Deconstructing the human algorithms for exploration
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The dilemma between information gathering (exploration) and reward seeking (exploitation) is a fundamental problem for reinforcement learning agents. How humans resolve this dilemma is still an open question, because experiments have provided equivocal evidence about the underlying algorithms used by humans. We show that two families of algorithms can be distinguished in terms of how uncertainty affects exploration. Algorithms based on uncertainty bonuses predict a change in response bias as a function of uncertainty, whereas algorithms based on sampling predict a change in response slope. Two experiments provide evidence for both bias and slope changes, and computational modeling confirms that a hybrid model is the best quantitative account of the data.
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UCB exploration bonuses are linked to Bayesian posterior uncertainty: as samples accumulate, the posterior distribution over an option's value narrows, reducing the exploration bonus.
“UCB exploration bonuses are linked to Bayesian posterior uncertainty: as samples accumulate, the posterior distribution over an option’s value narrows, reducing the exploration bonus20.”
From Interpretable abstractions of artificial neural networks predict behavior and neural activity during human information gathering (2026) · cites this paper as [20]
The model predicted behavior in a different explore-exploit task.
“The model has some generalizability: it predicted behavior in a different explore–exploit task20 (Fig. 5b).”
From Interpretable abstractions of artificial neural networks predict behavior and neural activity during human information gathering (2026) · cites this paper as [20]
The symbolic functions outperformed the UCB model in predicting participants' choices in an independent two-armed bandit dataset (Wilcoxon signed-rank test: W = 15.0, n = 89, median difference = −0.07, P = 4.31 × 10−16).
“Remarkably, our symbolic functions also outperformed the UCB model in predicting participants’ choices in this different context (Wilcoxon signed-rank test: W = 15.0, n = 89, median difference = −0.07, P = 4.31 × 10−16).”
From Interpretable abstractions of artificial neural networks predict behavior and neural activity during human information gathering (2026) · cites this paper as [20]
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Do, K. T., Sharp, P. B., & Telzer, E. H. (2019) · Current Directions in Psychological Science · doi:10.1177/0963721419887361 · Cited by 26 · see citing works
Empowerment contributes to exploration behaviour in a creative video game
Brändle, F., Stocks, L. J., Tenenbaum, J. B., Gershman, S. J., & Schulz, E. (2023) · Nature Human Behaviour · doi:10.1038/s41562-023-01661-2 · Cited by 34 · see citing works
Self-citationExploration heuristics decrease during youth
Dubois, M., Bowler, A., Moses-Payne, M. E., Habicht, J., Moran, R., Steinbeis, N., & Hauser, T. U. (2022) · Cognitive Affective & Behavioral Neuroscience · doi:10.3758/s13415-022-01009-9 · Cited by 25 · see citing works
Deep exploration as a unifying account of explore-exploit behaviorPreprint
Wilson, R. C., Wang, S., Sadeghiyeh, H., & Cohen, J. D. (2020) · doi:10.31234/osf.io/uj85c · Cited by 25 · see citing works
The development of creative search strategies
Hart, Y., Kosoy, E., Liquin, E. G., Leonard, J., Mackey, A. P., & Alison Gopnik, C. (2022) · Cognition · doi:10.1016/j.cognition.2022.105102 · Cited by 24 · see citing works
Hertz, U., Bell, V., & Raihani, N. (2021) · Proceedings of the Royal Society B Biological Sciences · doi:10.1098/rspb.2021.1414 · Cited by 23 · see citing works
The modulation of brain network integration and arousal during exploration
Tardiff, N., Medaglia, J. D., Bassett, D. S., & Thompson‐Schill, S. L. (2021) · NeuroImage · doi:10.1016/j.neuroimage.2021.118369 · Cited by 23 · see citing works
A theory of relation learning and cross-domain generalization.
Doumas, L. A. A., Puebla, G., Martin, A. E., & Hummel, J. E. (2022) · Psychological Review · doi:10.1037/rev0000346 · Cited by 25 · see citing works
Chasing Unknown Bandits: Uncertainty Guidance in Learning and Decision Making
Speekenbrink, M. (2022) · Current Directions in Psychological Science · doi:10.1177/09637214221105051 · Cited by 23 · see citing works
Impaired value-based decision-making in Parkinson’s disease apathy
Gilmour, W., Mackenzie, G. M., Feile, M., Tayler-Grint, L., Suveges, S., Macfarlane, J. A., Macleod, A. D., Marshall, V. L., Grunwald, I. Q., Steele, J. D., et al. (2024) · Brain · doi:10.1093/brain/awae025 · Cited by 23 · see citing works
Neural mechanisms of information seeking
Kobayashi, K., & Kable, J. W. (2024) · Neuron · doi:10.1016/j.neuron.2024.04.008 · Cited by 24 · see citing works
Accumbofrontal tract integrity is related to early life adversity and feedback learning
Kennedy, B. V., Hanson, J. L., Buser, N. J., van den Bos, W., Rudolph, K. D., Davidson, R. J., & Pollak, S. D. (2021) · Neuropsychopharmacology · doi:10.1038/s41386-021-01129-9 · Cited by 20 · see citing works
Adaptive tuning of human learning and choice variability to unexpected uncertainty
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Children perform extensive information gathering when it is not costly
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Exploratory preferences explain the human fascination for imaginary worlds in fictional stories
Dubourg, E., Thouzeau, V., de Dampierre, C., Mogoutov, A., & Baumard, N. (2023) · Scientific Reports · doi:10.1038/s41598-023-35151-2 · Cited by 19 · see citing works
Pupil Size Encodes Uncertainty during Exploration
Fan, H., Burke, T. D., Sambrano, D. C., Dial, E., Phelps, E. A., & Gershman, S. J. (2023) · Journal of Cognitive Neuroscience · doi:10.1162/jocn_a_02025 · Cited by 18 · see citing works
Self-citationFan, H., Gershman, S. J., & Phelps, E. A. (2021) · doi:10.31234/osf.io/yx6sb · Cited by 18 · see citing works
Self-citationUncertainty–guided learning with scaled prediction errors in the basal ganglia
Möller, M., Manohar, S., & Bogacz, R. (2022) · PLoS Computational Biology · doi:10.1371/journal.pcbi.1009816 · Cited by 16 · see citing works
Selective maintenance of value information helps resolve the exploration/exploitation dilemma
Hallquist, M. N., & Dombrovski, A. Y. (2018) · Cognition · doi:10.1016/j.cognition.2018.11.004 · Cited by 16 · see citing works
Distinct motivations to seek out information in healthy individuals and problem gamblers
Dezza, I. C., Noël, X., Cleeremans, A., & Yu, A. J. (2021) · Translational Psychiatry · doi:10.1038/s41398-021-01523-3 · Cited by 16 · see citing works
The influence of anxiety on exploration: A review of computational modeling studies
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Simulating News Recommendation Ecosystems for Insights and Implications
Zhang, G., Li, D., Gu, H., Lu, T., Shang, L., & Gu, N. (2024) · IEEE Transactions on Computational Social Systems · doi:10.1109/tcss.2024.3381329 · Cited by 15 · see citing works
Behavior Decision of Mobile Robot With a Neurophysiologically Motivated Reinforcement Learning Model
Wang, D., Chen, S., Hu, Y., Liu, L., & Wang, H. (2020) · IEEE Transactions on Cognitive and Developmental Systems · doi:10.1109/tcds.2020.3035778 · Cited by 14 · see citing works
The pursuit of happiness: A reinforcement learning perspective on habituation and comparisons
Dubey, R., Griffiths, T. L., & Dayan, P. (2022) · PLoS Computational Biology · doi:10.1371/journal.pcbi.1010316 · Cited by 16 · see citing works
Lapses in perceptual decisions reflect explorationPreprint
Pisupati, S., Chartarifsky-Lynn, L., Khanal, A., & Churchland, A. K. (2019) · bioRxiv (Cold Spring Harbor Laboratory) · doi:10.1101/613828 · Cited by 15 · see citing works
Time pressure changes how people explore and respond to uncertaintyPreprint
Wu, C. M., Schulz, E., Pleskac, T. J., & Speekenbrink, M. (2021) · doi:10.31234/osf.io/dsw7q · Cited by 14 · see citing works
Human inference in changing environments with temporal structure.
Prat-Carrabin, A., Wilson, R. C., Cohen, J. D., & Azeredo da Silveira, R. (2021) · Psychological Review · doi:10.1037/rev0000276 · Cited by 16 · see citing works
“Several studies have reported that the responses of human subjects in explore-exploit tasks appeared consistent with Thompson sampling [84, 85, 86].”
ResultThe effects of time horizon and guided choices on explore–exploit decisions in rodents.
Wang, S., Gerken, B., Wieland, J. R., Wilson, R. C., & Fellous, J. (2023) · Behavioral Neuroscience · doi:10.1037/bne0000549 · Cited by 13 · see citing works
A Comparison of Rapid Rule-Learning Strategies in Humans and Monkeys
Goudar, V., Kim, J.-W., Liu, Y., Dede, A. J. O., Jutras, M. J., Skelin, I., Ruvalcaba, M., Chang, W. K., Ram, B., Fairhall, A. L., et al. (2024) · Journal of Neuroscience · doi:10.1523/jneurosci.0231-23.2024 · Cited by 13 · see citing works
Differential impacts of healthy cognitive aging on directed and random exploration.
Mizell, J.-M., Wang, S., Frisvold, A., Alvarado, L., Farrell-Skupny, A., Keung, W., Phelps, C. E., Sundman, M., Franchetti, M.-K., Chou, Y., et al. (2024) · Psychology and Aging · doi:10.1037/pag0000791 · Cited by 14 · see citing works
Developmental changes resemble stochastic optimizationPreprint
Giron, A. P., Ciranka, S., Schulz, E., van den Bos, W., Ruggeri, A., Meder, B., & Wu, C. M. (2022) · doi:10.31234/osf.io/9f4k3 · Cited by 13 · see citing works
Bayesian Reinforcement Learning With Limited Cognitive Load
Arumugam, D., Ho, M. K., Goodman, N. D., & Roy, B. V. (2024) · Open Mind · doi:10.1162/opmi_a_00132 · Cited by 12 · see citing works
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Horváth, L., Colcombe, S. J., Milham, M. P., Ray, S., Schwartenbeck, P., & Ostwald, D. (2021) · Computational Brain & Behavior · doi:10.1007/s42113-021-00112-3 · Cited by 12 · see citing works
Compositional Sequence Generation in the Entorhinal–Hippocampal System
McNamee, D., Stachenfeld, K., Botvinick, M., & Gershman, S. J. (2022) · Entropy · doi:10.3390/e24121791 · Cited by 9 · see citing works
Self-citationLukas, D., McCune, K. B., Blaisdell, A. P., Johnson‐Ulrich, Z., MacPherson, M. P., Seitz, B. M., Sevchik, A., & Logan, C. (2024) · Peer Community Journal · doi:10.24072/pcjournal.456 · Cited by 12 · see citing works
- Authors
- Gershman, S. J.
- Affiliations
- Harvard University (US)
- Corresponding author
- Gershman, Samuel J.
- ORCID
- Gershman, Samuel J.
- Venue
- Cognition
- Publisher
- Elsevier BV
- Published
- 2018-04
- Volume
- 173
- Pages
- 34-42
- ISSN
- 0010-0277 (ISSN-L)
- PMC
- PMC5801139
- OpenAlex
- W2778689844
- Cited by
- 267
- References
- 46
- Citations by year
- 2026: 38 · 2025: 24 · 2024: 49 · 2023: 35 · 2022: 33 · 2021: 27 · 2020: 29 · 2019: 19 · 2018: 11 · 2017: 1
- FWCI
- 9.79
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Licence
- Locations
- Cognition (acceptedVersion)
- PubMed (publishedVersion)
- Europe PMC (PubMed Central) (acceptedVersion)
- PubMed Central (acceptedVersion)
- Funders
- NSF Collaborative Research in Computational Neuroscience (IIS-120 7833)
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Reinforcement Learning in Robotics
- Social Sciences › Decision Sciences › General Decision Sciences › Decision-Making and Behavioral Economics
- Life Sciences › Neuroscience › Cognitive Neuroscience › Neural and Behavioral Psychology Studies
- Keywords
- exploration-exploitation balance, human decision-making, uncertainty, exploration algorithms, response bias, reinforcement learning, computational modeling, hybrid model
- MeSH terms
- Adult, Algorithms, Choice Behavior, Exploratory Behavior, Humans, Psychomotor Performance, Reinforcement, Psychology, Reward, Uncertainty
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
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