Cited by 889Political Conflict and GovernancePolitical Theory and DemocracyPolitical Science Research and Education

The DOI matches its Crossref record; 100 of the 100 references it cites were found in a registry or an index; 4 of the 59 sources its claims cite were checked for support.

Unwelcome Change: Coming to Terms with Democratic Backsliding

Open access
Waldner, David, Lust, Ellen·2018·Annual Review of Political Science

Abstract

Scholars have paid increasing attention to democratic backsliding, yet efforts to explain this phenomenon remain inchoate. This article seeks to place the study of democratic backsliding on sturdier conceptual, operational, and theoretical foundations. Conceptually, the challenge of backsliding is to define changes that take place within a political regime. Methodologically, the challenge involves measurement of intraregime changes, as alternative coding schemes change the population of units that have experienced democratic backsliding. Theoretical challenges are dual: First, despite a rich and diverse literature, we lack readily available theories to explain backsliding, and second, the theoretical debates that do exist—centered on the causes of democratic transitions, democratic breakdowns, authoritarian resilience, and democratic consolidation—remain unresolved. We consider how these theories might be called into service to explain backsliding. By doing so, the article aims to set the terms of the debate to create a common focal point around which research can coalesce.

Overview

AI snapshot

Written from the paper’s full text.

TL;DR

This review argues that democratic backsliding is conceptually, operationally, and theoretically underdeveloped, and it proposes a definition centered on incremental within-regime deterioration. It surveys six theory families and recommends a coalitional, balance-of-power synthesis for future research.

Key findings

  • Backsliding is defined as a decline in democratic qualities within a regime; in democracies it means lower-quality democracy, and coding it requires degradation in at least two of three dimensions: competition, participation, and accountability.
  • Measurement is inconsistent: only 5 of 13 regime-type datasets permit measuring backsliding; the five backsliding indicators have an average pairwise correlation of 0.33, compared with 0.85–0.86 for regime-type measures. Reported backsliding rates range from under 3% in Skaaning et al. (2015) to over 11% in Wahman et al. (2013).
  • Robustness checks found findings held under alternative measures in only 25% of cases for Burke & Leigh (2010) and less than 75% for Gibler & Randazzo (2011) and Goldstone et al. (2010), using a low threshold of expected sign and p < 0.10.
  • Existing theories—agency, political culture, institutions, political economy, social structure/coalitions, and international factors—offer limited directly testable explanations for backsliding; the authors favor a synthetic coalitional approach emphasizing shifting balances of power.

Methods

  • Design: a conceptual, operational, and theoretical review, not an original empirical study. It surveys six broad theory families developed for democratic transitions, breakdowns, consolidation, and authoritarian resilience, then assesses their usefulness for backsliding.
  • Data or sample: secondary literature and existing datasets, especially Lueders & Lust’s (2018) review of 13 regime-type datasets and Table 1’s five backsliding indicators; the article also uses a brief illustrative discussion of the Trump administration.
  • Main analysis: qualitative synthesis and critique of definitions, measurement schemes, and theoretical mechanisms, followed by four suggestions for future synthesis, including attention to contrast spaces, shared analytic frameworks, balance-of-power reasoning, and coalitional analysis.

Limitations

  • The authors state that they do not definitively solve the conceptual, measurement, or theoretical problems, and that no crystallized literature evaluates rival backsliding hypotheses across a fixed set of cases.
  • They note that many existing hypotheses lack testable form, suffer from endogeneity, and show spatial and temporal causal heterogeneity; they also state that international factors are difficult to generalize because mechanisms and susceptibility vary by country.
  • Evident from the text: the article is a review rather than a new empirical test, and its Trump discussion is explicitly illustrative and speculative about whether observed actions amount to backsliding.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1146/annurev-polisci-050517-114628

Cites

100 of 100 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Verification

Claims the paper makes

116 Own interpretation · 22 Sources not found · 18 No full text of the sources · 7 No basis given · 6 Not checked yet · 4 Supported · 1 Own method

Show all 70 claims

  • Probably not a substantial claim. 86
  • It may state two separate claims as one. 36
104 of 104
  • The paper relies on this without support.

    The link between economic prosperity and democracy has sharply attenuated over the past several decades.

    “First, the link between economic prosperity and democracy has been sharply attenuated over the past several decades.”
  • The paper relies on this without support.

    The value of admission to the democracy club has declined.

    “A second trend is that not only the price but also the value of admissiontothedemocracyclubhasdeclined.”
  • The paper relies on this without support.

    Competition, participation, and accountability are the three relevant dimensions of democratic governance for coding backsliding.

    “Coding a case of backsliding requires degradation in at least two of these three dimensions of democratic governance: competition, participation, and accountability.”
  • The paper relies on this without support.

    Military coups are no longer desirable in the relevant environment.

    “in an environment in which military coups are no longer desirable”
  • The paper relies on this without support.

    Democratic backsliding requires reversion along at least two of three dimensions of democracy.

    “Consistent with a conceptual approach that requires reversion along at least two of three dimensions of democracy”
5 of 5

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Each is checked against this paper’s own text: does it say what the citing paper says it does?

Citations

Cites

Show all 88 references

Research works printed but not linked: 6

  1. Ahmed A, 2014, APSA Comp. Democratiz. Newsl., 12, 2, 12
  2. Boix C, 2002, World Politics, 55, 515
  3. Dahl R, 1971, Polyarchy: Regime and Opposition
  4. Lust E, 2015, Rep., May 13, Inst. Int.
  5. Mickey R, 2017, Foreign Aff, 96, 20
  6. Superville D, Swanson E. 2017. Poll shows most doubt Trump's respect for institutions. Associated Press , June 14. http://www.apnorc.org/news-media/Pages/Poll-shows-most-doubt-Trump%E2%80%99s-respect-for-institutions.aspx

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Metadata

Authors
Waldner, D., & Lust, E.
Affiliations
  • University of Virginia (US)
  • University of Gothenburg (SE)
Venue
Annual Review of Political Science
Published
2018-05-11
Volume
21
Issue
1
Pages
93-113
ISSN
  • 1094-2939 (ISSN-L)
  • 1545-1577
OpenAlex
W2784191913
Cited by
889
References
88
Citations by year
2026: 153 · 2025: 156 · 2024: 159 · 2023: 138 · 2022: 96 · 2021: 84 · 2020: 53 · 2019: 40 · 2018: 10
FWCI
16.77
Type
journal article
Language
en
Open access
Locations
Annual Review of Political Science (publishedVersion)
Funders
  • United States Agency for International Development
  • Yale University
  • Northwestern University
  • Göteborgs Universitet
Topics
  • Social Sciences › Sociology and Political Science › Political Conflict and Governance
  • Social Sciences › Political Science and International Relations › Political Theory and Democracy
  • Social Sciences › Political Science and International Relations › Political Science Research and Education
Keywords
democratic backsliding, democratic transition, democratic consolidation, democratic breakdown, authoritarian resilience, coding scheme

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