Cited by 153Noncommutative and Quantum Gravity TheoriesRelativity and Gravitational TheoryCosmology and Gravitation Theories

Quantum observables and recollapsing dynamics

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Marolf, Donald·1995·Classical and Quantum Gravity

Abstract

Within a simple quantization scheme, observables for a large class of finite-dimensional time reparametrization invariant systems may be constructed by integration over the manifold of time labels. This procedure is shown to produce a complete set of densely defined operators on a physical Hilbert space, for which an inner product is identified, and to provide reasonable results for simple test cases. Furthermore, many of these observables have a clear interpretation in the classical limit and we use this to demonstrate that, for a class of minisuperspace models including LRS Bianchi IX and the Kantowski--Sachs model, this quantization agrees with classical physics in predicting that such spacetimes recollapse.

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Written from the paper’s full text.

TL;DR

Marolf develops a Dirac-style quantization of time-reparametrization-invariant systems in which gauge-invariant observables are built by integrating one-forms over the time-label manifold, yielding densely defined operators on a physical Hilbert space with an identified inner product. For separable semi-bound minisuperspace models, including LRS Bianchi IX and Kantowski-Sachs, the construction predicts recollapse, in agreement with classical behavior.

Key findings

  • Observables of the form \([A]_{Q=\tau}\), defined by time integration with a symmetric ordering, commute with the Hamiltonian constraint and are symmetric on the physical Hilbert space with the inner product 3.23.
  • For the relativistic free particle, the paper verifies that \([\operatorname{sign}(P_0)]_{X_0=\tau}=1\), and that requiring Hermiticity of \([P_0\operatorname{sign}(P_0)]_{X_0=\tau}\), \([X_i]_{X_0=\tau}\), \([P_j]_{X_0=\tau}\), and \([\Theta]_{X_0=\tau}\) fixes the inner product up to overall normalization.
  • For separable semi-bound models, Result 1 shows \([A]_{Q_0=\tau}\) is densely defined when \([\tilde A,H_1]\) is densely defined; Result 2 shows \([A]_{Q_0=\tau}\to 0\) strongly as \(\tau\to\infty\); Result 3 shows the operator \(O_\tau\) of 5.20 is densely defined and converges strongly to zero; Result 5 shows a complete set of bounded observables converges strongly to zero.
  • The paper interprets this strong convergence to zero as the quantum analogue of classical recollapse for LRS Bianchi IX and Kantowski-Sachs, with \(q_0=\ln(\det g)\).

Methods

  • Dirac constrained quantization is used with an auxiliary Hilbert space \(L^2(Q)\), an algebra of \(Q(t)\) and \(P(t)\), a lapse \(N(t)\), and physical states satisfying \(H|\psi\rangle=0\); observables are defined by integrals over time labels, e.g. 3.15 and 3.18–3.20.
  • The formalism is tested on already deparametrized systems and the relativistic free particle, then applied to separable semi-bound systems with \(h=h_0-h_1=0\), \(h_0=p_0^2+V_0(q_0)\), \(V_0(q_0)\to\infty\) as \(q_0\to\infty\), and an exponential bound \(V_0(q_0)<W e^{-\alpha q_0}\) for large negative \(q_0\).
  • The analysis proves commutation with the constraint, symmetry with respect to the physical inner product, convergence bounds for the defining integrals, and strong convergence of observables to zero as \(\tau\to\infty\).

Limitations

  • The paper states that rigorous convergence and spectral results are obtained only for already deparametrized systems, the free relativistic particle, and separable semi-bound models; results for other systems remain formal, and full Bianchi IX is deferred to a forthcoming paper.
  • The paper states technical difficulties: the spectrum of \(H\) may not contain zero, the defining integrals may diverge on physical states, discrete spectra or confining potentials can cause divergence, and issues remain around delta-functions in 3.14, self-adjointness versus symmetry, and uniqueness of the physical inner product.
  • Evident from the text: the treatment is restricted to finite-dimensional models, does not address full quantum gravity, and the recollapse conclusion is based on strong convergence on a dense set rather than an exact unitary evolution in \(\tau\)-time; some states are excluded in a manner analogous to infinite-energy states in nonrelativistic quantum mechanics.

Model-written summary. Check it against the paper before relying on it.

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Crossref · 10.1088/0264-9381/12/5/011

Cites

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Claims the paper makes

0 of 9 cited sources checked · 0 supported · 0 flagged

  • Findingreasoning
    § C. The Hilbert Space · p. 13

    All (convergent) observables of the form 3.9 are symmetric on H_phys with the inner product 3.23.

    “We conclude that - All (convergent) observables of the form 3.9 are symmetric on H phys with the inner product 3.23”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: The integrals defining the observables converge for the results of section III.
  • Findingnone given
    § C. The Hilbert Space · p. 13

    Equation 3.14 is sufficient to determine the physical inner product.

    “Equation 3.14 is also sufficient for us to determine the physical inner product.”
    Quote in the paperSubstantial claim
  • Findingown data
    § IV. SIMPLE EXAMPLES · p. 14

    The methods of III lead to a familiar Hilbert space for the relativistic free particle.

    “and lead to a familiar Hilbert space for the relativistic free particle (IV B).”
    Quote in the paperSubstantial claim
  • Findingreasoning
    § B. The Quantum Observables · p. 12

    If [A(t), ∂/∂t θ(Q(t)-τ)]=0, then [A]_{Q=τ}=[A]^L_{Q=τ}=[A]^R_{Q=τ}.

    “and, if [ A ( t ) , ∂ ∂t θ ( Q ( t ) -τ )] = 0, we have [ A ] Q = τ = [ A ] L Q = τ = [ A ] R Q = τ .”
    Quote in the paperSubstantial claim
  • Findingreasoning
    § II. OBSERVABLES THROUGH INTEGRATION · p. 6

    In a proper parametrization for which N(t)>0 and proper time always flows forward, [sign(1/N dq/dt)]_{q=τ} is just the number of times for which q(t)=τ.

    “In a 'proper parametrization' for which N ( t ) &gt; 0 and proper time always flows forward, this is just the number of times for which q ( t ) = τ .”
    Quote in the paperNot a substantial claim
  • May combine two claims. 16
  • Classified as probably not a substantial claim. 7
  • The quote only partly states this claim. 2
  • May combine two claims.

    Findingreasoning
    § B. The Quantum Observables · p. 12

    Any object of the form ∫dt A(t), where A(t) is an algebraic combination of Q_i(t) and P_j(t), commutes with the Hamiltonian in a representation for which n(t)=1; however, for more general choices of lapse, it does not commute with H.

    “For example, an argument similar to that of 3.13 and 3.14 shows that any object of the form ∫ ∞ -∞ dtA ( t ), where A ( t ) is an algebraic combination of Q i ( t ) and P j ( t ), commutes with the Hamiltonian in a representation for which n ( t ) = 1. However, for more general choices of lapse, it does not commute with H .”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § B. The Quantum Observables · p. 12

    N(t) commutes with the constraint but does not correspond to a gauge-invariant quantity.

    “For example, the object N ( t ) commutes with the constraint but does not correspond to a gauge-invariant quantity.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § II. OBSERVABLES THROUGH INTEGRATION · p. 5

    Expression 2.1 is invariant under reparametrizations t→T(t) with dT/dt>0 and under pull backs of the manifold of time labels through maps of degree 1.

    “The advantage of 2.1 is that it is invariant not just under reparametrizations ( t → T ( t ) with dT/dt &gt; 0), but also under pull backs of the manifold of time labels through maps of degree 1 ( t → T ( t ) for any smooth T ( t ) of degree 1).”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § B. The Quantum Observables · p. 12

    The commutator of an operator O with H is not in general gauge invariant, so this definition is itself gauge dependent.

    “Also, note that the commutator of an operator O with H is not in general gauge invariant so that this definition is itself 'gauge dependent.'”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § B. The Quantum Observables · p. 11

    The delta-function in E1-E2 guarantees that our operator preserves the spectral subspaces of H, and therefore [Ω,H]=0 when 3.9 converges weakly.

    “The delta-function in E 1 -E 2 guarantees that our operator preserves the spectral subspaces of H , and therefore that - [Ω , H ] = 0 when 3.9 converges weakly.”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: The spectrum of H is purely continuous, at least near the zero eigenvalue, for the applications considered.
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingnone given
    § Abstract · p. 1

    The procedure provides reasonable results for simple test cases.

    “and to provide reasonable results for simple test cases.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing), S4 (based).

    Findingnone given
    § B. The Quantum Observables · p. 10

    3.9 does not depend on the choice of lapse function n(t).

    “Note that 3.9 does not depend on the choice of lapse function n ( t ).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Findingnone given
    § III. GENERAL DIRAC METHODS · p. 6

    When the quantum version of the integral 2.1 converges, the operators [A]_{Q=τ} defined through integration are observables in the canonical sense; that is, they commute with the Hamiltonian.

    “When the quantum version of the integral 2.1 converges, we will define the [ A ] Q = τ through integration and show in III B that they are observables in the canonical sense; that is, that they commute with the Hamiltonian.”
    Quote in the paperNot a substantial claim
    • The authors state this as an assumption: The integrals defining the observables converge for the results of section III.
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Findingreasoning
    § II. OBSERVABLES THROUGH INTEGRATION · p. 5

    For some solutions s the integral in 2.1 may not converge, such as when q(t) takes the value τ an infinite number of times along s, and on such solutions [a]_{q=τ} is undefined.

    “Of course, for some solutions s the integral in 2.1 may not converge, such as when q ( t ) takes the value τ an infinite number of times along s , and on such solutions [ a ] (2) q = τ is undefined.”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Findingcitation
    § III. GENERAL DIRAC METHODS · p. 6

    A space of physical states is introduced as in [3] and a physical inner product is found in III C with respect to which our operators are symmetric.

    “We introduce a space of physical states as in [3] and find a physical inner product in III C with respect to which our operators are symmetric.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [3] Dirac P A M, 1964

      Not checked in the free run.

  • Classified as probably not a substantial claim.

    Findingreasoning
    § II. OBSERVABLES THROUGH INTEGRATION · p. 6

    [sign(1/N dq/dt)]_{q=τ} is the number of times for which q(t)=τ and N(t)>0 minus the number of times for which q(t)=τ and N(t)<0.

    “In particular, [sign ( 1 N dq dt ) ] q = τ is the number of times for which q ( t ) = τ and N ( t ) &gt; 0 minus the number of times for which q ( t ) = τ and N ( t ) &lt; 0.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning
    § B. Rigorous Convergence and Recollapse Results · p. 28

    Result 3: Oτ of 5.20 is densely defined and converges strongly to zero as τ→∞.

    “Result 3: O τ of 5.20 is densely defined and converges strongly to zero as τ →∞ .”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § B. The Relativistic Free Particle · p. 18

    The factor ǫ( ̃p0+p0) in 4.14 minimizes the amount by which this operator mixes positive and negative frequency states, though some mixing still occurs.

    “Note that the factor of ǫ ˜ p 0 + p 0 in 4.14 minimizes the amount by which this operator mixes positive and negative frequency states, though some mixing still occurs.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingreasoning
    § B. The Relativistic Free Particle · p. 18

    4.17 agrees with 3.23 since dE=2|p0|dp0.

    “Note that 4.17 agrees with 3.23 since dE = 2 | p 0 | dp 0 .”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingnone given
    § C. A Complete Set of Operators · p. 30

    Result 4: For B a bounded operator on Haux of a separable semi-bound system and B(t) the associated one-parameter family defined through 5.1 with B(0)=B, for some function f independent of B, the operator given by 5.23 defines a bounded operator with domain Hphys; if B is self-adjoint, then so is ̃[B]_{Q0=τ}.

    “given by 5.23 defines a bounded operator with domain H phys .”
    • Also stated in: § C. A Complete Set of Operators · p. 30 · plain
      “Furthermore, if B is self-adjoint, then so is ˜ [ B ] Q 0 = τ .”
    Quote in the paperSubstantial claim
    • The authors state this as an assumption: For each E0 and E1, the label k takes only a finite set of values.
  • May combine two claims.

    Findingreasoning
    § B. Rigorous Convergence and Recollapse Results · p. 26

    Result 1: For A a densely defined operator of the form 1⊗ ̃A on Haux of a separable semi-bound system, under the identification of Hphys with H1 at t=0, if |ψ>∈H1 lies in the domain of [ ̃A,H1], it also lies in the domain of [A]_{Q0=τ}; in particular, if [ ̃A,H1] is densely defined, so is [A]_{Q0=τ}.

    “Then, under this identification, if | ψ 〉 ∈ H 1 lies in the domain of [ ˜ A, H 1 ], it also lies in the domain of [ A ] Q 0 = τ . In particular, if [ ˜ A, H 1 ] is densely defined, so is [ A ] Q 0 = τ .”
    Quote in the paperSubstantial claim
  • The quote only partly states this claim.

    Findingreasoning
    § VI. DISCUSSION · p. 31

    Results for systems other than already deparametrized systems, the free relativistic particle, and separable semibound models remain formal.

    “Results for other systems remain formal, but a forthcoming paper [16] will address the full Bianchi IX model.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning
    § B. The Relativistic Free Particle · p. 18

    It follows from III A that all operators of the form [A]_{B=τ} are symmetric (for Hermitian A(t) and B(t)) and we need not have chosen x0 as the intrinsic clock.

    “It therefore follows from III A that all operators of the form [ A ] B = τ are symmetric (for Hermitian A ( t ) and B ( t )) and we need not have chosen x 0 as the 'intrinsic clock.'”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingnone given
    § VI. DISCUSSION · p. 31

    A physical inner product was identified and this approach was shown to predict the collapse of spacetimes for the appropriate Bianchi cosmologies.

    “A physical inner product was identified and this approach was shown to predict the collapse of spacetimes for the appropriate Bianchi cosmologies.”
    Quote in the paperSubstantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingreasoning
    § B. The Relativistic Free Particle · p. 18

    If we require [Θ]_{X0=τ} to be Hermitian, where Θ is the time reversal operator, these normalizations must be identical and the inner product is uniquely determined (up to an overall scale factor) to be 4.17.

    “Additionally, if we require [Θ] X 0 = τ to be Hermitian, where Θ is the time reversal operator (Θ | p ; t 〉 = | -p ; t 〉 ), these normalizations must be identical and the inner product is uniquely determined (up to an overal scale factor) to be:”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § VI. DISCUSSION · p. 33

    If the dynamics is complete, such systems will generally have solutions for which q0(t)=τ at an infinite number of times, in which case [a]_{q0=τ} may diverge.

    “if the dynamics is complete, such systems will generally have solutions for which q 0 ( t ) = τ at an infinite number of times in which case [ a ] q 0 = τ may diverge as well.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning
    § A. The System and Observables · p. 22

    Convergence of the integrals guarantees that the matrix element in 5.5, and correspondingly for [A]R_{Q0=τ}, vanishes in the large τ limit, verifying the recollapsing behavior of 2.4 in a weak sense.

    “Note that convergence of these integrals guarantees that the matrix element in 5.5 (and correspondingly for [ A ] R Q 0 = τ vanishes in the large τ limit, verifying the recollapsing behavior of 2.4 in a weak sense.”
    Quote in the paperSubstantial claim
22 of 22
  • The authors state this as an assumption.

    The Hamiltonian is classically constrained to vanish (h=0) for the time reparametrization invariant systems considered.

    “Because time reparametrization is to be a gauge symmetry of this system, the Hamiltonian is classically constrained to vanish: h = 0.”
  • The authors state this as an assumption.

    The integrals defining the observables converge for the results of section III.

    “The results of this section assume convergence of the integrals, which will be separately discussed for each of the examples of IV and V.”
  • The authors state this as an assumption.

    The spectrum of H is purely continuous, at least near the zero eigenvalue, for the applications considered.

    “Here, however, we will only be interested in applying these techniques to the case where the spectrum of H is purely continuous (at least near the zero eigenvalue).”
  • The authors state this as an assumption.

    The one-form ωdt satisfies equation 3.10.

    “Since ωdt is a one-form, we assume that it satisfies the equation”
  • The authors state this as an assumption.

    The lapse function n(t) satisfies equation 3.7.

    “From now on, we will assume that n ( t ) satisfies”
  • The authors state this as an assumption.

    The parameter time evolution satisfies equation 3.6.

    “In irreducible representations, N ( t ) is proportional to the identity: N ( t ) = n ( t ) 1 1 and we assume that 3.6 holds.”
  • The authors state this as an assumption.

    For each E0 and E1, the label k takes only a finite set of values.

    “We will also assume that, for each E 0 , E 1 , the label k takes only a finite set of values. This is the case for both LRS Bianchi IX and the Kantowski-Sachs Model.”
7 of 7

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • The manifestly real formulation of quantum gravity is needed because [3] only applies when the gauge group is compact (in this case SU(2)).

    “We need it in its manifestly real formulation as advocated, for the Lorentzian signature, first in [14] because [3] only applies when the gauge group is compact (in this case SU (2)).”
  • The gravitational sector can be described in terms of real-valued Ashtekar variables, a canonical pair (A^i_a, E^a_i/κ) where A^i_a is an SU(2) connection and E^a_i is its conjugate momentum.

    “The gravitational sector can be described [14] in terms of 'real-valued Ashtekar variables', that is, by a canonical pair ( A i a , E a i /κ ) where a, b, c etc. are tensorial indices for Σ, i, j, k etc. are su (2) indices, A i a is an SU (2) connection and E a i is its conjugate momentum, an ad SU (2) transforming vector density of weight one.”
  • The need for H to have a continuous spectrum near zero forces homogeneous cosmological applications of the almost local formalism to use a constraint and lapse nontrivially linked to the ADM ones.

    “the requirement that H has only a continuous spectrum near zero means (see [1,22]) that the almost local formalism can only be applied to homogeneous cosmological models by using a constraint H and lapse N which are nontrivially related to the ADM constraint and lapse.”
  • The almost local formalism supplies a positive-definite inner product on a physical Hilbert space and a complete set of symmetric quantum observables (perennials) that capture the value of A at the time Q=τ.

    “it provides [1,22] a positive-definite inner product on a physical Hilbert space H phys as well as a complete set of well-defined symmetric quantum observables on this space (perennials in the language of [18]) that, in a certain sense, capture the notion of 'the value of quantity A at the point in time at which quantity Q takes a specified value τ '.”
  • The almost local formalism gives a complete quantization of Hamiltonian vacuum Bianchi models and similar finite-dimensional time reparametrization invariant systems.

    “the almost local approach was shown in [1] to provide a complete quantization of Hamiltonian vacuum Bianchi models (see, e.g.[19][20][21]) and of similar finite-dimensional time reparametrization invariant systems.”

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Opposite signs in the potential bound

    Minor

    The initial condition bounds the potential by a term that decays as q0 approaches −∞. The formal definition instead uses a bound that grows in that limit, although the later convergence argument relies on the potential being exponentially small there.

  • Conflicting limits for the same integral

    Minor

    The argument establishes a large-E* limit, then states its conclusion as E* approaching zero. Those are different limits.

2 of 2

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Authors
Marolf, D.
Affiliations
University of California, Santa Barbara (US)
Corresponding author
Marolf, Donald
Venue
Classical and Quantum Gravity
Published
1995-05-01
Volume
12
Issue
5
Pages
1199-1220
ISSN
  • 0264-9381 (ISSN-L)
  • 1361-6382
OpenAlex
W2021228295
Cited by
153
References
22
Citations by year
2026: 1 · 2025: 5 · 2024: 2 · 2023: 4 · 2022: 3 · 2021: 5 · 2020: 6 · 2019: 3 · 2018: 1 · 2017: 2 · 2016: 3 · 2015: 5 · 2014: 3 · 2013: 3 · 2012: 8
FWCI
7.24
Type
journal article
Language
en
Open access
Locations
  • Classical and Quantum Gravity (publishedVersion)
  • arXiv (Cornell University) (submittedVersion)
  • CERN Document Server (European Organization for Nuclear Research) (submittedVersion)
  • arXiv (Cornell University)
Funders
National Science Foundation
Topics
  • Physical Sciences › Physics and Astronomy › Statistical and Nonlinear Physics › Noncommutative and Quantum Gravity Theories
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Relativity and Gravitational Theory
  • Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
Keywords
quantum observables, time reparametrization invariance, minisuperspace model, Kantowski-Sachs model, recollapse, quantum cosmology, classical limit, finite-dimensional systems

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