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Substance use disorders: Diagnostic and Statistical Manual of Mental Disorders, fourth edition (DSM‐IV) and International Classification of Diseases, tenth edition (ICD‐10)
Abstract
Aims Two major nomenclatures, Diagnostic and Statistical Manual of Mental Disorders, fourth edition (DSM‐IV) and International Classification of Diseases, tenth edition (ICD‐10), currently define substance use disorders for broad audiences of users with different training, experience and interests. A comparison of these definitions and their implications for DSM‐V and ICD‐11 has not been available. Methods The background for the dependence concept and abuse, harmful use, withdrawal, substance‐induced disorders and remission and other substance‐related conditions is reviewed. Reliability evidence is presented, as is validity evidence from approaches including psychometric, genetic and animal studies. The relevance of the DSM‐IV and ICD‐10 compared to alternative systems (e.g. the Addiction Severity Index) is considered. Results Reliability and psychometric validity evidence for substance dependence is consistently strong, but more mixed for abuse and harmful use. Findings on the genetics of alcohol disorders support the validity of the dependence concept, while animal studies underscore the centrality of continued use despite negative consequences to the concept of dependence. While few studies on substance‐induced disorders have been conducted, those published show good reliability and validity when elements of DSM‐IV and ICD‐10 are combined. Conclusions Dependence in DSM‐V and ICD‐11 should be retained, standardizing both criteria sets and adding a severity measure. The consequences of heavy use should be measured independently of dependence; add cannabis withdrawal if further research supports existing evidence; conduct further studies of the substance‐induced psychiatric categories; standardize their criteria across DSM‐V and ICD‐11; develop a theoretical basis for better remission criteria; consider changing substance ‘abuse’ to substance ‘dysfunction disorder’; and conduct clinician education on the value of the diagnostic criteria.
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“The misuse of substances is often maintained by both physical and psychological factors.”
From “I don’t want to take buprenorphine for the rest of my life”: Acceptance and Commitment Therapy for a Client Struggling to Reduce Low-Dose Buprenorphine (a Hermeneutic Single-Case Efficacy Design) (2023) · cites this paper as Hasin et al., 2006
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“The validity of these diagnoses has been documented in numerous studies (25,26), including psychiatrist reappraisal (24).”
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Self-citationInteractions between the Salience and Default-Mode Networks Are Disrupted in Cocaine Addiction
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“Because cocaine dependence involves multiple behavioral dysfunctions (Hasin et al., 2006), likely relating to dysregulation within and between multiple brain circuits, a network analysis approach (Bullmore and Sporns, 2009; Menon, 2011) that incorporates all circuits of interest within a single…”
MethodIs ecstasy a drug of dependence?
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“Measures The Psychiatric Research Interview for Substance and Mental Disorders (PRISM) is a highly reliable (Hasin et al., 2006b) and valid (Torrens et al., 2004) semi-structured clinician-administered interview designed to evaluate current and lifetime DSM-IV disorders.”
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“Oddly, the diagnostic criteria for alcohol dependence in the USA do not include either the quantity or frequency of drinking (Hasin et al. 2006), but there is much current interest in incorporating these indices into the forthcoming new diagnostic scheme, DSM-V (Hasin and Beseler 2009).”
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“We excluded respondents with only DSM-IV alcohol abuse because relative to dependence, the reliability and validity of alcohol abuse is lower and more variable (Hasin et al. 2006), and hence its meaning unclear.”
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“The reliability of AUDADIS diagnosis has been shown to be good to excellent (Grant et al. 1995, 2003a ; Chatterji et al. 1997 ; Hasin et al. 1997a, 2006; Canino et al. 1999) and validity has been extensively documented (Cottler et al. 1997 ; Hasin et al. 1997b, c, 1999 ; Pull et al. 1997 ; Ustun et…”
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“We use the term interrater reliability here to describe this agreement; it is also often called test–retest reliability (Hasin et al., 2006).”
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Grant, J. D., Arpana Agrawal, A., Bucholz, K. K., Madden, P. A. F., Pergadia, M. L., Nelson, E. C., Lynskey, M. T., Todd, R. D., Todorov, A. A., Hansell, N. K., et al. (2009) · Biological Psychiatry · doi:10.1016/j.biopsych.2009.05.018 · Cited by 93
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“The history of why these two major classification systems are both alike and different makes for an interesting read and is instructive as to the politics in the international psychiatric problems community (See Caetano, 1986 and Hasin et al., 2006).”
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“[4]).”
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“Nevertheless, in both the ICD-10 and DSM-IV-TR classifications, alcohol dependence is considered to be more severe than HUA or abuse, and, in treatment strategies for AUDs, the official labelling of medications is restricted to alcohol dependence.”
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“…incidence of alcohol dependence (Dawson et al., 2008), but, if nothing else, it immediately becomes obvious that drinking levels are a continuous variable , while alcohol dependence, as it is currently defined (American Psychiatric Association, 1994; Hasin et al., 2006), is a categorical diagnosis.”
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“…and social problems into the criteria for a second axis disorder because of concerns that these items change in a society over time and may have different meanings across cultures (Anthony et al., 2005; Gruenberg, 1967; Hasin et al., 2006; Ridenour et al., 2003; World Health Organization, 1992).”
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Naturally Occurring and Related Synthetic Cannabinoids and their Potential Therapeutic Applications
Galal, A. M., Slade, D., Gul, W., El‐Alfy, A. T., Ferreira, D., & ElSohly, M. A. (2009) · Recent Patents on CNS Drug Discovery · doi:10.2174/157488909788453031 · Cited by 44
Laughing gas abuse is no joke. An overview of the implications for psychiatric practice
Cousaert, C., Heylens, G., & Audenaert, K. (2013) · Clinical Neurology and Neurosurgery · doi:10.1016/j.clineuro.2013.04.004 · Cited by 44
Keyes, K. M., Geier, T. J., Grant, B. F., & Hasin, D. S. (2009) · Alcoholism Clinical and Experimental Research · doi:10.1111/j.1530-0277.2009.00894.x · Cited by 42
“…are not distinct entities; instead, evidence supports an underlying continuum of alcohol severity across a variety of samples and populations (Hasin et al., 2006; Kahler and Strong, 2006; Krueger et al., 2004; Martin et al., 2006; Moss et al., 2008; Proudfoot et al., 2006; Saha et al., 2006).”
Self-citationDang, C., Wang, Q., Li, Q., Xiong, Y., & Lu, Y. (2024) · Frontiers in Pharmacology · doi:10.3389/fphar.2024.1295564 · Cited by 40
Denis, C., Fatseas, M., & Auriacombe, M. (2011) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2011.09.006 · Cited by 40
Carrà, G., Crocamo, C., Borrelli, P., Popa, I., Ornaghi, A., Montomoli, C., & Clerici, M. (2014) · Comprehensive Psychiatry · doi:10.1016/j.comppsych.2014.11.021 · Cited by 40
“be reliable and valid [11] but evidence in support of abuse was weaker [12].”
BackgroundRumpf, H., Kiefer, F., & Suchttherapie (2011) · SUCHT - Zeitschrift für Wissenschaft und Praxis / Journal of Addiction Research and Practice · doi:10.1024/0939-5911.a000072 · Cited by 38
Chung, T. A., Cornelius, J. R., Clark, D. B., & Martin, C. S. (2017) · Alcoholism Clinical and Experimental Research · doi:10.1111/acer.13441 · Cited by 38
“…not address whether the proposed ICD-11 SUD criteria have greater concurrent or predictive validity than other classification systems, although prior research has addressed the reliability and validity of DSM-IV, DSM-5, and ICD-10 SUD diagnoses (Hasin et al., 2006, 2013a,b; Martin et al., 2008).”
Lange, S., Shield, K. D., Monteiro, M. G., & Rehm, J. T. (2019) · Alcoholism Clinical and Experimental Research · doi:10.1111/acer.14171 · Cited by 46
“If a study reported sensitivity and specificity for an AUD by using both: (i) the DSMIV and DSM-5, the estimates for the DSM-5 were retained as it is the most recent version; or (ii) the DSM-IV and ICD-10, the estimates for the DSM-IV were retained as it has been shown to have better between measure agreement than the…”
MethodLivne, O., Shmulewitz, D., Stohl, M., Mannes, Z. L., Aharonovich, E., & Hasin, D. S. (2021) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2021.108958 · Cited by 38
“Following the publication of DSM-IV, the body of knowledge on substance use disorders continued to grow, including substantial evidence indicating psychometric problems created by the hierarchical distinction between the DSM-III-R and DSM-IV abuse and dependence distinction (Hasin et al., 2006), and numerous studies d…”
MethodSelf-citationInter-observer reliability of DSM-5 substance use disorders
Denis, C. M., Gelernter, J., Hart, A. B., & Kranzler, H. R. (2015) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2015.05.019 · Cited by 36
“The DSM-IV substance dependence diagnoses have been shown to be reliable, with substance abuse diagnoses less so (Hasin et al., 1997, 2006; Pierucci-Lagha et al., 2007, 2005).”
MethodResultInfluentialMöller, H., Bandelow, B., Bauer, M., Hampel, H. J., Herpertz, S. C., Soyka, M., Barnikol, U. B., Lista, S., Severus, E., & Maier, W. (2014) · European Archives of Psychiatry and Clinical Neuroscience · doi:10.1007/s00406-014-0521-9 · Cited by 38
Mannes, Z. L., Shmulewitz, D., Livne, O., Stohl, M., & Hasin, D. S. (2021) · Alcoholism Clinical and Experimental Research · doi:10.1111/acer.14701 · Cited by 37
Self-citationDimensions of the Parent–Child Relationship: Effects on Substance Use in Adolescence and Adulthood
Mak, H. W., & Iacovou, M. (2018) · Substance Use & Misuse · doi:10.1080/10826084.2018.1536718 · Cited by 37
KIDORF, M. S., Solazzo, S. A., Yan, H., & Brooner, R. K. (2018) · Journal of Dual Diagnosis · doi:10.1080/15504263.2018.1510148 · Cited by 35
“Many studies have reported on methods to conduct more reliable assessment of psychiatric disorders in people actively using drugs (e.g., Brooner et al., 1997; Dakwar et al., 2011; Hasin et al., 2006).”
MethodHasin, D., Shmulewitz, D., Stohl, M., Greenstein, E., Roncone, S., Aharonovich, E., & Wall, M. (2020) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2020.108294 · Cited by 31
Self-citationEarly psychosis and employment
Drake, R. E., Xie, H., Bond, G. R., McHugo, G. J., & Caton, C. L. M. (2013) · Schizophrenia Research · doi:10.1016/j.schres.2013.02.012 · Cited by 33
Drake, R., Caton, C., Xie, H.-Y., Hsu, E., Gorroochurn, P., Samet, S., & Hasin, D. (2011) · American Journal of Psychiatry · doi:10.1176/appi.ajp.2011.10071051 · Cited by 34
Self-citationSlade, T. N., Grove, R., & Teesson, M. (2009) · Addiction · doi:10.1111/j.1360-0443.2009.02498.x · Cited by 32
Cheng, S., Siddiqui, T. G., Gossop, M., Kristoffersen, E. S., & Lundqvist, C. (2019) · BMC Geriatrics · doi:10.1186/s12877-019-1182-3 · Cited by 32
“The strength of the manual derives from its multiaxial approach [7, 11].”
BackgroundMethodFederico, A., Cotticelli, G., Festi, D., Schiumerini, R., Addolorato, G., Ferrulli, A., Merli, M., Lucidi, C., Milani, S., Pañella, C., et al. (2015) · PubMed · Cited by 30
Wildt, B. T. T., Putzig, I., Drews, M., Lampen-Imkamp, S., Zedler, M., Wiese, B., Dillo, W., & Ohlmeier, M. D. (2010) · The European Journal of Psychiatry · doi:10.4321/s0213-61632010000300002 · Cited by 29
Addiction sciences and its psychometrics: the measurement of alcohol‐related problems
Midanik, L. T., Greenfield, T. K., & Bond, J. C. (2007) · Addiction · doi:10.1111/j.1360-0443.2007.01886.x · Cited by 29
“Hasin and colleagues [23], when addressing psychometric validation, cited those factor-analytical and latent class studies; the NHIS data set was noted to be sufficiently robust to overcome the many problems of analyzing binary variables in small data sets and also to overcome problems that occur ‘when the sample is d…”
BackgroundMethodElliott, J. C., Stohl, M., Wall, M. M., Keyes, K. M., Skodol, A. E., Eaton, N. R., Shmulewitz, D., Goodwin, R. D., Grant, B. F., & Hasin, D. S. (2015) · Addiction · doi:10.1111/add.13292 · Cited by 29
Self-citationCannabis dimensionality: Dependence, abuse and consumption
Beseler, C. L., & Hasin, D. S. (2010) · Addictive Behaviors · doi:10.1016/j.addbeh.2010.06.011 · Cited by 27
Self-citationKouimtsidis, C., Pauly, B., Parkes, T., Stockwell, T. R., & Baldacchino, A. (2021) · Frontiers in Psychiatry · doi:10.3389/fpsyt.2021.623649 · Cited by 28
Alcohol/Drug/Substance “Abuse”: The History and (Hopeful) Demise of a Pernicious Label
White, W. L., & Kelly, J. F. (2011) · Alcoholism Treatment Quarterly · doi:10.1080/07347324.2011.587731 · Cited by 27
Why don't they stop? Understanding unplanned marijuana use among adolescents and young adults.
Emery, N. N., Carpenter, R. W., Padovano, H. T., & Miranda, R. (2020) · Psychology of Addictive Behaviors · doi:10.1037/adb0000561 · Cited by 26
“Difficulty regulating substance use is a longstanding criterion for substance use disorders (Hasin et al., 2006).”
BackgroundGraupensperger, S. A., Corey, J. J., Turrisi, R., & Evans, M. B. (2019) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2019.107608 · Cited by 25
“Criteria for dependence entails at least three of the following criteria co-occurring within a 12-month period: Tolerance, withdrawal, continued use despite problems, impaired control, neglect of activities, and spending a great deal of time in substance-related activity (Hasin et al., 2006).”
BackgroundAlcohol withdrawal syndrome in ICU patients: Clinical features, management, and outcome predictors
Vigouroux, A., Garret, C., Lascarrou, J.-B., Martin, M., Miailhe, A.-F., Lemarie, J., Dupeyrat, J., Zambon, O., Seguin, A., Reignier, J., et al. (2021) · PLoS ONE · doi:10.1371/journal.pone.0261443 · Cited by 25
“Third, although ICD-10 discharge coding combined with DSM-5 criteria has strong reliability for diagnosing AWS, sensitivity may be limited [41].”
BackgroundAndrea Castro, G., Rodríguez, F. A., Flórez, M., López, P. V., Curotto, B., Martínez, D., Maturana, A., Lardone, M. C., Palma, C., Verónica Mericq, G., et al. (2016) · Human Reproduction · doi:10.1093/humrep/dew333 · Cited by 25
“In addition, symptoms for mood disorders were evaluated through DSM IV, ICD-10 (Hasin et al., 2006), the Mood Disorder Questionnaire (MDQ) (Hirschfeld et al., 2000) and a 9-item depression scale of the Patient Health Questionnaire (PHQ9) (Kroenke et al., 2001; Patrat et al., 2010).”
MethodLinkage analyses of cannabis dependence, craving, and withdrawal in the San Francisco family study
Ehlers, C. L., Gizer, I. R., Vieten, C., & Wilhelmsen, K. C. (2009) · American Journal of Medical Genetics Part B Neuropsychiatric Genetics · doi:10.1002/ajmg.b.31050 · Cited by 24
“In the case of cannabis dependence, recent data from large national epidemiologic samples have confirmed that cannabis withdrawal is prevalent, correlated with more symptoms of dependence and associated with significant distress and impairment [Hasin et al., 2008; Agrawal et al., 2008c].”
BackgroundCottler, L. B., & Grant, B. F. (2006) · Addiction · doi:10.1111/j.1360-0443.2006.01590.x · Cited by 23
The validity of a latent class typology of adolescent drinking patterns
Percy, A., & Iwaniec, D. (2007) · Irish Journal of Psychological Medicine · doi:10.1017/s0790966700010089 · Cited by 23
Metadata
- Authors
- Hasin, D., Hatzenbuehler, M. L., Keyes, K., & Ogburn, E.
- Affiliations
- Columbia University (US)
- Corresponding author
- Hasin, Deborah
- Venue
- Addiction
- Publisher
- Wiley
- Published
- 2006-08-08
- Volume
- 101
- Issue
- s1
- Pages
- 59-75
- ISSN
- 0965-2140 (ISSN-L)
- 1360-0443
- OpenAlex
- W2162943353
- Cited by
- 213
- References
- 67
- Citations by year
- 2026: 3 · 2025: 1 · 2024: 2 · 2023: 14 · 2022: 10 · 2021: 11 · 2020: 10 · 2019: 7 · 2018: 8 · 2017: 8 · 2016: 7 · 2015: 13 · 2014: 11 · 2013: 18 · 2012: 11
- FWCI
- 10.25
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Addiction (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Institute on Alcohol Abuse and Alcoholism (K05AA014223)
- National Institute on Drug Abuse (R01DA018652)
- Topics
- Health Sciences › Medicine › Epidemiology › Substance Abuse Treatment and Outcomes
- Social Sciences › Arts and Humanities › Philosophy › Mental Health and Psychiatry
- Social Sciences › Psychology › Clinical Psychology › Gambling Behavior and Treatments
- Keywords
- substance use disorders, DSM-IV, ICD-10, DSM-V, ICD-11, diagnostic criteria, substance dependence, substance abuse, cannabis withdrawal, remission criteria, Addiction Severity Index, diagnostic reliability, psychometric validity
- MeSH terms
- Alcoholism, Animals, Factor Analysis, Statistical, Humans, Terminology as Topic, Psychometrics, Research, Severity of Illness Index, Substance Withdrawal Syndrome, Reproducibility of Results, Substance-Related Disorders, International Classification of Diseases, Diagnostic and Statistical Manual of Mental Disorders
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