Cited by 135Black Holes and Theoretical PhysicsNoncommutative and Quantum Gravity TheoriesRelativity and Gravitational Theory

On the dimensionality of spacetime

Open access
Tegmark, Max·1997·Classical and Quantum Gravity

Abstract

Some superstring theories have more than one effective low-energy limit corresponding to classical spacetimes with different dimensionalities. We argue that all but the (3 + 1)-dimensional one might correspond to `dead worlds', devoid of observers, in which case all such ensemble theories would actually predict that we should find ourselves inhabiting a (3 + 1)-dimensional spacetime. With more or less than one time dimension, the partial differential equations of nature would lack the hyperbolicity property that enables observers to make predictions. In a space with more than three dimensions, there can be no traditional atoms and perhaps no stable structures. A space with less than three dimensions allows no gravitational force and may be too simple and barren to contain observers.

AI snapshot

Written from the paper’s full text.

TL;DR

Tegmark argues that only a (3+1)-dimensional spacetime is plausibly compatible with observers, because other numbers of time or space dimensions undermine predictability, stability, or complexity. This turns the multiple-dimensionality prediction of some superstring/ensemble theories from a weakness into a possible selection-effect strength.

Key findings

  • With more or less than one time dimension, the partial differential equations of nature would lack hyperbolicity and well-posed initial-value problems, so observers could not make predictions with finite error bars; only \(m=1\) permits the required predictability.
  • With more than three space dimensions, there are no stable classical atoms or planetary orbits, and the hydrogen atom has no bound states; the two-body problem has no stable orbits and a finite annihilation cross section.
  • With fewer than three space dimensions, general relativity has no gravitational force for \(n<3\), and \(n=2\) faces topological problems such as two nerves being unable to cross; such worlds are conjectured to be too simple and barren for observers.
  • The paper concludes that all other dimensionalities might be “dead worlds,” so ensemble theories may predict that we should find ourselves in (3+1) dimensions with 100% certainty.

Methods

  • Conceptual/analytical letter; no empirical data or sample. It reviews known results on spatial dimensions and presents new arguments about time dimensions.
  • Uses the classification of second-order linear PDEs by eigenvalue signs—elliptic, hyperbolic, ultrahyperbolic—and their causal/well-posedness properties, including Asgeirsson’s theorem.
  • Applies selection-effect/anthropic reasoning: a probability distribution over spacetime dimensionality should be weighted by whether observers can exist in each case.

Limitations

  • The paper explicitly states it has not rigorously demonstrated that observers are impossible for other dimensionalities; it only argues that it is far from obvious that any other \((n,m)\) permits observers, placing the burden of proof on critics.
  • It suggests possible future exploration of stable structures in \((4,1)\) via short-distance quantum corrections or string-like particles.
  • Evident from the text: the argument is qualitative and plausibility-based, with no empirical tests; it focuses mainly on linear PDEs and only briefly asserts that nonlinear terms cannot rescue locally ill-posed problems.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1088/0264-9381/14/4/002

Cites

19 of 19 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

2 of 18 cited sources checked · 1 supported · 0 flagged · accuracy not yet measured

  • Premisecitation

    To compute the theoretically predicted probability distribution for the dimensionality of our spacetime, we need to take into account the selection effect that some states are more likely to contain self-aware observers than others.

    “To compute the theoretically predicted probability distribution for the dimensionality of our spacetime ‡, we clearly need to take into account the selection effect arising from the fact that some of these states are more likely to contain self-aware observers such as us than others.”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [3] source

      In “Predictions from Quantum Cosmology” (page not supplied), Vilenkin weights a probability distribution over varying constants of nature by the average number of civilizations in each universe. This supports accounting for observer-selection effects, but the paper does not apply that calculation to a probability distribution for the dimensionality of spacetime. (LLM, conf=0.87)

      Experimental — accuracy not yet measured
  • Premisecitation

    When n > 3, the two-body problem no longer has any stable orbits as solutions.

    “When n > 3, the two-body problem no longer has any stable orbits as solutions [6].”
    Quote in the paperSubstantial claim1 of 1 sources checked
    • cites [6] Büchel W, 1963, Physikalische Blätter source
  • Interpretationreasoning

    The Bayesian prior probabilities of quantum-mechanical origin are completely irrelevant to the predicted dimensionality under the condition that observers require minimum complexity, predictability and stability.

    “and that the Bayesian prior probabilities of quantum-mechanical origin are completely irrelevant.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability.
  • Interpretationreasoning

    If observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability, then all such ensemble theories may actually predict that we should find ourselves inhabiting a (3+1)-dimensional spacetime with 100% certainty.

    “that if observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability, then all such ensemble theories may actually predict that we should find ourselves inhabiting a (3 + 1)-dimensional spacetime with 100% certainty, as illustrated in figure 1, and that the Bayesian prior probabilities of quantum-mechanical origin are completely irrelevant.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability.
  • Premisecitation

    Traditional quantum atoms cannot be stable in a space with n > 3.

    “and traditional quantum atoms cannot be stable either [5].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [5] Tangherlini F R, 1963, Nuovo Cimento source
  • Classified as probably not a substantial claim. 6
  • May combine two claims. 8
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    In a space with more than three dimensions, there can be no traditional atoms and perhaps no stable structures.

    “In a space with more than three dimensions, there can be no traditional atoms and perhaps no stable structures.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationnone given

    A space with less than three dimensions allows no gravitational force and may be too simple and barren to contain observers.

    “A space with less than three dimensions allows no gravitational force and may be too simple and barren to contain observers.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationcitation

    Since tunnelling probabilities between superstring states are negligible, such a theory for all practical purposes predicts an ensemble of classical (n+m)-dimensional spacetimes, and the prediction for dimensionality takes the form of a probability distribution over n and m.

    “Since the tunnelling probabilities between these states are negligible, such a theory for all practical purposes predicts an ensemble of classical (n+m)dimensional spacetimes, and the prediction for the dimensionality takes the form of a probability distribution over n and m [1].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [1] Albrecht A, 1994

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • Rests on an assumption: Many superstring theories have several stable (or extremely long-lived) states that constitute different effective low-energy theories with different spacetime dimensionalities.
    • Rests on an assumption: The tunnelling probabilities between different superstring states are negligible.
  • May combine two claims.

    Premisecitation

    Neither classical atoms nor planetary orbits can be stable in a space with n > 3.

    “As was pointed out by Ehrenfest back in 1917 [4], neither classical atoms nor planetary orbits can be stable in a space with n > 3”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [4] Ehrenfest P, 1917, Proc. Amsterdam Acad.

      Not checked in the free run.

  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Inflationary models predict a universe consisting of parts of exponentially large size having different dimensionality.

    “There are also inflationary models predicting a universe consisting of parts of exponentially large size having different dimensionality [2].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [2] source
  • May combine two claims.

    Premisecitation

    When m > 1, particles become less stable; the constraint that the sum of decay products' rest masses be less than the original particle's rest mass vanishes.

    “Another interesting difference, which can be shown by an elegant geometrical argument [10], is that particles become less stable when m > 1.”
    • Also stated in: § L72 · plain
      “When m > 1, this constraint vanishes [10].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [10] Deser S, 1984, Ann. Phys. source
  • May combine two claims.

    Premisereasoning

    For the covariant field equations of nature, the matrix A has the same eigenvalues as the metric tensor; they are hyperbolic for signature (+---) corresponding to (3,1), elliptic for (+++++), and ultrahyperbolic for (++--).

    “For instance, they will be hyperbolic in a metric of the signature (+ ---), corresponding to (n, m) = (3, 1), elliptic in a metric of the signature (+ + + + +), and ultrahyperbolic in a metric of the signature (+ + --).”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    There is no gravitational force in general relativity with n < 3.

    “there is no gravitational force in general relativity with n < 3.”
    Quote in the paperNot a substantial claim0 of 2 sources checked
    • cites [8] Whitrow C J, 1955, Brit. J. Phil. source
    • cites [9] Misner C W, 1973 source
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    When m > 1, an observer could still perceive time as one-dimensional, maintaining thoughts in a one-dimensional succession.

    “Even when m > 1, there is no obvious reason why an observer could not, none the less, perceive time as being one-dimensional, thereby maintaining the pattern of having 'thoughts' in a one-dimensional succession that characterizes our own reality perception.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationcitation

    A world with n > 3 cannot contain any objects that are stable over time, and thus probably cannot contain stable observers.

    “Modulo the important caveats in the discussion section, this means that such a world cannot contain any objects that are stable over time, and thus probably cannot contain stable observers.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing).

    Premisecitation

    Organisms would face insurmountable topological problems if n = 2, for instance two nerves cannot cross.

    “It has been argued [7] that organisms would face insurmountable topological problems if n = 2: for instance, two nerves cannot cross.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [7] Freeman I M, 1969, Am. J. Phys. source
  • May combine two claims.

    Interpretationreasoning

    In the ultrahyperbolic case, there are no space-like or time-like hypersurfaces, and hence no well-posed problems.

    “there are no space-like or time-like hypersurfaces in the ultrahyperbolic case, and hence no well-posed problems †.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Less than three space dimensions gives insufficient complexity.

    “• Less than three space dimensions: insufficient complexity.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: Observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability.
13 of 13
  • The paper relies on this without support.

    Many superstring theories have several stable (or extremely long-lived) states that constitute different effective low-energy theories with different spacetime dimensionalities.

    “Many superstring theories have several stable (or extremely long-lived) states that constitute different effective low-energy theories with different spacetime dimensionalities, corresponding to different compactifications of the many (e.g.11 or 26) dimensions of the fundamental manifold.”
  • The paper relies on this without support.

    The tunnelling probabilities between different superstring states are negligible.

    “Since the tunnelling probabilities between these states are negligible”
  • The paper relies on this without support.

    Observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability.

    “if observers can only exist in a world exhibiting a certain minimum complexity, predictability and stability”
3 of 3

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Wheeler attribution points to a Whitrow reference

    Minor

    The text attributes the point to "Wheeler et al [8]," but reference 8 lists Whitrow as its sole author.

1 of 1

Cites

Flagged first, then by citations

Research works printed but not linked: 1

  1. Ehrenfest P, 1917, Proc. Amsterdam Acad., 20, 200

Cited by

Sorted by citations

Authors
Tegmark, M.
Affiliations
Institute for Advanced Study (US)
Corresponding author
Tegmark, Max
Venue
Classical and Quantum Gravity
Published
1997-04-01
Volume
14
Issue
4
Pages
L69-L75
ISSN
  • 0264-9381 (ISSN-L)
  • 1361-6382
OpenAlex
W2098169780
Cited by
135
References
17
Citations by year
2026: 8 · 2025: 7 · 2024: 3 · 2023: 9 · 2022: 4 · 2021: 7 · 2020: 4 · 2019: 10 · 2018: 1 · 2017: 10 · 2016: 8 · 2015: 8 · 2014: 6 · 2013: 6 · 2012: 3
FWCI
3.60
Type
journal article
Language
en
Open access
Locations
  • Classical and Quantum Gravity (publishedVersion)
  • arXiv (Cornell University) (publishedVersion)
  • CERN Document Server (European Organization for Nuclear Research) (submittedVersion)
  • arXiv (Cornell University)
Topics
  • Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
  • Physical Sciences › Physics and Astronomy › Statistical and Nonlinear Physics › Noncommutative and Quantum Gravity Theories
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Relativity and Gravitational Theory
Keywords
spacetime dimensionality, superstring theory, observer problem, hyperbolicity, temporal dimension, extra dimensions, gravitational force, ensemble theory

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