘nearly neutral theory’ predicts that slightly deleterious mutations can drift to high frequencies because purifying selection cannot eliminate them effectively in a small population ( Ohta 1976, 2002 ).”
BackgroundInfluentialDetecting and understanding natural selection
Anisimova, M. O., & Liberles, D. A. (2012) · Oxford University Press eBooks · doi:10.1093/acprof:osobl/9780199601165.003.0006 · Cited by 38 · see citing works
Zhao, Q., Shao, F., Li, Y., Yi, S. V., & Peng, Z. (2022) · Molecular Ecology · doi:10.1111/mec.16700 · Cited by 37 · see citing works
“…elements, which can provide material for the evolution of novel regulatory mechanisms and complexities in the genome (e.g., Lynch, 2007; Lynch & Conery, 2003; Ohta, 2002; Yi, 2006; Yi & Streelman, 2005, although see Whitney et al., 2011 and Whitney & Garland, 2010 for differing observations).”
BackgroundKaneko‐Ishino, T., & Ishino, F. (2015) · Proceedings of the Japan Academy Series B · doi:10.2183/pjab.91.511 · Cited by 37 · see citing works
Molecular Clock: An Anti-neo-Darwinian Legacy
Takahata, N. (2007) · Genetics · doi:10.1534/genetics.104.75135 · Cited by 37 · see citing works
“Another mechanistic interpretation for the rate heterogeneity was provided by fixation of nearly neutral, but slightly deleterious, mutations (Ohta 1987, 2002).”
BackgroundPyoverdine Receptor: a Case of Positive Darwinian Selection inPseudomonas aeruginosa
Tümmler, B., & Cornélis, P. (2005) · Journal of Bacteriology · doi:10.1128/jb.187.10.3289-3292.2005 · Cited by 38 · see citing works
“Being not just another sequence paper, it provides food for thought how positive selection and adaptive evolution may work in species with very large population sizes, which is the domain of the nearly neutral theory of molecular evolution (20, 27).”
BackgroundLarge fluctuations and fixation in evolutionary games
Assaf, M., & Mobilia, M. (2010) · Journal of Statistical Mechanics Theory and Experiment · doi:10.1088/1742-5468/2010/09/p09009 · Cited by 37 · see citing works
Pellissier, L. (2015) · Frontiers in Ecology and Evolution · doi:10.3389/fevo.2015.00052 · Cited by 35 · see citing works
“Together, ecological and evolutionary demographic theories suggest a direct connection between stability, competition, lower dispersal, and decreased effective population size (Figure 1).”
BackgroundKalamegham, R., Sturgill, D. M., Siegfried, E., & Oliver, B. (2006) · Molecular Biology and Evolution · doi:10.1093/molbev/msl201 · Cited by 34 · see citing works
Technical trading in the Santa Fe Institute Artificial Stock Market revisited
Ehrentreich, N. (2006) · Journal of Economic Behavior & Organization · doi:10.1016/j.jebo.2004.07.022 · Cited by 34 · see citing works
Molecular Adaptation during a Rapid Adaptive Radiation
Kapralov, M. V., Votintseva, A. A., & Filatov, D. A. (2013) · Molecular Biology and Evolution · doi:10.1093/molbev/mst013 · Cited by 34 · see citing works
“The small population sizes of island species may render selection less effective in the face of stronger genetic drift (Ohta 2002) and the genetic processes that control the rapid morphological and ecological evolution during island adaptive radiations remain unclear.”
Background
- Authors
- Ohta, T.
- Affiliations
- National Institute of Genetics (JP)
- Corresponding author
- Ohta, Tomoko
- Venue
- Proceedings of the National Academy of Sciences
- Publisher
- National Academy of Sciences
- Published
- 2002-12-02
- Volume
- 99
- Issue
- 25
- Pages
- 16134-16137
- ISSN
- 0027-8424 (ISSN-L)
- 1091-6490
- PMC
- PMC138577
- OpenAlex
- W1963674435
- Cited by
- 333
- References
- 36
- Citations by year
- 2026: 7 · 2025: 5 · 2024: 1 · 2023: 8 · 2022: 8 · 2021: 12 · 2020: 6 · 2019: 19 · 2018: 7 · 2017: 15 · 2016: 9 · 2015: 9 · 2014: 23 · 2013: 25 · 2012: 10
- FWCI
- 6.01
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Proceedings of the National Academy of Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Evolution and Genetic Dynamics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › RNA and protein synthesis mechanisms
- Social Sciences › Arts and Humanities › History and Philosophy of Science › Philosophy and History of Science
- Keywords
- nearly neutral theory, genetic drift, natural selection, synonymous substitutions, nonsynonymous substitutions, gene regulatory evolution, morphological evolution, effective population size, linked loci, HSP90, molecular chaperones
- MeSH terms
- Animals, Drosophila, Drosophila melanogaster, Gene Expression Regulation, Genes, Genetic Linkage, Models, Genetic, Regulatory Sequences, Nucleic Acid, Selection, Genetic, Species Specificity, Arabidopsis, Molecular Chaperones, Evolution, Molecular, Amino Acid Substitution, Genetic Drift
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