Cited by 171Noncommutative and Quantum Gravity TheoriesRelativity and Gravitational TheoryBlack Holes and Theoretical Physics

Immirzi parameter in quantum general relativity

Open access
Rovelli, Carlo, Thiemann, Thomas·1998·Physical Review D

Abstract

Barbero has generalized the Ashtekar canonical transformation to a one-parameter scale transformation $U(\ensuremath{\gamma})$ on the phase space of general relativity. Immirzi has noticed that in loop quantum gravity this transformation alters the spectra of geometrical quantities. We show that $U(\ensuremath{\gamma})$ is a canonical transformation that cannot be implemented unitarily in quantum theory. This implies that there exists a one-parameter quantization ambiguity in quantum gravity, namely, a free parameter that enters the construction of the quantum theory. The purpose of this paper is to elucidate the origin and the role of this free parameter.

AI snapshot

Written from the paper’s full text.

TL;DR

Rovelli and Thiemann argue that loop quantum gravity contains a one-parameter quantization ambiguity, the Immirzi parameter ι, because Barbero’s canonical scaling transformation cannot be implemented unitarily in the quantum theory. This leaves the overall scale of discrete geometrical spectra undetermined unless an additional physical input fixes ι.

Key findings

  • The Barbero transformation \(U(\iota): (A,E)\mapsto(A_\iota,E_\iota)\) is a canonical transformation preserving gauge and reality conditions, but it cannot be realized as a unitary transformation between the corresponding quantum theories.
  • The ambiguity affects discrete geometrical spectra: quantities homogeneous in \(E\) with dimension \(L^n\) scale as \(\iota^{n/2}\); in particular the area quantum is given as \(A_0 = 8\sqrt{3}\pi \iota l_P^2\).
  • The paper rejects several proposed interpretations: ι is not a free constant multiplying the connection in the holonomy, not simply the constant in front of the classical action, and not generally a feature of arbitrary Yang-Mills loop quantization; it arises in general relativity and Maxwell theory.
  • Simple models illustrate the point: the harmonic oscillator and particle on a circle show no ι ambiguity, while a constrained \(R^6\) model with holonomy-based quantization does exhibit a one-parameter ambiguity.

Methods

  • Theoretical letter analyzing the canonical structure of general relativity in connection variables, using the Barbero/Ashtekar canonical transformation and loop-representation quantization.
  • The argument compares quantization based on \((A,E)\) with quantization based on scaled variables \((A_\iota,E_\iota)\), focusing on whether the transformation is unitarily implementable and on the resulting spectra of geometric operators.
  • Three illustrative models are discussed: harmonic oscillator, particle on a circle, and a simple \(R^6\) constrained system mimicking the gravity construction.

Limitations

  • The paper states that there is no compelling reason for choosing a particular value of ι, and that better knowledge of the theory may indicate such a reason.
  • It notes that fixing ι via black-hole entropy has been suggested, but the text does not establish this as a derivation; the relevant numerical formula is not decoded in the provided text.
  • Evident from the text: the discussion is a short letter, and the supporting models are analogies rather than full quantum-gravity calculations; no empirical measurement or unique determination of ι is presented.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1103/physrevd.57.1009

Cites

5 of 5 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 10 cited sources checked · 0 supported · 0 flagged

  • Findingnone given
    § C. Any Yang-Mills theory has a free ι parameter when quantized in the loop representation · p. 4

    In Maxwell theory, the quantity (14) is gauge invariant for any ι.

    “In the case of Maxwell, the quantity (14) is gauge invariant for any ι .”
    Quote in the paperSubstantial claim
  • Findingreasoning
    § A. Harmonic oscillator: no ι ambiguity · p. 5

    In the harmonic oscillator model, quantization based on the scaled variables leaves physical predictions, such as the spectrum of the Hamiltonian, unaltered.

    “Therefore, in the quantization based on the scaled variables the wave functions ψ ( q ) have a different interpretation, but physical predictions, such as the spectrum of the Hamiltonian, are not altered.”
    Quote in the paperSubstantial claim
  • Findingnone given
    § II. THE IMMIRZI AMBIGUITY · p. 2

    Uι preserves the reality conditions.

    “iii) Clearly U ι preserves the reality conditions as well.”
    Quote in the paperSubstantial claim
  • Findingreasoning
    § II. THE IMMIRZI AMBIGUITY · p. 3

    The spectrum of the area in the scaled theory is obtained from the one in the original theory by multiplying it by ι.

    “But then equations (3) and (10) show that the spectrum of the area in the scaled theory is obtained from the one in the original theory by multiplying it by ι .”
    Quote in the paperSubstantial claim
  • Findingreasoning
    § B. Particle on a circle: no ι ambiguity · p. 5

    In the particle on a circle model, no free parameter ι appears.

    “In any case, no free parameter ι appears.”
    Quote in the paperNot a substantial claim
  • May combine two claims. 11
  • Classified as probably not a substantial claim. 4
  • The quote only partly states this claim. 1
  • May combine two claims.

    Findingreasoning
    § II. THE IMMIRZI AMBIGUITY · p. 2

    Aι and Eι transform under gauge transformations as A and E do; in particular, Aι is a connection.

    “ii) A ι and E ι transform under gauge transformations as A and E do. In particular, A ι is a connection.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § II. THE IMMIRZI AMBIGUITY · p. 2

    Aι and Eι are canonically conjugate; the map Uι: (A,E) ↦ (Aι,Eι) is a canonical transformation.

    “i) A ι and E ι are canonically conjugate, namely the map U ι : ( A,E ) ↦→ ( A ι , E ι ) is a canonical transformation.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § V. CONCLUSIONS · p. 6

    Geometrical quantities which are functions of E turn out to be elliptic operators over the group manifold, hence their discrete spectrum.

    “Geometrical quantities which are functions of E turn out to be elliptic operators over the group manifold. Hence their discrete spectrum.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given
    § II. THE IMMIRZI AMBIGUITY · p. 2

    In general, starting a quantization from scaled variables has no effect on the physical predictions of the quantum theory.

    “In general, starting a quantization from scaled variables has no effect on the physical predictions of the quantum theory.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). The quote only partly states this claim.

    Interpretationnone given
    § V. CONCLUSIONS · p. 6

    The dependence of some physical spectra upon ι manifests the physical distinctness of the Wilson-loop excitations for different ι.

    “This is manifested in the dependence of some physical spectra upon ι .”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationnone given
    § The Immirzi parameter in quantum general relativity · p. 1

    U(ι) is a canonical transformation that cannot be implemented unitarily in the quantum theory.

    “We show that U ( ι ) is a canonical transformation that cannot be implement unitarily in the quantum theory.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § C. A simple model with the free ι parameter · p. 5

    The ι parameter is intimately linked with the affine structure of the configuration space and with the choice of the holonomies as basic operators in quantum gravity.

    “This shows how the ι parameter is intimately linked with the affine structure of the configuration space and with the choice of the holonomies as basic operators in quantum gravity.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Premisenone given
    § I. INTRODUCTION · p. 1

    Conventional perturbative Maxwell and Yang-Mills theories are not defined using this kind of representation and the ι parameter does not appear in that context.

    “Conventional perturbative Maxwell and Yang-Mills theories are not defined using this kind of representation and the ι parameter does not appear in that context.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationreasoning
    § B. ι is the constant that multiplies the classical action · p. 3

    The scaled Gauss constraint can be obtained by scaling the action of the theory.

    “This constraint, in turn, can be obtained by scaling the action of the theory.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § C. Any Yang-Mills theory has a free ι parameter when quantized in the loop representation · p. 4

    The Immirzi parameter is not related to a multiplicative scaling of the connection; rather, it is generated by the affine transformation (6).

    “As the previous comments indicate, the Immirzi parameter is not related to a multiplicative scaling of the connection. Rather, it is generated by the affine transformation (6).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § V. CONCLUSIONS · p. 6

    The origin of the Immirzi ambiguity is not tied to the infinite dimensionality of the phase space, nor, at least to a first analysis, to the existence of inequivalent representations of the observables algebra.

    “Its origin is not tied to the infinite dimensionality of the phase space, nor (at least to a first analysis) to the existence of inequivalent representations of the observables algebra.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § II. THE IMMIRZI AMBIGUITY · p. 3

    The two theories give different physics; for instance, the predicted spectrum of the area differs.

    “The two theories give different physics. For instance, the predicted spectrum of the area differ.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given
    § III. INCORRECT INTERPRETATIONS · p. 3

    Some proposed interpretations of the appearance of the free parameter ι in quantum gravity are incorrect.

    “Several interpretations of the appearance of the free parameter ι in quantum gravity have been recently proposed. Some of these are incorrect.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning
    § A. ι is a free constant that multiplies the connection in the definition of the holonomy · p. 3

    If we multiply a connection by a real number, we do not obtain a quantity that transforms as a connection; connections form an affine space, not a linear space.

    “In other words, if we multiply a connection by a real number, we do not obtain a quantity that transforms as a connection: connections form an affine space, not a linear space.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § V. CONCLUSIONS · p. 6

    The indeterminacy is given by a single parameter, and therefore it does not reduce the predictive power of the theory more than λ_qcd in quantum chromodynamics, or the string constant in string theory.

    “Finally, the indeterminacy is given by a single parameter, and therefore it does not reduce the predictive power of the theory more than, say, λ qcd in quantum cromodynamics, or the string constant in string theory.”
    Quote in the paperSubstantial claim
15 of 15
  • The authors state this as an assumption.

    The quantization is based on the physical assumption that the Wilson loops, or the 'Faraday lines' of the theory, are the physical elementary quantum excitations and thus correspond to finite norm states.

    “The quantization is based on the physical assumption that the Wilson loops, or the 'Faraday lines' of the theory are the physical elementary quantum excitations, and thus correspond to finite norm states.”
  • The authors state this as an assumption.

    The holonomy operator is well-defined.

    “Equivalently, the holonomy operator is well-defined.”
  • The authors state this as an assumption.

    The elementary physical excitations of the theory are the Wilson loops of Aι.

    “Then, the assumption that the elementary physical excitations of the theory are the Wilson loops of A ι turns out to be physically distinct for different values of ι .”
3 of 3

Cites

Flagged first, then by citations

Research works printed but not linked: 25

  1. C. Rovelli, 1995, Nucl. Phys., B546, 734
  2. A. Ashtekar, 1995, J. Geom. Phys., 17, 191, 10.1016/0393-0440(95)00028-G · DOI · Paper page
  3. R. Loll, 1995, Phys. Rev. Lett., 75, 3048, 10.1103/PhysRevLett.75.3048 · DOI · Paper page
  4. R. Loll, 1996, Phys. Rev. D, 54, 5381, 10.1103/PhysRevD.54.5381 · DOI · Paper page
  5. R. DePietri, 1996, Phys. Rev. D, 2664, 10.1103/PhysRevD.54.2664 · DOI · Paper page
  6. S. Frittelli, 1996, Class. Quantum Grav., 13, 2921, 10.1088/0264-9381/13/11/008 · DOI · Paper page
  7. J. Lewandowski, 1997, Class. Quantum Grav., 71, 10.1088/0264-9381/14/1/010 · DOI · Paper page
  8. C. Rovelli, 1993, Nucl. Phys., B405, 797, 10.1016/0550-3213(93)90567-9 · DOI · Paper page
  9. G. Immirzi, 1997, Class. Quantum Grav., 14, L177, 10.1088/0264-9381/14/10/002 · DOI · Paper page
  10. G. Immirzi, 1997, Nucl. Phys. (Proc. Suppl.)
  11. F. Barbero, 1995, Phys. Rev. D, 51, 5507, 10.1103/PhysRevD.51.5507 · DOI · Paper page
  12. C. Rovelli, 1988, Phys. Rev. Lett., 61, 1155, 10.1103/PhysRevLett.61.1155 · DOI · Paper page
  13. C. Rovelli, 1990, Nucl. Phys., B331, 80, 10.1016/0550-3213(90)90019-A · DOI · Paper page
  14. C. Rovelli, 1996, Helv. Phys. Acta, 69, 582
  15. A. Ashtekar, 1986, Phys. Rev. Lett., 57, 2244, 10.1103/PhysRevLett.57.2244 · DOI · Paper page
  16. A. Ashtekar, 1987, Phys. Rev. D, 36, 1587, 10.1103/PhysRevD.36.1587 · DOI · Paper page
  17. A. Ashtekar, 1995, J. Geom. Phys., 17, 191, 10.1016/0393-0440(95)00028-G · DOI · Paper page
  18. A. Ashtekar, 1995, J. Math. Phys., 36, 2170, 10.1063/1.531037 · DOI · Paper page
  19. D. Marolf, 1995, Commun. Math. Phys., 170, 583, 10.1007/BF02099150 · DOI · Paper page
  20. A. Ashtekar, 1995, J. Math. Phys., 36, 519
  21. A. Ashtekar, 1987, Mathematics and General Relativity
  22. T. Thiemann, 1996, Class. Quantum Grav., 13, 1384, 10.1088/0264-9381/13/6/012 · DOI · Paper page
  23. T. Thiemann, 1995, Acta Cosmol., 21, 145
  24. C. Rovelli, 1996, Phys. Rev. Lett., 77, 3288, 10.1103/PhysRevLett.77.3288 · DOI · Paper page
  25. K. Krasnov, 1997, Phys. Rev. D, 55, 3505, 10.1103/PhysRevD.55.3505 · DOI · Paper page

Cited by

Sorted by citations

Authors
Rovelli, C., & Thiemann, T.
Affiliations
Harvard University (US)
Venue
Physical Review D
Published
1998-01-15
Volume
57
Issue
2
Pages
1009-1014
ISSN
  • 0556-2821 (ISSN-L)
  • 1089-4918
OpenAlex
W2098788693
Cited by
171
References
5
Citations by year
2026: 4 · 2025: 4 · 2024: 2 · 2023: 2 · 2022: 4 · 2021: 4 · 2020: 2 · 2019: 10 · 2018: 4 · 2017: 6 · 2016: 4 · 2015: 3 · 2014: 4 · 2013: 5 · 2012: 6
FWCI
9.12
Type
journal article
Language
en
Open access
Locations
  • Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields (publishedVersion)
  • arXiv (Cornell University) (submittedVersion)
  • CERN Document Server (European Organization for Nuclear Research) (submittedVersion)
  • arXiv (Cornell University)
Topics
  • Physical Sciences › Physics and Astronomy › Statistical and Nonlinear Physics › Noncommutative and Quantum Gravity Theories
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Relativity and Gravitational Theory
  • Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
Keywords
Immirzi parameter, loop quantum gravity, quantum general relativity, canonical transformations, unitarity, quantization ambiguity, scale transformation

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Claims read by deepseek-v4.1-flash under definition version 3 (extract-v3) on 2026-10-06.

Classified by jev-1.13-20260917 (gold-guideline-v0.2) on 2026-10-06.

Statistics and arithmetic are recomputed, not judged.

Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.

What counts as a claim ›How we measure confidence ›How we check this ›

Are you an author, or do you see a problem with this page? Request a review