Cited by 27Smart Grid Security and ResilienceInformation and Cyber SecurityAccess Control and Trust

A Zero Trust approach for the cybersecurity of Industrial Control Systems

Open access
Zanasi, Claudio, Magnanini, Federico, Russo, Silvio, Colajanni, Michele·2022·2022 IEEE 21st International Symposium on Network Computing and Applications (NCA)

Abstract

Industrial plants are adopting an increasing number of digital interconnected technologies that are enriched by several software applications. The IT/OT convergence offers several benefits in terms of efficiency and flexibility but it opens as many issues in terms of cyber vulnerabilities because industrial plants were not designed to be open to Internet. The frequency of successful cyber attacks shows that typical security solutions are inadequate to the novel complexity of industrial contexts. This novel scenario requires original approaches differing from traditional multi-layer networking solutions that are applicable just to rigid and stable infrastructures. We explore the applicability of Zero Trust Architecture (ZTA) principles to the industrial context by designing, implementing and testing an integrated defensive solution. The results obtained through a working prototype show that it is possible to implement a Zero Trust identity-centric approach in an industrial context to increase the security and flexibility of the system while providing complete visibility over the entire network. The proposed approach can be used to strengthen legacy industrial systems that were designed for offline use, and to allow the adoption of innovative technologies that minimize the cyber risk for the overall infrastructure.

Integrity signals

Registry

Crossref · 10.1109/nca57778.2022.10013559

Cites

13 of 13 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

1 of 11 cited sources checked · 1 supported · 0 flagged

  • Premisecitation

    The proposed solution can be classified as a hybrid between ZTA Using Enhanced Identity Governance and ZTA Using Micro-segmentation.

    “By considering the possible implementation strategies for ZTA described by the NIST [22], our solution can be classified as an hybrid between ZTA Using Enhanced Identity Governance and ZTA Using Micro-segmentation.”
    Quote in the paperNot a substantial claim1 of 1 sources checked
  • Findingown data

    A Windows 7 machine with many vulnerabilities was not allowed to access due to a too-low trust level.

    “Figure 3 shows a log of the policies engine referring to a connection attempt through a Windows 7 machine, clearly affected by many vulnerabilities, which will not be allowed to access due to a too-low trust level.”
    Quote in the paperSubstantial claim
  • Findingcitation

    During the implementation and validation phases, it became clear that for the transition to a Zero Trust approach, the economic factor is not the main obstacle to its adoption.

    “During the implementation and validation phases, it has become clear that for the transition to a Zero Trust approach, the economic factor is not the main obstacle to its adoption [1].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [1] Adahman, 2022, An analysis of zero-trust architecture and its cost-effectiveness for organizational security source
  • Findingown data

    The adopted security measures are able to successfully stop multiple attack attempts, showing the defensive capabilities of the implemented ZTA.

    “We demonstrate that the adopted security measures are able to successfully stop multiple attack attempts thus showing the defensive capabilities of the implemented ZTA.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    The real limiting factor for transitioning to Zero Trust is the total effort needed both in time and skill to implement it.

    “The real limiting factor is the total effort needed both in time and skill to implement it.”
    Quote in the paperSubstantial claim
  • May combine two claims. 18
  • Classified as probably not a substantial claim. 26
  • May combine two claims.

    Findingown data

    It is possible to implement a Zero Trust identity-centric approach in an industrial context to increase the security and flexibility of the system while providing complete visibility over the entire network.

    “The results obtained through a working prototype show that it is possible to implement a Zero Trust identity-centric approach in an industrial context to increase the security and flexibility of the system while providing complete visibility over the entire network.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    We implement a proof of concept and test successfully both solutions.

    “We implement a proof of concept and test successfully both solutions.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationcitation

    The convergence of IT and ICS architecture exposes the weaknesses of industrial systems and makes them among the primary victims of cyber-attacks.

    “Today, with the convergence of IT and ICS architecture [17] [13], this security model is no longer valid, thus exposing the weaknesses of these systems and making them among the primary victims of cyber-attacks.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [17] Murray, 2017, The convergence of IT and OT in critical infrastructure source
    • cites [13] Katuruza

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • Rests on an assumption: Industrial plants were not designed to be open to Internet, so IT/OT convergence opens cyber vulnerabilities.
  • Classified as probably not a substantial claim.

    Premisereasoning

    I-DMZ solutions are becoming obsolete because they do not guarantee protection and flexibility of modern industrial plants.

    “With multiple interconnections, edge-and cloudbased architectures, remote maintenance operations I-DMZ solutions are becoming obsolete because they do not guarantee protection and flexibility of modern industrial plants.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: The frequency of successful cyber attacks shows that typical security solutions are inadequate to the novel complexity of industrial contexts.
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Interpretationreasoning

    The Access Proxy plays a crucial role in the entire infrastructure and can be considered a single point of failure.

    “It also plays a crucial role in the entire infrastructure and can be considered a single point of failure.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The proposed architecture avoids any concept of trusted internal perimeter thanks to a strong authentication and authorization mechanism, allowing a sysadmin to monitor and control any communication inside the network.

    “It avoids any concept of trusted internal perimeter thanks to a strong authentication and authorization mechanism, allowing a sysadmin to monitor and control any communication inside the network.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    The proposed architecture guarantees complete visibility over the entire network.

    “and guarantees complete visibility over the entire network.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Study design and conductnone given

    The authentication is at least a 2FA to ensure the proper level of security.

    “The authentication is at least a 2FA to ensure the proper level of security.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    The proposed solution is suitable to both on-premise and cloud-based architectures, where Big Data and AI applications of industrial data are externalized to third-party cloud providers.

    “The proposed solution has the advantage of being suitable to both on-premise and cloud-based architectures, where Big Data and AI applications of industrial data are externalized to third-party cloud providers.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationreasoning

    The Access Proxy and NGFW enable fine-grained Authentication and Authorization processes and segmentation of the network to guarantee that communications, both from outside and inside, can be monitored and controlled.

    “They enable the implementation of fine-grained Authentication and Authorization processes and segmentation of the network to guarantee that the communications, both from outside and inside, can be monitored and controlled.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim.

    Interpretationnone given

    The architecture is based on two fundamental components: the Access Proxy and the Next Generation Firewall.

    “It is based on two fundamental components: the Access Proxy (AP) and the Next Generation Firewall (NGFW).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The proposed architecture overcomes many limitations of the traditional I-DMZ solution, allowing the implementation of new services and functions that the industrial sector needs without compromising its security operations and safety.

    “It overcomes many limitations of the traditional I-DMZ solution, allowing at the same time the implementation of new services and functions that the industrial sector needs without compromising its security operations and safety.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable). May combine two claims.

    Interpretationreasoning

    The Zero Trust model cannot be treated as a black box that can be turned on at will; all choices must be correctly planned and examined, and a deep knowledge of the underlying infrastructure and interactions between components is required for successful implementation.

    “The Zero Trust model cannot be treated as a black box that can be turned on at will, all the choices must be correctly planned and examined, in addition a deep knowledge of the underlying infrastructure and all the interactions between the different components is required for a successful implementation.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given

    Different from other approaches, the Zero Trust security model does not impose rigid constraints on the architecture; it is a moving target for the security posture of an entire organization.

    “Different from other approaches, the Zero Trust security model does not impose rigid constraints on the architecture; it is a moving target for the security posture of an entire organization.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    The threat intelligence service can help identify if a device is affected by a known vulnerability or is not patched, by dynamically changing the trust level of a specific device.

    “This service can help to identify, for example, if a device is affected by a known vulnerability or if is not patched, by dynamically changing the trust level of a specific device.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Interpretationnone given

    Our research evidenced that by embracing the Zero Trust approach, industries are forced to adopt all the best practices for a well-defined cybersecurity strategy.

    “Our research evidenced that by embracing the Zero Trust approach industries are forced to adopt all the best practices for a welldefined cybersecurity strategy.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Interpretationnone given

    The NGFW can allow or deny traffic based on the zone's VLAN tag to enforce security or dynamically restrict access to a network segment if it is needed.

    “It can allow or deny traffic based on the zone's VLAN tag to enforce security or dynamically restrict access to a network segment if it is needed.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Interpretationreasoning

    The Access Proxy can be horizontally replicated to improve its availability.

    “However, in a real scenario the AP can be horizontally replicated to improve its availability.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Premisenone given

    The proposed solution's Trust Algorithm falls into the category of a criteria-based solution with contextual information, according to NIST definitions.

    “Referring to the NIST definitions of Trust Algorithms, our solution falls into the category of a criteria-based solution with contextual information.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Premisenone given

    A major problem with traditional VPNs is that they are a static approach: they allow access to the organization's network but cannot manage per-service requests.

    “Indeed, a major problem with traditional VPNs is that it they are static approach.This means that they allow to grant access to the organization's network, but cannot manage per-service requests.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationreasoning

    Thanks to the Zero Trust approach and fine-grained segmentation, the proposed solution is designed to minimize the possibility of lateral movement and external intrusion.

    “Thanks to the Zero Trust approach and the fine-grained segmentation, our solution is designed to minimizes the possibility of lateral movement and external intrusion.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    Organizations can exploit the proposed approach based on a modular architecture to securely support their digital transformations without restrictions on new services, which can be implemented without any compromise in terms of security.

    “Organizations can exploit our approach based on a modular architecture to securely support their digital transformations without restrictions on new services, which can be implemented without any compromise in terms of security.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Interpretationnone given

    Similar flexibility would require substantial modifications of a multilayer network architecture, such as an I-DMZ, to the extent of making it impractical.

    “On the other hand, similar flexibility would require substantial modifications of a multilayer network architecture, such as an I-DMZ, to the extent of making it impractical.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable).

    Interpretationown data

    The experiments highlight the necessity for the industrial sector to move from a rigid layered architecture based on the Purdue model to a more flexible approach to cybersecurity.

    “Our experiments highlight the necessity even for the indus-trial sector to move from a rigid layered architecture based on the Purdue model to a more flexible approach to cybersecurity.”
    Quote in the paperNot a substantial claim
    • Rests on an assumption: With the adoption of cloud, edge computing and increasingly connected services, vast amounts of data can also be collected at Level 1, processed, and sent directly to the cloud bypassing the hierarchical data flows of the Purdue model.
    • Rests on an assumption: The rapid adoption of emerging technologies to facilitate remote connectivity even in industrial contexts (IIoT) forces organizations to review and update existing security strategies and countermeasures to protect the most critical systems.
    • Rests on an assumption: IIoT solutions and the rise of remote work are blurring the separation between the trusted internal network and the public internet, which is a core assumption for the I-DMZ based security model.
  • Classified as probably not a substantial claim. May combine two claims.

    Premisecitation

    The two papers [2], [16] are pioneering to consider Zero Trust security models in an industrial context, but they offer just a high level reference architecture together with a theoretical discussion about possible benefits without providing experimental results.

    “These two papers [2], [16] are pioneering to consider Zero Trust security models in an industrial context, but they offer just a high level reference architecture together with a theoretical discussion about possible benefits without providing experimental results.”
    Quote in the paperSubstantial claim0 of 2 sources checked
    • cites [2] source
    • cites [16] source
    • Rests on an assumption: In industrial contexts, the Zero Trust security model is still at an early adoption phase, hence few contributions exist in literature.
  • May combine two claims.

    Interpretationreasoning

    All those data, together with threat intelligence systems, allow defining the context of communications better, determining the health of the device, and blocking ambiguous connection attempts.

    “All those data, together with the threat intelligence systems, allow us to define the context of the communications better, determine the health of the device, and block ambiguous connection attempts.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S4 (based).

    Interpretationreasoning

    Otherwise, organizations will be forced to choose between the security of their infrastructure and the ability to innovate by integrating bleeding-edge technologies.

    “Otherwise, organizations will be forced to choose between the security of their infrastructure and the ability to innovate by integrating bleeding-edge technologies.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Interpretationnone given

    The Trust Algorithm approach's flexibility allows increasing or decreasing the granularity of controls according to the context of the specific environment.

    “The Trust Algorithm approach's flexibility allows us to increase or decrease the granularity of our controls according to the context of the specific environment.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based).

    Interpretationnone given

    The achieved result can be considered a starting point from which any company can redesign its security infrastructure.

    “The achieved result can be considered a starting point from which any company can redesign its security infrastructure.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based). May combine two claims.

    Interpretationnone given

    The proposed solution and the Zero Trust approach in general allow dynamically adjusting security controls on a per-resource basis to match its risk level.

    “Our solution and the ZT approach in general allow for dynamically adjusting the security controls on a per-resource basis to match its risk level.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based). May combine two claims.

    Interpretationnone given

    The NGFW can dynamically adapt to the system's state and react fast if something goes wrong, reducing the overall incident response time.

    “It can dynamically adapt to the system's state and react fast if something goes wrong thus reducing the overall incident response time.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Interpretationreasoning

    With a single sign-on solution we improve both the security and the user experience of the system.

    “With a single sign-on solution we improve both the security and the user experience of the system.”
    Quote in the paperSubstantial claim
    • Rests on an assumption: Using several different authentication mechanisms requiring multiple credentials does not increase overall security and could become a security vulnerability leading to weaker credentials.
  • Classified as probably not a substantial claim.

    Interpretationnone given

    The NGFW plays the role of Policy Enforcement Point and Policy Administrator to monitor and control any communication in the network.

    “The different areas are connected by the NGFW, which plays the role of Policy Enforcement Point (PEP) and Policy Administrator (PA) to monitor and control any communication in the network.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim.

    Interpretationreasoning

    The Access Proxy provides authorization and authentication for users and devices based on fine-grained dynamic policies that take into account the user, the devices information and also the context of the request such as moment of the day or the general risk level of the action to perform.

    “It provides authorization and authentication for users and devices based on fine-grained dynamic policies that take into account the user, the devices information and also the context of the request such as moment of the day or the general risk level of the action to perform.”
    Quote in the paperSubstantial claim
34 of 34
  • The paper relies on this without support.

    Industrial plants were not designed to be open to Internet, so IT/OT convergence opens cyber vulnerabilities.

    “The IT/OT convergence offers several benefits in terms of efficiency and flexibility but it opens as many issues in terms of cyber vulnerabilities because industrial plants were not designed to be open to Internet.”
  • The paper relies on this without support.

    The frequency of successful cyber attacks shows that typical security solutions are inadequate to the novel complexity of industrial contexts.

    “The frequency of successful cyber attacks shows that typical security solutions are inadequate to the novel complexity of industrial contexts.”
  • The paper relies on this without support.

    For ICS systems, an intrusion will take place; the real question is when, not if.

    “It became clear that for ICS systems, the real question is not”
  • The paper relies on this without support.

    Using several different authentication mechanisms requiring multiple credentials does not increase overall security and could become a security vulnerability leading to weaker credentials.

    “Often companies use several different authentication mechanisms requiring multiple credentials.This approach does not increase the overall level of security.Instead it could become a security vulnerability leading to weaker credentials.”
  • The paper relies on this without support.

    In industrial contexts, the Zero Trust security model is still at an early adoption phase, hence few contributions exist in literature.

    “In industrial contexts, the Zero Trust security model is still at an early adoption phase, hence few contributions exist in literature.”
  • The paper relies on this without support.

    IT machines are the first to be compromised during an attack on an industrial plant.

    “This is crucial since, looking at the Tactics, Techniques, and Procedures (TTPs), IT machines are the first to be compromised during an attack on an industrial plant.”
  • The paper relies on this without support.

    One of the most critical problems for the OT sector is securing legacy systems and keeping them updated.

    “One of the most critical problems for the OT sector is securing legacy systems and keeping them updated.”
  • The paper relies on this without support.

    With the adoption of cloud, edge computing and increasingly connected services, vast amounts of data can also be collected at Level 1, processed, and sent directly to the cloud bypassing the hierarchical data flows of the Purdue model.

    “With the adoption of cloud, edge computing and increasingly connected services, vast amounts of data can also be collected at Level 1, processed, and sent directly to the cloud bypassing the hierarchical data flows of the Purdue model.”
  • The paper relies on this without support.

    The rapid adoption of emerging technologies to facilitate remote connectivity even in industrial contexts (IIoT) forces organizations to review and update existing security strategies and countermeasures to protect the most critical systems.

    “The rapid adoption of emerging technologies to facilitate remote connectivity even in industrial contexts (IIoT) force the organization to review and update existing security strategies and countermeasures to protect the most critical systems.”
  • The paper relies on this without support.

    IIoT solutions and the rise of remote work are blurring the separation between the trusted internal network and the public internet, which is a core assumption for the I-DMZ based security model.

    “IIoT solutions and the rise of remote work are blurring the separation between the trusted internal network and the public internet, which is a core assumption for the I-DMZ based security model.”
10 of 10

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • NIST architecture document is cited as a survey

    Minor

    The text identifies [22] as a NIST document, but reference 22 is an IEEE Access survey by Syed and colleagues.

  • VPN-attack example points to BeyondCorp

    Minor

    Reference 24 is among the cited examples of VPN-targeting attacks, but its entry is a BeyondCorp enterprise-security article.

  • Citation 26 has no reference entry

    Minor

    The text cites [26] for VPN usage, but the provided reference list ends at entry 25.

  • NIST API citation points to Nmap documentation

    Minor

    The text cites [19] for an agency API that retrieves CVE information, whereas reference 19 documents Nmap remote OS detection.

  • Syed review points to a different source

    Minor

    The cited review is attributed to Syed, but reference 23 is a Mandiant article with different authors.

  • Netfilter citation points to a vulnerability database

    Minor

    Reference 18 is cited for an explanation of Netfilter hooks, but its entry is for the NIST National Vulnerability Database.

  • Nmap citation points to an unrelated article

    Minor

    The citation for Nmap's OS-detection flag is reference 20, an article about IoT and edge security rather than Nmap documentation.

7 of 7

Cites

Flagged first, then by citations

2 of the 15 references couldn’t be matched to a known paper.

Research works printed but not linked: 9

  1. Known exploited vulnerabilities catalog
  2. A, 2022, Director
  3. 2022, Flask project
  4. IEC/TS 62443 Industrial communication networks – Network and system security, INTERNATIONAL ELECTROTECHNICAL COMMISSION, Standard
  5. Katuruza, It ot convergence, managing the cybersecurity risks
  6. Kindervag, 2016, No more chewy centers: The zero trust model of information security, Forrester Research, Inc., dated Mar, 23
  7. Iptables
  8. Remote os detection
  9. 2021, Vpn risk report

Cited by

Sorted by citations

Authors
Zanasi, C., Magnanini, F., Russo, S., & Colajanni, M.
Affiliations
  • University of Bologna (IT)
  • University of Modena and Reggio Emilia (IT)
Venue
2022 IEEE 21st International Symposium on Network Computing and Applications (NCA)
Publisher
IEEE
Published
2022-12-14
Pages
1-7
OpenAlex
W4316660252
Cited by
27
References
15
Citations by year
2026: 10 · 2025: 7 · 2024: 7 · 2023: 3
FWCI
6.49
Type
conference paper
Language
en
Open access
Locations
  • IEEE International Symposium on Network Computing and Applications (NCA) (publishedVersion)
  • Archivio istituzionale della ricerca (Alma Mater Studiorum Università di Bologna) (submittedVersion, other-oa)
Topics
  • Physical Sciences › Engineering › Control and Systems Engineering › Smart Grid Security and Resilience
  • Physical Sciences › Computer Science › Information Systems › Information and Cyber Security
  • Social Sciences › Sociology and Political Science › Access Control and Trust
Keywords
zero-trust architecture, industrial control systems, cybersecurity, IT-OT convergence, identity-centric security, network visibility, cybersecurity risks, industrial facilities, network partitioning

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