Tools and best practices for data processing in allelic expression analysis.
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Abstract
ABSTRACT Allelic expression (AE) analysis has become an important tool for integrating genome and transcriptome data to characterize various biological phenomena such as cis -regulatory variation and nonsense-mediated decay. In this paper, we systematically analyze the properties of AE read count data and technical sources of error, such as low-quality or double-counted RNA-seq reads, genotyping errors, allelic mapping bias, and technical covariates due to sample preparation and sequencing, and variation in total read depth. We provide guidelines for correcting and filtering for such errors, and show that the resulting AE data has extremely low technical noise. Finally, we introduce novel software for high-throughput production of AE data from RNA-sequencing data, implemented in the GATK framework. These improved tools and best practices for AE analysis yield higher quality AE data by reducing technical bias. This provides a practical framework for wider adoption of AE analysis by the genomics community.
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The quality of genotype calls is crucial for allele assignment, so genotype data needs careful collection and quality control and filtering to avoid biases and false positive hits.
“The quality of the genotype calls is crucial for allele assignment, so the genotype data needs to be collected carefully and quality control and filtering is required to avoid biases and false positive hits 9.”
From SNPsplit: Allele-specific splitting of alignments between genomes with known SNP genotypes (2016) · cites this paper as [9]
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A uniform survey of allele-specific binding and expression over 1000-Genomes-Project individuals
Chen, J., Rozowsky, J. S., Galeev, T. R., Harmanci, A. O., Kitchen, R. R., Bedford, J., Abyzov, A. S., Kong, Y., Regan, L., & Gerstein, M. (2016) · Nature Communications · doi:10.1038/ncomms11101 · Cited by 100 · see citing works
“1) 17,31,35 .”
InfluentialWang, L., Aschenbrenner, D., Zeng, Z., Cao, X., Mayr, D., Mehta, M., Capitani, M., Warner, N. E., Pan, J., Wang, L., et al. (2021) · Nature Genetics · doi:10.1038/s41588-021-00803-4 · Cited by 111 · see citing works
SCALE: modeling allele-specific gene expression by single-cell RNA sequencing
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“During the past decade, using single-nucleotide polymorphism (SNP)-sensitive microarrays and bulk RNA sequencing (RNA-seq), more subtle expression differences between the two alleles were found, mostly in the form of allelic imbalance of varying magnitudes in mean expression across cells [8 – 11].”
BackgroundGenetic regulatory variation in populations informs transcriptome analysis in rare disease
Mohammadi, P., Castel, S. E., Cummings, B. B., Einson, J. E., Sousa, C., Hoffman, P., Donkervoort, S. C., Jiang, Z., Mohassel, P., Foley, A. R., et al. (2019) · Science · doi:10.1126/science.aay0256 · Cited by 105 · see citing works
Self-citationRegulatory variants: from detection to predicting impact
Rojano, E., Seoane, P., Ranea, J. A. G., & Perkins, J. R. (2018) · Briefings in Bioinformatics · doi:10.1093/bib/bby039 · Cited by 110 · see citing works
“…elements in the non-coding genome, using multiple experimental techniques including Chromatin Immunoprecipitation Sequencing (ChIP-Seq) [4], chromosome conformation capture methods [77], DNase I hypersensitivity assays and DNase Sequencing (DNase-Seq) [78] and RNA Sequencing (RNA-Seq) [79].”
MethodPredominance of cis-regulatory changes in parallel expression divergence of sticklebacks
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Hierarchical analysis of RNA-seq reads improves the accuracy of allele-specific expression
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Haplotype-aware pantranscriptome analyses using spliced pangenome graphs
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“These differences are indicative of various biological processes, including cis-acting transcriptional regulation, nonsense-mediated decay, and genomic imprinting [21, 22].”
BackgroundThe perfect personalized cancer therapy: cancer vaccines against neoantigens
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From genotype to phenotype: genetics of mammalian long non-coding RNAs in vivo
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The EN-TEx resource of multi-tissue personal epigenomes & variant-impact modelsPreprint
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Complex evolution of novel red floral color inPetunia
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“0 (Van der Auwera et al., 2013; Castel et al., 2015) using -mmq 50 and minDepth 20 filters on rounded read counts averaged over the biological replicates.”
MethodZhang, T.-W., Choi, J., Kovacs, M. A., Shi, J.-X., Xu, M., Program, N., Goldstein, A., Trower, A. J., Bishop, D., Iles, M., et al. (2017) · bioRxiv · doi:10.1101/gr.233304.117 · Cited by 75 · see citing works
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“To characterize the allele-specific expression (ASE) in each individual, we performed an allelic imbalance analysis analogous to previously published work [6, 78] and outlined in detail in a best practices article [79].”
MethodLocal genetic effects on gene expression across 44 human tissuesPreprint
Aguet, F., Brown, A. A., Castel, S. E., Davis, J. R., Mohammadi, P., Segrè, A. V., Zappala, Z., Abell, N. S., Frésard, L., Gamazon, E. R., et al. (2016) · bioRxiv (Cold Spring Harbor Laboratory) · doi:10.1101/074450 · Cited by 58 · see citing works
Self-citationPseudogenization and Resurrection of a Speciation Gene
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“Allelic coverage for variant positions was detected with ASEReadCounter implemented in GATK [71, 73].”
Tao, Y., Xing, S., Zuo, S., Bao, P., Jin, Y., Li, Y., Li, M., Wu, Y., Chen, S., Wang, X., et al. (2023) · Cell Reports Medicine · doi:10.1016/j.xcrm.2023.101281 · Cited by 67 · see citing works
Type 2 diabetes risk alleles in PAM impact insulin release from human pancreatic β-cells
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Heritability of skewed X-inactivation in female twins is tissue-specific and associated with age
Zito, A., Davies, M. N., Tsai, P.-C., Roberts, S., Ejarque, R. A., Nardone, S., Bell, J. T., Wong, C. C. Y., & Small, K. S. (2019) · Nature Communications · doi:10.1038/s41467-019-13340-w · Cited by 72 · see citing works
Villarreal-Ramos, B., Berg, S., Whelan, A., Holbert, S., Carreras, F., Salguero, F., Khatri, B., Malone, K. M., Rue-Albrecht, K., Shaughnessy, R., et al. (2017) · Scientific Reports · doi:10.1038/s41598-017-18575-5 · Cited by 63 · see citing works
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Self-citationBrain-trait-associated variants impact cell-type-specific gene regulation during neurogenesis
Aygün, N., Elwell, A. L., Liang, D., Lafferty, M. J., Cheek, K. E., Courtney, K. P., Mory, J. T., Hadden-Ford, E., Krupa, O., de la Torre-Ubieta, L., et al. (2021) · The American Journal of Human Genetics · doi:10.1016/j.ajhg.2021.07.011 · Cited by 54 · see citing works
“(1) We detected wrongly called variant genotypes by assessing concordance between genotypes called by DNA versus RNA.55 We removed variants that were called homozygous based on the genotype data when at least ten counts of the alternate allele were present in the RNA-seq data, and (2) we discarded variants where at le…”
MethodInfluentialCaudal, É., Loegler, V., Dutreux, F., Vakirlis, N., Teyssonnière, É., Caradec, C., Friedrich, A., Hou, J., & Schacherer, J. (2024) · Nature Genetics · doi:10.1038/s41588-024-01769-9 · Cited by 62 · see citing works
“We quantified the biallelic expression of each of these isolates using the GATK tool ASEReadCounter 53 by providing for each isolate a BAM file resulting from an alignment of RNA-seq reads on the reference genome and a VCF file containing all heterozygous positions of the corresponding isolate.”
MethodDeng, L., Zhang, C., Yuan, K., Gao, Y., Pan, Y., Ge, X., He, Y., Yuan, Y., Lü, Y., Zhang, X., et al. (2019) · National Science Review · doi:10.1093/nsr/nwz108 · Cited by 71 · see citing works
“alleles to adjust the possible underestimation [75].”
A gentle introduction to pangenomics
Matthews, C., Watson‐Haigh, N. S., Burton, R. A., & Sheppard, A. E. (2024) · Briefings in Bioinformatics · doi:10.1093/bib/bbae588 · Cited by 64 · see citing works
Genetic effects on liver chromatin accessibility identify disease regulatory variants.
Currin, K. W., Erdos, M., Narisu, N., Rai, V., Vadlamudi, S., Perrin, H. J., Idol, J. R., Yan, T.-F., Albanus, R. D., Broadaway, K. A., et al. (2021) · American Journal of Human Genetics · doi:10.1016/j.ajhg.2021.05.001 · Cited by 55 · see citing works
Regulatory mechanisms of major depressive disorder risk variants
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Buffering of Genetic Regulatory Networks in Drosophila melanogaster
Fear, J., León-Novelo, L. G., Morse, A., Gerken, A. R., Lehmann, K. V., Tower, J., Nuzhdin, S., & McIntyre, L. (2016) · Genetics · doi:10.1534/genetics.116.188797 · Cited by 49 · see citing works
“For the commonly used binomial procedure in the test for AI type I error rates are large (Degner et al. 2009; Fontanillas et al. 2010; Nothnagel et al. 2011; Yuan and Qin 2012; Leon-Novelo et al. 2014; van de Geijn et al. 2014; Zou et al. 2014; Castel et al. 2015).”
MethodInterpretation of allele-specific chromatin accessibility using cell state–aware deep learning
Atak, Z. K., Taskiran, I. I., Demeulemeester, J., Flerin, C., Mauduit, D., Minnoye, L., Hulselmans, G., Christiaens, V., Ghanem, G.-E., Wouters, J., et al. (2021) · Genome Research · doi:10.1101/gr.260851.120 · Cited by 48 · see citing works
“The use of personalized diploid genomes instead of a haploid reference has been suggested to prevent some of these technical biases (Rozowsky et al. 2011; Castel et al. 2015; Chen et al. 2016).5These authors contributed equally to this work.”
BackgroundMethodInfluentialKryvokhyzha, D., Salcedo, A., Eriksson, M. C., Duan, T., Tawari, N. R., Chen, J., Guerrina, M., Kreiner, J. M., Kent, T. V., Lagercrantz, U., et al. (2019) · PLoS Genetics · doi:10.1371/journal.pgen.1007949 · Cited by 47 · see citing works
“Although potential PCR duplicates are usually not removed from RNA-Seq data, for the allelespecific expression analysis removing duplicates is recommended [95].”
BackgroundTOWARDS TRANSCRIPTOMICS AS A PRIMARY TOOL FOR RARE DISEASE INVESTIGATIONPreprint
Montgomery, S. B., Bernstein, J. A., & Wheeler, M. T. (2022) · Molecular Case Studies · doi:10.1101/mcs.a006198 · Cited by 38 · see citing works
“measurable by assessing the relative abundance of RNA sequencing read ratios over heterozygous coding variant sites; however, such variants need not be causal themselves (Castel et al. 2015).”
BackgroundLee, C., Kang, E. Y., Gandal, M. J., Eskin, E., & Geschwind, D. H. (2019) · Nature Neuroscience · doi:10.1038/s41593-019-0461-9 · Cited by 52 · see citing works
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Population- and individual-specific regulatory variation in Sardinia
Pala, M., Zappala, Z., Marongiu, M., Li, X., Davis, J. R., Cusano, R., Crobu, F., Kukurba, K. R., Gloudemans, M. J., Reinier, F., et al. (2017) · Nature Genetics · doi:10.1038/ng.3840 · Cited by 48 · see citing works
“As allele-specific expression signals have been demonstrated to be more robust to technical noise, we also compared Sardinian allele-specific expression QTLs (aseQTLs) to European aseQTLs 31 .”
Liu, Y., Liu, X.-L., Zheng, Z.-W., Ma, T., Liu, Y., Long, H., Cheng, H., Fang, M., Gong, J., Li, X.-Y., et al. (2020) · Genetics Selection Evolution · doi:10.1186/s12711-020-00579-x · Cited by 42 · see citing works
“Then, allele-specific reads were calculated using the GATK ASEReadCounter tool [37].”
MethodEngelhorn, J., Snodgrass, S. J., Kok, A., Seetharam, A. S., Schneider, M., Kiwit, T., Singh, A., Banf, M., Doan, D. T., Khaipho-Burch, M., et al. (2024) · bioRxiv · doi:10.1038/s41588-025-02246-7 · Cited by 40 · see citing works
“By aligning MOA-seq and RNA-seq reads to concatenated dual-reference genomes rather than a single reference, our approach resolves issues of reference bias that confound most allele-specific analyses 22 (Fig.”
Evaluation of PrediXcan for prioritizing GWAS associations and predicting gene expression
Li, B., Verma, S. S., Veturi, Y., Verma, A., Bradford, Y., Haas, D. W., & Ritchie, M. D. (2017) · Pacific Symposium on Biocomputing (PSB) · doi:10.1142/9789813235533_0041 · Cited by 36 · see citing works
Analyzing whole genome bisulfite sequencing data from highly divergent genotypes
Wulfridge, P., Langmead, B., Feinberg, A. P., & Hansen, K. D. (2019) · Nucleic Acids Research · doi:10.1093/nar/gkz674 · Cited by 31 · see citing works
“Second, this strategy is a variant of the “align, then filter” strategy, which is popular in transcriptomics, where a set of known regions exhibiting mapping bias are used to remove certain loci (Lappalainen et al., 2013; Castel et al., 2015).”
Nonsense-mediated decay is highly stable across individuals and tissues
Teran, N. A., Nachun, D., Eulalio, T. Y., Ferraro, N., Smail, C., Rivas, M., & Montgomery, S. (2021) · bioRxiv · doi:10.1101/2021.02.03.429654 · Cited by 36
“GTEx version 8 data using ASEAlleleCounter from GATK, analyzing only bi-allelic heterozygous SNPs.(12) Nonsense-mediated”
MethodAllele-specific expression: applications in cancer and technical considerations
Robles-Espinoza, C. D., Mohammadi, P., Bonilla, X., & Gutierrez-Arcelus, M. (2020) · Current Opinion in Genetics and Development · doi:10.1016/j.gde.2020.10.007 · Cited by 34 · see citing works
Self-citationden Hollander, W., Pulyakhina, I., Boer, C., Bomer, N., van der Breggen, R., Arindrarto, W., de Almeida, R. C., Lakenberg, N., Sentner, T., Laros, J. F., et al. (2019) · Arthritis & Rheumatology · doi:10.1002/art.40748 · Cited by 33
“While future novel alignment and other bioinformatic approaches (45) might address these issues from a more fundamental perspective, in the present study we have aimed to reduce false-positive AI SNPs by including multiple filtering steps (0.”
BackgroundQuASAR-MPRA: Accurate allele-specific analysis for massively parallel reporter assays
Kalita, C. A., Moyerbrailean, G. A., Brown, C. D., Wen, X., Luca, F., & Pique-Regi, R. (2017) · bioRxiv · doi:10.1093/bioinformatics/btx598 · Cited by 33 · see citing works
A single gene orchestrates androgen variation underlying male mating morphs in ruffs
Loveland, J. L., Zemella, A., Jovanović, V., Möller, G., Sager, C. P., Bastos, B., Dyar, K. A., Fusani, L., Gahr, M. L., Giraldo‐Deck, L. M., et al. (2025) · Science · doi:10.1126/science.adp5936 · Cited by 47 · see citing works
Loverix, L., Vergote, I. B., Busschaert, P., Vanderstichele, A., Venken, T., Boeckx, B., Harter, P., Brems, H., Nieuwenhuysen, E. V., Pignata, S., et al. (2023) · European Journal of Cancer · doi:10.1016/j.ejca.2023.04.020 · Cited by 41 · see citing works
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“Different unbalanced allelic expression between parents and hybrid may reflect a combination of both cis and trans-regulatory divergences (Liu et al., 2014; Castel et al., 2015).”
BackgroundBaalChIP: Bayesian analysis of allele-specific transcription factor binding in cancer genomes
de Santiago, I., Liu, W., O’Reilly, M., Yuan, K., Chilamakuri, C., Ponder, B., Meyer, K., & Markowetz, F. (2016) · Genome Biology · doi:10.1186/s13059-017-1165-7 · Cited by 32 · see citing works
“It has been shown that 82 removing duplicate reads can reduce technical sources of biases at ASB sites [22] 83 and we suggest that BAM files are pre-processed to contain only uniquely aligned 84 reads or flagged duplicated reads.”
BackgroundMethodSimon, L., Chen, E., Edelstein, L., Kong, X.-G., Bhatlekar, S., Rigoutsos, I., Bray, P., & Shaw, C. (2016) · American Journal of Human Genetics · doi:10.1016/j.ajhg.2016.03.007 · Cited by 32 · see citing works
“This mapping bias is called reference-allele bias and is a non-trivial confounding variable in ASE analysis.(35) To overcome”
BackgroundRNA Sequencing in Disease Diagnosis
Smail, C., & Montgomery, S. B. (2024) · Annual review of genomics and human genetics (Print) · doi:10.1146/annurev-genom-021623-121812 · Cited by 31 · see citing works
“Beyond gene expression levels, accurate quantification of splicing (66, 111, 113), alternative gene structure (64, 123, 126), RNA modifications (65), and allele-specific expression (6, 17, 59) all provide insight into normal and disease-relevant molecular activities.”
On the causes, consequences, and avoidance of PCR duplicates: Towards a theory of library complexity
Rochette, N. C., Rivera‐Colón, A. G., Walsh, J., Sanger, T. J., Campbell‐Staton, S. C., & Catchen, J. (2023) · Molecular Ecology Resources · doi:10.1111/1755-0998.13800 · Cited by 33 · see citing works
“, 2011), which has been demonstrated for instance in RNA- seq (Castel et al., 2015; Fu et al., 2018; Parekh et al., 2016), single- cell RNA- seq (Grün et al.”
BackgroundRegulatory sites for splicing in human basal ganglia are enriched for disease-relevant information
Guelfi, S., D’Sa, K., Botía, J., Vandrovcova, J., Reynolds, R., Zhang, D., Trabzuni, D., Collado-Torres, L., Thomason, A., Leyton, P. Q., et al. (2020) · Nature Communications · doi:10.1038/s41467-020-14483-x · Cited by 31 · see citing works
Single-Cell mRNA Sequencing in Cancer Research: Integrating the Genomic Fingerprint
Müller, S., & Diaz, A. A. (2017) · Frontiers in Genetics · doi:10.3389/fgene.2017.00073 · Cited by 30 · see citing works
“Variability in gene expression and allele-specific expression contribute significantly to the error rate (Castel et al., 2015).”
BackgroundDesign, execution, and interpretation of plant RNA-seq analyses
Upton, R. N., Correr, F. H., Lile, J., Reynolds, G. L., Falaschi, K., Cook, J. P., & Lachowiec, J. (2023) · Frontiers in Plant Science · doi:10.3389/fpls.2023.1135455 · Cited by 33 · see citing works
“gene, transcript) have significant differences in their expression levels (Castel et al., 2015).”
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“ASE is a powerful tool to study allelic imbalance caused by cis-regulatory genetic variation 1 – 3 and epigenetic alterations such as imprinting 4 .”
Large structural variations in the haplotype‐resolved African cassava genome
Mansfeld, B., Boyher, A., Berry, J., Wilson, M., Ou, S., Polydore, S., Michael, T., Fahlgren, N., & Bart, R. (2021) · bioRxiv · doi:10.1111/tpj.15543 · Cited by 29
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RNA-Seq in 296 phased trios provides a high-resolution map of genomic imprinting
Jadhav, B., Monajemi, R., Gagalova, K., Ho, D., Draisma, H. H. M., van de Wiel, M. A., Franke, L., Heijmans, B., van Meurs, J. V., Jansen, R., et al. (2018) · BMC Biology · doi:10.1186/s12915-019-0674-0 · Cited by 29 · see citing works
“The reference bias, caused by additional penalties in the alignment for non-reference alleles, is the most prominent of these biases [10].”
BackgroundInfluential
- Authors
- Castel, S. E., Levy-Moonshine, A., Mohammadi, P., Banks, E., & Lappalainen, T.
- Affiliations
- New York Genome Center (US)
- Broad Institute (US)
- Corresponding author
- Castel, Stephane E.
- Lappalainen, Tuuli
- Venue
- Genome Biology
- Published
- 2015-09-17
- Volume
- 16
- Issue
- 1
- Pages
- 195-195
- ISSN
- 1465-6906 (ISSN-L)
- 1474-760X
- PMC
- PMC4574606
- OpenAlex
- W2142933606
- Cited by
- 375
- References
- 43
- Citations by year
- 2026: 29 · 2025: 36 · 2024: 25 · 2023: 45 · 2022: 25 · 2021: 47 · 2020: 33 · 2019: 35 · 2018: 37 · 2017: 38 · 2016: 21 · 2015: 4
- FWCI
- 14.48
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- Locations
- Genome biology (publishedVersion, cc-by)
- bioRxiv (Cold Spring Harbor Laboratory) (acceptedVersion, other-oa)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- Funders
- University of Miami (MH090936, MH090937, MH090951, MH090948, DA006227, MH090941)
- Harvard University (MH090948)
- University of Chicago (MH090951, MH090937)
- Broad Institute (HHSN268201000029C)
- New York Genome Center
- Université de Genève (MH090941)
- National Institutes of Health (10XS170, #HHSN261200800001E, HHSN268201000029C, 10XS171, HHSN261200800001C, 10ST1035, MH090937)
- National Heart, Lung, and Blood Institute (HHSN268201000029C, HHSN261200800001E)
- National Institute of Mental Health (R01MH101814, R01MH090937, HHSN261200800001E, R01MH090948, R01MH090941, R01MH090936, R01MH090951)
- National Institute on Drug Abuse (DA006227, R01DA006227)
- National Human Genome Research Institute (U01HG006569, HHSN261200800001E)
- NIH Office of the Director (HHSN261200800001E)
- National Cancer Institute (HHSN261200800001E))
- National Institute of Neurological Disorders and Stroke
- Common Fund
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Genomics and Phylogenetic Studies
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › RNA Research and Splicing
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Single-cell and spatial transcriptomics
- Keywords
- allelic expression, RNA-seq, quality control, genotyping errors, cis-regulatory variation, nonsense-mediated mRNA decay, bioinformatics software
- MeSH terms
- Alleles, Cell Line, Data Interpretation, Statistical, Humans, Software, Gene Expression, Sequence Analysis, RNA, Gene Expression Profiling, Genotyping Techniques
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