A Practical Lithium-Ion Battery Model for State of Energy and Voltage Responses Prediction Incorporating Temperature and Ageing Effects
Open accessAbstract
The state of energy (SOE) is a key indicator for the energy optimization and management of lithium-ion (Li-ion) battery-based energy storage systems in smart grid applications. To improve the SOE estimation accuracy, a Li-ion battery model is presented in this study against dynamic loads and battery ageing effects. First, an electrical battery model is combined with an analytical model in order to take advantages of both models for accurate prediction of battery terminal voltage characteristics, SOE, and remnant runtime. Second, a novel method to separate the fast and slow dynamics of the electrical battery model is developed, and its superior performance is presented. Third, the effects of the battery initial SOC, load current rate and direction, operating temperature, and ageing level are systematically scrutinized and involved in the proposed model for robust SOE and terminal voltage prediction. Commercial Li-ion batteries are then tested under dynamic loads and at an arbitrary battery ageing level to validate the effectiveness and robustness of the proposed model. The laboratory-scale experimental test results show superb accuracy and reliability of the proposed battery model for estimating battery SOE and terminal voltage under dynamic loads and battery ageing conditions.
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TL;DR
The paper proposes a hybrid Li-ion battery model combining a 2nd-order RC electrical model with an analytical SOE/runtime model, incorporating temperature, load, initial SOC, and ageing effects. Validation on commercial LTO cells shows low voltage and SOE errors under dynamic loads and arbitrary ageing, though some high-current SOE error remains.
Key findings
- Voltage prediction: for an aged cell at 18.7 Ah (93.5% SOH), maximum discrepancy occurred at 0–10% SOC with MAPE 0.17% and RMSPE 0.23%; over 95–10% SOC, MPE was about 0.09% and RMSPE within 0.15%. Under a dynamic smart-grid current profile from 50% initial SOC for 30 h, MAPE was less than 2% and RMSPE 1.2%.
- SOE prediction: at 0.33 C constant current with dynamic temperature, MAPE was 2%, RMSPE 1.1%, and runtime error within 1%. Under pulse load with initial SOE 80%, MAPE was 3.2% and RMSPE 2.1%. Under a 5 h dynamic smart-grid profile with initial SOE 58%, the proposed model had MAPE 9.2% and RMSPE 4.7%, versus 26% and 10.9% for the prior model in [35].
- MAE and RAE varied with operating conditions: at 5 °C, MAE dropped from 41.26 Wh to 38.12 Wh when current changed from 0.33 C to 3.0 C; at 0.33 C and 25 °C, MAE was 46.59 Wh for a fresh cell and 44.78 Wh, 42.1 Wh, and 37.9 Wh for aged cells. The RAE ratio at 40% versus 100% initial SOC decreased from 38.8% at 0.33 C to 33.4% at 5.0 C.
- Internal resistance \(R_i\) was nearly constant at about 10 mΩ within 10–90% SOC, with abrupt increases near 0% and 100% SOC; it depended on SOC, temperature, and SOH, but was almost independent of current rate, direction, and switch on/off phases.
Methods
- The model combines a 2nd-order RC Thevenin ECM—OCV, ohmic resistance \(R_i\), fast \(R_fC_f\), slow \(R_sC_s\), and a relaxation offset \(U_{\text{offset}}\)—with an analytical SOE/runtime model using \(SOE = E_{RAE|I,T,SOC,SOH} / E_{MAE|I,T,SOH} \times 100\%\), coupled by online SOC.
- Commercial LTO cells were tested: nominal 20.0 Ah, 2.3 V; temperatures 5, 15, 25, 35, and 45 °C; SOHs 100%, 95%, 90%, and 85% corresponding to 20.0, 19.1, 18.1, and 17.0 Ah. MAE/RAE look-up tables used currents from 0.33 C to 5.0 C and initial SOCs from 5% to 95%; pulse tests used 3.0 C PC/PD pulses, with validation on a fresh cell and aged cells including an arbitrary 18.7 Ah cell (93.5% SOH).
- Parameter extraction used pulse/relaxation data, derivative-based separation of fast, slow, and offset voltage components, and offline multidimensional look-up tables; validation compared simulated versus measured voltage and estimated SOE against brute-force actual SOE obtained via the power-integral method.
Limitations
- The paper states that irreversible and reversible energy loss were not discussed; only RAE and MAE under a designated load condition were considered, with future work needed on energy loss and recovery rate including idle time. It also assumes SOH and initial SOC are already known, ignores calendar ageing because it had negligible effects in their tests, and ignores hysteresis and self-discharge due to ≤2 mV hysteresis and regular cycling.
- The paper states there is no direct online SOE determination method; actual SOE was obtained by a time-consuming brute-force procedure, which limits practical online validation.
- Evident from the text: validation used only commercial LTO cells, so generality to other Li-ion chemistries is not demonstrated; the dynamic smart-grid profile showed a relatively high SOE MAPE of 9.2% under currents up to 3.0 C, even though RMSPE was 4.7%.
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Claims the paper makes
0 of 40 cited sources checked · 0 supported · 0 flagged
- Findingown data§ Abstract
The proposed hybrid Li-ion battery model can predict online battery SOE and terminal voltage accurately under various operating loads and battery ageing conditions.
“The laboratory-scale experimental test results show superb accuracy and reliability of the proposed battery model for estimating battery SOE and terminal voltage under dynamic loads and battery ageing conditions.”
- Also stated in: § I. INTRODUCTION · plain
“a comprehensive hybrid Li-ion battery model is advocated in this paper, which is capable of pred icting the online battery SOE as well as the voltage characteristics accurately under various operating loads and battery ageing conditions.”
Quote in the paperSubstantial claim- The authors state this as an assumption: The SOH and initial SOC of the battery were already known.
- Also stated in: § I. INTRODUCTION · plain
- Findingcitation§ C. State of Health
The extent of cell degradation in capacity was not correlated with the ageing or cycling conditions.
“Moreover, according to our experimental results and that in [38], the extent of the cell degradation in capacity was not correlated with the ageing or cycling conditions.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [38] source
Not checked in the free run.
- Findingown data§ B. Analytical Model Extraction Results
At 5 oC, MAE dropped from 41.26 Wh to 38.12 Wh when current changed from 0.33 C to 3.0 C.
“For instance, at 5 ºC, MA E dropped fro m 41.26 Wh to 38.12 Wh when I changed fro m 0.33 C to 3.0 C.”
Quote in the paperNot a substantial claim - Findingown data§ B. Analytical Model Extraction Results
At the same temperature, MAE decreased with increasing current.
“At same T, MA E decreased with increasing I.”
Quote in the paperNot a substantial claim - Findingown data§ A. OCV-SOC Characteristics
Higher temperature resulted in a wider OCV range.
“Fig. 9 revealed that higher T resulted in a wider OCV range.”
Quote in the paperNot a substantial claim
- Findingown data§ B. State of Energy
Tests in the current study revealed that there is no robust relation between SOE, SOC, nor OCV.
“Some research works in the literature derived relations between SOE and SOC [17] and the OCV-SOE characteristics [16][17][18][19]22], however, tests results in the current study revealed that there was no robust relation between SOE, SOC, nor OCV.”
Quote in the paperSubstantial claim - Findingown data§ C. Extraction of Impedance Parameters
Uoffset maximum value was around 8 to 15 mV in a time frame of 1 to 2 hours empirically.
“U offset (t) was the voltage difference fro m t se to t end , and its maximu m value was around 8 to 15 mV in a t ime frame of 1 to 2 hours empirically.”
Quote in the paperSubstantial claim - Findingown data§ A. OCV-SOC Characteristics
OCV of the same SOC was lower as battery aged.
“Additionally, OCV of the same SOC was lower as battery aged, and more OCV decrements were observed when SOC was larger than 40%.”
Quote in the paperSubstantial claim - Findingown data§ B. Analytical Model Extraction Results
MAE exhibited an increasing tendency with rising temperature.
“Meanwh ile, MAE exhibited an increasing tendency with rising T.”
Quote in the paperNot a substantial claim - Findingown data§ A. OCV-SOC Characteristics
More OCV decrements were observed when SOC was larger than 40%.
“Additionally, OCV of the same SOC was lower as battery aged, and more OCV decrements were observed when SOC was larger than 40%.”
Quote in the paperNot a substantial claim - Findingown data§ C. Electrical Circuit Model Extraction Results
C_f and C_s values were directly related to the current rate and direction.
“As to C f and C s , their values were direct ly related to the current rate and direction.”
Quote in the paperNot a substantial claim - Findingown data§ B. Analytical Model Extraction Results
The monotonic decreasing trend of current on MAE was also discovered at different SOHs.
“In addition, the monotonic decreasing trend of I on MAE was also discovered, albeit at different SOHs.”
Quote in the paperNot a substantial claim - Findingown data§ C. Electrical Circuit Model Extraction Results
R_i exhibited a nearly constant value of 10 mΩ within 10-90% SOC range, regardless of load current rate, switch on/off phases, and charge/discharge situations.
“It could be clearly observed that R i exhibited a nearly constant value of 10 mΩ within 10-90% SOC range, regardless of the load current rate, switch on/off phases, and charge/discharge situations.”
Quote in the paperSubstantial claim - Findingown data§ C. Electrical Circuit Model Extraction Results
Values of C_f and C_s varied dramatically with SOH in an overall positive relationship.
“Additionally, values of C f and C s varied dramat ically with SOH in an overall positive relationship.”
Quote in the paperNot a substantial claim - Findingown data§ C. Electrical Circuit Model Extraction Results
There were abrupt increases in R_i values when SOC approached both 0% and 100%.
“Meanwhile, there were abrupt increases in R i values when SOC approached both 0% and 100%.”
Quote in the paperSubstantial claim - Findingnone given§ C. Electrical Circuit Model Extraction Results
In charging events, both R_f and R_s generally increased with increasing SOC.
“In the course of charging events, both R f and R s generally increased with the increasing SOC.”
Quote in the paperNot a substantial claim - Findingown data§ A. Verification of the Terminal Voltage Prediction
U_f decreased to zero during the relaxation period within about 350 s.
“Information could be obtained that, U f decreased to zero in the course of the relaxat ion period within a time frame of about 350 s.”
Quote in the paperNot a substantial claim - Findingown data§ C. Electrical Circuit Model Extraction Results
SOH exhibited severely adverse effects on the values of the impedance parameters.
“Fro m Fig. 17, it could be concluded that SOH exh ibited severely adverse effects on the values of the impedance parameters.”
Quote in the paperSubstantial claim - Findingown data§ B. Analytical Model Extraction Results
At the same SOC, SOE varied when current was changed.
“It could be extrapolated that the larger was the current, the lower was the ratio; thusly, summary was that at the same SOC, SOE varied when I was changed, wh ich corroborated the deficiencies of the models in [15][16][17] where SOC-SOE linear relations were built.”
Quote in the paperSubstantial claim - Findingown data§ VII. CONCLUSION
The effects of initial SOC, load current rate/direction, ambient temperature and ageing level on the discharging performance of Li-ion batteries are investigated systematically and involved into the proposed model.
“(2) the effects of the initial SOC, load current rate/direction, amb ient temperature and the ageing level on the discharging performance of Li-ion batteries are investigated systematically and involved into the proposed model;”
Quote in the paperSubstantial claim - Findingown data§ B. Analytical Model Extraction Results
MAE was greatly affected by temperature, current, and SOH.
“Su mmary could be drawn that MAE was greatly affected by T, I and SOH.”
Quote in the paperSubstantial claim - Findingnone given§ C. Electrical Circuit Model Extraction Results
For both charge and discharge regimes, C_f and C_s values were larger with higher current rate.
“For both charge and discharge regimes, the values of C f and C s were larger with higher current rate.”
Quote in the paperNot a substantial claim - Interpretationnone given§ I. INTRODUCTION
The proposed model can predict the SOE and terminal voltage of the battery from any starting states.
“Another improvement is that the proposed model can predict the SOE and terminal voltage of the battery fro m any starting states, comparing to that most models in the literature were only verified fro m the fully charged state of batteries.”
Quote in the paperSubstantial claim- The authors state this as an assumption: The SOH and initial SOC of the battery were already known.
- Interpretationcitation§ D. Innovation and Enhancement of Proposed Method
It is inappropriate to calculate R_f and R_s at t0 because both [28] and this work defined t0 as the time when the pulse current had fallen to zero.
“Nevertheless, both [28] and our work defined t 0 as the time when the pulse current had fallen to zero, so it was inappropriate to calculate R f and R s at t 0 .”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [28] source
Not checked in the free run.
- Interpretationreasoning§ D. Innovation and Enhancement of Proposed Method
The proposed model introduces a linear voltage element U_offset to represent the subtle transient voltage change after the fast and slow dynamics.
“We introduced a linear voltage elements U offset to represent the subtle transient voltage change after the fast and slow dynamics to rectify this drawback.”
Quote in the paperSubstantial claim - Interpretationreasoning§ D. Innovation and Enhancement of Proposed Method
The proposed parameter identification method realizes more thorough and precise parameter extraction results for 2nd order RC battery models compared to previous methods.
“In this study, we advocated a novel parameter identification method for the 2 nd RC ECM , as a modificat ion to the method in [28] in order for realizing mo re thorough and precise parameter extraction results.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [28] source
Not checked in the free run.
- Premisecitation§ B. State of Energy
Due to omission of initial SOE, estimated SOE of online filters based on AUKF and dual filters remained diverged until 10 minutes after estimation started.
“However, due to the omission of the initial SOE, the estimated SOE of the online filters based on, for example AUKF [19,20] and dual filters [21], remained diverged until 10 minutes after the estimat ion started.”
Quote in the paperSubstantial claim0 of 3 sources checked - Premisecitation§ B. State of Energy
At the same SOC, SOE varies because discharging energy efficiency depends on battery operating conditions.
“At the same SOC, SOE varied on account of that the discharging energy efficiency was dependent on the battery operating conditions.”
Quote in the paperSubstantial claim0 of 2 sources checked- cites [4] source
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- cites [34]
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- Premisecitation§ I. INTRODUCTION
Prior power-integral SOE prediction algorithms had significant estimation inaccuracies caused by erroneous measurements and the rate capacity/energy phenomenon of batteries.
“Nevertheless, the disadvantage of the algorith ms was the significant estimation inaccuracies caused by the erroneous measurements and the rate capacity/energy phenomenon of batteries.”
Quote in the paperSubstantial claim0 of 2 sources checked - Premisecitation§ A. OCV-SOC Characteristics
The batteries used in this study had hysteresis of no more than 2 mV.
“The batteries used in this study had hysteresis of no mo re than 2 mV [31][32][33] and were cycled regularly, thus hysteresis and self-discharge were ignored without any noticeable effects on model accuracy.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [31][32][33]
Not checked in the free run.
- Interpretationnone given§ D. Innovation and Enhancement of Proposed Method
The influences on battery behaviors of temperature, current rate and direction, and ageing levels were involved in the model.
“Last but not least, the influences on battery behaviors of temperature, current rate and direction, and ageing levels were involved in the model.”
Quote in the paperSubstantial claim - Interpretationnone given§ I. INTRODUCTION
Non-adaptive pre-set model parameters would cause predicted SOE values to deviate from accurate ones during battery ageing and operational condition variations.
“In the course of battery ageing and operational condition variations, the non-adaptive pre-set model parameters would cause the predicted SOE values deviated from the accurate ones.”
Quote in the paperNot a substantial claim - Interpretationreasoning§ B. Proposed Model and Work flow
With the help of equation (1) and the database in the analytical model, the proposed model was capable of achieving high-fidelity SOE estimation under varying operational condition and SOH levels.
“With the help of (1) and the database in the analytical model, the proposed model was capable of achieving high-fidelity SOE estimation under varying operational condition and SOH levels.”
Quote in the paperNot a substantial claim- The authors state this as an assumption: The SOH and initial SOC of the battery were already known.
- Interpretationreasoning§ A. OCV-SOC Characteristics
Hysteresis was ignored without noticeable effects on model accuracy.
“The batteries used in this study had hysteresis of no mo re than 2 mV [31][32][33] and were cycled regularly, thus hysteresis and self-discharge were ignored without any noticeable effects on model accuracy.”
Quote in the paperSubstantial claim - Premisecitation§ I. INTRODUCTION
In practical smart grid applications, batteries operate together with other electrical devices such as diesel generators, PV plants and domestic loads.
“It should be noted that in the practical smart grid applications, batteries operated together with other electrical devices such as diesel generators, PV p lants and domestic loads closely [23];”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [23] source
Not checked in the free run.
- Interpretationown data§ A. Verification of the Terminal Voltage Prediction
The proposed model was competent to predict terminal voltage responses sufficiently under varying load conditions considering temperature and battery ageing effects.
“Therefore, the proposed model was competent to predict the terminal voltage responses of the battery sufficiently under varying load conditions considering temperature and battery ageing effects.”
Quote in the paperSubstantial claim - Interpretationown data§ B. Analytical Model Extraction Results
With comprehensive involvement of influences of current, temperature, initial SOC, and SOH on battery MAE and RAE into the database, the proposed model could realize high-fidelity SOE estimation against varying load and battery ageing conditions.
“With the co mprehensive involvement the influences of I, T, init ial SOC, SOH on battery MAE and RA E into the database, the proposed model could realize high-fidelity SOE estimat ion against varying load and battery ageing conditions.”
Quote in the paperSubstantial claim - Interpretationreasoning§ B. Verification of Battery SOE and Runtime Estimation
Compared to the model in [35], the electrochemical reactions in the battery at various operating conditions and especially the ageing levels were involved into the proposed model by accurately addressing the model parameter values with higher resolution.
“Co mpared to the model in [35], the electrochemical reactions in the battery at various operating conditions and especially the ageing levels were involved into the proposed model by accurately addressing the model parameter values with higher resolution.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [35] source
Not checked in the free run.
- Interpretationown data§ B. Analytical Model Extraction Results
The models in [15][16][17] have deficiencies because they build SOC-SOE linear relations.
“It could be extrapolated that the larger was the current, the lower was the ratio; thusly, summary was that at the same SOC, SOE varied when I was changed, wh ich corroborated the deficiencies of the models in [15][16][17] where SOC-SOE linear relations were built.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [15][16][17]
Not checked in the free run.
- Interpretationreasoning§ B. Verification of Battery SOE and Runtime Estimation
The set-up of comprehensive look-up tables for OCV-SOC relations, model parameters, and energy terms with respect to almost all operational factors of the battery guaranteed the superior performance of the proposed model for online SOE and voltage prediction of the Li-ion battery.
“The set-up of the co mprehensive look-up tables for OCV-SOC relations, model parameters, and energy terms with respect to almost all the operational factors of the battery guaranteed the superior performance of the proposed model for online SOE and voltage prediction of the Li-ion battery.”
Quote in the paperSubstantial claim
- May combine two claims. 41
- Classified as probably not a substantial claim. 13
May combine two claims.
Findingown data§ B. Analytical Model Extraction ResultsWhen 0.33 C and 25 oC were chosen, MAE was 46.59 Wh for fresh cell, and 44.78 Wh, 42.1 Wh and 37.9 Wh for each aged cell, respectively.
“Fig. 10(b) showed the MAE trajectory with SOH: when 0.33 C and 25 ºC were chosen, MAE was 46.59 Wh for fresh cell, and 44.78 Wh, 42.1 Wh and 37.9 Wh fo r each aged cell, respectively.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingcitation§ C. State of HealthCalendar-ageing caused negligible effects on battery performance, so only cycling-ageing effects were considered in this study.
“Nevertheless, based on our test results published elsewhere and in [37], the calendar-ageing caused negligib le effects on the battery performance, thus only the cycling-ageing effects were considered in this study.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [37]
Not checked in the free run.
May combine two claims.
Findingown data§ B. Verification of Battery SOE and Runtime EstimationFrom 1.5-5 h when the cell was discharged at current rate as large as 3.0 C, the estimated SOE from the model in [35] deviated seriously from the actual one, while the SOE estimation of the proposed model was much closer to the actual one.
“Fro m 1.5-5 h when the cell was discharged at current rate of as large as 3.0 C, the estimated SOE fro m the model in [35] deviated seriously fro m the actual one, while the SOE estimat ion of the proposed model was much closer to the actual one.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [35] source
Not checked in the free run.
May combine two claims.
Findingown data§ VII. CONCLUSIONExperimental results validated the efficacy of the proposed model with voltage prediction error less than 2%, SOE error no more than 4.7%, and runtime error within 1% under dynamic load conditions at an arbitrary ageing level.
“The experimental results validated the efficacy of the proposed model with voltage prediction error less than 2%, SOE error no more than 4.7%, and runtime error within 1% under dynamic load conditions at an arbitrary ageing”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ A. Verification of the Terminal Voltage PredictionUnder a highly dynamic current profile from 50% initial SOC for 30 hours, simulated voltage results superimposed very well with measurements, with MAPE less than 2% (found at the 8.5th hour when online SOC was approximately 12%) and RMSPE of 1.2%.
“It could be observed from Fig. 22 that the simulated voltage results superimposed very well with the measurements, with the MAPE (found at the 8.5 th hour when the online SOC was approximately 12%) less than 2% and the RMSPE of 1.2%.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsR_f and R_s values dropped with increasing current rate, and R_f was slightly larger than R_s.
“Meanwhile, R f and R s values dropped with increasing current rate, and the values of R f was slightly larger than that of R s .”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsFor discharge regimes, battery voltage drop was more prominent at low SOCs when the cell was almost depleted due to build-up of concentration gradient, and R_f and R_s became very large due to slow mass transport and diffusion limitations.
“For the discharge regimes, the battery voltage drop was more p ro minent at low SOCs when the cell was almost depleted due to the build-up of concentration gradient, and R f and R s became very large due to the slow mass transport and diffusion limitations.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsA downward trend with temperature of R_f and R_s values was observed, while C_f and C_s generally increased with rising temperature, more obvious for C_f than C_s.
“A downward trend with temperature of R f and R s values could be observed, while C f and C s generally increased with the rising temperature, and it was more obvious for the values of C f than that of C s .”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ B. Verification of Battery SOE and Runtime EstimationSOE estimation at 0.33 C constant current load and temperature profile in Fig. 19 had MAPE 2% and RMSPE 1.1%, and runtime error within 1%, revealing the proposed model performed very well under constant load and dynamic temperature conditions.
“The MAPE and RMSPE o f the estimation results were 2% and 1.1%, and the runtime error was within 1%, revealing that the proposed model performed very well under constant load and dynamic temperature conditions.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ B. Verification of Battery SOE and Runtime EstimationThe MAPE and RMSPE of the proposed model were 9.2% and 4.7%, while those of the model in [35] were 26% and 10.9%.
“Specifically, the MAPE and RMSPE of the proposed model were 9.2% and 4.7%, wh ile those of the model in [35] were 26% and 10.9%, respectively.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [35] source
Not checked in the free run.
May combine two claims.
Findingown data§ A. Verification of the Terminal Voltage PredictionU_i was present during both charge and discharge events and was almost constant because R_i varied minimally with SOC and current rate variations.
“U i was present during both the charge and discharge events and it was almost constant because R i varied minimally with SOC and current rate variations.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ B. Verification of Battery SOE and Runtime EstimationUnder the pulse current load profile of Fig. 18 and temperature profile in Fig. 19, during the 1-hour test, good superimposition of estimated SOE with actual was observed, and MAPE and RMSPE were 3.2% and 2.1%.
“During the 1-hour test, good superimposition of the estimated SOE with the actual one could be observed, and the MAPE and RM SPE were 3.2% and 2.1%, respectively.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ A. Verification of the Terminal Voltage PredictionA close agreement between simulated and measured voltage curves was observed, with maximum discrepancy at the end of discharge when the cell was nearly depleted (0-10% SOC), where MAPE was 0.17% and RMSPE was 0.23%.
“A close agreement between the two curves could be observed, and the maximu m discrepancy was found at the end of discharge when the cell was nearly depleted (0-10% SOC), where the maximu m absolute percentage error (MAPE) was 0.17% and the root mean square percentage error (RMSPE) was 0.23%.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ A. Verification of the Terminal Voltage PredictionIn the SOC range from 95% to 10%, MPE was approximately 0.09% and RMSPE was confined within 0.15%.
“In the SOC range fro m 95% to 10%, MPE was appro ximately 0.09% and RMSPE was confined within 0.15%.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsR_i values increased when the temperature was lower and battery ageing was more severe.
“Basically, R i values increased when the temperature was lower and battery ageing was more severe.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Findingnone given§ A. Verification of the Terminal Voltage PredictionU_s decayed more slowly in about 2600 s.
“U s decayed more slowly in about 2600 s.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ B. Verification of Battery SOE and Runtime EstimationFrom 0-1.5 h when load current was moderate (within ±1.0 C), both SOE estimations could achieve acceptable results, and the proposed model performed slightly better than the model in [35].
“According to Fig. 26, fro m 0-1.5 h when the load current was moderate (within ±1.0 C), both the SOE estimation could achieve acceptable results, and our proposed model performed slightly better than the model in [35].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [35] source
Not checked in the free run.
May combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsR_i values were almost irrespective of current rate and direction and switch on/off phases, but depended on SOC, temperature, as well as SOH.
“Conclusion could be derived that: R i values were almost irrespective of current rate and direct ion and switch on/off phases, but depended on SOC, T, as well as SOH.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ A. Verification of the Terminal Voltage PredictionU_offset (about 11 mV), modeled as a linear function, decayed much more slowly and vanished in about 1.7 hours.
“U offset (about 11 mV), which was modeled as a linear function in the proposed model, decayed much more slowly and vanished in about 1.7 hours.”
Quote in the paperNot a substantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsAs the battery aged progressively, R_f and R_s increased on the whole, and the dependence on SOC was more pronounced.
“As the battery aged progressively, R f and R s increased on the whole, and the dependence on SOC was mo re pronounced.”
Quote in the paperSubstantial claimMay combine two claims.
Findingown data§ C. Electrical Circuit Model Extraction ResultsThe parameters under charge and discharge regimes were not equal to each other and varied with different SOCs and load current rate.
“It could be seen that the parameters under charge and discharge regimes were not equal to each other and they varied with different SOCs and load current rate.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ I. INTRODUCTIONLi-ion rechargeable batteries are the most promising energy storage solution due to high gravimetric and volumetric energy density, great cycle life, enhanced safety and low self-discharge rate.
“A mong all the energy storage techniques, Li-ion based rechargeable batteries are deemed to be the most promising solution, due to their outperformed perfo rmance such as high gravimetric and volumetric energy density, great cycle life, enhanced safety and low self-discharge rate [1][2][3].”
Quote in the paperNot a substantial claim0 of 3 sources checkedProbably not a substantial claim: may not pass S3 (load-bearing).
Premisecitation§ I. INTRODUCTIONSOE was introduced in 2010 to directly delineate the energy state of batteries.
“SOE was introduced in 2010 to directly delineate the energy state of batteries [12,13]”
Quote in the paperNot a substantial claim0 of 2 sources checkedMay combine two claims.
Premisecitation§ I. INTRODUCTIONSOC represents the capacity state rather than the energy state, so it is no longer sufficient to describe battery behavior in ESS applications where residual energy rather than residual capacity is essential.
“However, since SOC represents the capacity state instead of the energy state, it is no longer sufficient to describe the battery behavior in the ESS applications where the residual energy rather than the residual capacity of batteries is essential [4].”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [4] source
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Classified as probably not a substantial claim. May combine two claims.
Premisecitation§ I. INTRODUCTIONNeural-network-based SOE prediction methods' estimation exactness highly depended on the training data provided, and their systematic complexity needed to be decreased to reduce hardware costs.
“In [4,14], neural networks were used to predict the battery SOE variation, but the estimat ion exactness highly depended on the training data provided and the systematic co mplexity needed to be decreased to reduce the hardware costs.”
Quote in the paperSubstantial claim0 of 2 sources checkedMay combine two claims.
Premisecitation§ I. INTRODUCTIONOnline SOE estimators using filters achieved acceptable results, but their intricate filtering algorithms produced heavy computational burdens for BMS microprocessors with limited computational capability.
“These online estimators achieved acceptable results, but the intricate filtering algorith m produced heavy computational burdens for the micro-processors in the BMSs, wh ich were always with limited co mputational capability.”
Quote in the paperSubstantial claim0 of 3 sources checkedMay combine two claims.
Interpretationcitation§ A. Electrical Circuit Battery ModelDue to intrinsic peculiarities of ECMs, there is deficiency in capturing non-linear battery behaviors induced by load variations, which will undermine SOE estimation accuracy if ECMs work alone under strenuous loads.
“Additionally, due to the intrinsical peculiarities of ECMs, there is some deficiency in capturing the non -linear battery behaviors induced by the load variations and will undermine the SOE estimation accuracy if ECMs work alone under strenuous loads.”
Quote in the paperSubstantial claim0 of 3 sources checkedMay combine two claims.
Premisecitation§ I. INTRODUCTIONAll above-mentioned research works only focused on SOE estimation and did not involve prediction of voltage responses of batteries; in online SOE estimators, voltage responses were taken as input factors.
“Last but not least, unfortunately, all of the above-mentioned research works only focused on the estimat ion of SOE but did not involve the prediction of the voltage responses of batteries: in the online SOE estimators [15][16][17][18][19][20][21], the voltage responses were taken as input factors.”
Quote in the paperSubstantial claim0 of 3 sources checkedMay combine two claims.
Interpretationreasoning§ D. Innovation and Enhancement of Proposed MethodThe proposed method was capable of improving the model accuracy and offering a good trade-off between the model accuracy and computational burden.
“In conclusion, the proposed method was capable of improving the model accuracy and offering a good trade-off between the model accuracy and computational burden.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationreasoning§ B. State of EnergyBattery SOH, ambient temperature, and load conditions all influence discharging performance, inducing quantitative change of RAE and MAE and further SOE.
“The battery SOH, amb ient temperature, and load conditions would all influence the discharging performance thus inducing quantitative change of RA E and MA E and further the SOE.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationown data§ C. Extraction of Impedance ParametersIntroducing Uoffset increases model accuracy but keeps the additional increase of computational complexity to a minimal level.
“This would increase the model accuracy but keep the additional increase of the computational complexity to a minimal level.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationreasoning§ B. Proposed Model and Work flowThe proposed generic modeling method is concise but useful since it allowed accurate online prediction of battery performance using data gleaned from laboratory-scale tests.
“This proposed generic modeling method was concise but useful since it allowed accurate online prediction of battery performance using data gleaned fro m the laboratoryscale tests.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationreasoning§ D. Innovation and Enhancement of Proposed MethodProlonged rest time guaranteed the battery to completely reach equilibrium, thus the entire transient voltage could be captured, and the accuracy was improved.
“This prolonged rest time guaranteed the battery to completely reach equilibriu m thus the entire transient voltage could be captured, and the accuracy was improved.”
Quote in the paperSubstantial claimMay combine two claims.
Premisecitation§ I. INTRODUCTIONLin et al.'s multi-model-probability-based SOE estimation kept the weights of each model the same under dynamic loads for simplicity, resulting in little improvement in SOE estimation.
“Additionally, Lin et al. [22] proposed a mu lti-model-p robability-based approach to jointly estimate the battery SOE.Be that it might be, the weights of each model were kept the same under dynamic loads for simplicity, resulting in that the SOE estimation results achieved little improvement.”
Quote in the paperNot a substantial claim0 of 1 sources checked- cites [22] source
Not checked in the free run.
Classified as probably not a substantial claim. May combine two claims.
Study design and conductnone given§ D. Innovation and Enhancement of Proposed MethodThe pulse test profile was optimized, and R_i values were calculated at a higher resolution from more SOCs in both charge and discharge directions and switch on/off phases.
“Thirdly, the pulse test profile was optimized, and R i values were calculated at a higher resolution fro m mo re SOCs in both charge and directions and switch on/off phases.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim. May combine two claims.
Interpretationown data§ D. Innovation and Enhancement of Proposed MethodThe interval of rest time between current pulses should be 2 hours instead of the short idle time of 5-60 minutes because there was still some voltage variation after 1 hour's rest.
“In supplement, due to the fact that there was still some voltage variation after 1 hour's rest in the idle period, the interval of the rest time between current pulses was advocated to be 2 hours, instead of the short idle t ime of 5 -60 minutes.”
Quote in the paperSubstantial claim0 of 1 sources checked- cites [28] source
Not checked in the free run.
Classified as probably not a substantial claim.
Interpretationreasoning§ D. Innovation and Enhancement of Proposed MethodThis work advocates equations (16) and (17) for R_f and R_s through the V-I values at t_pe, when the pulse current just began to fall.
“In this work, we advocated ( 16) and ( 17) for R f and R s through the V-I values at t pe instead, when the pulse current just began to fall.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S2 (checkable), S3 (load-bearing), S4 (based). May combine two claims.
Interpretationnone given§ D. Innovation and Enhancement of Proposed MethodThe proposed approach had good generality and was highly versatile to simulate any cell materials without deep insights into the chemistry itself.
“This proposed approach had good generality and were highly versatile to simulate any cell materials without deep insights into the chemistry itself.”
Quote in the paperNot a substantial claimMay combine two claims.
Premisecitation§ I. INTRODUCTIONSOE estimation algorithms that extract the relationship between SOC and SOE had accuracy totally dependent on estimated SOC results, and their estimated SOE results were merely verified at load current no more than 1.0 C.
“However, the SOE estimat ion accuracy of these algorithms were totally dependent on the estimated SOC results, and the estimated SOE results were merely verified at load current of no mo re than 1.0 C.”
Quote in the paperSubstantial claim0 of 3 sources checkedProbably not a substantial claim: may not pass S2 (checkable). May combine two claims.
Interpretationreasoning§ B. Proposed Model and Work flowThe proposed SOE determination approach took thorough consideration of all influencing factors on discharging performance and further online SOE.
“This proposed SOE determination approach took thorough consideration on all the influencing factors on the discharging performance and further the online SOE of batteries.”
Quote in the paperNot a substantial claimClassified as probably not a substantial claim.
Interpretationown data§ VII. CONCLUSIONFollowing previous studies on online SOC and SOH co-evaluation, this work provides a holistic understanding on the discharging behavior, terminal voltage and online SOE variation of Li-ion batteries exploited as ESSs in smart grids.
“Follo wing our previous studies on the online SOC and SOH co-evaluation of Li-ion batteries, this work provides a holistic understanding on the discharging behavior, terminal voltage and online SOE variation of Li-ion batteries explo ited as ESSs in smart grids.”
Quote in the paperSubstantial claimClassified as probably not a substantial claim.
Study design and conductreasoning§ B. Verification of Battery SOE and Runtime EstimationThe actual SOE values were obtained through brute force according to the determining equation in (1).
“It was worth noting that SOE results obtained from any algorith ms had errors more or less; thus, in this work, the actual SOE values were obtained through brute force according to the determining equation in (1).”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationnone given§ VII. CONCLUSIONA novel method to extract the parameters of the electrical model is proposed and it is capable of identifying the parameters with outperformed fidelity and acceptable computational burden.
“In specific, the key contributions of this work are summarized as: (1) a novel method to ext ract the parameters of the electrical model is proposed and it is capable of identifying the parameters with outperformed fidelity and acceptable co mputational burden;”
Quote in the paperSubstantial claimClassified as probably not a substantial claim. May combine two claims.
Interpretationreasoning§ VII. CONCLUSIONThe proposed model is based on Matlab/Simulink and computationally light, thus it has the potential to be implemented in the BMSs of the ESSs in the smart grids applications.
“Last but not least, the proposed model is based on Matlab/Simulink and computationally light, thus it has the potential to be implemented in the BMSs of the ESSs in the s mart g rids applications.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationown data§ B. Verification of Battery SOE and Runtime EstimationThe proposed model achieved a significant improvement over the previous model for estimating SOE, and was capable of predicting the SOE and runtime of an arbitrary aged cell under dynamic load and temperature conditions with high fidelity and reliability.
“The test results denoted that the proposed model achieved a significant imp rovement over the previous model for estimating SOE, and it was capable of predict ing the SOE and runtime of an arbitrary aged cell under dynamic load and temperature conditions with h igh fidelity and reliability.”
Quote in the paperSubstantial claimMay combine two claims.
Interpretationown data§ VII. CONCLUSIONTest results on commercial Li-ion batteries validated the robustness and effectiveness of the proposed battery model against varying load, temperature and battery ageing influences, comparing to most models in the literature that were only verified on fresh cells under moderate loads and from fully charged states.
“(3) test results on commercial Li-ion batteries validated the robustness and effectiveness of the proposed battery model against varying load, temperature and battery ageing influences, comparing to that most models in the literature were only verified on fresh cells under moderate loads and from fully charged states.”
Quote in the paperSubstantial claimProbably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.
Study design and conductnone given§ B. Verification of Battery SOE and Runtime EstimationThe brute-force method for obtaining actual SOE was a little bit time-consuming, but the results were almost 100% accurate.
“This method was a little bit time-consuming, but the results were almost 100% accurate.”
Quote in the paperNot a substantial claim
The paper relies on this without support.
There existed only a few literatures on SOE estimation compared to SOC estimation.
“Co mpared to the SOC estimation, there existed only a few literatures on SOE estimation.”
The paper relies on this without support.
To date there is no unified determining equations for SOE.
“Firstly, to date there is no unified determin ing equations for SOE.”
The paper relies on this without support.
Most studies failed to obtain desirable SOE estimation against varying loads, ambient temperature and battery ageing conditions.
“What's worse, most studies failed to obtain desirable SOE estimation against varying loads, ambient temperature and battery ageing conditions.”
The authors state this as an assumption.
The SOH and initial SOC of the battery were already known.
“Herein we assumed that the SOH and initial SOC were already known.”
The authors state this as an assumption.
The expressions in (14) and (15) were also applicable at tpe when the load current just started to fall.
“Since t pe was only 1.0 s before the t ime of t 0 , we could assume that the expression in ( 14) and (15) were also applicable at t pe when the load current just started to fall.”
The authors state this as an assumption.
The fast and slow dynamics were both modeled as RC combinations.
“Because the fast and slow dynamics were both modeled as RC combinations, the following expressions could be stated:”
The paper relies on this without support.
All model parameters are multi-variable functions of SOC, current direction and rate, ambient temperature, self-discharge rate, hysteresis effects, and ageing levels of the batteries.
“Theoretically, all of the model parameters are mu lti-variab le functions of SOC, current direction and rate, amb ient temperature, self-d ischarge rate, hysteresis effects, and ageing levels of the batteries.”
The paper relies on this without support.
Electrical circuit models are among the most suitable candidates for battery parameters and terminal voltage prediction.
“Being the most intuitive and facile to handle, electrical circuit models (ECMs) have been pervasively used in circuit simu lators and alongside applications, and they are among the most suitable candidates for battery parameters and terminal voltage prediction.”
The paper relies on this without support.
Self-discharge can be ignored without noticeable effects on model accuracy.
“The batteries used in this study had hysteresis of no mo re than 2 mV [31][32][33] and were cycled regularly, thus hysteresis and self-discharge were ignored without any noticeable effects on model accuracy.”
The paper relies on this without support.
In smart grid applications, Li-ion batteries would scarcely be operated below 10% SOC.
“In the smart grid applications, Li -ion batteries would scarcely be operated below 10% SOC, thus the voltage disparities in this region was of trivial significance.”
The paper relies on this without support.
MAE is irrespective of the online SOC of the cell.
“In supplement, the MAE of the cell was extracted by interpolating the MAE look-up tables in the proposed model according to the online load current rate, temperature and SOH, since MAE was irrespective of the online SOC of the cell.”
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Conclusion understates the reported SOE error
MajorThe conclusion says the SOE error was no more than 4.7%, but the validation section reports a 9.2% maximum absolute percentage error for the proposed model. The 4.7% figure is its RMS percentage error, not an upper bound on the error.
“SOE error no more than 4.7%”
“Specifically, the MAPE and RMSPE of the proposed model were 9.2% and 4.7%”
Incorrect 1.0 C RAE ratio in Table II
MinorAt 1.0 C, the listed RAE values are 17.2 and 45.5. Their ratio is 37.8%, not the reported 38.8%.
Reported 38.8 · recomputed 37.802198
“I 0.33C 1.0 C 2.0 C 3.0 C 4.0 C 4.5 C 5.0 C 40% 18.6 17.2 16.8 16.1 15.7 15.2 14.4 100% 46.6 45.5 44.8 44.3 43.8 43.3 43.0 Ratio 40% 38.8% 37.5% 36.3% 35.8% 35.1% 33.4%”
Reported maximum voltage error is below the RMS error
MinorA maximum absolute percentage error cannot be smaller than the root mean square percentage error calculated from the same voltage errors. The reported maximum is 0.17%, while the RMS value is 0.23%.
“the maximu m absolute percentage error (MAPE) was 0.17%”
“the root mean square percentage error (RMSPE) was 0.23%”
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- Authors
- Li, K., Wei, F., Tseng, K. J., & Soong, B.-H.
- Affiliations
- Nanyang Technological University (SG)
- Singapore Institute of Technology (SG)
- Venue
- IEEE Transactions on Industrial Electronics
- Published
- 2018-08
- Volume
- 65
- Issue
- 8
- Pages
- 6696-6708
- ISSN
- 0278-0046 (ISSN-L)
- 1557-9948
- OpenAlex
- W2774519208
- Semantic Scholar
- d2b4ab26d4b1c2f16d7e7b4c51fef51a31090215
- Cited by
- 160
- References
- 39
- Citations by year
- 2026: 6 · 2025: 19 · 2024: 26 · 2023: 17 · 2022: 25 · 2021: 30 · 2020: 21 · 2019: 12 · 2018: 4
- FWCI
- 6.41
- Type
- journal article
- Language
- en
- Open access
- green
- hdl.handle.net
- Locations
- IEEE Transactions on Industrial Electronics (publishedVersion)
- DR-NTU (Nanyang Technological University) (submittedVersion)
- Funders
- National Research Foundation
- National Research Foundation Singapore
- Topics
- Physical Sciences › Engineering › Automotive Engineering › Advanced Battery Technologies Research
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Advancements in Battery Materials
- Physical Sciences › Energy › Energy Engineering and Power Technology › Power Systems and Renewable Energy
- Keywords
- state of energy estimation, terminal voltage prediction, battery degradation, operating temperature effects, dynamic loading, battery energy storage, smart grid
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