Information Flows in Causal Networks
Open accessAbstract
We use a notion of causal independence based on intervention, which is a fundamental concept of the theory of causal networks, to define a measure for the strength of a causal effect. We call this measure "information flow" and compare it with known information flow measures such as transfer entropy.
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The assumption of conditional independence distinguishes IIT's causal powers analysis from standard information-theoretic analyses of information flow.
“The assumption of conditional independence distinguishes IIT’s causal powers analysis from standard information-theoretic analyses of information flow [10, 27] and corresponds to an assumption that variables are “physical” units”
From Integrated information theory (IIT) 4.0: Formulating the properties of phenomenal existence in physical terms (2023) · cites this paper as [27]
The Conclusions contrast intervention-based causal information flow with observational measures such as mutual information. But the paper does not discuss IIT or establish that an assumption of conditional independence distinguishes IIT’s causal powers analysis from standard information-theoretic analyses. (LLM, conf=0.76)
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“In fact, a causal measure that is intimately related to TE, but employs Pearl’s ’do-formalism’ [56] for interventions, has been proposed by Ay and Polani [3].”
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“…relationships and explore how the causal variables affect the predicted labels, the information theory, especially the idea of “information flow” [47], is improved and applied to measure the causal information among those core features, which can Authorized licensed use limited to the terms of…”
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“Others have outlined similar metrics, such as the information-theoretic causal power in 2005 [11] and the information flow in 2008 [12], which was renamed “causal specificity” in 2015 [13].”
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“2 Maroney [25] argues that while a logically irreversible transformation of information does generate this amount of heat, it can in fact be accomplished by a thermodynamically reversible mechanism. thermodynamic interpretation of transfer entropy somewhat separately from the body of work relating57 Boltzmann and Shan…”
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“…by the history of the other process, but where the present state of each process is conditionally independent of the history of the other [96, 97] (e.g. one can have zero TE when a real causal connection exists, for instance, the system x t = y t − 1 , y t = x t − 1 , x 1 = 0 and y 1 =…”
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“To address this issue, we leverage recent work on information-theoretic measures of causal influence [1].”
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“X and Y mutually and deterministically cause one another through a copy operation ( Ay and Polani, 2011 ; Peters et al., 2017 ): X ( t ) copies Y ( t − 1) and vice versa.”
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“A measure of “information flow” (IF) that accurately captures casual effects has been proposed by Ay and Polani [42], where causality is detected by using a measure similar to TE that replaces observational conditioning on the probability distributions (as used in TE) with interventional conditioning [40].”
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“Empowerment is formalized as the maximal potential causal flow [29] from an agent’s actuators to an agent’s sensors at a later point in time.”
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“On the other hand, another line of thought leads to defining causal as “must have caused” which requires active interventions [44], [45] that are often impractical for the data analysis of large complex systems.”
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Synergy and Redundancy in Dual Decompositions of Mutual Information Gain and Information Loss
Chicharro, D., & Panzeri, S. (2017) · Entropy · doi:10.3390/e19020071 · Cited by 49 · see citing works
“This interventional approach can be incorporated to the framework by adopting interventional information-theoretic measures suited to quantify causal effects (Ay and Polani, 2008; Lizier and Prokopenko, 2010; Chicharro and Ledberg, 2012b).”
BackgroundQuantification of causal couplings via dynamical effects: A unifying perspective
Smirnov, D. A. (2014) · Physical Review E · doi:10.1103/physreve.90.062921 · Cited by 48 · see citing works
An Integrated Information Theory of Consciousness
Tononi, G. (2009) · Wiley eBooks · doi:10.1002/9781119132363.ch17 · Cited by 46 · see citing works
Understanding causation via correlations and linear response theory
Baldovin, M., Fabio Cecconi, A., & Vulpiani, A. (2020) · Physical Review Research · doi:10.1103/physrevresearch.2.043436 · Cited by 45 · see citing works
Genetic, epigenetic and exogenetic information in development and evolution
Griffiths, P. E. (2017) · Interface Focus · doi:10.1098/rsfs.2016.0152 · Cited by 44 · see citing works
Causal reductionism and causal structures
Grasso, M., Albantakis, L., Lang, J. P., & Tononi, G. (2021) · Nature Neuroscience · doi:10.1038/s41593-021-00911-8 · Cited by 42 · see citing works
Measuring the Dynamics of Information Processing on a Local Scale in Time and Space
Lizier, J. T. (2014) · Understanding complex systems · doi:10.1007/978-3-642-54474-3_7 · Cited by 42 · see citing works
““if I change the value of the source, to what extent does that alter the value of the target?” [74, 2, 56].”
BackgroundMethodSotero, R. C. (2016) · PLoS Computational Biology · doi:10.1371/journal.pcbi.1005180 · Cited by 38 · see citing works
“This formalism is used in a causal measure called information flow (Ay and Polani 2008), which is also based on the cMI.”
MethodEmpowerment As Replacement for the Three Laws of Robotics
Salge, C., & Polani, D. (2017) · Frontiers in Robotics and AI · doi:10.3389/frobt.2017.00025 · Cited by 40 · see citing works
“1142/S0219525908001465 Blahut, R. (1972). Computation of channel capacity and rate-distortion functions. IEEE Trans. Info. Theory 18, 460–473. doi:10.1109/TIT.1972. 1054855 Boden, M., Bryson, J., Caldwell, D., Dautenhahn, K., Edwards, L., Kember, S., et al. (2011). “Principles of robotics,” in The United Kingdoms Engi…”
BackgroundInfluentialSelf-citationDetecting Non-trivial Computation in Complex Dynamics
Lizier, J. T., Prokopenko, M., & Zomaya, A. Y. (2007) · Springer eBooks · doi:10.1007/978-3-540-74913-4_90 · Cited by 37 · see citing works
“It is a conditional mutual information [22], being the average information in the source yn about the next state of the destination xn+1 that was not already contained in the destination’s past x (k) n”
BackgroundInform: Efficient Information-Theoretic Analysis of Collective Behaviors
Moore, D. G., Valentini, G., Walker, S. I., & Levin, M. G. (2018) · Frontiers in Robotics and AI · doi:10.3389/frobt.2018.00060 · Cited by 36 · see citing works
“…2001b) ✓ Excess Information (Crutchfield and Feldman, 2003; Feldman and Crutchfield, 2003) ✓ Effective Information (Hoel et al., 2013; Hoel, 2017) × Information Flow (Ay and Polani, 2008) × Partial Information Decomposition (Williams and Beer, 2010) × Evidence of Integration (Biehl et al., 2016)”
BackgroundInformation Dynamics of Evolved Agents
Williams, P. L., & Beer, R. D. (2010) · Lecture notes in computer science · doi:10.1007/978-3-642-15193-4_4 · Cited by 34 · see citing works
“Interventional methods are needed to supplement purely observational ones in order to distinguish information transfer from spurious correlations [13,1].”
BackgroundHow Information and Embodiment Shape Intelligent Information Processing
Polani, D., Sporns, O., & Lungarella, M. (2007) · Springer eBooks · doi:10.1007/978-3-540-77296-5_10 · Cited by 33 · see citing works
Self-citationKoorehdavoudi, H., & Bogdan, P. (2016) · Scientific Reports · doi:10.1038/srep27602 · Cited by 34 · see citing works
Enhancing Major Depressive Disorder Diagnosis With Dynamic-Static Fusion Graph Neural Networks
Zhao, T., & Zhang, G. (2024) · IEEE Journal of Biomedical and Health Informatics · doi:10.1109/jbhi.2024.3395611 · Cited by 34 · see citing works
Assessing levels of consciousness with symbolic analysis
Lee, U., Blain‐Moraes, S., & Mashour, G. A. (2014) · Philosophical Transactions of the Royal Society A Mathematical Physical and Engineering Sciences · doi:10.1098/rsta.2014.0117 · Cited by 32 · see citing works
“Another popular set of approaches in information and network sciences to study the causal relationships between subsystems are interventional methods [44,45].”
BackgroundCausal composition: Structural differences among dynamically equivalent systems
Albantakis, L., & Tononi, G. (2019) · Entropy · doi:10.3390/e21100989 · Cited by 30 · see citing works
“In this way, our approach is more closely related to proposed measures of causal information flow [44,54], but evaluated in a state-dependent manner, as the information specified by the subset in its current state about its causes and effects (see also [55]).”
MethodFinding continuity and discontinuity in fish schools via integrated information theory
Niizato, T., Sakamoto, K., Mototake, Y.-I., Murakami, H., Tomaru, T., Hoshika, T., & Fukushima, T. (2020) · PLoS ONE · doi:10.1371/journal.pone.0229573 · Cited by 29 · see citing works
Causal Influence Detection for Improving Efficiency in Reinforcement LearningPreprint
Seitzer, M., Schölkopf, B., & Martius, G. (2021) · arXiv (Cornell University) · doi:10.48550/arxiv.2106.03443 · Cited by 29 · see citing works
New scaling relation for information transfer in biological networks
Kim, H., Davies, P. C. W., & Walker, S. I. (2015) · Journal of The Royal Society Interface · doi:10.1098/rsif.2015.0944 · Cited by 27 · see citing works
“This is more informal language than the technical meaning of “information flow” as formulated by Ay and Polani, which is a measure of causal flows [43].”
BackgroundTackling the subsampling problem to infer collective properties from limited data
Levina, A., Priesemann, V., & Zierenberg, J. (2022) · Nature Reviews Physics · doi:10.1038/s42254-022-00532-5 · Cited by 30 · see citing works
“Moreover, in general correlation and causation are hard to disentangle without causal interventions [59, 122, 123].”
BackgroundSchmidt, N. M., Hoffmann, M., Nakajima, K., & Pfeifer, R. (2012) · Advances in Complex Systems · doi:10.1142/s0219525912500786 · Cited by 28 · see citing works
Flack, J. C., & Krakauer, D. C. (2011) · Chaos An Interdisciplinary Journal of Nonlinear Science · doi:10.1063/1.3643063 · Cited by 28 · see citing works
Relating Granger causality to long-term causal effects
Smirnov, D. A., & Mokhov, I. I. (2015) · Physical Review E · doi:10.1103/physreve.92.042138 · Cited by 28 · see citing works
Evaluating computational models of explanation using human judgmentsPreprint
Pacer, M., Williams, J. J., Chen, X., Lombrozo, T., & Griffiths, T. L. (2013) · arXiv (Cornell University) · doi:10.48550/arxiv.1309.6855 · Cited by 28 · see citing works
“Rather than using traditional measures of information such as mutual information, CET uses causal information flow [Ay and Polani, 2008] to decide how the tree will grow.”
MethodInformation flow and causality as rigorous notions ab initio.
Liang, X. S. (2016) · PubMed · doi:10.1103/physreve.94.052201 · Cited by 27 · see citing works
Transfer Entropy for Coupled Autoregressive Processes
Hahs, D. W., & Pethel, S. D. (2013) · Entropy · doi:10.3390/e15030767 · Cited by 27 · see citing works
“2 ] 4 , 2 , 1 [ ], 4 , 2 , 1 [ 2 ] 2 [ ], 2 [ 2 ] 4 , 2 [ ], 4 , 2 [ 2 ] 2 , 1 [ ], 2 , 1 [ 2 ] 4 , 2 :, 1 [ ], 4 , 2 , 1 [ 3 2 ] 2 [ ], 2 [ 1 2 ] 4 , 2 [ ], 4 , 2 [ 2 2 ] 2 , 1 [ ], 2 , 1 [ 2 2”
Finite State Automata Resulting from Temporal Information Maximization and a Temporal Learning Rule
Wennekers, T., & Ay, N. (2005) · Neural Computation · doi:10.1162/0899766054615671 · Cited by 27 · see citing works
Self-citationOn the Causal Structure of the Sensorimotor Loop
Ay, N., & Ghazi-Zahedi, K. (2013) · Emergence, complexity and computation · doi:10.1007/978-3-642-53734-9_9 · Cited by 26 · see citing works
“Combined with the notion of intervention, this also leads to measures of causal information flows [4].”
BackgroundMethodInfluentialSelf-citationExplanation Trees For Causal Bayesian Networks
Nielsen, U. H., Pellet, J., & Elisseeff, A. (2008) · Zenodo (CERN European Organization for Nuclear Research) · doi:10.5281/zenodo.6911 · Cited by 26 · see citing works
Fakhar, K., & Hilgetag, C. C. (2022) · PLoS Computational Biology · doi:10.1371/journal.pcbi.1010250 · Cited by 25 · see citing works
“Additionally, MSA can incorporate metrics and concepts that are already developed to infer causal structure in networks [38].”
BackgroundKhadem, A. A., Hossein‐Zadeh, G., & Banaraki, A. K. (2015) · Brain Topography · doi:10.1007/s10548-015-0452-4 · Cited by 25 · see citing works
Causality Analysis: Identifying the Leading Element in a Coupled Dynamical System
BozorgMagham, A. E., Motesharrei, S., Penny, S. G., & Kalnay, E. (2015) · PLoS ONE · doi:10.1371/journal.pone.0131226 · Cited by 24 · see citing works
“, perturbing the candidate cause variable to investigate its direct influence on the response variable [20, 21].”
BackgroundInformation decomposition based on cooperative game theory
Ay, N., Polani, D., & Virgo, N. (2020) · Kybernetika · doi:10.14736/kyb-2020-5-0979 · Cited by 23 · see citing works
“These include the transfer entropy (Schreiber, 2000; Lizier, 2014), which assumes a dynamical systems framework and that the system consists of identifiable components which can be tracked through time, and the causal information flow (Ay and Polani, 2008), which is defined in terms of general causal Bayesian networks…”
BackgroundSelf-citationFoundations and Formalizations of Self-Organization
Polani, D. (2013) · Advanced information and knowledge processing · doi:10.1007/978-1-4471-5113-5_2 · Cited by 22 · see citing works
Self-citationCan Graph Neural Networks be Adequately Explained? A Survey
Li, X., Wang, J., & Yan, Z. (2025) · ACM Computing Surveys · doi:10.1145/3711122 · Cited by 23 · see citing works
“131:14 X. Li et al. — Causal: The causal-based methods employ a range of techniques, such as information-theoretic measures of causal influence and Individual Causal Effects ( ICEs ) [81, 89], to measure causal effects of input features on prediction results.”
- Authors
- AY, N., & POLANI, D.
- Affiliations
- Santa Fe Institute (US)
- University of Hertfordshire (GB)
- Venue
- Advances in Complex Systems
- Publisher
- World Scientific Pub Co Pte Lt
- Published
- 2008-02
- Volume
- 11
- Issue
- 01
- Pages
- 17-41
- ISSN
- 0219-5259 (ISSN-L)
- 1793-6802
- OpenAlex
- W2060841334
- Semantic Scholar
- cea9940860abc3dea72d9ebdbb699a9d885c0724
- Cited by
- 287
- References
- 18
- Citations by year
- 2026: 12 · 2025: 20 · 2024: 19 · 2023: 23 · 2022: 16 · 2021: 20 · 2020: 14 · 2019: 9 · 2018: 16 · 2017: 22 · 2016: 21 · 2015: 15 · 2014: 18 · 2013: 20 · 2012: 9
- FWCI
- 12.16
- Type
- journal article
- Language
- en
- Open access
- green
- uhra.herts.ac.uk
- Locations
- Advances in Complex Systems (publishedVersion)
- University of Hertfordshire Research Archive (University of Hertfordshire) (submittedVersion)
- RePEc: Research Papers in Economics (submittedVersion)
- Max Planck Institute for Plasma Physics (submittedVersion)
- Funders
- Santa Fe Institute
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Bayesian Modeling and Causal Inference
- Social Sciences › Arts and Humanities › History and Philosophy of Science › Philosophy and History of Science
- Social Sciences › Economics, Econometrics and Finance › Economics and Econometrics › Complex Systems and Time Series Analysis
- Keywords
- information flow, causal networks, causal independence, intervention, transfer entropy, causal inference
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