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Core principles of assessment in competency-based medical education.
Abstract
The meaningful assessment of competence is critical for the implementation of effective competency-based medical education (CBME). Timely ongoing assessments are needed along with comprehensive periodic reviews to ensure that trainees continue to progress. New approaches are needed to optimize the use of multiple assessors and assessments; to synthesize the data collected from multiple assessors and multiple types of assessments; to develop faculty competence in assessment; and to ensure that relationships between the givers and receivers of feedback are appropriate. This paper describes the core principles of assessment for learning and assessment of learning. It addresses several ways to ensure the effectiveness of assessment programs, including using the right combination of assessment methods and conducting careful assessor selection and training. It provides a reconceptualization of the role of psychometrics and articulates the importance of a group process in determining trainees' progress. In addition, it notes that, to reach its potential as a driver in trainee development, quality care, and patient safety, CBME requires effective information management and documentation as well as ongoing consideration of ways to improve the assessment system.
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“Two recently implemented initiatives in medical education, competencybased medical education (CBME) [9][10][11] and programmatic assessment of learners, 12 have the potential to improve the practice of feedback by promoting frequent observation of learners, feedback conversations, and coaching for improvement.”
From The R2C2 Model in Residency Education: How Does It Foster Coaching and Promote Feedback Use? (2018) · cites this paper as [11]
In the citing paper
“Finally, they promote the longitudinal compilation of performance data to coach the learner's continuing development (assessment for learning) and to make evidence-based decisions about the learner's progress (assessment of learning).[11][12][13][14][15]”
From The R2C2 Model in Residency Education: How Does It Foster Coaching and Promote Feedback Use? (2018) · cites this paper as [11]
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InfluentialRuz, C., Irarrázaval, S., Besa, P., Vidal, C., Claudio Nazar, J., Varas, J., Villagrán, I., Fuentes–López, E., & Riquelme, A. J. (2022) · Global Surgical Education - Journal of the Association for Surgical Education · doi:10.1007/s44186-022-00027-y · Cited by 4
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Novo-Veleiro, I., Bengoa, R., & Pose-Reino, A. (2023) · Revista Clínica Española · doi:10.1016/j.rce.2022.12.006 · Cited by 4
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“In agreement with previous publications [12, 28, 29], our study found that CC members formed a gestalt impression of trainee competence based on multiple assessments and considered their trajectory over a time, with their individual perspectives embedded in every discussion.”
ResultPaternotte, E., Dijksterhuis, M. G. K., Goverde, A. J., Ezzat, H., & Scheele, F. (2024) · Frontiers in Medicine · doi:10.3389/fmed.2024.1363222 · Cited by 4
“Competency-based medical education requires an ongoing process to evaluate and improve the assessment methods (13).”
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“27 The ESN MAS in Neonatology curriculum evaluation framework is based on the EPA system, which has fi ve levels of entrustability, ranging from ‘ trusted to observe only ’ to ‘ trusted to execute without supervision ’ .”
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“A total of 295 performances were analysed [176 in the base-line OSCE (36 residents)] and 119 in the final OSCE [26 residents (17 residents of the CoBaTrICE group and 9 of the control group)]; 3 R5 of the CoBaTrICE group and 7 R5 of the control group did not perform the final OSCE. the final OSCE, the…”
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“Simulations must be consistent with the skill level and cognitive ability of the trainees to facilitate their learning in a safe environment; before scenario simulation, teachers should engage in planning, developing achievement goals, implementing methods, consensus building, summarizing, and giving key tips [25].”
BackgroundRubertone, P. P., Nixon‐Cave, K., & Wellmon, R. (2022) · Journal of Physical Therapy Education · doi:10.1097/jte.0000000000000208 · Cited by 4
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Nema, N., Srivastava, R., & Bose, S. (2022) · Journal of Clinical Ophthalmology and Research · doi:10.4103/jcor.jcor_7_22 · Cited by 4
Tuesday's Teaching Tips—Evaluation and Feedback: A Spaced Education Strategy for Faculty Development
Kalynych, C. J., Edwards, L. R., West, D., Snodgrass, C., & Zenni, E. A. (2022) · MedEdPORTAL · doi:10.15766/mep_2374-8265.11281 · Cited by 4
Curtis, R., Moon, C. C., Hanmore, T., Hopman, W. M., & Baxter, S. A. (2023) · Canadian Journal of Ophthalmology · doi:10.1016/j.jcjo.2023.01.003 · Cited by 4
Burm, S., Sebok‐Syer, S. S., Koughnett, J. A. V., & Watling, C. (2020) · Perspectives on Medical Education · doi:10.1007/s40037-020-00594-0 · Cited by 4
“Recent literature has pointed to the need for multiple, dedicated assessors to counterbalance the time and resources necessary to sustain a CBME assessment program[19, 20].”
BackgroundHuancahuire‐Vega, S., White, M., Campos, J. D. F., Castillo-Ariza, M. D., Esteban, R. F. C., Rodríguez-Alarcón, J. F., & Mejia, C. R. (2020) · Educación Médica · doi:10.1016/j.edumed.2020.09.013 · Cited by 4
Johora, F., Abbasy, A. A., Mahboob, S., Jeenia, F. T., Ferdoush, J., & Rahman, M. S. (2022) · medRxiv · doi:10.1101/2022.02.02.22270345 · Cited by 4
Improving the Quality of MCQs by Enhancing Cognitive Level and using Psychometric Analysis
Rahim, M. F., Qassim Bham, S., Khan, S., Ansari, T., & Ahmed, M. (2023) · Pakistan Journal of Health Sciences · doi:10.54393/pjhs.v4i04.700 · Cited by 3
“The main purpose of assessment is to provide feedback on the process of learning [1].”
BackgroundRuczynski, L. I. A., Schouwenberg, B. J., Custers, E. J. F. M., Fluit, C. R. M. G., & van de Pol, M. H. J. (2023) · Advances in Health Sciences Education · doi:10.1007/s10459-023-10288-x · Cited by 4
“To that end, there has been a shift over the past years from assessment of learning towards assessment for learning(Winter, 2003 ; Lockyer et al., 2017).”
BackgroundResultYang, X., Wu, Q., Yang, H., Yu, D., Chen, F., An, Y., Zhang, Z., Shen, Y., & Tang, X. (2025) · BMC Medical Education · doi:10.1186/s12909-025-08323-z · Cited by 3
“By incorporating simulation-based modules and structured competency assessments within the traditional RPE framework, medical education programs can ensure that students benefit from the best of both worlds [10].”
InfluentialHall, A. K., Andriole, D. A., Chen, A. M. H., Englander, R., Rojas, D., Ryan, M. S., Boscardin, C., Caretta‐Weyer, H. A., Dalseg, T. R., Incoll, I. W., et al. (2026) · Perspectives on Medical Education · doi:10.5334/pme.2628 · Cited by 3
Assessment in Mastery Learning
O’Brien, C. L., Adler, M., & McGaghie, W. C. (2020) · Comprehensive healthcare simulation · doi:10.1007/978-3-030-34811-3_5 · Cited by 3
Spadoni, G. F., Wojkowski, S., & Stratford, P. W. (2022) · Physiotherapy Canada · doi:10.3138/ptc-2022-0027 · Cited by 3
Bentley, H., Darras, K. E., Forster, B. B., Probyn, L. J., Sedlic, A., & Hague, C. J. (2022) · Canadian Association of Radiologists Journal · doi:10.1177/08465371221137087 · Cited by 3
“Workplace-based assessments, which foster increased opportunities for feedback and coaching, formulate the foundation of assessment in CBME.(4) Several benefits of CBME in PGME have been described in the literature, including the delineation of standardized specialty-specific competencies,(5,6) increased opportunities…”
InfluentialCompetency-based training: Canadian cardiothoracic surgery
Moffatt, S. D., Harris, K. A., Rubens, F. D., Villeneuve, P. J., & Sundaresan, R. S. (2023) · Journal of Thoracic and Cardiovascular Surgery · doi:10.1016/j.jtcvs.2023.01.007 · Cited by 3
Janecek, J. K., Lang, B., Butt, S. M., Kenealy, L. E., & Heffelfinger, A. K. (2024) · The Clinical Neuropsychologist · doi:10.1080/13854046.2024.2315731 · Cited by 3
“…approaches to guide learning and competency development plans; (6) active engagement and empowerment of the trainee in the assessment process; and (7) use of technology to manage information, track progress, and facilitate transparency (Holmboe et al., 2010; Lockyer et al., 2017).”
Alfandy, B. P., Pamungkasari, E. P., Salsabila, L. A., Djafar, L., & Islami, S. (2024) · Education in Medicine Journal · doi:10.21315/eimj2024.16.1.8 · Cited by 3
“Therefore, this study argues that comprehensive and constructive assessment is required to optimise the implementation of UME curricula and improve the quality of medical graduates (39).”
BackgroundDonald, M. M., & Muir, F. E. (2024) · Canadian Medical Education Journal · doi:10.36834/cmej.76192 · Cited by 3
Gray, K. E., Premkumar, A., Mahrer, M., Eastes, J. G., Gulati, S., Kupanoff, K. M., Mankin, J. A., Wu, P., Czarkowski, B. R., Bogert, J. N., et al. (2024) · The American Journal of Surgery · doi:10.1016/j.amjsurg.2024.115899 · Cited by 3
Zhang, T., Li, N., Du, Q., Ren, Y., Mu, W., Duan, Y., Yang, X., Ran, H., & Li, J. (2024) · BMC Medical Education · doi:10.1186/s12909-024-06317-x · Cited by 3
“Current research on medical education focuses on teacher competency frameworks, educational tools, teaching methods, and learning styles [3–7] but neglects quality assessments of the classroom itself.”
Mukurunge, E., Nyoni, C. N., & Hugo, L. (2024) · Nurse Education in Practice · doi:10.1016/j.nepr.2024.104240 · Cited by 3
Reliability in student assessment: Implications for competency-based curriculum
Singh, T. (2024) · Indian Journal of Health Sciences and Biomedical Research (KLEU) · doi:10.4103/kleuhsj.kleuhsj_15_24 · Cited by 3
Yang, J., Liu, Y. H., Wei, W., Xie, S., Tang, X., Wu, L. G., & Sun, W. (2025) · Journal of Dental Education · doi:10.1002/jdd.13864 · Cited by 3
Wilbur, K., Teunissen, P. W., Scheele, F., & Driessen, E. W. (2021) · Medical Teacher · doi:10.1080/0142159x.2021.1874325 · Cited by 3
“Multiple perspectives of student performance observed over time can optimize assessment in competency-based health professional education (Van Der Vleuten and Schuwirth 2005; Lockyer et al. 2017).”
BackgroundPhaneuf, J.-C., & Wood, D. H. (2021) · Journal of the Canadian Association of Gastroenterology · doi:10.1093/jcag/gwab011 · Cited by 3
Les réformes de l’enseignement médical : de la connaissance vers la compétence
Goff, B. L. (2022) · Revue du Rhumatisme · doi:10.1016/j.rhum.2022.01.001 · Cited by 3
Multi-source feedback following simulated resuscitation scenarios: a qualitative study
Chaplin, T., Braund, H., Szulewski, A., Dalgarno, N., Egan, R. G., & Thoma, B. (2022) · Canadian Medical Education Journal · doi:10.36834/cmej.72387 · Cited by 3
Optimising prospective entrustment: Defaulting on default progression
Hall, A. K., & Oswald, A. (2022) · Medical Education · doi:10.1111/medu.14856 · Cited by 3
“ment (actioned via CCC's) is intended to serve two purposes: assessment of learning and assessment for learning.(6) In the absence of high-quality, easily visualised, trustworthy data, neither of these purposes can be achieved.”
BackgroundCompetency Versus Proficiency in Pediatric Orthopaedic Training
Alman, B. A. (2022) · Journal of the Pediatric Orthopaedic Society of North America · doi:10.55275/jposna-2022-0058 · Cited by 3
Metadata
- Authors
- Lockyer, J., Carraccio, C., Chan, M.-K., Hart, D., Smee, S., Touchie, C., Holmboe, E. S., Frank, J. R., & Collaborators, O. B. O. T. I.
- Affiliations
- University of Calgary (CA)
- American Board of Pediatrics, Chapel Hill, NC, USA;
- University of Manitoba (CA)
- University of Minnesota (US)
- Medical Council of Canada (CA)
- Accreditation Council for Graduate Medical Education (US)
- University of Ottawa (CA)
- Corresponding author
- Lockyer, Jocelyn
- ORCID
- Venue
- Medical Teacher
- Publisher
- Informa UK Limited
- Published
- 2017-06-03
- Volume
- 39
- Issue
- 6
- Pages
- 609-616
- ISSN
- 0142-159X (ISSN-L)
- 1466-187X
- OpenAlex
- W2623879525
- Cited by
- 493
- References
- 59
- Citations by year
- 2026: 36 · 2025: 40 · 2024: 69 · 2023: 78 · 2022: 66 · 2021: 75 · 2020: 57 · 2019: 36 · 2018: 29 · 2017: 6
- FWCI
- 32.74
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Medical Teacher (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Social Sciences › Education › Innovations in Medical Education
- Social Sciences › Education › Student Assessment and Feedback
- Social Sciences › Business, Management and Accounting › Organizational Behavior and Human Resource Management › Competency Development and Evaluation
- Keywords
- competency-based medical education, learning assessment, assessment for learning, assessor training, psychometrics, feedback, assessment system improvement
- MeSH terms
- Clinical Competence, Competency-Based Education, Education, Medical, Educational Measurement, Feedback, Humans, Learning, Psychometrics
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